ORDER
Pending before the court is the motion of the plaintiff, National Medical Care, Inc., d/b/a Fresenius Medical Care North America (Fresenius), for preliminary injunction [Docket 4], For the reasons discussed below, this motion for preliminary injunction is GRANTED in part and DENIED in part.
I. Findings of Fact
The court FINDS that the facts of this case are as follows. Fresenius is the world’s largest provider of dialysis products and services for patients with chronic kidney failure. On October 16, 2000, Fre-senius registered certain technical drawings for the internal components of dialysis centers with the United States Copyright Office. Reg. Number VAU 477385. These technical drawings are known as the “Standard Details.” Fresenius’s Standard Details consist of 108 architectural, plumbing, mechanical, and electrical component drawings that depict things such as medical cabinets, work stations, dialysis counters, and coat racks. In 1998 and 1999, defendant architect Uner Gokcen and his architectural firm, Arehiturk Medarch, provided architectural services on two Fre-senius dialysis facilities. One of theses facilities is located in Hurricane, West Virginia, and the other is located in Charleston, West Virginia. Defendant John Wolfe and his company, Wolfe Construction Company (Wolfe Construction), were hired as general contractors for both the Hurricane and Charleston facilities. Defendant Gokcen was given a copy of Fresenius’s Standard Details to use in designing Fre-senius’s Hurricane and Charleston facilities, and defendants Wolfe and Wolfe Construction were provided complete sets of the architectural plans for the Hurricane and Charleston facilities, which included Fresenius’s Standard Details.
Defendant Julian L. Espíritu, Jr., M.D. and his company, defendant J & F Properties, LLC, hired Gokcen, Arehiturk Me-darch, Wolfe, and Wolfe Construction to design and build a dialysis facility in South Charleston, West Virginia to be called Greater Charleston Dialysis, PLLC (GCD). Gokcen prepared a set of “Construction Drawings” for GCD and filed them with the City of South Charleston. In preparing GCD’s Construction Drawings, Gokcen copied portions of Freseni-us’s Standard Details, primarily relating to cabinetry. The sheets containing these copied drawings, sheets A-9, A-10, and A-11, were clearly labeled “Design Development Drawings. Not for Construction.” Copies of these drawings were present at the construction site. In late 2002, Charlie
Wolfe contracted Chandler Plywood Products to supply the cabinetry for GCD. The cabinetmaker who built GCD’s cabinets, Steve Hatcher, had worked with Wolfe on numerous projects over the previous 15 years. Hatcher’s testimony is very credible. According to Hatcher, on his first visit to the project site, he saw the infringing Construction Drawings, but was told by an employee of Wolfe Construction that the drawings weren’t to be used. Thereafter, he obtained a copy of the floor plan, visited each room in the facility, made the necessary measurements, and noted the dimensions and configuration of the cabinets to be built. As is his practice when working with Wolfe, Hatcher initially drew the cabinetry using dimensions, configurations, and designs standard to previous medical facility projects. Over the course of the project, Hatcher visited the project site on several occasions, prepared drawings of the cabinetry, submitted the drawings to Wolfe for review, and revised the drawings as requested by Wolfe and Dr. Espiritu. Hatcher prepared final drawings of the cabinetry and GCD’s cabinetry was built according to Hatcher’s final drawings.
II. Procedural History
On January 8, 2003, Fresenius filed a one-count complaint alleging copyright infringement under the Copyright Act, 17 U.S.C. § 101, et seq., naming Dr. Espiritu, GCD, Gokcen, and Architurk Medarch as defendants. Fresenius has since amended its complaint twice to add defendants J & F Properties, Wolfe, and Wolfe Construction, and to include additional theories of relief: vicarious copyright infringement by Dr. Espiritu and Wolfe, and contributory copyright infringement by Wolfe and Wolfe Construction. In its complaint, Fre-senius demands statutory damages, actual damages, infringer’s profits, money damages, and a permanent injunction.
Simultaneous to the filing of the complaint, Fresenius made a Motion for a Temporary Restraining Order and Preliminary Injunction. In this motion, Freseni-us requested the following relief: (1) an order requiring all defendants to cease any use of Fresenius’s Standard Details or any other confidential information owned by Fresenius, (2) an order requiring all defendants immediately to inventory and return all blueprints, architectural drawings, computer disks, or other confidential information owned by Fresenius, (3) an order precluding the defendants from opening their kidney dialysis facility in South Charleston until they remove all allegedly infringing portions of the facility, (4) an order permanently enjoining defendants from copying, reproducing, possessing and/or disclosing any and all improperly obtained copyrighted and/or confidential information owned by Fresenius, and (5) any further relief deemed just and proper by the court. On January 24, 2003, the court issued a temporary restraining order requiring all defendants to account for and return all of Fresenius’s copyrighted and confidential information, including all copies of the Standard Details, and prohibiting all defendants from any use or copying of Fresenius’s copyrighted and confidential information.
1
The court denied without prejudice Fresenius’s Motion for a Temporary Restraining Order insofar as it
III. Standard for Obtaining for a Preliminary Injunction
In deciding whether to issue a preliminary injunction in a copyright infringement case, the court must consider both the general preliminary injunction standard and the specific preliminary injunction standard applicable to infringement cases.
A. General Preliminary Injunction Standard
A district court typically undertakes a “balance-of-hardship” test to determine whether a party’s motion for preliminary injunction should be granted.
Blackwelder Furniture Co. v. Seilig Mfg. Co.,
B. Preliminary Injunction in the Context of Copyright Infringement
In the context of copyright law, however, a lower standard of proof is applied to motions for preliminary injunctions in this circuit. Under Fourth Circuit precedent, if a plaintiff establishes a prima facie case of copyright infringement, a court is “entitled to presume that ... [the plaintiff] could show both probable likelihood of success on the merits and irreparable harm.”
Serv. & Training, Inc. v. Data Gen. Corp.,
The presumption of probable likelihood of success and irreparable harm can be rebutted.
Richmond Homes Mgmt. v. Raintree, Inc.,
The court recognizes that the lower standard of proof afforded by this presumption seems appropriate in cases involving certain types of copyright infringement, but the court is doubtful of the presumption’s suitability to the facts at hand. Here, the technical drawings and specifications at issue are primarily functional in nature. They contain little artistic or creative expression. The court does not believe that the commercial value of these technical drawings is fleeting, in the sense that the commercial value of a song or a book may be fleeting. The value of the drawings exists in Fresenius’s ability to use them in building dialysis centers; comparatively, the value of a song or a book is heavily dependent on retail sales. Consumers may tire of a work quickly, but Fresenius will be able to use its Standard Details as long as it likes. Nevertheless, in the case before the court it is unnecessary to decide whether or not the lower standard of proof applies because the application of the lower standard does not affect the outcome. Therefore, without deciding whether the lower standard should apply to any similar case in the future, the court will apply the lower standard to the facts of this case.
IV. Discussion
The court must decide, as a matter of law, whether a structure or feature can be an infringing copy of a technical drawing. If a structure or feature can be an infringing copy of a technical drawing, the court must determine whether Fresenius has established a prima facie case of copyright infringement.
A. Prima Facie Copyright Infringement
In order to establish a prima facie case of copyright infringement, a plaintiff
A plaintiff may prove unauthorized copying either by direct evidence of copying or by creating a presumption of copying through indirect evidence.
See Lyons P’ship, L.P. v. Morris Costumes, Inc.,
Fresenius, however, seeks more than the return of these infringing copies and a prohibition of their further use. Fresenius asks the court to order GCD to remove several cabinets currently used in the facility. To obtain such relief, Freseni-us is required to prove that its claim with regard to the cabinets at issue satisfies the standard for obtaining a preliminary injunction. Applying the lower standard, as discussed above, Frensenius must prove that the cabinets are unauthorized copies of the Standard Details.
1) As-Built Items Cannot Infringe on a Technical Drawing
Copyright law protects “original works of authorship fixed in any tangible medium of expression.” 17 U.S.C. § 102(a). Works of authorship include, inter alia, “pictorial, graphic, and sculptural works.” Id. at § 102(a)(5). The Berne Convention Implementation Act of 1988 amended the definition of “pictorial, graphic, and sculptural works” to include “technical drawings, including architectural plans.” Id. at § 101. Although architectural plans can be copyrighted as technical drawings, there is some debate concerning the scope of protection afforded to technical drawings. Before the court can decide whether the cabinets in this particular case infringe on Fresenius’s Standard Details, the court must determine whether an as-built structure or feature can infringe on a technical drawings copyright.
A copyright gives the owner the exclusive right to reproduce the copyrighted work.
Id.
at § 106. Anyone who violates this exclusive right infringes on the owner’s copyright.
Id.
at § 501(a). The scope of copyright protection, however, is limited in that it does not “extend to any idea, procedure, process, system, method of operation, concept, principle, or discovery, regardless of the form in which it is described, explained, illustrated, or embodied in such work.”
Id.
at § 102(b). Only the original expression of an idea embodied within a copyrighted work is protected by copyright law.
Demetriades v. Kaufmann,
Architects typically protect their works through copyright because the utilitarian nature of architéctural drawings and buildings makes it difficult for architects to satisfy patent law’s novelty requirement.
See Robert R. Jones
Assocs.
v. Nino Homes,
The copyright protection afforded to architectural plans registered as technical drawings is subject to certain qualifications. 1 Nimmer,
supra,
2.08[D][2][a ]. The Copyright Act “does not afford, to the owner of a copyright in a work that portrays a useful article as such, any greater or lesser rights with respect to the making, distribution, or display of the useful article so portrayed than those afforded to such works under the law .. .in effect on December 31, 1977.” 17 U.S.C. § 113(b). A “useful article” is defined as an article that has “an intrinsic utilitarian function that is not merely to portray the appearance of the article or to convey information.”
Id.
at § 101. The cabinets portrayed in the Standard Details are clearly useful articles; therefore, under 17 U.S.C. § 113(b), Fresenius has statutory copyright protection in the cabinets depicted in the Standard Details “only to the extent that such protection was recognized by law prior to January 1, 1978.”
See Jones Assocs.,
The starting point for analyzing the scope of copyright protection extended to works depicting useful articles is the seminal case of
Baker v. Selden,
As of the enactment of the AWCPA, the circuits had not developed a uniform method of applying
Baker
in the context of architectural plans, and given that most cases are now decided under the AWCPA, little thought has been given to the subject. Generally, courts have found that an unauthorized copy of an architectural plan infringes on a technical drawing copyright.
Richmond Homes,
The AWCPA was enacted specifically to provide clear copyright protection to architectural structures, H.R.Rep. No. 101-735, at 19 (1990), reprinted in 1990 U.S.C.C.A.N. 693537. At the time of enactment, Congress thought such protection was necessary to bring the United States Copyright Act into compliance with the requirements of the Berne Convention. Congress chose a definition of “architectural work” that includes all building designs while explicitly excluding individual standard features. 17 U.S.C. § 101. This exclusion of individual standard features indicates that Congress did not intend to extend copyright protection to as-built individual standard features. The distinction drawn by Congress between building designs and individual standard features makes sense given that individual standard features are primarily utilitarian in nature.
The court now FINDS that an as-built structure or feature cannot be an infringing copy of a technical drawing. Copyright protection only extends to as-built structures when the copyright is registered under the AWCPA. The Standard Details are registered only as technical drawings, and therefore, the protection afforded by Fresenius’s copyright in the Standard Details does not extend to as-built structures, regardless of whether
2) GCD’s Cabinets Are Not Copies of the Standard Details
Even assuming that a copyrighted technical drawing could be infringed upon by an as-built structure or feature, Fresenius has failed to prove that the cabinets installed in GCD are unauthorized copies of the Standard Details. A plaintiff may prove copying either by direct evidence of the physical act of copying, or, as is more common, by creating a presumption of copying through indirect evidence.
Lyons P’ship,
Substantial similarity is evaluated under another two-part analysis.
See Lyons P’ship,
When considering whether one item is intrinsically similar to another in the context of copyright law, a court must compare the expressive content of each item.
See Concrete Mach. Co. v. Classic Lawn Ornaments, Inc.,
The Standard Details are “thin” works. Like all cabinets, the medical cabinets depicted in the Standard Details consist of a combination of drawers, cupboards, counters, shelves, and features.
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Further, certain aspects of the Standard Details, such as the use of plastic surfaces, are dictated by the cabinet’s use in a medical facility. The court FINDS that each Standard Detail is a combination of utilitarian components, and the expressive content in an individual Standard Detail exists in the manner in which the components are arranged.
See Richmond Homes,
Fresenius argues that the following items found at GCD are substantially similar to technical drawings in the Standard Details: (1) the isolation room cabinet, (2) the reception window, (3) the nurse’s station, (4) the dialysis cabinet, (5) the office cabinetry, and (6) the coat rack. The court FINDS that the configuration of each of these items is markedly different from the cabinets depicted in the Standard Details. First, the dimensions of GCD’s cabinets, drawers, and counters do not conform to the dimensions portrayed in the Standard Details. Using the allegedly infringing Prep Cabinet as an example: (1) the second upper cabinet from the left is 17 inches, rather than the 24 inches as required by the Standard Details, (2) the far right upper cabinet is 27 inches rather than 24 inches as required by the Standard Details, and (3) the drawers installed in the base station are 14 inches rather than 18 inches as required by the Standard Details. Second, the components in GCD’s cabinetry do not conform to the components portrayed in the Standard Details. For example, the nurse’s station as built has four drawers underneath the counter and a forty-eight inch counter adjacent to the station, neither of which are shown in the Standard Details. Third, the more decorative aspects of GCD’s cabinets are distinct from the cabinets depicted in the Standard Details. Illustrative of this point is GCD’s allegedly infringing reception window. Whereas the Standard Details show a carpet half-way up the wall and oak trim, GCD’s reception window does not have carpet on the wall and uses a chair rail molding below the window.
In addition, Fresenius argues that the following features indicate that GCD’s cabinetry was built with reference to the Standard Details: (1) a valve box located inside of a cabinet, (2) counters covered in post-form laminate, (3) an oak trim window frame around a nurse’s work station, and (4) a cabinet with side-by-side sinks separated by a formica sink divider. The court FINDS that GCD’s cabinetry utilized these features, but that the these features consist of individual utilitarian components not protected by copyright. All of these features, except the wood trim, serve a functional purpose in a medical environment. A sink divider is used to separate clean sinks from dirty sinks, and counter
Fresenius also argues that an air gap drain and a flush-mounted floor sink installed in GCD infringes on its copyright. The court FINDS that air gap drains and flush-mounted floor sinks are common to medical facilities and restaurants, and that, prior to working for Fresenius, Wolfe had installed similar items. Although Freseni-us has made further allegations of infringement based on GCD’s lack of electrical, mechanical, or plumbing plans and upon the installation of a pre-fabricated emergency shower, the court FINDS that these allegations lack merit.
Cabinets are utilitarian objects. Moreover, the function of cabinets in general, and of medical cabinets in particular, requires a high degree of standardization between cabinet designs. When a plaintiffs work admits of only slight variations, “modest dissimilarities are more significant.”
Howard v. Sterchi,
3) Defendants have Rebutted any Evidence of Copying
Further, the defendants have rebutted any evidence of copying presented by Fresenius. A defendant can rebut evidence of copying with evidence that the work is an independent creation.
See Richmond Homes,
Y. Conclusions
The court FINDS that Fresenius is not entitled to the presumption of likelihood of success on the merits and irreparable harm. The basis for this holding is twofold. First, as a matter of law, the court concludes that an as-built structure and/or feature cannot be an infringing copy of a technical drawing. Second, even if a structure or feature could be considered an infringing copy, Fresenius has failed to establish a prima facie case of copyright infringement; and to the extent Fresenius has presented evidence of copying, the defendants have rebutted this evidence with proof of independent creation. Fresenius has not shown that it is likely to suffer harm from GCD’s continued use of the cabinets, and the court FINDS that Fre-senius will not prevail on the merits against the defendants Julian L. Espíritu, Greater Charleston Dialysis, PLLC, J & F Properties, LLC, John Wolfe, and Wolfe Construction Company, Inc. Further, the court FINDS that currently none of the defendants are in possession of Fresenius’s copyrighted or confidential
The court DIRECTS the Clerk to send a copy of this Order to counsel of record and any unrepresented party, and DIRECTS the Clerk to post this published opinion at http://www.wvsd.uscourts.gov.
Notes
. Defendants’ counsel was permitted to retain one copy of the Standard Details and copies of the allegedly infringing plans.
. "Architectural work” is defined as "the design of a building as embodied in any tangible medium of expression, including a building, architectural plans, or drawings. The work includes the overall form as well as the arrangement and composition of spaces and elements in the design, but does not include individual standard features.” 17 U.S.C. § 101.
. Fresenius cabinets also contain complex systems designed to process water, acid, and bicarbonate solutions. The court’s substantial similarity analysis focuses on the simpler aspects of the cabinets (components, dimensions, and features) because Fresenius based its substantial similarity claim on these aspects.
