*1 dis- the school against claims stitutional changed, My position
trict. has in this case. hold the same today, I would dissent.1 I therefore RELATIONS LABOR NATIONAL BOARD, Petitioner Healthcare Workers United 1199 Seiu East, Region, Intervenor N.J.
v. AND NEW VISTA NURSING REHABILITATION,
Respondent. Rehabilitation, Nursing And New Vista LLC, Petitioner
v. Relations National Labor Board, Respondent. Healthcare Workers 1199 Seiu United East, Region, Intervenor. N.J. 12-1027, 12-1936. Nos. Appeals, United States Court Third Circuit. 19, 2013. Argued March May 2013. Filed: Fuentes, join. writ- in toto and My colleague, Judge has also dissent, agree I with opinion ten *4 Brinkmann, [argued], Sarang V.
Beth S. Damle, Shultz, Benjamin Scott R. M. McIntosh, Patterson, Melissa N. United Justice, B. Department of Julie States Dreeben, Broido, Milakshmi V. Ra- Linda National Labor Rela- japaksem, [argued], *5 Board, DC, Washington, for Petition- tions er. Gladstein, & Massey, Reif
William S. York, NY, New for Intervenor- Meginniss, Petitioner. Capozzi [argued], Capozzi &
Louis J. PA, Tuchman, Assoc., Harrisburg, Morris York, NY, Respondent. New Williams, University of Catholic Victor DC, America, for Amicus-Pe- Washington, titioner. SMITH, JR, GREENAWAY
Before: ANTWERPEN, Judges. Circuit and VAN
OPINION
SMITH, Judge. Circuit in the The Recess President provides “[t]he Constitution up fill all Vacancies have Power to shall may during the Recess of happen Senate, which by granting Commissions of their next Ses- expire at the End shall Const, II, 2,§ cl. 3. The art. sion.” U.S. is the mean- in this case question central Senate,” of “the Recess may president only time in which appoint officers. to recess use his (1) offered: have been Three definitions of the Senate between sessions breaks (2) breaks”); (i.e., these in- supervisors “intersession Vista’s LPNs were not tersession breaks as well as breaks within thus certified the union as well as ordered breaks”) (i.e., “intrasession an election. New appealed session Vista to the time, Board, non-negligible regional last for a which affirmed the di- break in business that makes the rector’s order. body provide unavailable to advice and majority The union won a in the president’s consent on the nominations. ensuing election. New Vista refused to question This is a difficult that has never union,1 bargain with the which then filed
been addressed
our Court or the Su-
charge of unfair
practices against
labor
preme Court.
hold that “the
We
Recess New Vista before the Board. On behalf of
Appoint-
the Senate”
the Recess
union,
general
the Board’s
counsel
ments
Clause refers
intersession
summary judgment
against
moved for
consequence,
breaks. As a
we conclude
Vista,
New
opposed.
which New Vista
that the National Labor Relations Board
unanimously
The Board
granted summary
panel below
the requisite
lacked
number
judgment
favor of the
against
Union and
of members to exercise the Board’s au- New
in a “decision and order” dated
Vista
thority
panel
because one
member was
August
invalidly appointed during an intrasession
This order was issued
a three-
break.
will
We
therefore vacate the
“delegee
member
group” of the Board.
Board’s orders.
The NLRA establishes that the Board is
*6
I
composed
members,
upof
to five
appoint
president
ed
and confirmed with
operates
New Vista
a nursing and reha-
the advice and consent of the Senate. 29
Newark,
bilitative care center in
New Jer-
153(a).
153(b)
§
U.S.C.
Section
authorizes
25, 2011,
sey.
January
On
a healthcare
“delegate
the Board to
any group
petitioned
workers’ union
the National La-
three or more members
or all of the
(“the Board”)
bor Relations Board
cer-
for.
powers
may
which it
itself exercise.” Id.
tification as
representative
for New
153(b).
§
delegee groups
These
must
(“LPN”).
practical
Vista’s licensed
nurses
membership
“maintain a
of three in order
opposed
New Vista
this certification on the
delegated
exercise the
authority of the
grounds that
its LPNs
supervisors
are
Steel,
Board.” New Process
L.P. v.
who cannot unionize under the National
NLRB,
674,
2635, 2644,
560 U.S.
130 S.Ct.
(“NLRA”),
Labor Relations Act
29 U.S.C.
(2010).
because
Senate’s
that of the lower courts in a
eyen
review,’
argued
The motion also
cause under
though
par-
December 17.
delegee group
prepared
(quoting
that
ties are
to concede it”
the three-member
Maurer,
237, 244,
Mitchell v.
March 15 Reconsideration Or-
55
issued the
(1934))).
162, 79
S.Ct.
L.Ed. 338
In their
der lacked three members because two of
briefs,
parties
initial
contended that
invalidly appointed
its members were
delegee group
subject-matter
ju-
had
the Board under the Recess
160(a),
§
risdiction under 29 U.S.C.
Clause while the Senate was not in “re-
(and
“empower[s]” the Board
three-
sum,
argued
cess.” In
that if
Vista
New
delegee groups)
prevent
member
“to
any
the Senate’s session had ended when it
person
engaging
labor
sessions,
began using pro
then the
unfair
forma
practice ... affecting commerce:”
doWe
panel
December 30
had
two members
160(a)
§
provides
juris-
doubt
one
because the term of one of its members
requirement
dictional
for the Board to ad-
expired. But if the Senate’s session did
judicate a case. But that
pre-
does not
time,
not end at that
then the March 15
clude
inquired
others. We have thus
panel
improperly
constituted because
153(b)’s
§
whether 29 U.S.C.
three-mem-
president’s
were
ber-composition requirement
jurisdic-
invalidly made while the Senate was not in
tional. We hold that it is.
recess. The Board denied this motion on
March
2012. The Board also filed the
This
previously
Court has
ex
administrative record with this Court on plained
authority
that “the overall
date, thereby
stripping
juris-
itself of
Board to hear
case
[a]
under the NLRA”
“
160(e)
§
diction.
(“Upon
See 29 U.S.C.
jurisdictional
is a
question
‘may
”
filing
jurisdiction
with it
the record
at any
raised
time.’ NLRB Konig,
v.
of the court shall be exclusive and its
(3d
Cir.1996)
F.3d
(quoting NLRB
final.”).
judgment and decree shall be
Stores, Inc.,
Peyton
v.
Fritton
336 F.2d
(10th
Cir.1964));
Polyne
see
4, 2012,
also
April
On
New Vista filed a
Center,
NLRB,
sian Cultural
Inc. v.
petition for review of the March 15 and
(9th
Cir.1978).
F.2d
Under
March 27 Reconsideration Orders. We
153(b)
Steel,
§
and New
delegee
Process
granted New Vista’s request
peti-
that this
groups of the Board do not
statutory
have
tion be consolidated with New
ear-
Vista’s
authority
they
to act if
have fewer than
petition
lier
purposes.
review for all
Steel,
three members. New Process
petitions
These consolidated
for review are
*8
2644;
S.Ct. at
Teamsters Local Union No.
collectively
petition opposing
a-cross
NLRB,
(10th
1321,
52S v.
624 F.3d
1322
petition
Board’s
for enforcement of the
Cir.2010) (holding that a “two-member
August 26 Order.
group
NLRB
that issued the order in this
”
statutory
case lacked
authority to act
II
added)).
(emphasis
The three-member-
sponte
consider sua
whether
We
composition requirement
jurisdic
is thus
delegee group that
August
issued the
26
goes
tional because it
to the Board’s au
jurisdiction.
Order had
See Bender v.
thority “to hear
case
[a]
under
Dist.,
Williamsport Area Sch.
475 U.S.
Konig,
NLRA.”
211
”
Thaler,
by
diction as is conferred on them
stat
Gonzalez v.
‘jurisdictional.’
term
—
ute.”).
641, 648,
-,
powers
These
are limited
S.Ct.
181
132
U.S.
(2012)
scope
jurisdictional
statute in the
(quoting Henderson v.
L.Ed.2d 619
—
1197,
-,
way
powers
that a
court’s
131 S.Ct.
same
federal
U.S.
Shinseki
(2011)).
by the
and statute.
159
So limited
Constitution
179 L.Ed.2d
2
Compare
to believe that Ko-
Am.Jur.2d Administrative
may
there
be reason
282,
§
subsequent jurisdic-
Corp.
Law
with Exxon Mobil
v.
nig’s analysis and the
Servs., Inc.,
546, 552,
long- Allapattah
no
545 U.S.
tional conclusion for this case are
(2005)
2611,
Inc. v. 125
Although these statements refer
(2006),
courts,
threshold limitation” on the
scope of the
Board relies on three cases3
power delegated
to the Board
authority providing
as
that “a claim that a
appears
2. The
argues
D.C. Circuit
to have
Agency
conflated
3. The
also
Board
that Vermont
States,
quorum requirement
Natural
with the
Resources v. United
three-mem-
(2000),
213
Richard Griffin and
unconstitu whether
Sharon
appointed
was
officer
federal
challenge.”
jurisdictional
delegee
a
Block—who were members of the
tionally is not
2013)
(Feb. 28,
(citing
2
group
Ltr. Br. at
that decided the March 15 and
NLRB
Rev
Internal
Freytag v. Commissioner
27
March
Reconsideration Orders —were
enue,
111
115
S.Ct.
invalidly
appointed
because their
(1991);
Broad.
Intercollegiate
L.Ed.2d 764
January
2012
were made
Bd., 574
Royalty
Copyright
Inc. v.
Sys.,
holding
so-called
while
Senate was
(D.C.Cir.2009); Evans v. Ste
F.3d 748
pro
sessions.4 Member Becker
forma
(en
(11th Cir.2004))
1220
phens, 387 F.3d
was
appointed
was not
when
Senate
banc)
cases
original).
These
(emphasis
but, instead,
holding pro
sessions
forma
challenges
Appointments
hold
27, 2010,
appointed
day
on March
one
brought
inde
nonjurisdietional when
“adjourn[ed]”
after
for two
Freytag, 501 U.S. at
pendently.
Cong.
(daily
Rec. S2180
ed.
weeks.
2631;
Intercollegiate Broad.
(statement
2010)
of Sen. Kauf-
Mar.
Evans,
755-56;
387 F.3d
574 F.3d at
Sys.,
man) (reporting
Ted
Senator
Kaufman’s
are not rele
holdings
1222 n. 1. Those
unanimous
motion for and the Senate’s
we
jurisdictional conclusion
vant
to the
body
“adjourned un-
being
consent of the
not hold that chal
today. We do
reach
As
Monday April
p.m.”).
til
2010 at
or Recess
Appointments
under the
lenges
V,
will be seen in Part
this means
jurisdictional.
Clauses are
Appointments
ap-
our consideration of Member Becker’s
that the NLRA’s three-
instead hold
We
pointment entails evaluation of at least
juris-
is
member-composition requirement
of “recess” than the
one more definition
must be met before
dictional and
and Block’s
evaluation of Members Griffin
power over a case.
can exercise its
Board
delving into the
appointments. Before
jurisdictional,
requirement
is
Because this
defining
difficult constitutional
task
delegee group
which the
any reason for
“recess,” however,
first
we must
address
than three members—
consists of fewer
preliminary questions:
two
whether
invalidly
including whether one member
August 26
delegee group that issued the
Appointments
under the Recess
appointed
a
lacked three members as
result
Order
by
by
party
raised
Clause—can
resignation
Liebman’s
of Chairman
as a
any point
litigation
this Court at
is a non-
the definition of recess
whether
Henderson,
jurisdictional defect. See
justiciable
question.
political
at 1202.
S.Ct.
three-
jurisdictional
nature
Ill
espe-
member-composition requirement
longstanding practice
have a
‘We
it
in this case because
cially important
questions in
avoiding constitutional
analyze
Craig
whether
requires us
upon
we can reach
decision
cases where
delegee
the three-member
Becker—one of
Witmer,
v.
grounds.” Egolf
other
August 26 Or-
group that decided the
Cir.2008).
(3d
practice
That
F.3d
a valid
under
der—held
non-
to consider New Vista’s
leads us first
ques-
Clause. This
August
argument that
constitutional
recess-appoint-
tion is distinct from
delegee group
the Order was issued
initially
briefed
question
ments
New Vista
fewer than three members.
address
parties’
briefs
parties.
pro
sessions are
4. The characteristics
jurisdictional
because
is one reason
forma
in Part V.
may
described
there
not have been three members.
*11
insufficient,
Airways,
of the three members This is
contends that one
Braniff
Bd.,
was
The
resigned
the order
issued.
Inc. v. Civil Aeronautics
215 and the Board has political question stated minutes when one of following exist, sought Resp. do not Br. at 29. Yet characteristics is “inextricable from the persists, asserting New Vista “that case”: agency- record of the time of their votes on textually a demonstrable constitutional actions under review is essential to deter- commitment of the issue to a coordinate validity mine” the of the August 26 Order. political department; or a judi- lack of Pet’r’s Br. at company 53. The fails to cially discoverable manageable and stan- explain why the date listed on the order it; dards for resolving or the impossibili- itself is not “of evidence the time of their ty of deciding without an policy initial
vote.” Absent a reason to
doubt
date
determination of a
clearly
kind
for non-
listed,
presumption
of regularity re-
judicial discretion; or the impossibility
quires that we consider the date as the
of a court’s undertaking independent
delegee
record of when the
group caused
resolution without expressing lack of the
issued,
opinion
to be
which presup-
respect due coordinate
gov-
branches of
poses
they
voted on or before that
ernment; or an unusual need for un-
date. Accordingly, New Vista has
failed
questioning adherence to political
deci-
show that one of the
resigned
members
made;
sion already
potentiality
prior to the issuance of
August
26
embarrassment
from multifarious pro-
Order.
nouncements
departments
various
one question.
IV
Baker,
217,
369
U.S.
Nothing
the Senate or the
to either
qualified power
textually commits
*13
it
suggest
that would
makes
president
defining “re
the task of
president
the
It
limits
to either.
textual commitment
that
Pres
“[t]he
The Clause states
cess.”
recess-appointment power
president’s
the
up
fill
all Vacan
have Power to
shall
ident
recess,
be in
by requiring that the Senate
during the Recess of
may happen
cies that
ordinary
and it limits the Senate’s
advice-
Senate, by granting Commissions
the
that
by eliminating
power
and-consent
their next
expire at the End of
shall
The
is in recess.
while the Senate
Const,
power
II,
2,§
cl. 3.
art.
Session.” U.S.
invariably
cannot
read to
thus
Clause
explicit assign
the
language lacks
This
way
in such a
branch’s interests
favor one
branch,
any
such as
power
to
one
ment
one
a textual commitment to
that makes
in the
assignment found
Constitution’s
at
111
Freytag,
them.
501 U.S.
Trial Clause which states
Impeachment
(“Because
a limit-
it articulates
S.Ct. 2631
the sole Pow
Senate shall have
“[t]he
that
ing principle,
Const.
try
Impeachments.”
er to
all
U.S.
in-
always
serve the Executive’s
does
Nixon,
added);
I,
3,§
(emphasis
cl. 6
art.
States,
terests.”);
515
Ryder v. United
(conclud
228-35,
732
506
at
113 S.Ct.
U.S.
177, 182, 115
132 L.Ed.2d
U.S.
S.Ct.
along
explicit assignment,
that
(“The
[Appointments] Clause
136
that
drafting history indicating
with
aggrandizing
against
one branch
bulwark
intentional, meant
that
assignment was
power
expense
at
another
try
textu
power
impeachments
to
branch,
it ‘preserves
but it is more:
anoth-
Senate). The Re
ally
to the
committed
structural
aspect
er
of the Constitution’s
also does not
Appointments Clause
cess
by preventing the diffusion of the
integrity
to
imperative
to
branch
either
contain
(quoting Freytag,
appointment power.’”
regarding
meaning
of re
a rule
craft
2631));
111 S.Ct.
or,
broadly,
presi
more
when
cess—
Hamilton)
(Alexander
No. 76
Federalist
use his recess
may
dent
rejection of
the Constitution’s
(explaining
The Clause is
also distin
power.
thus
president
unitary power
either the
guishable from the Naturalization Clause’s
that
in favor of one
divides
Senate
authority
to “es
grant
Congress
to
them).
power between
an uniform Rule of Naturalization.”
tablish
Const,
I,
4;
Jersey
this,
§
art.
cl. New
disputes
arguing
U.S.
The amicus
(3d
States,
463, 469
91 F.3d
Cir.
makes a textual commit
v. United
that the Clause
1996)
represents
president
that
“unilater
(stating
providing
this Clause
ment
authority when the
Congress).6
commitment to
al
a textual
any
immigration
chal-
question
did not render
appointments practice
type
over
finality
implicating
authority
nonjusticiable
need for
lenge
an extreme
to be a
to that
Baker,
nonjusticiable.
919, 940-41,
369
would make it
political
question. 462 U.S.
Cf.
(discussing the need
ment that the power be- recess-appointment used the Having determined previously had been appointee cause the justicia- Appointments question constitut- and thus rejected by the Senate ble, analysis of the begin our we now advice Senate’s ed a circumvention Beck issue. Member recess-appointment role). But that is not and consent group delegee member of the only er is the Instead, define we must we face. question who was August 26 Order that issued Senate,” “the Recess of the phrase one and thus appointed resolving distinct question which is As not question. is in whose confirmation ob- partisan “cycles ed, during an intrases appointed he was See id. payback.” struction began on March sion break intrases- recess to include (defining 12, 2010. This break April ended on holding politi- despite sion breaks days and the Senate lasted seventeen nonjusticiable). made was argument cal for business. His open indisputably *15 invalid if the Recess appointment will be falls within the This task empower does not Appointments Clause “ depart duty judicial of the ‘province and appointments to make recess presidents ” Zivotosky, say what the law is.’ ment to types of breaks. during these Marbury v. (quoting at 1427-28 132 S.Ct. Crunch) (1 137, 177, Presi- Madison, provides “[t]he 2 The Clause (1803)). to fill all Vacan- up shall have Power “duty This will some dent L.Ed. 60 Recess of may happen during litigation cies times involve the ‘Resolution Senate, by authority granting Commissions constitutional challenging the branches,’ at the End of their next expire courts can which shall the three but one of Const, II, § cl. art. 3. merely ‘be Session.” U.S. responsibility their avoid president understood to allow the implica This is political cause the issues have ” Chadha, power only his recess (quoting at 462 to use tions.’ Id. 1428 Senate,” 2764) (alteration thereby of the “during in the Recess at U.S. recess, along Thus, rendering the definition of “the fact that the resolu original). reach, pivotal conse- temporal have with its tion the merits of a case would controversy now before us. quence overtones does not au ‘significant political 499-500; at Canning, Noel 705 F.3d political question tomatically invoke ” Evans, Gen., possible F.3d at Three Att’y v. doctrine.’ Khouzam (3d Cir.2008) The D.C. presented. have been (quoting definitions F.3d in- Chadha, 942-43, only to mean defines the term at 103 S.Ct. Circuit breaks, 2764). period which are “the here tersession presented That the issue of the Senate when the day is not between sessions political touches on events by definition not session presents a Senate is dispositive of whether this case Canning, therefore unavailable.” Noel question. Because there nonjusticiable end of a at 506. The standards and because the 705 F.3d manageable by partic- a typically session is demarcated not make a textual commit Clause does adjournment ad- type ular of Senate president, ment to the or the we —an proce- is the journment “the Re sine die—which interpreting phrase hold that session. Id. justiciable ques dure used to end Senate cess of the Senate” is peri- is the An intersession break 512-13.7 tion. understanding Consti- cally through practice automati- 7. Senate also ends sessions adjournment recess). od between sine die and meaning of All presidents, at the start of the next session. David EL least in practice, followed ten-day min- al., Serv., Carpenter Cong. et Research imum January al, until 2012. Carpenter et R42323, k, January President Obama’s supra, at 15 & n. 97 (stating that presi- no Appointments: Legal Issues until dents appoint- made 4 n. 23 ment during an intrasession break shorter definition, than days). A ten Accordingly, second one which the Elev- the second adopted, enth Circuit has is that recess definition includes those intrasession includes intersession breaks as well as breaks that significant duration, last for a breaks, some “intrasession” which are which historically has days been ten breaks in Senate business a ses- more.8 Evans, sion. F.3d 1224. An intra- possible third and final definition is break is session demarked a Senate vintage. more recent In January adjournment type than ad- —other President Barack Obama made several re-
journment sine die—and lasts until the
cess
while the Senate was
convenes,
next time the Senate
which is
holding pro
sessions every three or
forma
See,
adjourn.
set
the motion to
e.g.,
days.
four
These sessions are considered
2010)
Cong.
(daily
Rec. S2180
ed. Mar.
recesses under the third definition. Pro
(statement
Kaufman)
of Sen.
(reporting
sessions are formal meetings of the
forma
Senator Kaufman’s March
2010 motion
Senate which usually only one Senator
for and the Senate’s unanimous consent of
*16
present
to
body
convene the
briefly be-
body being “adjourned
Monday
until
fore adjourning it until
pro
the next
forma
12,
2
April
p.m.”).
2010 at
From 1921
2;
also,
session.
at
e.g.,
Id.
see
Cong.
157
recently,
until
there
awas
consensus that
2011) (state-
(daily
20,
Rec. S8787
ed. Dec.
an intrasession break was not “the Recess
Warner)
ment of Sen.
(recording Senator
of the Senate” unless the break lasted for
Mark
convening
adjourn-
Warner’s
non-negligible
a
days.
number of
The first
ment of
span
the Senate in a
thirty-five
of
attorney general
adopt
to
this
sug-
view
seconds).
held,
Before such sessions are
gested that the minimum duration was ten
the Senate agrees by unanimous consent
days.
20,
Op. Att’y
33 U.S.
Gen.
24-25
that
there will be “no business conducted”
(rejecting
proposition
that “an
except
that
adjournment
previously agreed
business
for 5 or
days
even 10
can be
to,
said to
such as
a
convening
constitute the
new session of
by
recess intended
Constitution,”
See,
but advising
presi-
e.g.,
Senate.
157 Cong. Rec. S8783-84
2011) (statement
dent that a break of
days
17,
is within the
(daily ed. Dec.
of Sen.
See,
requirement
they
Hartnett,
tution’s
e.g.,
"shall assemble
ate.”
Edward A.
every year”
at
meeting
least once in
in a
Judges:
Article III
Three Con-
of
begins
day
January.”
"at noon on the 3d
of
Questions,
377,
stitutional
26 Cardozo L.Rev.
practice,
U.S. Const. Amend. XX. Under
if
This number is drawn from
Congress
a session of
has not ended
noon
Clause,
Adjournments
requires
which
January
given year,
3 of a
then the session
any
Senate and the House to concur on
ad-
automatically
begins
ends and another
journment
lasting longer
days.
than three
Jefferson,
day.
noon of that
See Thomas
A
Const,
I,
5,§
argument
art.
cl. 4. The
Parliamentary
Manual
Practice:
For
Use
intrasession break of less than three
(2d
the Senate
the United States 166
days
adequate
de
is minimis and thus not
to
ed.1812).
"the Recess
constitute
Senate.” Hart-
nett, supra, at 419-20.
argued
three-day
8. Others have
a
break is
sufficient to constitute "the Recess of the Sen-
conduct
open
is not
“the Senate
pro
when
(recording the schedule
Wyden)
for-
“pro-
unavailable to
and thus
business”
between December
to be held
sessions
ma
2012).
on nominations.”
However,
advice and consent
vid[e]
January
2011 and
argues that
44. The Board
can,
Resp. Br. at
and have
agreements
consent
these
Attorney Gen-
follows from
this definition
initial-
been,
altered
allow
subsequently
opinion,
Harry Daugherty’s
eral
including
pass-
ly unplanned business—
def-
functionalist
adopted partially
which
proa
ses-
legislation' during
forma
—
Recess of the Senate”:
inition of “the
See,
(daily
e.g.,
Cong.
Rec. S8789
sion.
Reid)
2011) (statement
me,
of Sen.
it
inquiry,
ed. Dec.
seems
essential
[T]he
consent that
bill
(obtaining
adjournment
unanimous
of such dura-
Is the
is this:
times and
read three
owe
considered
of the Senate
“be
tion that the members
passed
version is
if an identical
Is its chamber
passed”
duty of attendance?
no
House,
subsequently
the House
which
absent so that
Is the Senate
empty?
session);
did,
see also
proa
receive communications
can not
[sic]
forma
al., supra, at 18 & n. 108.
Carpenter et
as a
participate
President or
from the
prevent
sessions
Importantly,
these
body making appointments?
adjourned for more
being
Att’y
at 25. The Board
Op.
Gen.
time,
days at a
than three or four
wheth-
that these criteria decide
contends
never reaches the
adjournment
means
to conduct business
open
er the Senate is
See,
above.
ten-day minimum discussed
provide
its advice
and available
(daily
Dec.
Cong. Rec.
ed.
e.g., 157
S8784
Attorney
Daugh-
General
consent. Unlike
(re-
2011) (statement
Wyden)
of Sen.
to con-
erty’s
appears
the Board
opinion,
motion, and
Wyden’s
Ron
cording Senator
controlling
them-
sider these criteria
concurrence there-
the Senate’s unanimous
selves,
requirement
that there is no
such
until
with,
“adjourned
that the Senate
minimum,
period of
non-negligible
a.m.”);
December
Tuesday,
to be
in order for the Senate
pass
time to
(daily ed. Dec.
Cong. Rec. S8787
in recess.9 Id.
*17
Warner) (record-
2011) (statement of Sen.
criteria, the Board con-
on these
Based
“until Fri-
adjournment
ing the Senate’s
periods in which the Senate
tends that
a.m.”).
day, December
at 9:30
only constitute a
pro
sessions
holds
forma
recess,
during
is
these ses-
definition of
is because
The third
recess. This
Board,
sions,
body
doing
neither
business
president
allows the
offered
advice and
provide
while the
available to
make recess
nor
means,
the third defini-
per
sessions.
consent. This
holding
proforma
these
tion,
interrupt
that these sessions do
that a recess occurs
argues
The Board
suggested at
its briefs and was not
that
ses-
sent from
9. The Board does note
if
pro
fonna
days
ignored,
limiting prin-
arguments
then more than ten
sions are
oral
when asked
presi-
passed
the break in which the
ciples
Resp. Br. at 43-45
to its definition.
appointed two Board members
terms),
dent recess
(defining
only
recess in
functionalist
delegee
15 and 27
who sat on the March
three-day re-
(rejecting the relevance of a
58
(noting
twenty
Resp.
group.
Br. at
Adjournment
quirement
from the
derived
days passed
the second session
between when
nothing
relat-
shows that it is
Clause because
January
was convened on
of the Senate
Clause);
Oral
ed to the Recess
its first non-
and when the Senate held
(explaining that
Arg. Tr. at 48:11 to 50:1
session).
might suggest
pro
This
forma
provide
“unavailability
advice
of the Senate
greater
period
of time
the Board believes
limiting principle on the
consent” is the
non-pro
days between
sessions
than ten
forma
recess).
definition of
functionalist
ab-
required, but such a contention is
is still
what
voters;
would otherwise be
intrasession
understood
its words and
begins
adjournment
with the
break
phrases
were used
their normal and
proforma
before the first
session and lasts
ordinary
distinguished
as
from technical
”
until
convening
the next
of the Senate in a meaning.’
Heller,
District
Columbia v.
-proforma
non
session.
570, 576,
554 U.S.
128 S.Ct.
(2008)
L.Ed.2d 637
(quoting United States
sum,
In
parties argue
that “the Re-
v. Sprague,
716, 731,
cess of the Senate” has one of three mean-
(1931)).
“[njormal
journ
day
I,
day”);
§
from
to
art.
id.
cl.
light
parallels,
of these
it is tempting
4 (requiring concurrence between both
say
that “Recess of the Senate” corre-
if, “during
chambers
the session of Con-
sponds with prorogations and thus must
gress,” they
“adjourn
are to
for more than
refer
to terminations of sessions and
days”).12
three
The word “dissolution”
the intersession breaks that follow them.
Constitution,
appear
does not
in the
proba-
argument
But this
proves too much. Even
bly because the president does not have
though the
“adjourn-
Constitution uses
power
Congress.
to dissolve
See id at
ment” to
session,
mean breaks within a
it
II, §
art.
3 (providing
president,
also uses the term to mean breaks be-
most, “may adjourn
[Congress] to such
tween sessions.
Supreme
Court held
time as he
proper”
shall think
if they
Case,
in the
Pocket Veto
agree
cannot
on
adjourn-
“the time of
(1929),
S.Ct.
225 Const, Const, legislature if the not in 1777, 2, “session” when it XVIII; § ch. Pa. Otherwise, is “in recess.” provisions the 1776, 2, pt. § 20. Governors of both conflict, stating governors imposed embargoes states during intrases- both had and did not have power to breaks,16 sion which suggests they under- adjourn the legislature during intrasession stood that such breaks were included breaks. These two constitutions thus used the meaning of recess. recess to mean only.15 intersession breaks Jersey governor New acted similar- are, however, There examples of state ly. He relied on the Senate Vacancies assuming executives that a constitutional Clause in the federal Constitution to ap- recess includes intrasession breaks. Ver- point a 19, senator on December 1798. 8 mont Pennsylvania’s former constitu- of Cong. Annals 2197 tions, Prior to example, provided their respec- Twentieth power Amendment, tive executives to “lay embargoes this Clause al- ... in the only.” recess of the house Vt. lowed state executives to make temporary intersession-breaks-only 15. definition of Assembly's "adjourn[ment] the Vermont until recess is way. also seen in a second 16, As ex- Wednesday the second April of June” on plained, governors only power 1781); had the to 2 Records of the Governor and Coun- prorogue respective legislatures when their (E.P. ed., cil of the State of Vt. 164 Walton recess”; they were “in power 1874) but had the to (recording May imposition 1781 adjourn prorogue legis- both as well toas embargo by executive). This was an they latures when were in session. See Mass. intrasession break legislature because the had Const, 1780, 2, 2, 1, V; pt. § ch art. N.H. adjourned day, not they without often did Const, pt. § of 1792 telling L. This is be- See, meeting to end year. the last e.g., cause if recess included intrasession breaks as Proceedings 3 J. & of the General Assemb. of breaks, well power as intersession then the (adjourning the State of Vt. at 31 on June adjourn ought to also be included. Recall Excellency 1778 "until his the Governor com- adjourn- that one central difference between meet”), mands them (adjourning 73 "with- prorogations ments is that the former do 4, 1779); day” out June (adjourning on 123 end all business such that it need be 16, 1780); day” (ad- "without on March 271 legislature started anew when the reconvenes journing 1781). day” “without on June Jefferson, while the latter do end business. Pennsylvania For the example, see J. & Min- constitutions, supra, at 164-65. So in these (1778) (record- Assembly utes of the Pa. 212 session, legislatures while the were in Pennsylvania Representa- House of governors option had the ending of either adjournment May tives’ on 1778 "to meet or, through prorogation through business ad- day September on the 9th next” and journment, merely ending meetings their but subsequent reconvening August ending without their business. There is no pursuant "vice-presi- to the summons of the obvious reason that if recess included intra- council”); [sjupreme dent and executive session breaks—after which business that was Supreme Minutes of the Exec. Council of Pa. ongoing before the break would continue— (Theo Co., 1852) (recording Fenn & governors power would lose their to end August imposition embargo of an plausible explana- that business. The most executive). by the The Board has stated that differing powers tion of the in each situation September this intrasession break lasted until recesses were constituted of inter- 9, 1778. This does not take into account the recesses, session unnecessary which made it Pennsylvania Representative's being House of provide governors adjourn August discrep- recalled on however. This legislatures because there was no business ancy general does not undermine the Board’s that could be continued. The Massachusetts point embargo was set the execu- and New Hampshire constitutions thus used tive an intrasession break because the only. recess to mean intersession recesses May adjournment adjournment was not an example, 16. For the Vermont August embargo see 3 J. & Pro- sine imposition die and the ceedings of the General Assemb. Assembly's August reconvening State is before the (P.H. 1924) (recording of Vt. 235 Gobia Press date. *22 226 affirmatively re record Re- in the historical “during the of Senators of understanding purposes jects their of State.” Legislature [that] of the
cess
Const,
But
Constitution.18
neither
I,
3,
appoint-
2. His
federal
§
cl.
art.
1798,
affirmatively establishing
anything
there
on
of a
December
ment
senator
in
of recess
adopted
it
this definition
to include
recess
that he construed
shows
in the Massa
the definition found
lieu of
New Jer-
breaks because
intrasession
Hampshire
and New
constitu
intrases-
chusetts
Assembly was
an
sey General
alone,
“Recess of the Sen
Standing
until
tions.
from November
break
sion
v. A.H.
ambiguous.
thus
Edwards
ate” is
16,1799.17
January
(3d
Son, Inc.,
217, 222
F.3d
&
610
Cornell
had at
history shows
This
Cir.2010) (“Words
ambig
provisions
or
are
ratifica-
at the time of
meanings
two
least
reasonably susceptible
‘they
when
are
uous
only' breaks
either intersession
tion:
” (quoting Do
interpretations.’
of different
long intrasession
plus
breaks
intersession
(3d
Phelan,
419 F.3d
263
Cir.
brek v.
favor the
The state constitutions
breaks.
2005))).
favor
former,
actions
governors’
while
of these
though, neither
sure,
Importantly,
executive’s
To be
latter.
to the
skepti-
possibilities is similar
unavailable-
viewed with some
actions should
by
put forth
of
definition
expansive
an
definition
for-business
because
cism
thus far
Every example discussed
self-inter- Board.
their institutional
served
First,
two common characteristics.
See Ste-
has
by
powers.
their
expanding
est
Prakash,
period
lasted for a considerable
B.
each break
& Saikrishna
ven Calabresi
G.
time. The intrasession breaks in
to Execute the
of
President’s Power
Pennsylva-
Laws,
governors
of Vermont
104 Yale L.J.
days,
were 57 and
by
powers
nia used their
actions
(explaining
post-enactment
swpra note 10. And the
respectively.
cau-
See
Congress must be viewed
the first
in which the New Jer-
inter-
break
of their institutional
intrasession
tiously because
a senator was 69
sey governor appointed
But
limiting
president’s power).
est
11. As
as we
reject
days.
supra
un-
note
far
their
be erroneous
would
aware,
break
Nothing
the shortest
referred
basis alone.
derstanding on this
Congress
Twenty-
That
Proceedings of the
Continental
17.
Votes
N.J.,
suggests
1st
date
adjournment
General Assemb. of
State
was until a fixed
Third
(1798-99)
adjourn-
sitting,
(recording ought
period after
to have been
Assembly);
Jersey
J.
the New
General
ment
it was
an ad-
intrasession break because
Legis.
of the
Proceedings of the
Council
die,
journment
be denoted
sine
which would
N.J.,
Sess.,
(1798-
sitting 20
State of
23d
1st
reconvening date.
of a fixed
the absence
99) (recording
adjournment of the New
however,
Subsequent proceedings,
call this
Council).
Jersey Legislative
understanding
question because the Con-
into
Congress’s journal
record
tinental
does not
practice, the Board
state-executive
18. Besides
reconvening on October 30 but instead
their
Congress’s un-
points to the Continental
also
convening when the
shows
Articles
them
derstanding
meaning
as revealed
required they
again, 28 J.
meet
Confederation
& n. 3. Under
practices. NLRB Ltr. Br. at 6
(1784) (con-
Congress 639-41
of Continental
Confederation,
Congress
the Articles of
vening "[pjursuant
Confed-
to the Articles of
convene a
could
“Committee
eration,”
prior
pursuant
rather than
Congress.”
during
Ar-
"the recess of
States”
IX,
having
adjournment), which is consistent with
para.
art.
ticles of Confederation
X,
5;
rely
para.
adjourned
We decline to
on this
id. art.
Such a committee
sine die.
1.
period
followed the
way
practice
convened
one
or another because
Congress’s adjournment
June
Continental
3,
uncertainty.
27 J. of
1784 until October
days,
short,
recess lasted
A Documen-
the natural meaning of recess
*23
tary History
English
Colonies in
help
does not
us decide between interses-
(Peter Force, ed.,
North America 1346-48
sion breaks and intrasession breaks of a
1839),
conforms
which
with the modern
duration,
fixed
but the relevant context
practice equating recess with breaks last- does undermine the
posi-
Board’s' current
ing
days.
least
These durations sug-
tion.19 To resolve the remaining ambigui-
gest that a recess was more than the day-
ty,
might
one
argue that the Constitution
to-day adjournment
legislature
of a
and uses a definitive article: “the Recess of the
likely held the connotation
long
dura- Senate.” The word “the” might mean that
contrary
tion. This is
to the Board’s cur-
phrase
specific
refers to a
thing, possi-
rent view that breaks in business need not bly suggesting that recess refers to the
any particular
be of
duration to constitute
one recess that
every session,
follows
a recess.
intersession break. See
Canning,
Noel
President
operative
power
tion on when
Senate”);
I,
(providing
§
cl.
art.
—the
to fill va-
always
has
president
pro
president
select
shall
the Senate
and
advice
through nomination
cancies
Presi-
of the Vice
“in the Absence
tempore
(“[The
id.
of the Senate. See
and consent
dent”).
we are convinced
Accordingly,
nominate,
with
shall
President]
uninformative. We
“the” is
that use of
Senate,
and Consent of
the Advice
textual
look to the broader
must therefore
*24
”).20
perpetual pow-
appoint ...
This
shall
the Sen-
“the
of
in
Recess
context which
power
to the
to
given
in contrast
er stands
ratified.
ate” was
Appointments
in the Recess
president
the
fill
Clause,
to
explicitly allows him
which
Textual
B.
Context
Re-
unilaterally only “during the
vacancies
and the Un-
Context
1. Constitutional
II,
2,§
cl.
at art.
Id.
cess of the Senate.”
Definition
available-for-Business
thus reveal
constitutional
3. The clauses
ap-
over the
power
hu
for divided
“If,
imperfection
preference
the
of
is deviated from
process, which
pointments
serious
there should be
language,
man
only
specified
in
situations.21
any given
the extent of
respecting
doubts
rule, that the
settled
it is a well
power,
this under-
Hamilton echoed
Alexander
[i.e.,
which it was
purpose]
the
for
objects
He ex-
standing of the Constitution.
great
have
influence
given ...
should
Appoint-
67 that the
plained in Federalist
Ogden,
Gibbons v.
the construction.”
general mode
“declares the
ments Clause
And
Clause.
ex-As
definition.
unavailable-for-business
argues that
above,
Board
plained
dif-
recognize
appears
The Board
any time members
recess occurs
Arg. Tr. at
definition. Oral
ficulty with its
attend,
duty to
have a
do not
Senate
executive
(stating
“[t]he
48:6-9
the Senate
empty, and
chamber is
Senate
make
authority to
has not claimed
branch
communications
to receive
unavailable
lunch”).
Ac-
appointments
at 44-
Resp. Br.
president.
from the
that there is
argues
the Board
cordingly,
21-22, 25.
45;
Att’y
open-for-
three
Op.
Gen.
in addition to the
limitation
unavailability
provide
criteria:
is that
business
this definition
problem
The1
with
Tr. at
Arg.
and consent. Oral
advice
whenever
fulfills these criteria
clearly
does not
But the Board
49:15-18.
weekend, go home
for the
members leave
unavailability
way
in a
that distin-
define
or even take
break
evening,
for the
discussion of
it from the Board’s
guishes
instances,
these
each of
lunch.
At
open for business.
the Senate is
when
attend,
duty to
the Sen-
have no
senators
times,
require-
treats the two
its brief
cannot
body
and the
empty,
chamber is
ate
(“[T]he
Br. at 44
Resp.
one.
ments as
president.
messages from
receive
when the
authorizes
*26
open to conduct business and
is not
Senate
way
evis-
in this
would
Defining recess
and consent on
providing
advice
thus
framework the
divided-powers
cerate
nominations.”).
If
Clauses establish.
two
president’s
refused
confirm
the Senate
indication of what
Perhaps
best
nominees,
circum-
president
then the
could
by unavailability is its reli-
Board means
simply
constitutional role
vent the Senate’s
unanimous-consent
ance on the Senate’s
for the
go
until senators
home
by waiting
that established the schedule
agreement
from December
pro
sessions
Ap-
for
evening.
exception
The
forma
(Alexander
Hamil-
president,
not. See Federalist No.
Regarding the
powers.
tive
ton).
interpret
we
contends that
must
dissent
Regarding the Senate's advice-and-consent
broadly
recess-appointment power
president's
analogizes
presi-
it to the
power, the dissent
"evisceratfe]
do otherwise would
because to
Dissenting Op.
power.
at 254-55
veto
dent's
may
prerogative”
he
so that
his
analogy
inaccurate.
14-15. This
is
& nn.
people
himself with the
"be able to surround
rejected an
of the Constitution
The drafters
help him fulfill his
believed best fit to
he
approval
proposed
Madison
mechanism
Op.
presi-
duty.” Dissenting
at 255. But the
power to veto
gave the Senate
that
prerog-
"appointments
dent does not have an
majority
by a
vote in
presidential nominees
right
to surround
consent.”
The Rec-
ative” or the constitutional
favor of “advice and
of 1787 at 80-
ords of the Federal Convention
are "best fit to
with those he believes
himself
ed., 1911);
(Max
see also Matthew
Farrand
exactly
help.”
what the drafters re-
That is
Appoint
Stephenson, Can the President
C.
they rejected
appoint-
jected
unilateral
when
a Senate
Principal Executive
without
Officers
presi-
authority
The
in the executive.
ments
Vote?,
L.J.
122 Yale
Confirmation
prerogative to nominate whomever
dent has a
no reason to
This means there is
likes,
prerogative to
and the Senate has the
he
powers created
the balance of
think
president
reject
whomever the
or confirm
through provisions of the advice-and-consent
Appoint-
the Recess
nominates. To construe
anything
presi-
like
to the Senate is
providing presidents these
ments Clause as
explained, the
power.
veto
As we have
dent’s
auxiliary ap-
rights
promote it from an
is to
equitable
between
balance is much more
one,
ability
pointments
provides
device to an additional
to ne-
each the
branches
gate
role of the other.
exactly what it is
we know from Hamilton
20, 2011, through
January
(statement
2012. This
Reid).
S8789
of Sen.
That
resolution provided that
there would be
day,
same
the Senate
“agree[d]
also
to the
“no business
during
conducted”
the ses-
request
for a conference” from the House
(statement
sions. 157
Cong. Rec.
S8783
in relation to related
passed
bills
by both
Wyden).
of Sen.
This resolution might be
chambers.
Id. If the Senate
pass
could
understood to mean that during
pro
bill
agree
request
to a
from the House
sessions the Senate
open
to create a conference for
bill,
forma
another
business but
provide
unavailable to
advice
then the
likely
could have provided
and consent on nominations because of the
its advice and consent but chose not to —as
body’s prior agreement.
they are
entitled
under
the Appoint-
ments Clause.23
problem
first
with
argument
this
that the Senate’s actions under the resolu-
Besides
this
factual
difficulty,
tion reveal
provided
could have
Board’s
limiting principle
another,
has
advice and
consent
pro
these
larger problem:
it still does not foreclose
forma
sessions if it had desired to do so. On
day-to-day adjournments from constituting
23, 2011,
December
during one
pro
recesses.
important
feature of the
sessions
stipulated in the unani-
Senate’s scheduling agreement
forma
mous-consent
agreement,
Senate Board emphasizes
is the provision that
passed a bill
provided
“a 2-month
there would be “no business conducted.”
extension of
tax,
the reduced payroll
un- Resp.
45-47;
Br. at
Oral Arg. Tr. at 49:21-
employment
insurance, TANF, and the
This, however,
is indistinguishable
payment
Medicare
fix.” 157 Cong. Rec. at
from a daily adjournment. At the end of
rejects
23. The dissent
yields
conclusion on the
the advice and
consent envisioned
ground that if the
Senate is available
time
the Framers.”
Id. at 257-58. Underlying
*27
it could act on nominations
it
"if
had the
this is the assertion that advice and consent
so,”
desire[
to do
then the
requires
Senate would
a
vote
the Senate’s members.
Id.
logically always be available. Dissenting Op.
at
complicated
247. This is
question.
a
See
White,
267-68. This misses one
Adam J.
central feature of
Toward the
Under-
Framers’
pro
standing
sessions:
Senate has convened.
"Adviceand Consent”: A
forma
Histori-
of
We do not hold that
cal and
Inquiry,
the Senate
Textual
is available
29 Harv. J.L. & Pub
103, 107-08,
Pol’y
(2005)
time when
could
it
confirm
(collecting
nominations
Instead,
if it
arguing
wanted to.
we
sources
pointing
are
the Senate
required
out
is
to act
on
distinguish
analyzing
Board cannot
nominations before
pro
the text and
forma
convention
ordinary
sessions from
debates to conclude
sessions on the
that
Sen-
basis
ate
obligation
has no
presidential
to act
availability
Senate's
on
during pro
because
nominees). We are
express
reluctant
sessions
to
an
the Senate convenes in a man-
forma
it,
opinion
especially
because it
ner that
has not
allows it to consent to nominations if
been briefed.
it desires to.
This is evidenced
the Sen-
Assuming
required
that
vote
provide
is
to
passing
ate’s
legislation
of
during these ses-
consent, however,
the Senate's advice and
it
Holding
sions.
that the Senate is unavailable
is also the case that the Senate must vote to
during
requires
these sessions
a definition of
“pass”
Chadha,
a bill. See
inclusive definition of recess
without a
but
prevent the exception from swallowing the
basis to decide between the
Hartnett,
intersession
rule. See
supra, at 419-21.25
24. The Clause states:
problematic for the intersession definition be-
cause,
argument goes,
as the
it inserts the
House, during
Neither
the session of Con-
appointments process
House into the
even
shall,
gress,
without the consent
oth-
*29
though the
purposely
Constitution
it
excludes
er, adjourn
days,
for more than three
nor to
process.
from the
any
place
other
than that in which the two
eliminated, however,
sitting.
problem
Houses
be
shall
is
Arti-
Const,
I,
II,
5,§
§
U.S.
art.
cl. 4.
cle
3 of the
provision
Constitution. This
president
“adjourn
allows the
Hous-
both
Adjournment
25. The
may
thought
Clause
be
only
es”
agree
“if the two Houses cannot
on a
problem
to create a
for the
defini-
II,
intersession
adjournment.”
date of
U.S. Const. Art.
Namely, by requiring
tion of recess.
that
§
the
Assuming
Supreme
the
that
Court would
Congress agree
two
of
any
chambers
on
ad-
interpret adjourn to be the
form
verbal
of
journment lasting longer
days,
than
adjournment,
the
three
it
has said constitutes
prevent
breaks,
Clause
the
enables
House to
the Sen-
both inter- and intra-session
Pocket
Case,
ate
adjourning
from
sine die. This would be
Veto
The central Questions & Asked Frequently of either ments: in the text er, “[n]othing that is of offi- expiration these structure, n. 5 Clause, its the Constitution’s the next end of session terms the cers’ the Claus a link between history suggests were made 504; appointments that their implies Canning, 705 F.3d Noel es.” cf. sessions. States, period between Dyers v. United & Atl. Cleaners U.S. the reason follows from implication This (1932) (demonstrating that the L.Ed. expire at appointments making for impor is provisions of individual context dis- of the “next Session.” As the end meaning of them deciding the tant cussed, Appointment Clause the Recess the same words the that explaining “auxiliary” appoint- method of an provides meanings different often have Constitution (Alex- No. 67 Federalist ing officers. The context). Absent some on their depending Hamilton) the (explaining that ander connection, reason believe there is no supple- than a “nothing more Clause is duration Adjournment Clause’s the that that [Appointments Clause]” ment to the meaning the controls requirement ap- method auxiliary an “establish[es] beyond And Appointment Clause. general the in cases to which pointment, Clause, nothing Adjournment the The durational inadequate”). method necessary establishes Constitution by limiting this maintains provision intrasession break would length of an time to last for appointees’ terms This is the most a recess.26 constitute and the Senate president needed for the long-break in- significant weakness of undergo nor- opportunity to have the argument. trasession Story ex- Joseph mal As Justice process. the presi- authorizes plained, constitutional Although there is no basis temporary appointments “to make limit on dent what for sort of durational recess, expire, which should Recess,” Ap- during the Recess “the constitutes op- have had an the senate should temporal when contain a Clause does pointments Joseph subject.” to act portunity on Appointment the Recess characteristic: on the Constitution Story, recess-appoint- Commentaries specification Clause’s § 1551 at 410 States at the the United expire End officers’ terms “shall ed added). Limiting the duration (emphasis Session.” Senate’s] next [the Const, from the opportunity follows II, single to a § A session art. cl. 3. all, auxiliary nature of Clause. After Senate, begins at everyone agrees, a nomi- not to act on decision the Senate’s convening and ends either first Senate’s rejection effectively auto- nation adjourns sine die or the Senate when nomination, by the evidenced Senate’s January 3 in matically expires at noon of nomina- president return to the Cong. routine Henry Hogue, B. any given year. adjournment prevent return." U.S. prevent their president to provision allows the Const, I, ten-day-duration § cl. 2. The art. interfering in the from House might drawn requirement prevents Senate from ad- process if three-day-dura- reason fails for same journing either inter- or intra-session Ad- requirement in relation to the tion fails break. Namely, the context journment Clause. *30 significantly differ- of a durational Veto Clause is possible the Pocket Another source Clause, Appoint- Recess Pocket Veto ent from the context on recess is the limitation Clause, is no by Congress means there reason passed ments which provides that a bill which interpretation controls no to believe the former if the takes action becomes a law President Congress by of the latter. days the ten on it for "unless tions who have not been acted on. Stand- dent’s selection. Once the begins Senate XXXI, Rules of the its para. by Senate “next Session” reconvening, pri- (“Nominations mary appointments neither process confirmed nor re- becomes avail- able jected during and —because they the session at which the Constitution re- joint quires appointment upon authority made shall not acted suc- be —must undertaken the Senate ceeding being pres- session without and the again made However, ident. President.”). to allow the fact, operation to the Senate government continue, the Senate has system in which Senate silence would until the end of this session to consider the allow for the appointment of officers was president’s selection and confirm deny explicitly rejected at the drafting conven- it. body And if the does not act or denies tion. The Records of the Federal Con- appointment, then the recess appoint- (Max ed., vention of 1787 at 80-88 Farrand ment ends because the constitutional re- 1911); White, see also Adam J. Toward quirement joint agreement has not been Understanding Framers’ “Advice reached. Through process, Ap- and Consent”: A Historical and Textual pointments Clause retains its primacy as Inquiry, 29 Harv. J.L. & Pub Pol’y preferred constitutional method of ap- 117-19 (explaining the re- drafters’ officers, pointing while the Ap- Recess jection system of a only the Sen- pointments Clause retains its auxiliary role nominations); ate had the to veto president allows positions fill Matthew C. Stephenson, Can the Presi- when ordinary process is unavailable. Appoint dent Principal Executive Officers Under an definition, intrasession Vote?, without a Senate Confirmation longer would no auxiliary have an Yale L.J. The Clause’s president role. The would make the re- function is thus fulfilled an opportuni- once appointment cess during a break within a ty for the Senate to act has come and Senate session. But the Senate’s recon- gone. vening and subsequent first adjourn- if breaks, So recess includes intrasession ment —whether that be for long intrases- then we expect would the recess-appoint- sion break or for the intersession break— ment term only until last the end would have no immediate effect on the session. This is because once the Senate recess appointment because appoint- returned from break there would be an ment lasts until Session,” the “next opportunity to undergo pro- normal by adjournments demarked sine die. The cess. Yet the provides Constitution appointment expire would not until the the term would last until the end of the reconvened, adjourned die, sine re- next suggests session. This that the dura- convened, adjourned and then sine die a provision tional contemplates meaning Thus, second time. that means intersession breaks would though continue even opportuni- only. ty to undergo the ordinary, preferred pro- This is best process seen of recess gone. cess had come and This shows that appointments that results under each defi- when the intrasession definition nition of recess. Under the intersession- with provision, combined the durational definition, president would amake a fundamentally different relationship be- recess appointment between sessions of tween the clauses created: the intrases- Senate, which ensures the continued sion definition makes the Appoint- operation government though even ments Clause an additional rather than the Senate has not considered the presi- auxiliary appointing method of officers. *31 the That Clause must act.28 legislature thus indi provision durational
The “next than rather “next Session” reading the uses natural the most that cates contem- that recess shows Meeting” intersession thus to mean recess defines Clause And, in type of break. Weinberger Hynson, v. plates particular only. breaks Cf. 609, Inc., operations 412 U.S. the competing Dunning, light of the & Westcott 2469, L.Ed.2d 207 intersession definitions, type is the that 93 S.Ct. (“It that our task (1973) well established is break. of a provisions separate interpreting
in charac- disagrees with The Board Act the most the give single Act is the duration argues It that terization. meaning possi harmonious, comprehensive intrasession with an conforms provision policy and legislative light in ble ap- if recess recess because definition (internal marks omit quotation purpose.” until not the tenures did extend pointees’ Inc., 513 U.S. Alloyd, ted)); v. Gustafson session, the then Senate the next end of 1061, L.Ed.2d 1 115 S.Ct. consider opportunity to lack an would (“[A] company the known word is intrasession when an appointee recess to avoid rely upon we This rule keeps. it end of a session. with the break coincides meaning so broad one word ascribing to all, if After Br. at 12-13. NLRB Ltr. accompany with that it is inconsistent the end of lasted until appointment words”). by the supported fact This is session, intrasession and the Senate’s Vacancies original Senate appointed he was lasted break which provision: “the durational a different used session, then the of that until the end Const, I, § cl. art. Meeting.” U.S. next expire at the end term would appointee’s Amend. XVII.27 id. superseded, would not the Senate that break and the duration that shows original language appointment. consider the a chance to have in the Recess provision al Board, fixing the du- So, according to the man in a phrased have been Clause could might ensure next session ration to the the Senate have allowed ner would pro- opportunity has an that the Senate to un only opportunity one president and consent. vide its advice in ordinary process if recess dergo for two unpersuasive argument This By breaks. intrasession stead included First, arises if problem reasons. Meeting,” to the “next setting duration definition of adopts an intrasession one of break type irrelevant what it becomes to intersession If is limited recess. once it con legislature took because any breaks, never be doubt then there will venes, expires case, unlikely was used in it is stated full: Vacancies Clause 27. Vacancies Clause in the Senate same manner happen by Senate] [I]f [in Vacancies otherwise, Appointments Clause. the Recess Re- is in Resignation, or State, have different Legislature in the Constitution Some words cess temporary Ap- may "according make meanings Executive thereof connection in Meeting of the pointments until the next employed” and "the charac- [they are] Va- Legislature, fill such which shall then the word is function” in which ter of the cancies. Dyers v. United Cleaners & found. Atlantic Const, I, by id. superseded § cl. art. 427, 433-34, States, XVII. Amend. meanings of The different L.Ed. 1204 necessary ac- likely here to recess would mean that the Correspondingly, this could may varying procedures state count for meeting i.e., “the Recess break before — similar may have had sessions formal not necessarily Legislature” have —did to the Senate. If this break. to be intersession
237 single that the Senate will have its chance natural reading of the Clause’s duration it weigh in: once reconvenes for its next provision supports this definition. In- Avoiding this an- problem yet session. stead, it tends to opposite. show the We other reason to define recess to in- mean doubt the phrase “next Session” is breaks, tersession Am. Tobacco v.Co. intended to address unusual Cf. situation— Patterson, 63, 71, 1534, one that the drafters’ of the Constitution 71 (explaining L.Ed.2d 748 unlikely were to contemplate. An intra- interpreted should “[statutes to avoid session break has extended until the end of untenable distinctions and unreasonable one of the completed Senate’s 296 sessions possible”). results whenever once, (And in 1992. even if we were
Second, acknowledge adopt we the dura- Board’s pro contention that provision tional can consistently be read sessions constitute a recess —which forma with an intrasession definition. But the we do not —then the number increases to point times, 2011).29 Board’s does not show that the most three in 2008 and In other 3, Congressional Directory 1992). 29. The January there, Official ment rec- until Even Congress however, ords fourteen sessions of that have the Senate still convened before the day ended within a Constitution’s auto- session ended opportunity and had the Congressional matic termination date. See conduct business if it had wanted to. For Directory Congress for the 112th 522-38 example, messages presi- received from the directory completed This before nominations, regarding though dent it did not Congress, the end of the 2011 session of so anyone adjourning confirm before sine die. the inclusion of the session that ended on Cong. See 137 Rec. at 36364. 3, 2012, January brings the total to fifteen. A preceded by pro Two were a series of forma automatically Monday session ended the first Cong. Senate sessions. See 157 Rec. S8783- of December until the Twentieth Amendment Dec., 17, 2011) (daily 84 (recording ed. Const, changed January it to 3 in 1933. U.S. agreement unanimous consent to a schedule I, 4, 2; § art. cl. Amend. XX. These are the session); pro Cong. 154 Rec. 24802- forma only relevant terminations of Senate sessions (Dec. 12, 2008; 12, 2008; 16, OS Dec. Dec. because if the Senate ends their session 2008; 19, 2008; 23, 2008; 26, Dec. Dec. Dec. die, convening adjourning and then sine then 2008; 30, 2008; 2, 2009) (holding Dec. Jan. the Senate has a chance to consider nomina- pro series of sessions from Dec. forma they example, tions while are convened. For 2, 2009). through 2008 Jan. the Senate had an intrasession break preceded by Eleven were the Senate conduct- that lasted from November 25 until December ing Cong. business. See 158 Rec. S8637-68 (Nov. 25, 2003) Cong. 9. 149 Rec. 31985 2, 2013) (daily (confirming presiden- ed. Jan. (statement McConnell). of Sen. On Decem- completing tial nominees business from 9, they adjourned ber convened and sine die. days immediately prior adjourning before (Dec. 2003) (state- Cong. 149 Rec. 32404 Constitution); pursuant Cong. to the 141 Rec. Frist). points ment of Sen. The Board to this 29, 1995; (Dec. 30, 1995; 38549-38608 Dec. example ending as one of a session before the 2, 1996; 3, 1996); Jan. Cong. Jan. 116 Rec. presi- Senate has the chance to consider a 43999-44129, 30, 1970; (Dec. 44346-44597 appointments. dent’s recess NLRB Ltr. Br. 31, 1970; 2, 1971) (adjourning Dec. Jan. sine But, though at 12-13. even the recess ended day die one before the constitutional did, deadline day on the same the session when the business); January completing 3 after adjourn 96 they Senate convened to sine die con- (Jan. 1951) Cong. quite Rec. 17022-17121 including ducted a bit of business— (same); (Dec. 26, Cong. fifty-two Rec. people confirmation of 10138-10143 officers of 1941; 30, 1941; 2, 1942) (same); Cong. the United States. 149 Rec. at 32404- Dec. Jan. 13997-14000, 14003-07, OS. Cong. Rec. 14011-46, 26, 1940; (Dec. Only 14058-59 Dec. instance one has an intrasession 1940; 2, 1941; 1941) (conducting Jan. Jan. break ended at the same time that a Senate days Cong. session has. See 137 business several the session termi- Rec. 36362-64 before (Nov. 27, 3, 1992) (record- through Jan. nated function of the Constitution on Janu- 3, 1941); adjourn- aiy Cong. the Senate's November Rec. *33 likely simply reinforce was most written until the Sen- words, fixing the duration if (rather Appoint- the Recess auxiliary than the end of nature of the session next ate’s session) the only to ensure limiting appointees’ meant by that ment Clause its advice provide a chance has only long necessary as Senate to last terms its effect on regard to without consent and to un- opportunity one afford the Senate framework, the duration then the broader ordinary process. the dergo im- only become has purpose provision’s that the thus shows The Constitution this even time. And one portant of recess —that more limited definition be- instance, convened the Senate recent of the Recess by purpose the necessitated dead- constitutionally imposed their fore adjourn- the and Appointments Clause nominations considered could have line and only in- dichotomy ment-recess —includes Cong. 137 do so. See they if had chosen to the Nothing within tersession breaks. 1992). (Jan. 3, complete Rec. 36364 sup- the Constitution broader context of by the described problem of the absence As for the definition. ports the Board’s that years suggests 225 in the last Board defini- intersession-plus-long-intrasession likely was not writ- most the Constitution tion, with the although it could conform in mind. problem ten with such Cf. Clauses, there is relationship between States, F.2d 852 v. United Marozsan defining “long” no constitutional basis Cir.1988) banc) (Easterbrook, (7th (en 1498 by unsupported the definition is and (“The extreme J., terror of dissenting) provisions.30 law.”). other relevant constitutional much bad produces hypotheticals Appoint- relationship between provision the durational implies This Ap- 1922; 4, 1922) application (conducting usage, of the (Dec. torical Dec. December, analysis purpose, and pointment Clause’s Monday of the first business on context, we it, hold the relevant constitutional adjourning days preceding before and the ordinary meanings, the Constitu- Constitution); 50 required sine die as intersession definition of recess. (Nov. tion uses the 6030-37, 6041-44, Cong. 6050-53 Rec. short, read "intersession'' into we do not 29, 1913; 1913) 26, 1913; Dec. Nov. the word is used the Constitution because—as 529-31; 520-25; (same); Cong. 542- 37 Rec. only means inter- in the document —"recess” 1903; 5, 1903; 1903) (Dec. Dec. Dec. breaks. session 764-98, 799-805, (same); Cong. 816— Rec. 1877; 30, 1877; (Nov. Dec. Dec. seen in the dissent's rea- This method is also Globe, 1877) (same); Cong., Cong. 40th mean soning, recess to when which defines 802, 810-11, (Nov. 1st Sess. provide its advice the Senate is unavailable 29, 1867; 27, 1867; 26, 1867; Nov. Nov. Id. at 245. Per dissent’s and consent. 2, 1867) (same). Greenaway’s Dec. logic, Judge definition would Congress's And one of these terminations "the Recess of the the Clause to be read by the provide business session was due to continued cannot its advice Senate which it [in House, adjourned though Senate had illustrated even is best consent].” and This Cong. acknowledgement Rec. 37605-06 See 125 Senate sine die earlier. dissent’s 20, 1979) (Dec. (recording goes the Senate's sine to lunch but that these recesses when it 20, 1979). “Recess” as it is within adjournment die on December recesses do fall Id. at 248-49. in the Constitution. meant interpretation argues provide that our Adding The dissent it cannot its advice "in which we "intersession” is not what of recess reads modifier consent” to and Instead, Constitution, contrary to the Su- our to do. into the understand dissent doing means mo- preme colleague argues to avoid so. recess itself Court’s admonition provide cannot Dissenting Op. at This misunder- ments in which 249-50. shown, disagree While we with reasoning. we have As advice consent. stands our conclusion, opinion majority support any meaning both ordinary could asserted, engaged same in the task—(cid:127) including the inter- the dissent of the definitions defining the word "recess.” Through analysis of his- session definition. Clauses, See, Evans, ap- the duration of recess short as two weeks. e.g., ments pointments, and the Constitution’s use F.3d at 1221 (describing President George adjournment elsewhere all show that “the W. Bush’s recess Judge includes breaks Recess of Senate” Pryor William to the Eleventh Circuit dur- between sessions Senate. break). eleven-day intrasession
That presidents did not assert power this C. Historical Practice for over 100 years despite this interest— — suggests not, fact, they that do in have this supported by early
Our conclusion is States, power. Prints v. United 521 practice. From ratification until historical Cf. 898, 907-08, U.S. 117 rough there that S.Ct. 138 was consensus L.Ed.2d 914 only (explaining recess could be made that an ab- Rappa intersession breaks. See examples sence of “im- Congress port, supra, at 1572-73. Before no pressing] the state executive into its ser- appointment made a president recess dur ... suggests vice an assumed absence of ing intrasession break the Senate. power” such (emphasis original)); in see Id.; Hartnett, supra, at 408-10. Canning, also Noel at F.3d 502. President Andrew Johnson made practice Executive changed in 1921 appointments during several recess intra- when Harding President Warren made an Hartnett, session breaks of the Senate. intrasession appointment. recess Michael at supra, appoint 408-10. His use Carrier, Note, A. When is the Senate in however, powers, ments was cause of Purposes Recess Appoint- for significant turmoil at the time it Clause?, ments 92 Mich. L.Rev. a not in insignificant served role his even (1994). above, explained As this act was 409; impeachment. tual Rappaport, Id. supported by Attorney U.S. General supra, Accordingly, at 1572. it is unclear Daugherty, opinion who reversed the of- whether President Johnson’s actions were by Attorney fered General Knox a mere based on a consensus view of the Constitu twenty years Op. Att’y earlier. 33 U.S. tion. There is that it evidence was not. Attorney Gen. at 21-22. Daugh- General Attorney General Philander Knox— erty attorney general directly explained the first that “whether the Senate ad meaning adjourned dress of recess—advised has or recessed ... is whether President Theodore Roosevelt that he practical in a sense Senate is ses- could not make a recess dur sion so that its advice and consent can be Op. Att’y intrasession breaks. 23 U.S. obtained.” Id. This conclusion was based Gen. For over one-hun on a Judiciary report, Committee ratification, years following dred recess argued that practical considerations generally understood to mean inter prevent president should using from his only. session breaks recess-appointment power during interses- sion breaks last mere seconds. Id. at sure, practice To be this arose when 24. report, prac- From this he drew the generally intrasession breaks were no tical urges considerations the Board than longer Rappaport, supra, two weeks. adopt today, us to 1572; Hartnett, explaining that Sen- supra, at 410. But that ate is not session when its members is no reason to practice. discount the As shown, attend, duty have no the chamber is practice modern has it is some- -in the presidents empty, times interest of to make and the Senate cannot receive com- appointments during breaks as munications. Id. 141; President Barack Obama Daugher- Bush made Attorney General
Importantly,
January
im-
Id. at
“all recesses”
made 26 as of
rejected the
ty explicitly
al,
2214-15;
recognized
Henry
Hogue
Cong.
B.
et
test. He
of this
plication
Serv.,
Canning Deci-
identified
The Noel
practical
considerations
Research
to use their
Made
and Recess
presidents
could allow
sion
(2013). Thus,
2 instead of
only
for
been
adjournment
“an
*4
has
1981-2013
2 days
the idea that
rejected
thirty years
presi-
days”
but
over the last
a recess with-
heavily
to constitute
on such
began relying
were sufficient
so
dents
Id. at
of the Constitution.
meaning
in the
appointments.
“unhesitatingly” that two
(answering
Notably,
relatively
practice
recent
recess). He
amount to a
days did not
supports only an intrasession definition
*35
days
10
can be
that not “even
explained
long duration.
It
that is associated with a
by
intended
the recess
said to constitute
the Board’s functionalist
support
does not
Id. at 25. As discussed
the Constitution.”
The executive has maintained
definition.
above,
days
of ten
though,
suggestion
this
2012,
in practice,
until
at least
from 1921
in
any text
the Constitu-
is not linked to
days
pass
that a certain number of
must
tion.
appointment
an
could
before
intrasession
Attorney
General
Since issuance
al.,
Carpenter
supra,
et
at
be made. See
the executive has
Daugherty’s opinion,
(“The
may
length of the recess
be
15
authority
appoint
to recess
claimed the
appears that no
great
importance, as it
Be-
during intrasession breaks.
officers
era,
President,
in the modern
has
at least
however,
II,
the power
fore World War
made
intrasession
Carrier,
time.
only one other
was used
days.”);
less than 10
see
during recess of
II,
After
supra, at 2211-12.
World War
(Jan.
2012) (“This
6,
*1
Op.
36
O.L.C.
also
appointments remained rela-
intrasession
consistently
that a re-
Office has
advised
time:
Har-
tively rare for some
President
Senate,
at
cess
a session of
twenty,
Truman made
President
ry
length, can
least if it is sufficient
nine, President
”
Dwight Eisenhower made
(citation
quotation
internal
‘Recess.’
and
eight,
Richard
made
and President
Nixon
omitted)). The Board now seeks to
marks
seventeen;
Presi-
Jimmy Carter made
but
limitation,
complete-
which is
abandon this
Johnson,
Kennedy, Lyndon
dents John
ly unsupported by
practice.
modern
at 2212-
Ford made none. Id.
and Gerald
however,
dramatically
important,
More
re
practice grew
under
13. The
practices
cent
cannot alter the structural
Reagan,
Ronald
who made 73
President
Elev
framework of the Constitution. The
appointments,
intrasession
and
has seen
presumption
on a
since: President
enth Circuit relied
significant use ever
37,
constitutional.
president
Bill
actions
George
Bush made
President
H.W.
Evans,
53,
at 1222.31
doubt that
George
President
387 F.3d
We
Clinton made
W.
Allocco,
turn, relies on
implicitly
F.3d at 1222.
in
31. The Eleventh Circuit also
derives
practice
Youngstown
to executive
re-
presumption
ex-
to defer
from
framework
garding
meaning
"happens”
the Re-
Youngstown
plained
Justice Jackson in
F.2d at 713-
Company
Sawyer,
v.
343 U.S.
cess
Clause. 305
Sheet & Tube
Youngs-
Specifically,
Allocco relied
72 S.Ct.
Our conclusion that recess recess, point at which sup- breaks is it is unclear cludes intersession high into a recess. As- walls and clear adjournment evolves distinctions rooted in adjourn initially agrees to sume the Senate the text of the constitution. majority days provides but
for twelve argues Board nevertheless earlier, body recall the leader the today rule we adopt powerful creates too See, e.g., H. Res. as it often does. Con. opportunity mischief the Sen- Cong. 111th (providing ate.32 The intersession definition allows Representative’s concurrence House prevent the Senate to the president that the latter from with the Senate would take in month-long starting August exercising recess-appointment his powers September 2010 that ended on 2010 by manipulating timing types Majority unless Leader of the Sen- “[t]he adjournments. of its See NLRB Ltr. Br. ..., ate after consultation with the Minori- at 10-11. This is true. But the opportuni- Senate, notify shall ty Leader of ty for present any possible abuse is under Members of the Senate to reassemble definition of recess. Under the Board’s if, place may designate such and time as he definition, might being avoid in opinion, public interest shall his by stopping practice of agreeing it”). adjournment warrant Does be- by unanimous consent that no business will come a recess the moment the Senate sessions; be done during pro or it forma adjournment votes for the or must ten might alter procedures to allow mes- former, days If the then elapse? first sessions, sages to be received such majority assume the leader reconvenes the thus making itself available for business adjournment. body eight days after definition, Resp. under the Board’s see Br. point, At this would a recess at 44. And under the other intrasession day adjournment on the first made definition, very adopt the Senate could well become invalid because it was not made scheduling prevent orders that a break during “the Recess” of the Senate? The lasting longer than whatever duration provides Constitution no clear answer to as, fact, pro courts ses- selected — questions. long-intra- these difficult forma sions designed poten- do. Yet the break definition lacks the session thus *38 Senate, tial for abuse is not limited to the required by Supreme clear distinctions Court, presidents may as also abuse defini- which means that the intersession provides given definition is the one that tion to recess. Under the interses- (Jan. 20, argument day, Cong. 32. a The dissent makes form of this that see 158 Rec. Sil well, arguing 2012) as that the intersession-break (adjourning Monday, January until "unworkable,” ju- definition of recess is "not 2012); January but be invalid if made on dicially manageable,” impracticable, and because the Senate became available Dissenting Op. leads to absurd results. session, convening -pro for a non forma disagree 268-69. We that the definition is 23, 2012). Cong. (daily Rec. ed. Jan. S13 unworkable, unmanageable, impracticable; Absurdity clearly is also not shown from the a break is or not whether intersession is intersession-break definition’s allowance of simple reviewing matter of how the Senate appointments during recess intersession re- disagree adjourned. We has also that vety periods. cesses that last Id. at short 54. president’s result of a recess be- rejected only by It is a that been result has absurd, day valid one and not the next is 110-year-old Report— one Senate Committee id. necessary because this is a court, president, rejected no or scholar has defining result of recess. The dissent’s own Hartnett, possibility. supra, at 406 definition, example, for would have this ef- Cf. (“All agree ... that recesses between sessions presidential appointment pre- fect: recess 22, 2012, give appoint- rise to the sumably January President’s would be valid on power.”). because Senate did not convene at all on ment 2010 intrasession break. This means definition, example, presi- a final sion (and fewer than three delegee group had indeed appoint dents still could August when it issued the members during inter- officers appointed33) have so delegee group Consequently, Order. negligible periods last session breaks jurisdic- without and lacked acted of a constitutional basis time—the lack holding it order. tion when issued the Our defining in long duration selecting unnecessary interpret makes just as absent intrasession breaks Appoint- in the Recess “happen” word breaks. define intersession Canning, ments Accord Noel Clause. say potential All this is to (Griffith, J., concurring).34 at 515 F.3d lies not subsequent gridlock for abuse and Furthermore, we need not address wheth- in the Constitu recess means but what er the Board’s substantive decision was powers. A of divided tion’s framework delegee groups correct or whether the demonstrates powers division of or- subsequent decided the reconsideration efficiency and are not the “[c]onvenience Dir., properly composed. ders were Office objectives the hallmarks —of primary —or Compensation Programs v. Workers’ Chadha, 462 government.” democratic (3d Inc., Ship, 150 F.3d Sun We, 944, 103 as federal U.S. at S.Ct. Cir.1998). of the reconsideration Review empowered regulate, judges, are unnecessary they orders is also because recommend, the two or comment how were based on consideration of an invalid government the federal other branches of therefore vacate the order. We will the Constitution powers should use the Board’s orders. them —not because we allocates between can-but-chose-not-to, but because we lack GREENAWAY, JR., Judge, Circuit record, tools, factual institutional and dissenting. authority to evaluate which constitutional of our The tension between branches likely is more or less to abuse the branch government reflects the brilliance and can, however, given to them. We powers Founding Fathers and is prescience our must, powers and indeed we decide what democracy. the foundation of our nation’s they may and when use each branch has may power, exercise and under what Who emphatically “[i]t them because circumstances, dependent is often on our judicial province duty depart wording interpretation branches’ say Marbury v. ment to what the law is.” meaning of the Constitution. (1 Cranch) Madison, 137, 177, 2 matter, the Recess today. That is all we do L.Ed. 60 My colleagues of Article II is at issue. *39 Majority have determined that the re- the
VI Craig of Becker appointment cess Member 27, and, invalidly on 2010 is invalid for the ap- Member Becker was recess March reasons, during presumably the March same would find pointed to the Board Allocco, (2d Hartnett, (de- v. 305 F.2d 709-12 supra, 33. at 416 & nn. 176-77 States Cir.1962) scribing Roosevelt’s (defining "happen” President Theodore re- "to to mean ex during appointment of 160 officers ist”); cess Woodley, United v. 751 F.2d States seconds). that lasted intersession break mere Evans, (9th Cir.1985) (same); Canning, 705 387 F.3d at with Noel Accordingly, we do not have address (defining "happen” to mean F.3d at 507-14 Second, Ninth, and Elev- conflict between occur”). "to enth Circuits and the D.C. Circuit over “happen.” Compare United definition of of Members Shar- of the Recess appointments Appointments the recess Clause is in- Block, Flynn, Terence and Robert Grif- complete without consideration of the ex- January 2012 are likewise invalid. fin on power ecutive system and the of separa- Majority’s ap- undoes an The rationale Framers, of powers tion devised successfully that has pointments process and such consideration leads prag- to the operated separation powers within our of matic conclusion that the President must regime years. for over 220 be able to make appointments dur- ing intrasession recesses. Since the Ap- of the Recess defining scope March appointment 2010 recess Clause, critical pointments issue is Member Becker January and the straightforward Majority more than the Block, The issue whether “the Re- Members suggests: Flynn, only and Griffin were all made during cess” includes intersession recesses (those recesses, regular between two sessions of intrasession I would hold that recesses and in- Congress) intersession each awas valid exercise of (those regular trasession recesses within the executive granted to the Presi- Congress).1 Majority’s session of The dent in the Appointments Recess can possible three definitions of “Recess” II Article of the Constitution.2 I respect- question: be distilled into one Are intra- fully dissent.3 recesses included within the ambit session I
of “the Recess”? would hold “the I. “The Recess” Recess” refers to both intrasession and A. The Text of the Constitution intersession' recesses because the Senate provide can be unavailable to advice and Our examination of the Appoint- Recess availability consent both. The dependent ments Clause is on the inter- provide advice and consent is pretation of two words: “the Recess”. Appointments the crux of the Recess begs This then inquiries: examination two operation depends Clause because its on 1) meaning of “Recess” within the complementary interplay Ap- with the 2) Clause and Clause, pointments requires that “the”, article, significance of a definite aas provide Senate be available to advice and general modifier. Recesses fall into two consent. intrasession, categories, intersession and unraveling meaning and so of “Recess” plain meaning and structure of the Constitution, begins resolving and ends with the inter- text the intent Framers, dynamic. Majori- session-intrasession purpose Ap- of the Recess Clause, ty posits dichotomy contemplates that this pointments and the tradition and intersession breaks and intrasession practice government branches of our Any interpretation all demand this result. breaks are both recesses the Senate (what Majority party argues I refers to as the 1. No that “the Recess” should be believe recesses, limited to intrasession and nei- requirement) “three-member-composition” ther do I. Steel, jurisdictional. In New L.P. v. Process NLRB, *40 procedural posture appeal 2. the and Given (2010), Supreme L.Ed.2d 162 the Court does Majority’s holding, resolving the the merits of "jurisdictional”, not use the word vari- whether New Vista’s Licensed Practical Nurs- thereof, ant and did not characterize the (LPNs) supervisors unnecessary es are 153(b) requirement jurisdictional. § this time. disagree Majority’s 3.I also with the conclu- group quorum requirement sion that the States, Wright on the Presi- this conclusion. v. United contrasting effects
that have 583, 589, 82 L.Ed. appointments. make recess S.Ct. ability dent’s (1938) (“Plainly taking the of such a disagree. I adjourn [by one is not an house] point defining a “re- starting As a Congress. ment the The ‘Session of cess”, helpful it is to define “session” continues.”); Congress’ see also Evans v. the terms are related. There since two (11th Stephens, 387 F.3d Cir. sessions, including the types are various of 2004) (en banc). this, possible From it is Congress, during of which “daily sessions” for one house to recess while the session of business, day-to-day as well it conducts its Congress, joint body, the as a continues.5 sessions”, are the “regular as its which periods during Congress which conducts begin analysis, To our textual the Re- regular its business on a basis. addi- must read in Appointments cess Clause sessions, tion to these there are also “ex- conjunction Appointments with the Clause. traordinary Congress sessions” of that can Majority While the also these two reads by the President under Article be called it together, shortsighted clauses takes a Const, II, And, § II.4 U.S. art. 3. since the Majority view of their interrelation. The required House and Senate are not that Appointments contends Clause schedules, match the session or recess of gives “perpetual” the President body may than that of one be different seek the advice and consent of the Senate. other. 58-59.) (Majority Op. Majority a regular Appointments
Based on the definition of also contends session, can suggests preference recesses be divided into Clause for “divided breaks, categories power” appointments mentioned I process. two inter- agree Majority session recesses and intrasession recesses. could not more with the every appointments pro- Intersession recesses are those breaks of facet of the regular separation pow- the Senate that occur between two cess must reinforce the Senate; ers, they generally Majority’s sessions of the but the view is too narrow. adjournment Appointments initiated sine die. See While the Recess Clause Serv., Henry Hogue, Cong. gives B. authority Research the President sole to make Appointments: Frequently appointments during Recess Asked “Recess” of (Jan. 2012). Questions Senate, 1-2 Appointments Intrasession the Recess separation powers recesses are breaks that occur a maintains the within regular larger It session Senate. had been framework of the suggested Congress process. cannot be in a In The Federalist No. regular Majority upon recess and in a session concurrent- relies for point, ly, Supreme rejected emphasized but the Court has Alexander Hamilton Majority’s Congress (showing definition of an intersession 112th preceding recess also includes recesses and the dates of intrasession recesses occur within following extraordinary special sessions spanning convening the dates date and Congress, holding beyond but such a adjournment regular date of sessions of the Hartnett, Edward A. facts our case. See another, Senate). For the House and the Judges: Article III Senate, Congress, generally as one share the Questions, Three Constitutional 26 Cardozo regular same session and the recess of one L.Rev. 408 n. Senate, body, interrupt such as the does not regular Congress one, session of House regular 5. For session of the Senate as a whole. does not end when takes an intrasession generally Congressional Directory recess. See *41 power only sup- appointment appointment means must be used or the plement power to the and consent advice Thus, other. it can be adduced that The Federalist No. Senate. meaning of “the Recess” is the converse of Hamilton) (Clinton (Alexander Rossi- when the Senate can provide advice and 1961). ed., Majority The misinterprets ter consent to the Senate: The Senate is na- point. supplemental Hamilton’s The “the Recess” when it is not available Appointments ture of the Recess Clause provide advice and consent. See Noel helps separation powers to maintain the NLRB, Canning v. 705 F.3d by preventing holding the President (D.C.Cir.2013) (observing that “a there is appoint the entire in his hands. crucial element of the Appoint- [Recess Appointments provides Clause Clause, ments] enables Presi- may only a nominee presented by be dent to fill only vacancies when the Senate but, hand, President may only the other provide is unable to advice and consent” be confirmed to office with the advice and (emphasis in original)). Since the Senate consent of the Ap- Senate. The Recess can be unavailable to provide advice and pointments provides Clause thereafter an during consent either an intrasession re- confirming alternate means of nominees recess, or cess an intersession “the Re- when the Appointments Clause cannot be naturally cess” encompasses types both implemented, namely when the Senate consent, provide recesses. To advice and cannot provide advice and consent to the the Senate must be able to offer a confir- all, Appointments President. After nominees, mation vote on it up Clause and be Appointments Recess Clause operate simultaneously cannot both down.6 —one segues imprimatur This to an inherent in re- weakness of the House under the Ad- all, stricting journments "the Recess” to intersession recesses. purpose Clause. After largely responsible pro Adjournments The House was for the Clause is to make sure that Congress forma sessions because it refused to let one house of cannot abandon longer legislative process, Senate take a recess due the Ad- other in the and the House journments requirement legislate Clause’s cannot with the Senate if it is not in Hartnett, body’s Ap- House and Senate have the other con- session. See Edward A. Recess "adjourn days.” pointments Judges: sent to for more three than Article III Three Consti- Const, I, 4; Questions, Legal § art. cl. Office of tutional 26 Cardozo L.Rev. Counsel, (2005). Appointments Appointments Recess If the Recess Lawfulness of During Notwithstanding only triggered a Recess the Senate Clause was when the Senate Sessions, session, Op. regular Periodic Pro ap- Forma O.L.C. ended a then a recess doubt, pointment Without the Framers did made an intersession recess single-handedly not intend for the days effectively House to of at least three would appointments process. plain subject approval stall the to the of the House. The Appointments simply deny and uncontestable text of the House could the Senate leave to only adjourn Clause makes it clear that the President in order to thwart the President’s appoint- ability appointments. and the Senate are to consult on make thirty years, Nowhere in the ments. least the last the President has appointment, is the House mentioned. If "Recess” were never made a recess of either recesses, limited variety, during to intersession because that the intersession or intrasession days. Henry is the time when the Senate is not in a a recess of less than ten B. session, Serv., regular always Hogue, Cong. Appoint- and the Senate is Research Questions (Jan. provide Frequently available to advice and consent when ments: Asked session, data, 2012). regular empirical in a then the House would be Based on that it is that, inject appoint- highly improbable allowed to its whims into the under these circum- stances, process by limiting ments even the duration the President would make a recess ap- needing of the intersession recess. This because without the House’s adjournment days requires proval. of more than three This cannot be what the Framers *42 day a and will con- not had occasion to ment to time certain courts have
While
and con-
legislative day
a standard for advice
of one
articulate
clude
business
sent,
through
plain meaning
it is clear
Floyd M. Riddick & Alan
until the next.
provision
“advice and consent”
of
Furman,
Procedure:
S.
Riddick’s Senate
perfuncto-
cannot be
advice and consent
Practice, S. Doc. No. 101—
Precedents and
require
ry.
only
It is
reasonable
(1992) (hereinafter
at
“Riddick’s
(“ad-
process
there must be a deliberative
Procedure”).
will also
The Senate
vice”),
(“consent”),
quorum
and a
a vote
See,
adjourn
by recessing.
e.g.,
for lunch
actually
in the Senate
present
Senators
(daily
Cong.
Rec. S1249
ed. Mar.
Rybicki, Cong.
chamber. See Elizabeth
2013) (“Under
order, the Sen-
previous
Serv.,
Research
Senate Consideration of
p.m.
in
until 2
There-
ate stands
Nominations:
Committee
Presidential
Senate, upon,
p.m.,
12:30
recessed
(“A
2003)
(July
and Floor Procedure
p.m.
until 2
when called
and reassembled
majority
present
voting,
and
of Senators
Officer....”).
by
Presiding
to order
quorum being present,
required
ap-
nomination.”). It is no secret that
prove a
telling
It is
that the Framers chose to
process
long
and consent
is a
advice
“Adjournment”
times
use the term
several
Canning,
and arduous ordeal. See Noel
According-
elsewhere in the Constitution.
(calling
“Adjournment”, “Recess” cannot reason-
analysis
by
Our
must also be educated
every type of ad-
ably be read to include
provident
Supreme
lesson of the
Court
journment, such as the breaks the Senate
Case,
in The Pocket Veto
lunch,
night
daily
for the
between
takes for
(1929),
S.Ct.
Consequently, and consent tion and the advice include they chose possibility, (emphasis (Majority Op. at 228 one of the most Senate.” modifier and chose such a But, Recess Ap- since the original).) in English language. in modifiers bland when the depends on Also, pointments use of with the Framers’ congruent and operative is not Appointments Clause a broader cate- “Adjournment” to refer to limitation, there any explicit “Recess”, similarly lacks plausi- it is than gory breaks a hard time consistency reading to em- is no as a modifier serves ble that “the” permanence of a longevity and at the time recesses. The dictionary of “recess” definitions less ratification, thirty-day. recess is no than vague lack intrasession such terms but 40-41.) recess. More- thirty-day intersession that of a (Majority Op. at real substance. over, similarly Majority about a admits "perma- Majority’s qualifications, if the Even constitutional vague descriptor, "there is no persuasive, "longevity”, were nence” defining Tong’ definition is and the basis for support appointments dur- they would by constitu- unsupported the other relevant prohibit long intrasession recesses and 238.) Op. (Majority provisions.” tional short intersession Appointments limit into the Recess Clause breaks also includes intrasession reading 221.) one into the without (Majority Op. logi- breaks.” The Clause. Majority’s cal inference from the assess- ment is that “Recess” lacks a natural limi- Majority’s premise
The other flaw the
Thus,
specification.
tation or natural
restricted to intersession
“Recess” is
only way to delimit “Recess” to interses-
it relies on a technical
recesses is
sion recesses would be to shroud it in an
rather than a plain
definition of “recess”
meaning,
unnatural
which would
not lend
ordinary
definition
“recess”. See
Case,
ordinary meaning
tution are to
taken in their natural and
narrowing
the term “Recess”
sense....”);
obvious
see also District of
Majority
belies the broad latitude of
Heller,
570, 576-77,
Columbia v.
plain meaning
of the word used
2783, 171
L.Ed.2d 637
modify
Framers. The Framers did not
(“Normal meaning may of course include
by describing
the term
it as “the interses-
*46
meaning,
idiomatic
but it excludes se
sion Recess” or “the Recess between Ses-
cret or
that
meanings
technical
would not
they deliberately
quali-
used a less
sions”—
ordinary
have been known to
citizens
and, duly,
fied
broader
interpret
term. To
generation.”).
a
founding
As
docu
the text otherwise
plausi-
also seems less
people
ment written for the
and meant to
ble since it is far-fetched to suppose that
citizen,
every
accessible to
we must
expected
Ap-
Framers
for the Recess
assume that
the Framers
intended for
pointments
interpreted
Clause to be
by
ordinary,
words to be understood
their
through
hopscotch
the textual
technical,
needed to
rather than their
definition. See
Heller,
arrive at the intersession interpretation.
15. In this
rights, and to absorb
upon the
intrude
the veto
power of the Senate mimics
departments [which] has
qualified
powers, of the other
they are both
since
President
suggested.”
pow-
already
than once
more
inherent
been
negatives on the other branch’s
*49
73,
(Alexander
120,
at 442
Myers,
express checks, there are implicit checks What Majority overlooks is the fol- on the use of his lowing: problem with limiting the Re- that were recognized the Framers. cess Clause to intersession Firstly, explained in The Federalist Pa- recesses is that such an interpretation di- *52 Therefore, President must be able to that the Presi- checks reciprocal sarms power appointment recess exercise his While on the Senate. to have needs dent to is not available whenever the Senate for fore- steep price a pays President consent, including when and provide advice the Sen- consent of and the advice going sessions, holding pro forma is Senate relatively price low ate, pays the Senate readily pres- to be it not available when is to power thwarting the President’s on nominees. and ent to vote deliberate example, by, for appointments make suggest to as it is incredulous Just negli- recesses to reducing its intersession can make recess President (for instance, one time gible periods lunch, equally it is during the Senate’s against safeguard Consequently, the day). Majority suggest to for the incredulous on the of the Senate the encroachment in provided consent can be that and advice is much weaker. President power every three thirty-second increments once may the Senate harm that great The (In fact, incredulous days. may it be more machinations, would as some engage thir- longer than presumably takes since sessions, pro forma the case argue is with to act on for 100 Senators ty seconds to nominees order voting on avoid to nomination.) Further, conducting busi- capitulating into strong-arm the President agreement, via consent ness unanimous to demands, forcing President its to 23, 2011, is did on December the Senate candi- preferred the Senate’s nominate yields the type of business that not the vacant, as Ham- offices or else leave dates by the consent advice and envisioned It is inconceivable expressly feared. ilton Framers.20 strong- such Framers intended Senate; possi- and equal, by the arming contemplate does not The Constitution the House’s involve- bly greater, ways. concern it both may the Senate have surely strong-arming, in the both unavailable ment cannot be The Senate Framers.19 its by the submit to not intended the President to yet force (James dynamic Mad- acts as at 322 This No. and consent. The Federalist advice (and (Alexander House ison), Hamil- on Senate coercion at 442-43 a check No. (Alexander coercion) because, in to take recess- order ton), Hamil- No. business, Hamilton) regular (Alexander from its es and breaks ton), 77, at 463 No. cooperate to 1961). will either have the Senate (Clinton ed., Rossiter Senate Majority assumes 20. The issue of the Majority suggests that the 19. pro- available to simply remained appoint- could have exerting over recess House influence agreeing to and consent ability vide advice by the President's remedied ments is pro during the forma business agree not conduct they cannot adjourn if both houses Const, II, 'altering] procedures to allow ' § sessions art. adjournment. U.S. date of during such ses- messages received to be mark. This This assertion misses First, 243.) it is a Op. (Majority sions.” not address issue President does messages receipt of suggest that the stretch creating pro ses- essentially forma the House providing ad- equates to President corrupt intersession-intrasession sions to respect, Senate In that vice consent. remedy is tanta- Majority's dynamic. The provide advice and available could can remain saying the President initiate mount to recesses even intersession consent an die to create interses- adjournment sine to receive agent of the leaving an days than three whenever recess of more sion Second, Majority identifies messages. he wishes utilize Moreover, “Recess”: definition of danger its own true. This is not Clause. manipulat- easily too procedures are of his Senate’s supplemental use clearly not be a would ed. power. *53 260 figure
with the and President out mutually sessions, Pro valid, forma if accepted as acceptable nominees or will yield have to undeniably frustrate the purposes of the its advice and consent to the Presi- Appointments Recess Clause. pro n dent’s appointment power. sessions, forma Congress’s other at- tempts to manipulate the appointments lines, Along these Supreme Court process, appear to be the type legisla- applied has a functional approach in deter- overreaching tive by chronicled mining scope powers. of executive It 48, Framers. See The No. Federalist did in determining so when the Senate is (James Madison) (Clinton 309 Rossiter available to receive a bill from the Presi- 1961) (“The ed., legislative department dent for the of the purposes Pocket Veto everywhere extending the sphere of its Clause, concluding having a secretary activity and drawing all power into its im- sufficient, the Senate present was even vortex.”). petuous From Madison’s senti- if the already members Senate had ments, it is also evident legisla- departed to their home states. See The ture was the “more feeble” branch Case, 680, Pocket Veto 279 U.S. at need would a “more adequate de- 463 (holding that “the determinative ques- but, rather, fense” the branch that would tion in to an ‘adjournment’ reference is not enfeeble the other branches and require whether it a final adjournment of Con- they be more adequately defended gress or an adjournment, interim such as against such machinations. See id. adjournment session, of the first but whether it is ‘prevents’ one that Moreover, the Presi- under a functional approach, dent from returning the bill to the pro House forma prevent sessions cannot in which originated it within the time al- Senate from recessing for the purposes of lowed”). Appointments Recess Clause. When a pro forma session is held approximate- course, Of providing advice and consent ly thirty Senator, seconds a single on likely nominees requires more on the Senate is not able to accomplish the func- part of Congress than receiving bill tion of deliberating voting about and on the President —unlike with the Pocket the President’s nominees.21 Clause, Veto person one cannot generally provide advice and consent on Indeed, behalf of all the Framers could have faced 100 Senators. If this approach functional the same dilemma faced the President is used to purposes effect the Re- 2010 and 2012 since it entirely Appointments Clause, cess then possible the Presi- for the Senate to take short intra- dent must be able make appoint- session early recesses republic. our ments when the provide Senate event, cannot such an how would the Framers consent, advice and certainly it is pos- have intended for the Recess Appoint- sible for the to lack capacity to ments Clause operate? They did not provide advice and consent during intra- condition the session when recesses its members are not away far how Senators were from the present in the Senate chamber to Capitol vote. they recessed, when long or how 21. For the lengths exact pro Cong. forma 2012), (daily Rec. SI ed. Jan. 158 sessions, Cong. see (daily 157 Rec. Cong. 6, 2012), S8787 ed. (daily Rec. S3 ed. Jan. 158 20, 2011), Dec. Cong. 157 Rec. Cong. S8789-90 (daily 2012), Rec. S5 ed. Jan. 158 (daily 2011), ed. Dec. Cong. Cong. 2012), Rec. (daily Rec. S7 ed. Jan. (daily 2011), S8791 ed. Dec. Cong. Cong. 17, 2012), (daily Rec. S9 ed. Jan. (daily 2011), Rec. S8793 ed. Dec. Cong. (daily 2012). Rec. Sll ed. Jan. business, to provide unable usual from its Capitol— to return take them would consent, per- vacancies while advice and the Re- *54 only conditioned simply and they sist.22 the on whether Clause Appointments cess recess, breaking from its in a limiting of an exact Accordingly, the lack n provide business, unable to and
regular limit, not day a does such as principle, if the Senate Or what and consent. advice intra- reason to exclude sufficient provide it sessions while in forma pro remained First “the Recess”. recesses from session months, its as was nine for broke six arbitrary. The all, be any limit would of ratification, hoping at the time routine Attorney Gener- ten-day proposed limit President from the prevent that this would opinion 1921 who the Daugherty, al issued appointments? making recess appoint- recess of intrasession support ments, identifiable was not based scenarios, Framers would the In such be tied a hard limit could such principle; to make the President empowered have is no Clause but there the Veto Pocket office is empty An appointments. recess it the relationship between and of a proof no sense that It makes empty an office. pro- and the Clause Appointments Recess be- have differentiated Framers would different, as conceived each are cesses of recess- and intersession intrasession tween in the Constitution. by the Framers and of the Re- purpose effectuating es in might not arbi- day limit that only Evans, Clause. Appointments cess on the three-day limit based trary is (“The purpose 1226 F.3d at discussed, but, as Adjournments Clause during an intra- no less satisfied is Clause no real connection between there is po- recess of during a than session recess Ap- Adjournments and Recess that comes duration tentially even shorter Clause. pointments break.”). atrophy intersession as an a by the for such caused explanation offices An alternative and other agencies a then, be that three-day and limit not does would did absence Senate’s weekend, con- should not is over a days, the Senate now, two depend on whether to take the Sen- recess sufficient a stitute due to intersession unavailable See Edward away from its business. matters is ate recess—-all or intrasession Hartnett, Recess A. away Senate is of time that the length ofArti- process take a which could Appoint- appointment, new purpose of 22. The other Surely, Clause, this is not what allowing Senate to recess weeks or months. ments vacant, envisioned, This is also nor intended. leaving dimin- offices without Framers by Majority's pressure "Recess”. on the Senate put definition undue ished also would reading, the Majority’s Sen- limited making Under the decisions to rush obliged take intrasession might not to ate feel offi- clearly intended that the Framers when pending, and nominations recesses when appointed careful deliberation. with cers be break, and liberty as Hamilton not feel at example, we can with a less extreme Even desired, vacancy to lest cause a the Framers imposition on the Senate. imagine the same of its recess. open for duration remain mentioned, advice secret it is no As during the traumatic have been This would lengthy strenu- process and consent packed Imagine Senators era of the Framers: Canning, F.3d at process. See Noel ous journeys to long their ready their process and consent (calling the advice states, that a out cabinet to find home Allocco, “cumbersome”); v. States United suddenly resigned office. Rath- secretary has (2d Cir.1962) (noting that the F.2d secretary vacant leaving office er than because process is onerous appointments months, might Senators to nine for six competent securing a task of the "difficult compelled to remain in very well feel replacement”). and consent for provide advice Capitol to ele III Judges: Three just Constitutional as short or shorter than intrasession Questions, 26 Cardozo L.Rev. Similarly, recesses. if the concern is that (2005). This also prevent would the ex- “the Recess” must last a “non-negligible” treme situation of appointments lunchtime of days, number then one recognize must and overnight daily either an between intersession or intrasession sessions, party, court, which no and no recess can last “negligible” has number of suggested days. Consequently, reasonable. it is indisputable that *55 intersession recess appointments are vul- Due to limiting this lack of a principle, nerable to the same uncertainties and lack the Majority blithely asserts that intrases- of limiting principles as intrasession recess sion betray recesses would the purpose of appointments. This conclusion cannot be the Appointments Recess Clause because by magic saved the words—the Senate it would allow the President to make re- “adjourned . sine die”. appointments cess any time the Senate The need to exclude appoint- recess breaks from business, its usual such as during ments the adjournments Senate’s when it recesses for lunch or adjourns at lunch, the night, and the the end of a weekend daily session. The Majority is explain why would the Framers mistaken chose to there is because no evidence that use the limited term “Recess” rather than Framers intended for the Ap- Recess the all-encompassing “Adjournment” term pointments to Clause be used way in the Recess Appointments Clause. there is no “Re- evidence that President cess” allows the Senate ever some beyond leeway has. It to contention take adjournments brief without recessing President cannot use his appoint- recess in way permits power ment to President the Senate’s lunch make appointments break, without its adjourns when it advice and nightly between As Majority consent. contends, itself daily sessions, adjourns or when it for the “the dichotomy [between the use weekend. of ‘Ad- See Noel Canning, 705 F.3d at journment’ and ‘Recess’] must be that ad- (determining “the in- Framers journment results in more tended breaks than something specific by the term ‘the 232-33.) recess does.” (Majority Recess,’ Op. at and that it was something differ- ent than a generic break in proceedings”). Further, it would appear unconstitution- All of these regular recesses are of breaks al for the President to use his ap- recess Senate, which do impede not its nor- pointment power to appointments make mal business. It preposterous would be to during those routine breaks the Senate. suggest that the Framers intended for the below, As detailed sitting on his nomi- Senate to be held hostage in its chamber nations and sabotaging Senate in such order to retain power provide its advice a way, the President would not be using and consent. the advice and consent of the Senate as his primary means officers, of appointing
The Majority’s concern about the “tem- contravention of the plain structure and poral reach” and duration of intrasession clear intent of the Framers. recesses also overlooks the reality that there is little difference between the tem- Majority also suggests that the pur- porality of intersession recesses and intra- pose would betrayed by allowing intra- session recesses in theory or in practice. session recess they because If the concern is that intrasession subject recesses are lengths: variable An intra- may short, be too then one must also session recess appointment made at the recognize that intersession recesses can be beginning regular of a session would last pro- “single chance” had already has sessions, an intrasession while regular two and consent? vide advice the end made at appointment recess ses- regular one only last would session manner, including both interses- In this Con- in the text nothing But sion. within recesses and intrasession sion Framers, stitution, the intent scope Appointments Recess purpose the Recess purpose of realizes best varia- such evidence provides Clause, i.e., keep offices lengths Firstly, variable bility is violative. break from the Senate to and allow filled by the forbidden Consti- inherently business. regular Appoint- The check tution. Clause, language plain ments Tradition Historical The Branches’ C. ap- Constitution, is that text and Practice end, not necessari- fixed have a pointments practice of tradition and The historical *56 to language no There is length. ly a fixed very also is government of the branches oth- intended had Framers intuit that meaning of the of the evidence persuasive ap- recess Secondly, intersession erwise. of propriety and endorses Constitution prone to variable also pointments Re- in “the recesses including intrasession appoint- An intersession lengths: States, 488 v. United Mistretta cess”. See a three- of beginning at the made ment 647, 401, 102 L.Ed.2d 361, 109 S.Ct. U.S. longer months will last three month Case, 279 (1989); Veto U.S. The Pocket 714 of at end made appointment than an 463; v. Freytag 688-89, 49 S.Ct. at course, post- recess. Of intersession 868, Revenue, 501 U.S. Internal Comm’r recesses of ratification, intersession when (1991) 2631, 764 115 L.Ed.2d 890, 111 S.Ct. longer, or months routinely lasted six the Constitu- interpretation (faulting an have could appointments of recess lengths longstanding undermine that “would tion disparate. more even been at U.S. 343 Youngstown, practice”); the “End Majority claims The (Frankfurter, J., concurring) 863 S.Ct. 72 in the Consti- language next Session” their ways of traditional embedded (“Deeply recesses intrasession excludes tution also supplant cannot government conducting because of “the Recess” from the definition they but legislation, or Constitution only a the Senate allows language or of a text words to the meaning give appoint- weigh in “single chance” Chadha, them.”). v. see INS But supply 234-36.) But (Majority Op. ments. 2764, 77 944-45, 103 S.Ct. U.S. 462 of the Constitution language in the nothing long- (1983) (noting that 317 L.Ed.2d limits the Framers the intent legislative the one-house practice term providing chance” at “single ato being held it not save could veto passage in the Even consent. advice and have, unconstitutional). Moreover, I Story only Majority, Justice quoted expan- its more found Court Supreme oppor- “an Senate have requires Pocket Veto of the reading sive “single op- act, rather than tunity” and “[l]ong settled by the 234.) corroborated What Op. at (Majority portunity”. President, practice” established during one pending if an “great accorded to be it said does and President regular session of consti- interpretation proper in a weight any recess make this character.” provisions of tutional the Senate recess—is ensuing intersession 689, 49 S.Ct. Case, 279 U.S. Veto con- Pocket advice provide longer able no it because session regular next in the sent
264
Further,
in reviewing the tradition
lishing
practice
“engaged in by
practice
President,
presidential
ac- Presidents
have
who
also sworn
uphold
tions are entitled to a presumption of con-
the Constitution ... may be treated as a
stitutionality.23 The Majority rejects any gloss
”).
on ‘executive Power’
such
presidential
notion that
actions de-
Majority
carves out its own excep-
special
serve
regard,
Supreme
but
tion,
that,
suggesting
particular,
no such
repeatedly
Court has
embraced such a presumption applies in separation
pow-
principle.
Nixon,
United
v.
States
418
cases,
ers
but this presumption
ap-
should
683, 703, 710,
U.S.
94 S.Ct.
ply with the most force in such cases.
(1974)
L.Ed.2d 1039
(recognizing that
executing
office,
the duties of his
the Pres-
“courts have traditionally shown the ut-
ident must not be hindered because the
most deference to
responsibil-
Presidential
constitutionality of his actions is held in
ities”); Chadha,
In the day, modern intrasession recesses during what are not more frequent longer but also literally described as a momentary inter- than they had past. fact, been session recess between the 1st and 2nd they are longer sometimes than some in- sessions of the 58th Congress. T.J. Hal- recesses, tersession which can be as short stead, Cong. Serv., Research Ap- day.26 as a large With the number of pointments: A Legal (July Overview taken, intrasession recesses the net dura- 2005). In response to these recess tion of intrasession recesses during a ses- appointments by Roosevelt, President sion of the Senate will often dwarf the net Senate Judiciary Committee *59 in engaged a duration of recesses, intersession which project opine to on whether such a “con- means that the Senate is on break more structive recess” of the Senate constituted often during sessions than between ses- “the Recess” of the Recess Appointments sions. Clause. The committee that it concluded earlier, As reflected given did that not. Most telling recess was the report, 1905 appointments have been made for over presented which 220 the Senate’s view of the years (or and that no intrasession interses- meaning “recess”, of as used in the Recess have made appointments intrasession recess Directory Congress for the 112th 522 important. less Id. (This number one-day excludes intersession regular recesses between a session of Con- 26. A inspection close Congressional of the gress special and Congress.) session of The Directory reveals that ap- there have been one-day last two intersession recesses oc- proximately one-day thirteen intersession re- January curred on during the series frequent, cesses—while not they are not un- sessions, pro of forma January and precedented certainly and are not an abstract hypothetical or possibility. Congressional See
267 available make the Senate does not Report session Clause. Appointments consent, and advice provide one ‘recess’ is word that “[t]he determined provide possibly cannot why the Senate technical, signification” ordinary, not of forma ses- during pro and consent advice Appointments the Recess used in and is sions. popular and “in common Clause 58-4389, at 1 No. S.Rep.
sense.” postulated also Report The 1905 added). (emphasis Appoint- for the intended Recess Framers purposes to serve dual ments else, nothing endorses if report, This were if those criteria be served could not narrower, reading broader, than a rather and “grave inconvenience prevent met: Ap- Recess in the “Recess” the term of and to ensure public to the interest” harm the 1905 Specifically, Clause. pointments be, whether there should that “at all times was “evi- that “recess” explained Report not, an officer session or the Senate of the [FJramers dently intended office, discharge the every entitled for some- it should mean Constitution added). 2 (emphasis Id. at thereof.” duties real, imaginary; something thing not purposes established accords with This actual, something not something ficti- No. 67. in The Federalist by Hamilton added). Very (emphasis Id. tious.” Report set forth the 1905 officially changed pragmatically, not The Senate has 1) a “recess”: qualifying report. criteria for issuance of this four since the positions or regular sitting in Trade Corp. is “not v. Int’l Nippon the Senate Steel the Comm’n, a branch n. 13 as extraordinary F.Supp.2d session Carrier, (C.I.T.2002) session extraordinary (citing Michael A. Congress, or in for such junctions,” Note, the Senate in Recess discharge executive When Is for 2) at- duty no Purposes owe “its members (1994)). 3) Clause?, and L.Rev. 2204 tendance,” empty,” 92 Mich. “its Chamber 4) communications “it can not receive ac- legislative act of Additionally, in an body in participate President legisla- passed has Congress quiescence, its ab- “because making appointments” of intra- possibility that observes tion original). (emphasis Id. sence.” own By its appointments.27 recess session not since choice, and Congress passed, Framers has of the to the intent In addition Act, allows a statute that Pay Presi- repealed, practice and the tradition and does paid to be appointees Report dent, from the this definition in- intersession between President differentiate possibility forecloses 5 U.S.C. appointees. trasession when making recess 1226; Evans, F.3d 5503; see § lunch, night, and for the breaks at 1013. F.2d breaks, Woodley, 751 During those for the weekend. aas participate capacity
the Senate’s Validity 27, 2010 II. the March *60 is not process appointments in the body Appoint- January Reoess and In the more than usual. hampered any ments brief, routine these way one of same my in analysis, foregoing the Based on unavail- make the Senate does not breaks appointments recess the consent, judgment, a brief and advice provide able to on votes confirmation to reconsider motions adopts a broader also Manual 27. The Senate thirty-day moot after a become nominees is condi- Recess” that understanding of "the break, Senate recess, adjournment or recess. it an be rather length of a tioned on Manual, at 58 No. S. Doc. or inter- intrasession it occurs than whether Senate”). Manual, ("Standing Rules According to the Senate session. Member Becker March adjournment and today usually resolutions au- Block, Flynn, Members Griffin on and Jan- thorize of each leaders chamber to call it uary 2012 are valid. Both ap- sets of back into session after the sine die ad- pointments were made during journment. intrasession If power exercised, recesses when the Senate was not avail- previous session resumes and continues provide able to advice and consent. The until adjournment the actual sine die President appropriately exercised determined, his dis- usually pursuant to another cretion, relying on the supplemental power concurrent adjournment.” resolution of added)). (emphasis keep those offices filled the sanctity Under Majority’s interpretation of public. The exclusion of intrasession “the recess, Recess” as an intersession recesses from the definition of “the Re- Recess Appointments Clause is essentially cess” him ability denies to fulfill his neutered and the ability President’s duty constitutional and leads to a number make recess would be evis- of absurd results. cerated. A Senate opposed to the Presi- Majority claims that the Senate was dent’s nominees would simply limit its in- available to provide and advice consent tersession less, recesses to a day, or and during the forma pro sessions because power use its provide advice and con- could have acted on the Members’ nomina- sent as an absolute negative to the Presi- “if tions it had desired to (Majori- do so.” power dent’s appointment. It could 231.) ty Op. at But this is an assumption then simply convert what would have been with dangerous logical extensions. recess, Under its intersession when Senators logic, Majority’s the Senate al- would depart would to their states home and not ways be provide available to advice business, conduct into an intrasession re- consent and the President would never Thus, cess. by this simple procedural able to make appointments. title, Even change in the Senate would strip the recesses, intersession the Senate President of this essential counterbalance could plausibly provide advice and consent exercise his executive “if it desired [ ] to” simply cutting upset power. balance of In a worst- intersession recess short. It is scenario, not as if case some offices could remain paralyzed Senate is while an inter- vacant for administration, an entire session recess. could be as long eight years. addi- tion, the Senate would have a dispropor- To demonstrate another result, absurd tionate amount of influence on the Presi- Riddick’s Senate Procedure documents nominees, dent’s since likely he would have that there is such a thing aas conditional to accede demands of the Senate’s sine adjournment, die which could allow absolute negative. Majority Senate leader to call the Sen- ate back session into on 24 hours’ notice to If anything, Majority’s test —that an resume the previous session—would such adjournment sine die marks an interses- conditional adjournment sine die to start sion recess—is judi- and not unworkable an intersession prevent cially manageable. Under the Majority’s from fulfilling its desire to provide rationale, advice the President could make a re- *61 and consent? See Senate Riddick’s Proce- appointment cess during any intersession 18; dure Henry B. Hogue, Cong. recess, Research even if it only nanosecond, a lasted Serv., Appointments: Recess Frequently yet could not make a appointment recess (Jan. Questions 2012) 9, (“These Asked during a six-month intrasession recess.
269 discre- to the Senate’s pointments common and sense common This defies The manipulations. procedural that tion and recognizes Majority itself The logic. Majority’s standard of the impracticability same from the suffer recesses intersession 4, January by the fact as intra- shown limit is durational of an exact lack simply could have sug- issue appointments its recesses, undercuts which session had been appointments if recesses avoided the been intersession that gestion 3, earlier, January during of intra- on day to its criticism made immune somehow that, only Not (Majority Op. recess.28 intersession the recesses. session al- for would also Majority’s basis standard (“[T]he constitutional the lack of a but intra- an unlimited defining in to make the President duration low selecting long during the define appointments absent to of recess just as breaks is number session breaks.”).) ex- recess intersession type of “fictional” intersession in 1903. Roosevelt by President ploited dis- further undercuts Majority results, Majority’s the such absurd With and intrases- intersession between tinction clearly would artifice that is an standard reserva- stating, by without recesses sion integral powers separation the upset and abuse for tion, potential that “the process. appointments a sound re- in what subsequent gridlock lies in Constitution’s the means but cess standard, period the entire my Under (Majority powers.” framework divided pro forma held Senate during the 244.) prob- the admits that This Op. at until sessions, from December > technical, solution, in lies not the lem, and the would be treated January Senate’s of the classification procedural been Thus, would have the Senate same. separa- in adjournment, but whether consent advice and provide able to no more Thus, tying maintained. is powers tion of January than it was on January on availabili- “Recess” the definition of not be President would And 2012. advice provide' ty of the Senate Senate, as President thwart able focus. It proper achieves consent a hun- did, over by making well Roosevelt on basing the definition does so a fiction- appointments recess dred mechanism Senate’s presence dura- infinitesimal recess of intersession al powers maintaining separation tion. process —advice clas- procedural than the consent—rather III. Conclusion recess. sification sys- our role in Defining executive appoint- Worse, basing the recess is one balances of checks and tem procedure, the Senate’s power on ment republic of our challenging problems Ap- most has committed Majority January 22. I January 4 contend than or. displace the ab- attempts to Majority 28. my by showing that it techni- holding because surdity January only is different of its results, but the yields absurd January 4 standard also than cally a different has definition point My my point. Majority misses of those functionally, all January three 22— suggest a one- absurd to that it show Further, is noth- there days were the same. different is somehow day intersession 23 differ- treating January about absurd Thus, recess. long than a intrasession Sena- no January 22. There were ently than could holding the President Majority’s owed attendance tors who Januaiy on have made but, presumably, 100 January 22 on chamber January means Januaiy 4 or on but not January attendance on owed their Senators Janu- one-day intersession recess intrinsically different ary somehow *62 and, consequently, not so easily resolved. of intrasession inclusion recesses in
the ambit of the interpretation
Clause is the most faithful Constitution, the text of the the intent Framers, purpose ap- pointments, tradition and practice
of both the President and the Senate. It is for Majority reason cannot impediment
articulate a constitutional recesses, inclusion intrasession make a constitutional case categori- for the
cal all exclusion of intrasession recesses.
Interpreting “the Recess” to include intra- session recesses best maintains the bal-
ance of integral to preserving the appointments process intended Framers. ABRAHAM,
Eleanor et al.
v. ST. CROIX GROUP, RENAISSANCE
L.L.L.P., Appellant.
No. 13-1725. United States Court Appeals,
Third Circuit. Argued April 2013. May Filed:
