*1 plaintiff in his attempt to enforce 1983. §
Moreover, the Court notes that the de-
fendants were not unfairly prejudiced by
the award of fees for these hours. The that,
defendants never asserted due to the
plaintiff’s failure to initially invoke §
they labored under a belief that
would not support an award of fees for
those Indeed, hours. the defendants failed
to address the issue until directed to do so
by the Court during oral argument.3 In
sum, the Court concludes that the district
court acted within its discretion in award-
ing fees for the hours expended prior to the
filing of the complaint. amended
In accordance with the foregoing,
lower court’s order awarding attorney’s hereby
fees is AFFIRMED.
NATIONAL LABOR RELATIONS
BOARD, Petitioner,
STREAMWAY DIVISION OF the SCOTT COMPANY, Respondent. FETZER
No. 80-1507.
United Appeals, States Court of
Sixth Circuit.
Submitted Jan. 1982.
Decided Oct. 1982.
As Amended Nov. Similarly, party poten- 15(c), Accordingly, neither considered the sions of Rule Fed.R.Civ.P. applicability provi- inexpedient tial of the “relation back” finds it Court do so. *2 Representation to the In-Plant (“the Committee”), which
Committee established. organized had and Company Company found that Board also The Act 8(a)(1) of the violated section concerning its interrogating deny enforce- union sentiments. We ment. & Fetzer Division
Streamway of Scott faucets and sells water Company produces Westlake, its plant. valves at Ohio and Workers, by attempts Two United Auto 1976 and in November again October for majority support failed to obtain efforts to be the collective its certified as pro- for bargaining agent Company’s The and maintenance employees.1 duction objections no the conduct Union filed election, and no unfair labor either or after emerged, either before charges those elections. March, the Company established Moore, Gen. Deputy Elliott Associate the structure of the Commit- and outlined B., G., Counsel, for Washington, N. L. R. D. in a embodied According tee. directions
petitioner. working a hourly employees, to all notice Flinker, Duvin, John C. Flinker & Cahn was intended to be established Ohio, Co., Cleveland, for respondent. develop Company’s part program readily accessible channels of “more WEICK, ENGEL, Judge, Before Circuit Manufacturing Opera- within munications COHN,* Judge, Senior Circuit and District provide “to between tions” and coordination Judge. plant management.” and personnel ENGEL, Judge. Circuit goal of expressed The the Committee orderly process provide yet The Labor “to an informal National Relations pro- and (“the communicating plans Board”) petitions Company for for enforcement problem grams; defining identifying and reported decision and order at 249 NLRB suggestions and ideas eliciting No. The relief areas and granted order accomplish this operations.” To improving consistent with Board’s determination end, to meet. working committee was Streamway Division of the Scott one de- (“the general meeting one Company Initially, Fetzer had vio- Company”) four 8(a)(1) partmental meeting in (2) lated sections of the National each was to be held (“the Act”), Company Act departments Labor Relations 29 U.S.C. include The committee was to (2), by dominating and in- each month. man- representatives,2 and terfering giving eight employee formation of * Cohn, representatives from to be elected Avem District 2. Four Honorable United States Assembly employees, Judge Michigan, categories sit- for the Eastern six District representative ting by designation. each cate- one more than gory; Machine to be from the two were elected Shop; “Polish was to be elected from the one petitions these The Union filed election on Department; was to be and one and Buff’ when the dates. The record does not disclose Department. I the “P & held; elected from Control” held in first election was the second was January 1978. agement personnel would be present written oral reports management, both general departmental meetings.3 and sessions were tape recorded. At the time, the representatives same of PRADCO planned avowedly that the all responses assured would “provide to as many em- kept were to confidential possible the opportunity of direct personnel tapes. PRADCO had access *3 input.” It rotating forth therefore set report written indicated PRADCO’s that no of schedule initial terms to served which effort was made to link names with faces or months, varied from three to six with all any to identify participants. terms thereafter to be three months in du- employee ration. To maximize participa- claimed, found, It was and the Board tion program, in the employee no was questioned were employees improperly con- serve, term, other than the initial for more cerning their attitudes towards unions dur- than three months in a year. calendar At ing survey.4 the course of the PRADCO At the of time the second UAW certification time, the approximately same for several election in February the Committee commencing early July, weeks an em- operating been several for months. ployee distributed authorization cards of Company The sought also to communi- the International Molders Allied Workers cate employees by with its retaining Per- Union. sonnel Development Research and Corpora- unfair practice charges Several (“PRADCO”) tion to conduct an attitude Company filed the in October clerical, survey managerial, of produc- and November, January, 1978 and in 1979.5 tion and maintenance employees August, Judge The Administrative Law found that 1978. Before the beginning survey, the the 'Company dominated interfered president a meeting held Committee, with the he which determined asked employees to rep- be candid with the organization was a labor as defined in sec- resentatives. The top nine executives of 2(5) 152(5). tion of 29 He § U.S.C. met Company separately with a PRAD- inquiries by found further PRAD- CO representative; all other in- employees, regarding interroga- CO Unions constituted cluding production and maintenance work- ers, tion in violation of section groups met in of five to seven in an effort survey 8(a)(1) the Act. employee adopted reactions to the The Board policies. Company’s PRADCO made both on May ALJ’s order 1980. Management representatives 3. general only A. The real man had meetings were to include the Vice President of going asked us we were out door was Operations, Manufacturing Manager, I P & how we felt about a union. Manager Manager. Control and the Personnel anyone question? reply Did to that Q. departmental meetings The various were to in- why, I A. I did. asked him and he said Operations clude either the Vice President of Union, because I told him I I was for Manufacturing Manager and the or the Vice why asked, he asked him he said noth- Operations P President ager. and & I Control Man- ing. Is that the that was comment made Q. about a Union? reported exchanges 4. Two A. Yes. representatives Union; regarding PRADCO Appendix Judge (“ALJ”) the Administrative Law found both statements credible. One testi- regarding There is no evidence on this representative “something fied that asked election whether a third certification was held people being unhappy, about and is that following distribution of authorization cards. why getting Ap- we were a union in there.” charges The unfair labor were uncon- pendix at 43. She stated she did not recall the nected to either of the earlier election cam- precise used, language “[b]asically but I what charges by paigns, preceded which several saying recall him was —is that the reason that months. we felt we needed a Union because of all things we had mentioned.” Id. Another employee reported following exchange: employers regarding
I
conditions of work.
“dealing”
The term
in the Act was inter-
prohibits
of the Act
domi-
preted in NLRB v. Cabot Carbon
organiza-
nation or
of a “labor
the term on “dealing” broadly should be more served as both “advisor” Finding construed. the “Committee as a means of communication for policy and to,’ ‘responsibility undertook the and did aggregate sys- effect of a employees. ” grievances,’ ‘handle 360 U.S. at tem of several committees considered S.Ct. at Justice Whittaker concluded Chemicals, Sharpies in NLRB v. 209 F.2d plain that “it is as words can say that these 1954), where our court found existed, committees part, least in for the em- part “single the committees were purposes ‘of dealing employers con- ployee representation plan,” which “afford- ’ cerning grievances .... This brings alone securing a means of ed the these squarely committees within the statu- griev- satisfaction of their respondent ” tory definition of organizations.’ ‘labor improvement working ances and of their Id. conditions,” and therefore were labor or- Justice Whittaker went on to observe at 652. ganizations. Id. meetings consisted of a series of time, logic experience At the same “proposals requests with respect early under the Act since these cases dictate covering matters nearly scope the whole commu that not all efforts to the employment relationship.” Id. at employees concerning company nicate with Although S.Ct. at 1022. Justice Whit- personnel policy pain are forbidden on taker stressed the continuous course of con- violating overly the Act. An broad con tacts between the committee and both local struction of the statute would be as de management, central and stated that *5 objects ignor the as the Act as structive of “dealing” making often involves recommen- Thus there is ing provision entirely. dations, limitations, he did not indicate the particular logic Judge force in the of John
if any, upon
meaning
“dealing”
un-
Wisdom, dissenting in N.L.R.B. v.
Minor
Supreme
der
the statute. Because the
177, 182 (5th
Mfg.
Walton
289 F.2d
Cir.
issue,
spoken
Court has not
further on this
1961):
the question of how much interaction is
my
To
mind an inflexible attitude of
necessary
dealing
before
is found is unre-
employee
toward
committees de-
hostility
solved.
the Act.
It erects an iron curtain
feats
quick
Our circuit has been
to
find
employer
employees, penetr-
between
“advisory
company
committees” were
domi-
bargaining agent
of a
only
able
organizations
nated labor
where in fact a
union,
one, preventing
if there is
certified
pattern
dealing
example,
existed. For
decent, honest,
development
con-
Shoe,
NLRB v. General
A of the organizations. were not labor peace through employer collective bar- industrial See, Life, e.g., Sea Inc. and Construction has construed 9. At least one commentator Union, 368, 175 NLRB Local Laborer’s “cooperation” Plastics and other General Modern cases (1969). suggest illegal domina- No. 168 a new standard for tion, See upon based the intent to coerce. Note, Sup- New Standards for Domination and port 8(a)(2), Under Section L.J. 82 Yale (1973). 519-525 teams, standards,” The company regulations, had established divided and the com- team, according job assignments. Each re- actually mittee made recommendations consensus, acting by job made assignments, garding employment. Clearly, conditions of assigned job rotations and scheduled over- then, communication between a time. Each team meetings to discuss management does not itself bestow la- topics such a compensation system a upon group. bor status objectives of each team or group within precisely Our facts here do not fit A employees. psychologist was hired to either or within those of Gen- Cabot Carbon improve among internal communications Mercy-Memorial, supra. Foods and eral team members build “trust levels” Nevertheless, an examination of teams, among the and members discussed as a whole satisfies us that the limited conditions of work such at compensation functions of the Committee here more meetings. Notwithstanding the facial closely resemble those in the latter deci- similarity activity between this and the lan- Foods, As in sions. General of the guage adopted the Board part company plan was a to determine trial finding examiner’s the teams regarding working attitudes con- were not organizations. Although problems ditions and other in an accurate examiner stressed that the committees were way, Company’s for the self- effective merely administrative em- subdivisions of enlightenment, rather than a method by ployees and did not serve in a representa- pursue which to a course Al- dealings. tive he capacity, significant also found that: we though acknowledge that the difference many Unlike of the cases cited between communication of ideas and Counsel, Charging Party and the General dealings seemingly course of times is the teams herein were not established to indistinct, believe, nevertheless, we incipient head off organizing drives is vital here. they outside unions nor did come into as a result of any
.existence
unrest in the
Although Cabot Carbon
cautions
bargaining unit
which was sensed
Re-
reading
“dealing,”
restrictive
of the term
spondent.
active, ongoing
it involved a more
associa-
even
statement provided
The
organization.
committee is not a labor
that “the committee does have the right
continuous rotation of Committee members
obligation
to
recommend to the
many employees participate
personnel
director of
and all
to ensure that
other adminis
rules,
closely
trative heads .. .
more
any changes in
makes the
resemble
Committee
speaking directly
1968) (company’s
to
intention that
groups
individual, rather
management on an
than a
committee “serve as a channel of communi-
representative, basis as in General Foods.
precluded
finding
cation”
it recog-
Moreover,
the ALJ determined he could nized,
from,
recognition
and then withdrew
find no
or anti-union ani-
employer hostility
bargaining agent).
committee as
case,
present
mus in the
even
inference
We
here have
recognize that the facts
from circumstantial evidence. The Board
precisely
recognize,
arisen before. We also
connecting
offers no evidence
the creation
however,
Board,
as does the
that at some
organizational
the committee to the
drive
point a literal translation of section
will
occurred months afterward.
very purposes
frustrate the
of the Act it-
Board in General Foods considered whether
This,
think,
self.
we
has occurred here.
anti-union sentiment existed at the time the
Two
have
certification elections
occurred
Similarly,
committees
formed.
in the span
litiga-
of time covered
this
Plastics, supra,
both Modern
and Federal-
charges
tion. No unfair labor
were filed.
Mogul, supra, our court considered lack of
Those
provided
elections
anti-union animus to be a factor
in the
opportunity
with
uncoerced
to make an
determination that the
activities
employer’s
intelligent
quo
choice between the status
comported
purposes
with the
of the Act.
alternative benefits of a formal
neither
Finally,
employees,
nor the
contract,
bargain-
after collective
reached
Committee, nor,
ascertain,
so far as we can
of their
ing through
organization
local
the union involved in two certification elec-
employees have exer-
Clearly
choice.
those
tions, seems to have considered that
cised their
option
dispense
bene-
even remotely
resembled a labor
fit
collective bargaining
the formal
ordinary
in the
sense of the
a labor
agreement
through
fact,
quite
contrary appears
term.
machin-
provides
Just as the Act
democratic
the assumption among
have been
all who
ery
protect
employees’
choice to bar-
must
indeed have been familiar with its
gain
equally
protects
so
it
collectively,
operation.
If the
Committee were
fact a
benefits, if
employees’ right
forego
those
labor organization
meaning
within the
judgment
in their
their interests are best
its members or the
on its
There has been no
served
this course.
might
expected
behalf
have been
to have
Company hostility
evidence of
toward
interposed this as a bar
efforts to
to.the
no
union and
evidence
seek certification of the UAW as collective
exercise of em-
itself interfered
bargaining agent. No such action occurred
ployee rights
bargain collectively,
unless
here, and the election was held without
might
enlightened person-
said that an
objection, resulting
incident and
in the de-
nel
them to be content with the
policy led
feat of the
Federal-Mogul, supra,
union.
|
their choice.
see
quo.
status
This was
We
indicates
unless
are encour-
no reason under the Act to disturb
aged “in the mistaken belief that
[a
choice or to
the scales
it and in
tip
mittee
truly representative and
is]
afford[s]
them-
favor of that which the
an agency
bargaining,”
for collective
no
rejected.
have twice
selves
choice,
with employee
interference
essential
violated,
finding
to a
that the Act has been
II
occurs.
Suffice
that
there is a total ab-
rather
recognize
not
sence of
evidence of actual or
Ad-
any independent
organization,
intended
restraint
employee rights
under the
expres-
falls short of an
ams’ statement
must,
assuming,
even
as we
that the Board
corporate
intent
to thwart em-
sion
properly
testimony
credited the
of the em-
ployees’
rights
exercise of the
ployees
interrogation
had in fact
Therefore,
by unlawful means.
it is not
place.
taken
court
Our
has often held that
expression
of unlawful animus as the
simple interrogation
unaccompanied by
argues.
General Counsel
threats or other forms of coercion does not
13. See note 3 employee testified that the Union. Another the is- than PRADCO raised rather questioned 14. One PRADCO about meeting. a third sue of the Union at inquiry unions testified that the direct- was not
COHN, District Judge. Wendy GEORGES, al., A. et I concur in the result reached in Part II Plaintiffs-Appellants,
of the panel opinion; I respectfully dissent
I
my
Part I.
believe
colleagues give
too
weight
little
to the National Labor Re-
CARNEY,
Clifford M.
Jean McNamara
lations Board’s determination that
the In-
Toerpe,
William
Representation
Plant
Committee was a “la-
Defendants-Appellees,
organization”
bor
2(5)
defined in Section
of the National Labor Relations
152(5).
U.S.C.
See N.L.R.B. v. Produc-
Elections,
Illinois State
Plastics, Inc.,
tion Molded
451,
604 F.2d
Intervening Defendant.
453-54
1979). My reading
No. 82-2400.
supports
the Board’s conclusion that
the committee was a labor organization as
Appeals,
United States Court of
defined in
interpreted
Section
by the
Seventh Circuit.
Supreme
Court N.L.R.B. v. Cabot Carbon
Sept.
Submitted
1982.
Co.,
(1959).
No. 54
However may much there be a need for fide,
“bona socially desirable joint employer-employee com-
mittee[s] something less than a
mittee[s] [are]
labor and something more
than a Study Great Books Group”, N.L.R.B.
v. Walton Manufacturing 289 F.2d 1961) (Wisdom, J., dissenting part), objective should not be
achieved by overly restricting the definition organization. Rather, believe, I
the test to emphasized is employer domi-
nation, 8(a)(1), (2) of the National
Labor Relations 158(a)(1), U.S.C. § N.L.R.B., See Modern Plastics Corp. v. 1967). F.2d 201 opinion prepared subsequently, *This was er’s deadline which if missed would have re- procedure sharply higher released on October printing This sulted in costs to the necessary possible in order to make it Board and could also have resulted in some the Board receiving of Election Commissioners of Du- absentee voters not their ballots in Page County print absentee ballots for the vote the election. September print- November election
