NATIONAL LABOR RELATIONS BOARD v. CITY DISPOSAL SYSTEMS, INC.
No. 82-960
Supreme Court of the United States
Argued November 7, 1983—Decided March 21, 1984
465 U.S. 822
Norton J. Come argued the cause for petitioner. With him on the briefs were Solicitor General Lee, Deputy Solici-tor General Wallace, Carter G. Phillips, Linda Sher, and Elinor Hadley Stillman.
Robert P. Ufer argued the cause for respondent. With him on the brief were Thomas G. Kienbaum and Theodore R. Opperwall.*
JUSTICE BRENNAN delivered the opinion of the Court.
James Brown, a truckdriver employed by respondent, was discharged when he refused to drive a truck that he honestly and reasonably believed to be unsafe because of faulty brakes. Article XXI of the collective-bargaining agreement between respondent and Local 247 of the International Brotherhood of Teamsters, Chauffeurs, Warehousemen and Helpers of America, which covered Brown, provides:
“The Employer shall not require employees to take out on the streets or highways any vehicle that is not in safe operating сondition or equipped with the safety appli-
*Briefs of amici curiae urging reversal were filed for the American Federation of Labor and Congress of Industrial Organizations by J. Albert Woll, Laurence Gold, and George Kaufmann; and for Teamsters for a Democratic Union by Paul Alan Levy and Alan B. Morrison.
Briefs of amici curiae urging affirmance were filed for the Chamber of Commerce of the United States by Edward B. Miller and Stephen A. Bokat; for the Legal Foundation of America by David Crump; and for Roadway Express, Inc., by Michael C. Towers and Mark E. Edwards.
ances prescribed by law. It shall not be a violation of this Agreement where employees refuse to operate such equipment unless such refusal is unjustified.”1
The question to be decided is whether Brown‘s honest and reasonable assertion of his right to be free of the obligation to drive unsafe trucks constituted “concerted activit[y]” within the meaning of § 7 of the National Labor Relations Act (NLRA or Act), 61 Stat. 140,
The facts are not in dispute in the current posture of this case.5 Respondent, City Disposal Systems, Inc. (City Disposal), hauls garbage for the city of Detroit. Under the collective-bargaining agreement with Local Union No. 247, respondent‘s truckdrivers haul garbage from Detroit to a landfill about 37 miles away. Each driver is assigned to operate a particular truck, which he or she operates each day of work, unless that truck is in disrepair.
James Brown was assigned to truck No. 245. On Saturday, May 12, 1979, Brown observed that a fellow driver had difficulty with the brakes of аnother truck, truck No. 244. As a result of the brake problem, truck No. 244 nearly collided with Brown‘s truck. After unloading their garbage at the landfill, Brown and the driver of truck No. 244 brought No. 244 to respondent‘s truck-repair facility, where they were told that the brakes would be repaired either over the weekend or in the morning of Monday, May 14.
Early in the morning of Monday, May 14, while transporting a load of garbage to the landfill, Brown experienced difficulty with one of the wheels of his own truck—No. 245—and brought that truck in for repair. At the repair facility,
On May 15, the day after thе discharge, Brown filed a written grievance, pursuant to the collective-bargaining agreement, asserting that truck No. 244 was defective, that it had been improper for him to have been ordered to drive the truck, and that his discharge was therefore also improper. The union, however, found no objective merit in the grievance and declined to process it.
On September 7, 1979, Brown filed an unfair labor practice charge with the NLRB, challenging his discharge. The Ad-
“[W]hen an employee makes complaints concerning safety matters which are embodied in а contract, he is acting not only in his own interest, but is attempting to enforce such contract provisions in the interest of all the employees covered under that contract. Such activity we have found to be concerted and protected under the Act, and the discharge of an individual for engaging in such activity to be in violation of Section 8(a)(1) [of the Act].” 256 N. L. R. B., at 454 (quoting Roadway Express, Inc., 217 N. L. R. B. 278, 279 (1975)).
The NLRB adopted the findings and conclusions of the ALJ and ordered that Brown be reinstated with backpay.
On a petition for enforcement of the Board‘s order, the Court of Appeals disagreed with the ALJ and the Board. Finding that Brown‘s refusal to drive truck No. 244 was an action taken solely on his own behalf, the Court of Appeals concluded that the refusal was not a concerted activity within the meaning of § 7. This holding followed the court‘s prior decision in ARO, Inc. v. NLRB, 596 F. 2d 713 (CA6 1979), in which the Court of Appeals had held:
“For an individual claim or complaint to amount to concerted action under the Act it must not have been made solely on behalf of an individual employee, but it must be made on behalf of other employees or at least be made with the object of inducing or preparing for group action and have some arguable basis in the collective bargaining agreement.” Id., at 718.
Section 7 of the NLRA provides that “[e]mployees shall have the right to . . . join or assist labor organizations, to bargain collectively through representatives of their own choosing, and to engage in other concerted activities for the purpose of collective bargaining or other mutual aid or protection.”
We have often reaffirmed that the task of defining the scope of § 7 “is for the Board to perform in the first instance as it considers the wide variety of cases that come before it,” Eastex, Inc. v. NLRB, 437 U. S. 556, 568 (1978), and, on an issue that implicates its expertise in labor relations, a reasonable construction by the Board is entitled to considerable deference, NLRB v. Iron Workers, 434 U. S. 335, 350 (1978);
Neither the Court of Appeals nor respondent appears to question that an employee‘s invocation of a right derived from а collective-bargaining agreement meets § 7‘s requirement that an employee‘s action be taken “for purposes of collective bargaining or other mutual aid or protection.” As the Board first explained in the Interboro case, a single employee‘s invocation of such rights affects all the employees that are covered by the collective-bargaining agreement. Interboro Contractors, Inc., supra, at 1298. This type of generalized effect, as our cases have demonstrated, is sufficient to bring the actions of an individual employee within the “mutual aid or protection” standard, regardless of whether the employee has his own interests most immediately in mind. See, e. g., NLRB v. J. Weingarten, Inc., 420 U. S. 251, 260-261 (1975).
The term “concerted activit[y]” is not defined in the Act but it clearly enough embraces the activities of employees who have joined together in order to achieve common goals. See, e. g., Meyers Industries, Inc., 268 N. L. R. B. 493, 494-495 (1984). What is not self-evident from the language of
Although one could interpret the phrase, “to engage in other concerted activities,” to refer to a situation in which two or more employees are working together at the same time and the same place toward a common goal, the language of § 7 does not confine itself to such a narrow meaning. In fact, § 7 itself defines both joining and assisting labor organizations—activities in which a single employee can engage—as concerted activities.8 Indeed, even the courts that have rejected the Interboro doctrine recognize the possibility that an individual employee may be engaged in concerted activity when he aсts alone. They have limited their recognition of this type of concerted activity, however, to two situations: (1) that in which the lone employee intends to induce group activity, and (2) that in which the employee acts as a representative of at least one other employee. See, e. g., ARO, Inc. v. NLRB, 596 F. 2d, at 717; NLRB v. Northern Metal Co., 440 F. 2d 881, 884 (CA3 1971). The disagreement over the Interboro doctrine, therefore, merely reflects differing views regarding the nature of the relationship that must exist between the action of the individual employee and the actions of the group in order for § 7 to apply. We cannot say that the Board‘s view of that relationship, as applied in the Interboro doctrine, is unreasonable.
The invocation of a right rooted in a collective-bargaining agreement is unquestionably an integral part of the process that gave rise to the agreement. That process—beginning with the organization of a union, continuing into the negotia-
Furthermore, the acts of joining and assisting a labor organization, which § 7 explicitly recognizes as concerted, are related to collective action in essentially the same way that the invocation of a collectively bargained right is related to collective action. When an employee joins or assists a labor
The Interboro doctrine is also entirely consistent with the purposes of the Act, which explicitly include the encourage-
Congress’ first attempt to equalize the bargaining power of management and labor, and its first use of the term “concert” in this context, came in 1914 with the enactment of §§ 6 and 20 of the Clayton Act, which exempted from the antitrust laws certain types of peaceful union activities.
Against this background, it is evident that, in enacting § 7 of the NLRA, Congress sought generally to equalize the bargaining power of the employee with that of his employer by allowing employees to band together in confronting an employer regarding the terms and conditions of their employment. There is no indication that Congress intended to limit this protection to situations in which an employee‘s activity and that of his fellow employees combine with one another in any particular way. Nor, more specifically, does it appear that Congress intended to have this general protection withdrawn in situations in which a single employee, acting alone, participates in an integral aspect of a collective process. Instead, what emerges from the general background of § 7—and what is cоnsistent with the Act‘s statement of purpose—is a congressional intent to create an equality in bargaining power between the employee and the employer throughout the entire process of labor organizing, collective bargaining, and enforcement of collective-bargaining agreements.
The Board‘s Interboro doctrine, based on a recognition that the potential inequality in the relationship between the employee and the employer continues beyond the point at which a collective-bargaining agreement is signed, mitigates that inequality throughout the duration of the employment relationship, and is, therefore, fully consistent with congressional intent. Moreover, by applying § 7 to the actions of individual employees invoking their rights under a collective-bargaining agreement, the Interboro doctrine preserves the integrity of the entire collective-bargaining process; for by invoking a
To be sure, the principal tool by which an employee invokes the rights granted him in a collective-bargaining agreement is the processing of a grievance according to whatever procedures his collective-bargaining agreement establishes. No one doubts that the processing of a grievance in such a manner is concerted activity within the meaning of § 7. See, e. g., NLRB v. Ford Motor Co., 683 F. 2d 156, 159 (CA6 1982); Crown Central Petroleum Corp. v. NLRB, 430 F. 2d 724, 729 (CA5 1970). Indeed, it would make little sense for § 7 to cover an employee‘s conduct while negotiating a collective-bargaining agreement, including a grievance mechanism by which to protect the rights created by the agreement, but not to cover an employee‘s attempt to utilize that mechanism to enforce the agreement.
In practice, however, there is unlikely to be a bright-line distinction between an incipient grievance, a complaint to an employer, and perhaps even an employee‘s initial refusal to perform a certain job that he believes he has no duty to perform. It is reasonable to expect that an employee‘s first response to a situation that he believes violates his collective-bargaining agreement will be a protest to his employer. Whether he files a grievance will depend in part on his employer‘s reaction and in part upon the nature of the right at issue. In addition, certain rights might not be susceptible of enforcement by the filing of a grievance. In such a case, the collective-bargaining agreement might provide for an alternative method of enforcement, as did the agreement involved in this cаse, see supra, at 825, or the agreement might be silent on the matter. Thus, for a variety of reasons, an employee‘s initial statement to an employer to the effect that he believes a collectively bargained right is being violated, or the em-
The fact that an activity is concerted, however, does not necessarily mean that an employee can engage in the activity with impunity. An employee may engage in concerted activity in such an abusive manner that he loses the protection of § 7. See, e. g., Crown Central Petroleum Corp. v. NLRB, supra, at 729; Yellow Freight System, Inc., 247 N. L. R. B. 177, 181 (1980). Cf. Eastex, Inc. v. NLRB, 437 U. S. 556 (1978); NLRB v. Babcock & Wilcox Co., 351 U. S. 105 (1956). Furthermore, if an employer does not wish to tolerate certain methods by which employees invoke their collectively bargained rights, he is free to negotiate a provision in his collective-bargaining agreement that limits the availability of such methods. No-strike provisions, for instance, are a common mechanism by which employers and employees agree that the latter will not invoke their rights by refusing to work. In general, if an employee violates such a provision, his activity is unprotected even though it may be concerted. Mastro Plastics Corp. v. NLRB, 350 U. S. 270 (1956). Whether Brown‘s action in this case was unprotected, however, is not before us.
Respondent аrgues that the Interboro doctrine undermines the arbitration process by providing employees with the possibility of provoking a discharge and then filing an unfair
Second, the Interboro doctrine does not shift dispute resolution from the grievance and arbitration process to NLRB adjudication in any way that is different from the alternative position adopted by the Court of Appeals, and pressed upon us by respondent. As stated above, see supra, at 828, the Court of Appeals would allow a finding of concerted activity if two employees together invoke a collectively bargained right, if a lone employee represents another employee in addition to himself when he invokes the right, or if the lone employee invokes the right in a manner that is intended to induce at least one other employee to join him. In each of these situations, however, the underlying substance of the dispute between the employees and the employer is the same as when a single employee invokes a collectively bargained right by himself. In each case the employees are claiming that their employer violated their collective-bargaining agreement, and if the complaining employee or employees in those situations are discharged, their unfair labor practice action would be identical to an action brought by an employee who has been discharged for invoking a collectively bargained right by himself. Because the employees in each of these situations are equally well positioned to go through the grievance and arbitration process, there is no basis for singling out the Interboro doctrine as undermining that process any more than would the approach of respondent and the Courts of Appeals that have rejected the doctrine.
Finally, and most importantly, to the extent that the factual issues raised in an unfair labor practice action have been, or can be, addressed through the grievance process, the Board may defer to that process. See Collyer Insulated Wire, 192 N. L. R. B. 837 (1971); Spielberg Manufacturing
In this case, the Board found that James Brown‘s refusal to drive truck No. 244 was based on an honest and reasonable belief that the brakes on the truck were faulty. Brown explained to each of his supervisors his reason for refusing to drive the truck. Although he did not refer to his collective-bargaining agreement in either of thеse confrontations, the agreement provided not only that “[t]he Employer shall not require employees to take out on the streets or highways any vehicle that is not in safe operating condition,” but also that “[i]t shall not be a violation of this Agreement where employees refuse to operate such equipment, unless such refusal is unjustified.” See supra, at 825. There is no doubt, therefore, nor could there have been any doubt during Brown‘s confrontations with his supervisors, that by refusing to drive truck No. 244, Brown was invoking the right granted him in his collective-bargaining agreement to be free of the obligation to drive unsafe trucks. Moreover, there can be no question but that Brown‘s refusal to drive the truck was reasonably well directed toward the enforcement of that right. Indeed, it would appear that there were no other means available by which Brown could have enforced the right. If he had gone ahead and driven truck No. 244, the issue may have been moot.
Respondеnt argues that Brown‘s action was not concerted because he did not explicitly refer to the collective-bargaining agreement as a basis for his refusal to drive the truck. Brief for Respondent 21-22. The Board, however, has never held that an employee must make such an explicit reference for his actions to be covered by the Interboro doctrine, and we find that position reasonable. We have often recognized the im-
Respondent further argues that the Board erred in finding Brown‘s action concerted based only on Brown‘s reasonable and honest belief that truck No. 244 was unsafe. Brief for Respondent 38. Respondent bases its argument on the language of the collective-bargaining agreement, which provides that an employee may refuse to drive an unsafe truck “unless such refusal is unjustified.” In the view of respondent, this language allows a driver to refuse to drive a truck only if the truck is objectively unsafe. Regardless of whether respondent‘s interpretation of the agreement is correct, a question as to which we express no view, this argument confuses the threshold question whether Brown‘s conduct was concerted with the ultimate question whether that conduct was protected. The rationale of the Interboro doctrine compels the conclusion that an honest and reasonable invocation of a collectively bargained right constitutes concerted activity, regardless of whether the employee turns out to have been correct in his belief that his right was violated. See Part II, supra. No one would suggest, for instance, that the filing of a grievance is concerted only if the grievance turns out to be meritorious. As long as the grievance is based on an honest and reasonable belief that a right had been violated, its filing is a concerted activity because it is an integral part of the process by which the collective-bargaining agreement is en-
In this case, because Brown reasonably and honestly invoked his right to avoid driving unsafe trucks, his action was concerted. It may be that the collective-bargaining agreement prohibits an employee from refusing to drive a truck that he reasonably believes to be unsafe, but that is, in fact, perfectly safe. If so, Brown‘s action was concerted but unprotected. As stated above, however, the only issue before this Court and the only issue passed upon by the Board or the Court of Appeals is whether Brown‘s action was concerted, not whether it was protected.
The NLRB‘s Interboro doctrine recognizes as concerted activity an individual employee‘s reasonable and honest invocation of a right provided for in his collective-bargaining agreеment. We conclude that the doctrine constitutes a reasonable interpretation of the Act. Accordingly, we accept the Board‘s conclusion that James Brown was engaged in concerted activity when he refused to drive truck No. 244. We therefore reverse the judgment of the Court of Appeals and remand the case for further proceedings consistent with this opinion, including an inquiry into whether respondent may continue to defend this action on the theory that Brown‘s refusal to drive truck No. 244 was unprotected, even if concerted.
It is so ordered.
JUSTICE O‘CONNOR, with whom THE CHIEF JUSTICE, JUSTICE POWELL, and JUSTICE REHNQUIST join, dissenting.
Under the Interboro doctrine, an individual employee is deemed to have engaged in “concerted activit[y],” within the
In my view, the fact that the right the employee asserts ultimately can be grounded in the collective-bargaining agreement is not enough to make the individual‘s self-interested action concerted. If it could, then every contract claim
Of course, the Board has considerable discretion to act on contractual matters which are incident to unfair labor practice proceedings. See NRLB v. C & C Plywood, supra. But the fact that the Board can resоlve contractual matters incident to unfair labor practice disputes does not give it au-
This Court has previously recognized that the labor laws were designed to encourage employees to act together. See, e. g., NLRB v. J. Weingarten, Inc., 420 U. S. 251, 260-264 (1975). Even a single employee acting in good faith and asserting a right contained in the collective-bargaining agreement may be too fearful, inarticulate, or lacking in skill to relate accurately either the event being investigated or the relevant extenuating factors. Other disinterested employees, especially knowledgeable union stewards, can assist the employee and the employer in eliciting the relevant facts and in preventing misunderstandings and hard feelings. The participation of other employees may save production time, reduce administrative expenses, and avoid unnecessary discharges and disciplinary action. By providing an increased
The Court and the Board insist that, because the group has previously expressed interest in the right now being asserted, the individual‘s self-interested expression must be treated as “concerted” to ensure that meaning is given to the contract rights. This argument is mistaken. It confuses the employees’ substantive contract entitlements with the process by which those entitlements are to be vindicated. When employees act together in expressing a mutual concern, contractual or otherwise, their action is “concerted” and the statute authorizes them to seek vindication through the Board‘s administrative processes.5 In contrast, when an employee acts alone in expressing a personal concern, contractual or otherwise, his action is not “concerted“; in such cases, the statute instructs him to seek vindication through his union, and where necessary, through the courts. See Republic Steel Corp. v. Maddox, supra; Hines v. Anchor Motor Freight, Inc., 424 U. S. 554 (1976). Under either scenario, the integrity of the rights won in the collective-bargaining process and the rights of all other employees are preserved. The question is whether these rights will be
Finally, the Interboro doctrine makes little sense when applied to the facts of this case. There is no evidence that employee James Brown discussed the truck‘s alleged safety problem with other employees, sought their support in remedying the problem, or requested their or his union‘s assistance in protesting to his employer. He did not seek to warn others of the problem or even initially to file a grievance through his union. He simply asserted that the truck was not safe enough for him to drive. James Brown was not engaging in “concerted activity” in any reasonable sense of the term, and therefore his employer could not have violated § 8(a)(1) of the Act when it discharged him. The fact that the right asserted can be found in the collective-bargaining agreement may be relevant to whether activity of that type should be “protected,” but not to whether it is “concerted.” The Interboro doctrine is, in my view, unreasonable in concluding otherwise.
I do not mean to imply by this dissent that conduct should not be considered “concerted” because it is engaged in by only a single employee. The crucial issue is, as the Court notes, the precise nature of the relationship that must exist between the action of an individual employee and the actions of the group. See ante, at 830-831. An employee certainly engages in “concerted activity” when he acts with or expressly on behalf of one or more of the other employees. And, as
Accordingly, I respectfully dissent.
