*4 paid keep up Company’s gotta 1. The on sleeve setters were a So Pincus tells us that we rate, styles, piece averaging have “our cus- with tomers” we to offer 25 coats an hour with a variety gotta hourly wage that we be FLEXI- $5.50. resultant The arbitrator styles. says BLE on the different He there’s wage average found this industry. to be above gotta prices going get a if we’re real need Well, concerned, as far raised. as he’s get we what us what NEEDis to means more bucks for him it takes day. being work And FLEXIBLE the next 2. The leaflet stated: slice and another WON’T SACRIFICE WE already stinking paychecks. off our Before FOR PINCUS’ PROFITS! it, you making know us he’ll have overcoats “family Tuesday, ato we were called Last you dept. style change, a in the vest know) Oust special Big some gathering” Four for . ! Serving of Cere- Master as announcements. Well, cut, forget get it! When a we we DeMee, our John circus was monies for this tell can’t the cashier at ACME or the spot- gave quickly Agent. He Business light company landlord or the insurance that we still the Days Pincus, sang “Happy Are who cut, got pay ’cause the bills are profits him), telling Again” (for us that Here same. things expanding, soaring, the business is shop in the Pincus tells us this is the best again that He us ever. told better than are we’re city. job! way have What a smoke The we work, bunch, good great we do any no different to work ain’t from other GREAT,patting us making on us thanks for stinking garment shop city. in this law. laid he down the back before thought It’s insult that he we’d fall for special Nat, called family. Forget What occasion bit we think we about the it. anyway? you speeches Valentine’s aren’t are. ones need more the dumb animals for those Lately you’re differ- Day? way! us on a lot of ’Cause the boss and we’re the No And, you operations need a that make rich. when we that we have seen ent it, money, gonna fight coats or we’re for price, double-breasted like on better plaids stiching lousy style making. we’re or saddle- whatever clothes to be matched have pads. THE GARMENT WORKER or bulkier shoulder trim for fighting Join the or- fight Garment Worker—Build that new the office to we So went workers, ganization garment us at: contact going wait for the price. weren’t And we 783—4242 rates the better We need in June. contract now. donated Labor ing a employment practices “circus” and characterized Pincus’ call and to certain busi- flexibility effectuating “pay cuts” policies product to ness status of the Com- already “our stinking pay checks.” The pany denigrating, in a disparaging fashion way leaflet further stated that we so as to unprotected constitute detrimental “[t]he have to work ain’t no different from disloyalty.” stinking garment shop city”
other
in this
While
grievance
was pending, Rich-
“lousy style
and referred to the
of clothes”
ardson filed a charge
February 24,
making.
Pincus was
alleging
with the Board
that Pincus Broth-
February
18, 1977,
8(a)(1)
On
ers
Richardson
violated section
the Act4
brought copies
discharging
her
plant
engaged
leaflet to the
because she
in con-
prior
certed activities. The
starting
placed
the 8 A.M.
time
General Counsel is-
sued a complaint
agreed
some in the
women’s restroom.
also
with the
She
Com-
pany to
gave a
waive a decision by
stack of the leaflets to another em-
an Administra-
Judge (AU)
tive Law
ployee,
Ferraro,
Joe
and asked him
submit to
place
question
Board the
them in
of whether
the men’s restroom. After
reading
should
leaflet,
defer to the
one
arbitrator’s award.
up
Ferraro tore
stack he
delegated
given.
authority
had been
to a
Richardson also
three-
handed
panel pursuant
member
3(b)
out
to section
plant
leaflets elsewhere in the
until
panel
the Act.5 The
approximately
relied on the
8:05 A.M. About 8:15
facts as
A.M.
found
the arbitrator
Pincus was
and concluded it
leafletting by
informed of the
would not defer
Plant
because
Manager, Peter Matazzo.
Richardson en-
According
*5
gaged
protected
Matazzo,
activity
production
and her
disrupted
dis-
on the
charge
8(a)(1),
violated section
work floor
N.L.R.B.
employees’ reading
because of
No. 159. The
thereupon
Board
the leaflet. At
remanded
approximately 1:40 P.M.
the case to an AU for a
day,
hearing.
that
He
Pincus instructed Matazzo to dis-
found that Pincus committed
charge
an unfair la-
Richardson. Matazzo called Rich-
practice
bor
discharging
ardson and the
Richardson and
shop
union
chairman into his
ordered the
denial,
Company to reinstate her.
office. After an
In a
initial
Richardson
Supplemental Decision and Order of
distributing
April
admitted
the leaflet. Matazzo
9, 1979, the
adopted
discharged her
ALJ’s find-
questions
without further
or
ings and conclusions. The Board then
discussion.
com-
menced this action for enforcement of its
Soon after the discharge the Union filed
order.6
grievance
which,
on behalf of Richardson
under the
bargaining agreement,
collective
recognized
The Board
appli
that the
terminated in
April
arbitration. On
cable standard for its deference to arbitral
1977, the
decision,
arbitrator3 rendered his
awards was the standard enunciated in
concluding that the discharge
Co.,
was for
Spielberg Manufacturing
cause
112 N.L.R.B.
because
(1)
Richardson
working
(1955).
had
abused
Spielberg,
the Board stated
time,
(2)
and
written a handbill which she
it would defer to the arbitrator’s
during
distributed
working
(1)
both
and non-
proceedings
award where
have been
working time which “intentionally misrep-
(2)
regular;
parties agreed
fair and
bound;
resented or distorted
(3)
facts related to certain
be
the decision is not “clear-
Stern,
3. The
5.
153(b)
arbitrator was the late I. Herman
§
U.S.C.
Temple University.
Professor of Labor Law at
10(e)
Act,
Section
of the
160(e)
29 U.S.C. §
8(a)(1),
158(a)(1) (1976)
4. Section
29 U.S.C. §
(1976), grants the
authority
NLRB the
peti-
provides:
tion the
Appeals
Court of
for the circuit within
(a)
practice
It shall be an unfair labor
for an
which the
unfair
occurred for
employer—
enforcement of its order.
with, restrain,
(1) to interfere
or coerce em-
ployees
rights guaran-
in the exercise of the
teed
section 157 of
title
this
[Section
Act;
(1976);
L.Ed.2d 1061
NLRB
policies
purposes
ly repugnant”
Co.,
439 F.2d
Horn & Hardart
case,
agree
parties
the Act.
In this
1971).9
regular
proceedings were fair
that the
parties agreed to be bound
and that the
to the merits of the Board’s
We turn now
that the
The Board concluded
arbitration.7
doctrine evolved as a
The
order.
“clearly re-
findings of the arbitrator were
accommodating
poli-
the national
means of
Act and declined to defer.
pugnant” to the
of labor
private
resolution
cy in favor
Thus,
in this en-
the determinative issue
arbitration.10
through consensual
disputes
petition
forcement
is whether
expression
finds
Section
That
concluding
erred in
Act,
173(d) (1976),
203(d)
29 U.S.C.
repugnant” to the Act.
“clearly
award was
adjustment by a
“Final
which declares:
here-
upon by
parties
agreed
method
II.
the desirable method
by declared
resolve is
disputes arising
The first issue we must
grievance
settlement of
interpretation
this court’s standard of review of
over the
agreement.”
existing collective-bargaining
Board’s refusal to defer to the arbitration
company urges
fully explained
award. The
that we review
in International
As more
(1962), the
a matter of
N.L.R.B. 923
the Board’s refusal to defer as
Harvester
policy is root-
the substantial
source of the Board’s deferral
law while the Board claims
Supreme
congressional
ed in
Court
applicable.
duty
evidence rule is
It is our
both
pronouncements.
insure that the Board adheres to its estab
clearly
stated,
lished criteria unless
decides
repeatedly
as has
been
We,
modify or alter those standards.
there
primarily designed
promote
industri-
fore,
prevailing
adhere to the
view that the
encouraging the
peace
stability by
al
refusing
to defer
procedure
decision of
of collective bar-
practice and
only if the Board has
gaining. Experience
will be overturned
has demonstrated
Hauling
collective-bargaining agreements
abused its discretion.8 Hawaiian
Service,
binding
final and
arbi-
provide
Ltd. v.
denied,
965, 97
disputes arising
(9th Cir.),
grievance
tration of
cert.
*6
Co.,
(1963),
objective
Raytheon
the
of en-
7.
In
tarily
authority
withhold its undoubted
issue
similar
This court has dealt
adjudicate alleged
unfair labor
awards
to arbitration
judicial
deference
charges involving
subject
the same
mat-
under Section 301.13
context of suits
ter,
appears
clearly
unless it
Fletcher,
Ludwig
Mfg. Co.
Honold
1969), this court
tainted
proceedings were
F.2d
*7
unfairness,
public policy of en-
fraud, collusion,
recognized
strong
serious
“the
or
indus-
peaceful
the
settlement of
couraging
irregularities or
that
procedural
Act,
185(a)
301(a)
quoted
language
29
13. Section
of the
U.S.C.
11. Some
the above
Carey
Supreme
(1973) provides:
approval by
in
Court
261, 271,
Westinghouse Corp.,
84
375 U.S.
v.
an
Suits
violation of contracts between
401, 408,
(1974).
320
11 L.Ed.2d
S.Ct.
organization represent-
employer and a labor
industry
ing employees
affecting
com-
in
Collyer
is
as to
There
some debate
whether
12.
or
merce as defined in this
between
Spielberg
it was a
may
brought
evolved from
or whether
organizations,
in
such
any
broader,
new,
generally
having
doctrine. See
the United States
district court of
Sterlacci,
Murphy
A
the Nation-
respect
Review of
parties,
jurisdiction
of the
without
Policy, 42
controversy
regard
Labor
Board's Deferral
al
Relations
or without
amount in
Note,
(1973);
of Jur-
Deference
citizenship
parties.
Ford.L.Rev.291
See Textile
by
448,
Mills,
Labor Relations Board
the National
isdiction
77
v.
353 U.S.
Lincoln
Workers
Clause,
Vand.L.Rev.
912,
(1957).
25
Arbitration
1
972
L.Ed.2d
(1972).
1057
waiver,
with the national
consistent
tary
the device of
disputes by means of
trial
policy.15
we stated:
Accordingly,
arbitration.”
that
this means
very
At
least
Spielberg doc
on the Board’s
Based
must
arbitrators
interpretation
of labor
action,
judicial
trine,
deci
congressional
not
long
they
as
be disturbed so
not
well as this
Supreme
Court as
sions of
law, and
disregard” of the
in “manifest
circuit,
is an abuse of
that
it
we conclude
miscon-
“whether
the arbitrators
Board to refuse
defer
discretion for the
open the
does not
strued a contract”
findings
award where
to an arbitration
judicial review.14
award to
arguably be charac
may
the arbitrator
also
omitted).
See
(footnotes
Id. polic
with Board
terized as not inconsistent
6,
Markets,
Bakery &
v. Local
Acme
Inc.
words,
reasoning
y.16
In other
“[i]f
International Un-
Confectionery Workers
of two inter
susceptible
an award is
behind
ion,
1980).
ess. To the extent they decisions when differ from Board hearing right subsequent full der their proceed by elected to arbitration and court, volun- the Board or a is a before acknowledge 16. The Board seemed to this stan- 14. This court’s of deferral to holdings opinion a line of this from the dard of deferral in its case when awards follows Supreme commonly referred to Court cases it stated: Trilogy. United Steelworkers the Steelworkers recognize cases there We some Corp., Enterprise 363 U.S. Wheel & Car disagreement as to whether or be reasonable (1960); . United 80 S.Ct. 4 L.Ed.2d employee’s activity protected]. [an Co., Navigation Steelworkers v. Warrior & Gulf In such cases we will not refuse to . U.S. 80 S.Ct. L.Ed.2d simply be- defer to the arbitrator’s award Mfg. (1960); v. American United Steelworkers re- we would have reached a different cause 4 L.Ed.2d 80 S.Ct. sult. Comment, Employee (1960). generally 237 N.L.R.B. No. 159 at 4. Challenges Arbitral Awards: A Model Protecting Rights under the Collec- Individual alluded, already As we have Agreement. Bargaining U.Pa.L.Rev. tive Harvester, supra, interpreted the International stating doctrine it would refuse to arising adjudicate practice claims unfair labor Co., 415 Alexander v. 15. In Gardner-Denver contract from the same facts as an arbitrated 1022-25, 36, 54-60, dispute proceedings were unless the arbitration distinguished be- L.Ed.2d 147 the Court unfairness, fraud, collusion, seri- “tainted *8 rights employees “conferred on collec- tween procedural irregularities the ous or processes bargaining” tively of to foster the clearly repugnant purposes to the award was may be waived the union in order to which gain policies The Board and of the Act.” Id. at 927. non-majoritarian benefits and economic “clearly repugnant” test stat- commented on its VII, rights, such as those under Title which questions ing on of an arbitrator’s conclusions subject The of the arbitra- cannot be waived. they “palpably unless were law would stand individual tion in this case concerns waivable wrong.” Id. at 929. rights. bargaining See 88 Harv.L. collective at 809. Rev. exclusively on the facts Board relied it The when possibilities such recognized concluding by the arbitrator to an arbitra- as found to defer policy adopted protected engaged was However, the arbitra- Richardson when tor’s award. language reconciled reexamined the arguably It activity.19 cannot be tion award Act, Board will arbitrator characteriz policies of the leaflet which the declining disloyalty” federal interest unprotected “detrimental vindicate ed as expression by em to defer.18 and concluded “[t]he working as to con opinions their ployees of III. ditions, speech, in colorful whether done found terms, the arbitrator here, In this case in more formal funda or “cause” was terminated that Richardson right under Section 7 of the Act.” mental wrote working time and abused because she No. 159 at 8. 237 N.L.R.B. The Board con the leaflet.
and distributed
there are several
rea
We believe
leafletting activity
Richardson’s
cluded that
argu
activities were
why
sons
Richardson’s
Act and
7 of the
protected by section
was
First,
employee
an
loses
ably unprotected.
to defer. We hold
declined
the Act where his or her
protection
refusing to defer to
abused its discretion
“deliberately
maliciously
statements
or
Richardson’s
because
arbitration award
Texaco,
NLRB,
Section Taft-Hartley Act Community Organization, Addition 160(c) (1976)] Western expressly pro- U.S.C. § [29 L.Ed.2d 12 vides that “No order of the Board shall 420 require the reinstatement of con any individ- affirmed the Court ual as an employee who has been sus- had no employees minority clusion that pended or discharged, or the payment to separate employer bargain with the right to him of pay, back if such individual right because bargaining from the Union’s suspended discharged for cause.” undermine would to hold otherwise There is no more elemental cause for bargaining. collective statutory purpose discharge of employee disloyalty than concluded arbitrator In this case the employer. to his to in were intended activities Richardson’s Id. at (footnote omitted; long-established 74 S.Ct. at Company’s with the terfere emphasis supplied). The relationship Court noted bargaining collective
377 repre- charge trial de novo. We hold that Richardson Union.21 Given arguable Union had a by interpre- and the that where there are two the Union sented bargaining award, permis- collective rela- one long and fruitful tations of an arbitration it we conclude tionship Company, impermissible, with sible and one Board must arguable Richard- to characterize is at least the arbi- defer to the decision rendered unprotected interference activity as son’s trator.22 bargaining process.
with the collective
IV.
Finally,
arguable
that Richardson
it
concerted, protected
engaged in
was not
.
its
We conclude that the Board abused
in NLRB v.
activity under
our
deferring
discretion in
to the arbitra-
Metal,
(3d
1971).
In a more limited play The federal courts unprotected express opinion we no arguably merits of reviewing role in the substantive this court or the Board would decide on how than the National La- the unfair an arbitrator’s award the merits of leaflet, acknowledged Doyle, 429 U.S. 97 S.Ct. 50 L.Ed.2d Richardson her tra- contract between Pincus Brothers and the the Board cannot adhere supra. position See n.2 Union was in effect until June. “mixed-motive” ditional in so-called discharge cases that where the was in even considerations, unnecessary part by permissible to decide Pincus 22. We find it motivated Brothers’ other contention that the arbitration at all if motivated is nevertheless unlawful generally protected should stand because the arbitrator award Western Ex- conduct. See discharge NLRB, both Rich- found the was caused Co. v. 565 F.2d terminator working distri- abuse of time and her 1977); ardson’s Furniture v. Coletti’s Company argued the leaflet. The bution of (1st City Healthy District v. that after ML School 174 v. (1970); Teamsters Local L.Ed.2d 199 Supreme Court Board. bor Relations enforce Flour a court must Lucas decreed that (1962); draws its es long as it United Steelworkers award “so L.Ed.2d 593 arbitral *11 agree 593, bargaining Corp., 363 from the collective & Car U.S. Enterprise sence Wheel Enterprise ment,” (1960); 1359, United Steelworkers United 4 1424 80 L.Ed.2d S.Ct. 597, 593, 80 Corp., 363 U.S. Navigation Wheel & Car & Gulf Warrior Steelworkers (1960). The 1358, 1361, 1424 4 L.Ed.2d S.Ct. 1347, 574, 4 L.Ed.2d Co., 80 363 U.S. S.Ct. as the that “so far held Court has further v. Ameri- (1960); 1409 United Steelworkers concerns construction decision arbitrator’s 564, Co., 80 Manufacturing 363 U.S. can contract, business have no the courts of 1343, (1960). gen- 4 1403 L.Ed.2d S.Ct. interpretation overruling him because their Sympa- Freed, Injunctions Against erally, Id. from his.” the contract is different of Forge, Buffalo In Defense of thy Strikes: Thus, courts have 80 at 1362. S.Ct. (1979). congres- These 54 N.Y.U.L.Rev. 289 not to deciding whether or no discretion en- declarations Supreme Court sional award; it if they must enforce enforce Board to accord substantial courage the up by the the standards set it satisfies “submis- awards: deference to arbitration Accordingly, a Court of Supreme Court. proceed- grievance and arbitration sion a district court Appeals will review might involve unfair ings disputes of which standard; legal error in such a case under substantially dis- practices would be labor not one of abuse of discretion. thought disputants couraged if the however, so limited in The is not consideration to give would de novo Supreme Court has its function. As the might re- the issue which the arbitrator noted, trilogy . “the Steelworkers NLRB, 492 Press v. F.2d solve.” Associated relationship of courts to arbi dealt with the (D.C. award is under trators when hand, has also Congress On the other agreement employer’s review or when the power] pre- provided that “The Board[’s . . The question. is in . arbitrate un- any person engaging vent from of the Board to the arbitration relationship be . . . shall not fair labor quite different order.” process is of a adjustment of by any other means affected Co., Acme Industrial NLRB v. prevention may has been or be or that 565, 568, 17 (1967). L.Ed.2d 495 law, by agreement, or other- established juris original Because the Board alone 160(a) (1976). wise.” 29 U.S.C. § charges unfair labor diction to resolve the inherent It must be conceded that Rela practices under the National Labor principles these two of our tension between Act, (1976), tions U.S.C. § confers, an initial courts, policy national labor subject conflicting unlike the formulat-, matter, the Board in pressures reviewing when an arbitrator’s discretion on ing position award. on deference to arbitration writing for Judge Feinberg, awards. As hand, Congress has stated On the one Circuit, said in NLRB v. Horn & Second agreed adjustment by that “Final a method 1971), “it F.2d 674 Hardart upon by parties is declared to be the remembering is worth griev- desirable method for settlement of all, deference, are self-im- rules on after disputes arising application ance over the healthy hints posed although it has followed interpretation existing collective-bar- of an at 679. Supreme from the Court.” Id. 173(d) gaining agreement.” 29 U.S.C. § undoubtedly are limits on the While there Supreme Court has also em- discretion, I can assume for original Board’s phasized the central role that arbitration Board’s purposes opinion this See, plays policy. e. our national Thus, large. be discretion is g., Mine Work- Gateway Coal Co. v. United approach power adopt within its ers, 38 L.Ed.2d U.S. S.Ct. decisions when- Markets, it will defer to arbitration (1974); Boys Inc. v. Retail concludes, Union, in the exercise of Clerks 26 ever it discretion, which the Courts of Appeals is not incon- are to review that such deference National Labor Relations Board’s of its It with the standards. sistent probably Board would policy Act. And the content the deference that, power assuming within its declare appli- must determine manner always regularity, will defer procedural cation of the is reviewed. This is alleged resolving vio- to arbitration awards instance, true of all rules law. For Act, 8(a)(5) Labor lations § district courts are bound to United States 158(a)(5) (1976) (refusals to bar- § U.S.C. rule that follow the “[c]ross-examination gain) and will never defer to awards resolv- subject matter of should be limited alleged 8(a)(3) ing violations and matters affect- examination the direct *12 158(a)(3) (1976) (discriminatory 29 § U.S.C. credibility the witness.” F.R. of ing the discharges).1 also bound to follow 611(b). They are Evid. by in seized a State evidence However, the rule that the once Board undertakes to is Amendment of Fourth contravention the the resolve inherent tension noted above ap- However, of the review 160(a) 29 and 29 inadmissible. between U.S.C. U.S.C. § gov- is 173(d), in this these rules original plication its discretion field the first of of § standard, displaced. is the Once Board discretion by erned the abuse of “announce[s] arbitration, policy regarding a deference to of the while review of the it, blithely ignore thereby lead cannot] legal [it a error stan- governed by is second ing astray litigants who depended on it.” application of the dard. This is so because 439 NLRB Horn & Hardart F.2d regarded is as com- cross-examination rule 1971).2 Rather, 679 Cir. the like of the district to the sound discretion mitted agencies, regu all is bound to to the adhere court, exclusionary purely the rule is while and lations decisions that it announces.3 Thus, we refer to of law. must matter policy deference the content of the Board’s Concluding that the is to Board bound of re- policy its to the standard applicable follow announced deference determine does not, course, of view. determine the standard original hypothetical fairly Collyer,
1. These
rules are
after
to the
deference
Board
adhered
member,
position
currently
Murphy,
Collyer approach.
close
the actual
Board
The fifth
appointed
independent,
takes when it is asked not
review an arbitra-
in
out an
staked
issued,
already
tion award
but to withhold its
swing position.
Board
hold that the
She wouid
proceedings
own
arbitration that has not
the outcome of an
await
charging
defer
interfer-
should never
in cases
completed.
yet
been
8(a)(3)
rights, such as §
ence with individual
cases,
position
sharp
This current
is
the result
may
rights
ade-
such
receive
because
among
differences
bers and the
Board
views of the
mem-
pro-
quate
protection
in arbitration
a union
changing composition
of the
Murphy
approve
ceedings.
deferral
would
Board.
dispute
employer
and
where the
is between
Miller,
members,
Brown,
Kennedy
Three
rights are
the
implicated,
and where no individual
union
Collyer
principle
in 1971
sulated
established
In-
cases,
8(a)(5)
such as
because the
§
Wire,
guide its decision
deference
among various
discretion to select
limit its discretion.
imposed restraints
standards,
has discretion
unquestionably
we must insure that
reviewing the
change its own
and thus
they
change
its mind
to its own standards until
it adheres
course,
that,
is not the
standard. But
changed by the Board. We
properly
are
question
And on
question
that we face.
deny enforcement unless
will not
review
presented
its own stan-
clearly departs
Board
from
—our
of
clear
are themselves in- Board’s
dards or its standards
—it
minimal
provides
Hardart
that Horn &
valid.
Hardart, like Au-
guidance. Thus Horn &
omitted).5
(footnotes
the rules establishes. directly for first this to consider court urged opinion that I context have this Spielberg-Col- highly time the controversial policy, that the Board’s once established and Labor Rela- lyer doctrine of National changed, reviewed a mat- until must be as doctrine, entirely tions Board. law, and ter of not discretion. even in product and which of the Gibbons, Judge position a result of the unanimous as never that tribunal has achieved takes, question that he address the some does not it is in- approval, proper, is that appropriate stances, standard of review. He an adjudicate unfair to refuse only that *17 charge, practice labor originally possessed in this field and de- filed an unfair position policy making, necessary a not to take a definitive clares a of its own we have controversy pur- for all duty on their side of the to hold Board to the it has stripped of the functions of say investigating here to case. It suffices in this poses practice labor prosecuting and unfair cases. Spielberg-Collyer may merit that whatever (comparing id. at 1664-77 1935and See a narrow class of applied to have when Acts) Compare National Labor Relations charge in this practices, the labor unfair 1935, 372, 9,10, 3, Act of ch. Stat. 449 §§ that class. Defer- not fall within case does (1935) Management with Labor Relations ral, view, have a violation my would been in 1947, (Taft-Hartley) Pub.L.No.101, ofAct did not err Act. A fortiori the Board of the 3, 9, 10, 61 Stat. 136 Those §§ refusing to defer. in functions, under section 3 of the Taft-Hart- 153(d), assigned were ley 29 U.S.C. § I. Counsel, ap- the General who was to be entirely are powers of the Board pointed approval the President with the by considering whether a statutory. When Senate, by of the rather than the Board. within or outside given action is authority with respect The Board’s to un- agen- statutory powers of a administrative practices fair therefore pri- labor became essential, starting point cy good, if not an adjudicatory. The decision to marily vest statute, here the Labor governing is the prosecutorial discretion in the General originally Act. As Management Relations one, Counsel was conscious related to the National Labor Rela- enacted in by Congress decision made the same pro- Act on the Board all-em- practices tions conferred scribe unfair labor by unions as separate by employers in two areas: well as under bracing authority section 8 of the 8) Act.1 Under the statute (section currently and elec- practices unfair labor codi- fied, the Board investigative retains both (section 9). representation matters tion or decisionmaking representa- functions in signifi- Taft-Hartley In Act made pursuant tion cases filed to section but changes respect with to unfair labor cant these functions are divided between the History of practice Legislative cases. See Board and the office of the General Counsel Act of Management the Labor Relations respect to section 8 unfair prac- labor (comparing at 1935 and 1947 charges. tice Acts) Legislative History]. [hereinafter the Board left with all-embrac- practice While today an unfair labor cases, representation it was case is ing authority by filing initiated a charge Report true, charges 1. The of the House Committee cause to believe such original prosecute Board, complaints version the bill studied the House such before the revamp stated that the decisions to to make to the courts for enforce- independent investigating investigate create an ment of orders of the prosecuting representation petitions official and the decision to add the conduct elec- practices 8(b) union unfair labor of section tions under section and to exercise such prevent by both served to the Board from render- other functions as on him are conferred ing arbitrary prejudicial decisions and to this Act. prevent repeating (1947), “the new Board from Cong., old H.R.3020 80th 1st Sess. § H.R.Rep.No.245, reprinted Board’s mistakes.” 80th Legislative History at 173-75. (1947), reprinted Cong., Legis- Thus, 1st Sess. 6-7 the drafters of the House bill first intend- History lative at 297-98. Both the House and investigatory prosecuting ed to divorce the general Senate bills evidenced dissatisfaction decisionmaking functions from the role of the operation with the of the Board. The House making Board and to ensure unbiased bill, H.R.3020, replaced would have the NLRB by requiring appointment impartial Board members, by appointed with a Board of three H.R.Rep.No.245, Cong., members. See 80th 1st the President with the advice and consent of 19, 25-26, Legisla- reprinted Sess. Senate, which would have been vested with 316-17, History (describing tive solely quasi-judicial powers. The bill would administrator). functions new Board and completely independent also have created a ex- Although acknowledging also the shortcom- administrator, agency by ecutive headed ings original Senate bill appointed who would have been the Presi- remedy supposed sought excess- Board’s Senate, dent with the and consent of the advice members and es the addition of four new and whose functions would have been reporting requirement. imposition of a (1947), reprint- Cong., investigate charges prac- S.1126 80th 1st Sess. of unfair tices, History Legislative complaints at 106-07. to issue if he has reasonable ed *18 386 practice, unfair person ing any a such labor by regional office of
a findings then the Board shall state its charge aggrieved. The is claiming cause to be of facts shall issue and representative, and investigated field a by a requir- person an order served on such by Regional the Director made decision and desist ing person such to cease will issue. A determi- complaint a whether and to practice, from labor such unfair not to issue by Regional the Director nation including take such affirmative action appealed to the General complaint may be a with or employees of reinstatement who, statute Counsel the pay, without as will effectuate back behalf of authority, shall have final * * * subchapter: If policies this of investigation respect of the the the testimo- upon preponderance the of un- charges complaints of and issuance of be of the ny taken Board shall not the title,2 in re- this der section 160 of opinion person named the such com- spect prosecution of the engag- complaint engaged in or has plaints before the Board. ing practice, any such unfair labor Counsel’s 153(d). The General 29 U.S.C. § findings then the Board shall state its complaint a or not issue decision whether of fact shall issue an order dismiss- E.g., Sipes, Vaca v. is unreviewable. ing complaint. the said 903, 171, 912, 17 L.Ed.2d plain 10(c) language in- section NLRB, (1967); Newspaper v. Guild Congress dicates that the has authorized Electri United 1973); (3d F.2d Cir. responses the Board to make one of two Ordman, Ass’n cal Contractors 366 F.2d complaint brought when it has heard (2d 1966) curiam), cert. (per Cir. it determine General Counsel: must denied, occurred, it either or that that a violation Northrup see & Leeds (1967); L.Ed.2d 674 express has not. We find no authoriza- Co. 533-35 statutory for the language tion 1966) (distinguishing between unreviewable deciding Board to from whether abstain re complaint decision not to issue Act. Apparently conduct violates the settle). viewable Given “as will believes that words' Congress granted prose has unreviewable subchapter” effectuate policies this Counsel, cutorial to the General discretion it qualify only obligation to issue is hard to in the structure of the Act find duty remedial but also its to decide orders authority guess for the Board to second whether has occurred. We a violation case exercise of that discretion. In a it think clear that the clause on which Board had asserted had Board relies modifies its discretion to power pass upon to decline an unfair or- scope determine the of such remedial practice charge the General filed negative may der as it issue and does not Counsel, Judge McCree wrote: de- statutory mandate that it “shall” We whether begin inquiry our vel non charged cide existence decline to decide if conduct violation. find no authorization We complained by the General Counsel is the statute for the Board’s abstention Act, by prop- unfair labor under the complaints from its decide duty to examining language brought of the it. erly statute. before 10(c), 160(c), Section reads in U.S.C. § Union, Aero. & United Auto. International pertinent part: NLRB, Agrie. Implement Workers v. upon preponderance If of the testi- That F.2d 1331-32 mony be of taken Board shall with the analysis entirely seems consistent opinion any person named in the It be con- ought structure the Act. complaint engaged engag- trolling power respect in or is claimed title, U.S.C. is section 2. Section 160 which deals Svith the prevention practices. unfair labor *19 defer, (noting hearings or of this court to that all witnesses in called the Board to of another tribunal un- upon acquisition deferral to federal control of work insist for elsewhere, authority, statutory strikes; there is providing injunctions less for and arbi- authorizing deferral. 2, tration); Cong., 80th S.Rep.No.105, pt. 18, reprinted Legislative History 1st in Sess. authority, only but with
There is such
views) (agreeing
poli-
(minority
at 480
respect
single specific
to a
unfair labor
or arbi-
cy
prompt disposition by
of
Board
10(k)
provides:
the Act
practice. Section
of
tration); H.R.Rep.No.245,
Cong.,
80th
1st
charged
any person
it is
Whenever
23,
History at
reprinted
Legislative
in
Sess.
engaged
practice
in an unfair labor
acquisition strike un-
(noting
that work
paragraph (4)(D)
meaning
within the
is
fairly
employer).
victimizes innocent
It
title,
158(b)
this
the Board is
of section
to the Board’s Section 9
intimately related
empowered and directed to hear and de-
representation jurisdiction,3
jurisdiction
dispute
termine the
out of which such
arisen, over which the
Counsel does not
General
practice
unfair labor
shall have
unless,
authority
prosecutorial
have
to exercise
dis-
days
within ten
after notice
filed,
assignment
cretion. The line between work
charge
parties
has been
to
such
disputes
representation disputes
is of-
dispute
such
submit to the Board satisfac-
adjusted,
tory
they have
or
ten difficult to discern and the direction to
evidence that
10(k)
voluntary
for the
the Board in section
to defer to arbi-
agreed upon methods
of,
dispute.
adjustment
charge
tration rather
than decide the
special
consistent with the Act’s
treatment
160(k).
prac-
The unfair labor
29 U.S.C. §
jurisdictional disputes. Notably, in the
10(k)
is a strike
tice to which section
refers
Supreme
instance in which the
Court
object
other coercion an
of which is
or
spoke
of Board deferral to arbi-
approvingly
forcing
requiring any employer
or
to as-
jurisdictional-repre-
tration it did so
in a
sign particular
employees
work to
Carey v. West-
dispute
sentational
context.
organization
particular
labor
271-72,
261,
Corp.,
inghouse
375 u!s.
employees in another labor
rather than to
401, 408,
(1964).
til
this
applying
drawing
purpose
for the
of
Spielberg test had line
part
the three
tion of
Collyer.
not
and
I do
Spielberg
to awards even both
While
in Board deferral
resulted
remaining
the
to resolve the
was
that
arbitrator
in this case have
where it
not clear
Murphy
between
presented
dispute
unfair labor
area of
Chairman
had been
with
Jenkins,14
January,
Fanning
Board
I can
and
and
practice claim.13
Members
prior
permitting
logic
Murphy’s
appreciate
its
of Chairman’s
overruled
although
Perhaps
deferral
position.
and noted that
result
General American
administratively economi-
might
interpret
have been
when
not
contracts
should
cal,
delegation
impermissible
it
also
designated
“an
another inter-
parties
have
jurisdiction under
the Board’s exclusive
of
inter-
preter.15
plainly
But
Board must
10(a)
Motor
of the Act.” Suburban
Section
pret
public
and
what the
decide
Inc.,
2,No.
103 L.R.
Freight,
247 N.L.R.B.
requires by way of sanction
interest
(1980). The Board further
R.M.
1114
Second,
statutory rights.
violations of
with that extended
experience
noted that
reject
panel majority
chosen
has
“promote[d] the
application
Spielberg,
of
majority position, to em-
Board’s current
encouraging
statutory purpose
collective-
posi-
brace
National Radio Co.
the overruled
derogate[d]
but
bargaining relationships,
tion,
practical purposes
for all
to make
and
equally important purpose
protecting
analysis
Radio Co.
National
deferral
rights
employees in
exercise of their
discretionary.
than
Nei-
mandatory rather
Act.”
This
under Section 7 of the
Id.
gone
any
ther
nor
has ever
court
may signal
latest decision of the
that far.
recognition
the line
Board’s
drawn
pure contract
General American between
III.
statutorily-protected rights
and
questions
Spielberg
Thus far I have discussed the
applied
should
not
properly
issues
Collyer
developed
doctrine as
cases,
Collyer
Spielberg
cases
but
noted
this court has
and have
as well.
yet
issues it
directly
addressed
presents.
Carey
things
apparent
Two
to me from this
I have also
noted
First,
Corp.,
dis-
375
84
analysis.
Westinghouse
the General American
401, 11
interpretation
(1963),
contract
is-
L.Ed.2d 320
a case sometimes
tinction between
long
approval
issues
an across the
statutory rights
sues and
is a
to as an
referred
ferral; suggesting
accommodation)
(1978) (refusing
99
doctrine
L.R.R.M. 1705
defer
Implica-
Teple,
unfair
because
Deferral
Arbitration:
arbitration).
Policy,
(1974) (gen-
not considered
tions of NLRB
65
Arb.J.
deferral)
Zimmer,
erally favoring
Wired
Reproduction
Corp.,
13. See
Serv.
Electronic
Rationalizing
Collyer:
For
NLRB and Arbitra-
overruled,
N.L.R.B.
Suburban
Jurisdiction,
(1973) (gener-
tion
48 Ind.L.J. 141
Inc.,
Freight,
N.L.R.B.
Motor
L.R.R.M.
No.
deferral;
ally favoring
favoring National Radio
Schatzki,
Collyer approach)
A
Co. over
Getman,
Response
to Professor
49 Ind.L.J.
Fanning
14. Members
and Jenkins would over-
(1971) (responding
well,
to criticism of his favorable
Collyer
grounds
rule
on the
that it does
deferral)
Getman, Collyer
statutory
protection
rights
view
Insulat-
ensure
not
results
Modesty,
Misplaced
ed
A Case of
Wire:
added administrative costs because
Collyer analysis.
(1973)
general)
timing
(opposing
Ind.L.J. 55
deferral in
Getman,
Collyer
at
Insu-
N.L.R.B. 810.
A Little Bit
onMore
Wire,
(1973) (responding to
lated
49 Ind.L.J. 80
See,
Antoine,
e.g.,
Judicial Review of
St.
Schatzki; noting
results
Professor
deferral
Labor
A
Arbitration Awards:
Second Look
efficiency)
no
increase in administrative
Enterprise
Progeny,
Wheel and
75 Mich.L.
Atelson, Disciplinary Discharges, Arbitration
however,
(1977). Commentators,
Rev.
have not reached
Deference,
and NLRB
20 Buffalo L.Rev.
consensus on either the
(opposing deferral; arguing
(1971)
excessive
benefits, any,
Spielberg-Col-
wisdom
lyer
if
outweighs any
cases
bene-
harm to individual
fits).
Covington,
Compare
doctrine.
Arbitrators
Relationship,
and the
A
N.C.L.
Board: Revised
(favoring Spielberg
(1978)
de-
Rev.
128-36
*26
involved a when the Board refused
policy, actually
to defer. Until the
board deferral
matter,
two,
as to
jurisdictional-representational
majority opinion,
every instance but
provi-
separate statutory
charged party
per
was unsuccessful in
which there
suading
appeals
before ad-
a court of
that deferral
sions. This court
twice
Spielberg-Collyer policy
Compare, e.g.,
of de-
should be ordered.
Alfred
dressed
NLRB,
403,
ferral,
opinions
neither of
con- M. Lewis v.
407-08
but
those
587 F.2d
(9th
1978)
analysis
propose.
(upholding
that
I
Cir.
refusal
to defer
flicts with the
School,
issue)
First,
process
Television
to
in Radio
Technical
arbitration on a contract
1973),
NLRB,
(3d
Hauling Serv.,
NLRB,
F.2d
v.
Cir.
and Hawaiian
Inc. v.
Inc.
674,
(9th
1976)
finding
(uphold
we
Board’s
F.2d
675-76
enforced the
order
Cir.
ing
an arbitral
to
to
award on
spite
unfair labor
refusal
defer
arbitration
denied,
contrary.
rights issue),
there noted
statutory
decision to the
We
cert.
was a
Spielberg policy
Aside
order
terpretation dispute,
refused to
is the
issue
appeals
have
which
courts
dealt,
has
deferral,
Spielberg-Collyer
doctrine
the Nabisco court
with which
cases in
courts in several
statutory rights
before those
dispute
employees’
been
over
objected
charging party
which
dues checkoff
authorizations.
terminate
of the doc-
early approval
An
deference.
186(c)(4). But
the court
See 29
U.S.C.
Hays’
in
Judge
opinion
trine is found
of at
noted that
the effectiveness
also
(2d
NLRB,
Nabisco,
479 F.2d
Inc. v.
dispositive
was
tempted dues revocations
not discuss the
1973).
opinion does
That
practice
labor
contractual
unfair
and the Gener-
of the Board
respective roles
Thus the statu
charges.
no review. Honold
Fletcher, 1969). By panel extreme majority’s
virtue of the deferral, expres- Spielberg-Collyer
views on viewpoint will minority’s sions INC., TEEN-ED, trading Jersey as New any protection future if from receive little Organ Appellant Piano and approve We de- judiciary. should 79-1324, No. involving charges ferral interference on statutory rights. We with non-contractual permit should never the Board to abdicate INC., INTERNATIONAL, KIMBALL privately to a tribunal the decision selected Individually trading Cohen, Edward questions to those respect of law with Factory. Piano rights. that in We should at least insist all power to has the deter- instances TEEN-ED, INC., trading Jersey as New whether, statutory having mine violation Organ Piano Co. great- occurred, public demands interest er the arbitrator has relief than INTERNATIONAL, INC., and KIMBALL all, not substi- we should afforded. Above Cohen, Individually trading Edward judgment tute for that of both the our Factory, Cross-Appellant as The Piano by insisting General Counsel and in No. 79-1325. arbitration when on deference to contract be in neither considers deference 79-1324, Nos. 79-1325. public interest. Appeals, United States Court Third Circuit. V. case, then, where the
On the facts of this Argued March judge law found Rich- administrative 23, 1980. April Decided protected engaging ardson activ- was arguably ity leafletting, where pro-
union less than enthusiastic about pro-
tecting rights her in the arbitration notes a Board decision not to the General charge by labor filed practice decision, past defer should reversed a Court Counsel, never be and to defer to the Appeals (At 399). Without Due to the differ- or prospective, of arbitrator. necessarily approach, disagree ences in our I of Board de- acknowledging that issue position. practice with this ferral to arbitration unfair significantly cases contro- any instance IV. versial, that the majority first assumes ap- should be Spielberg-Collyer I have reviewed here the cases that ad- doctrine majority question proved by the standard review this court. But the dress goes only It what one Spielberg which a decision should be much further. does before, Appeals. appeals other has ever done reviewed Courts of Since court where analysis holding none of these undertakes an that there instances cases only question regard I crit- Board decline hear an unfair labor must ical, unpersuaded by charge I am their declarations made the General Coun- of its sel. I share the doubts of Board While Fanning and about doctrine can be reversed for an abuse members Jenkins legality Spielberg-Collyer discretion. I doctrine in am convinced once in which the Counsel voluntarily limits the discretion it case General
