106 F. 693 | 8th Cir. | 1901
after stating the case as above, delivered the opinion of the court.
Four of the fourteen claims in issue upon these appeals involve the cardinal principle of the appellants’ hollow metallic brake beam. The remaining ten relate to slight improvements and minor details of
“Belter brake beams and better brake rigging are absolutely essential to tlie success of power brakes.”
In the same year the proper committee of the Master Car-Builders’ Association established as the standard requirement for a brake beam on freight cars a capacity to withstand a load of 7,500 pounds applied at the center without deflecting more than one-sixteenth of an inch, and for a brake beam on passenger cars a capacity to withstand a load of 15,000 pounds applied at the center without a greater deflection. The tremendous impact of these loads was to be suddenly and repeatedly applied, and a brake beam was to be furnished which would withstand this application through long periods of time without disruption, and without losing its power to resist deflection. The problem was grave and difficult, and to him who successfully solved it honor and reward were justly due. Many men interested in railway equipment worked and searched for the solution, and among them the patentee, Phillip Nien. He attempted to supply the acknowledged want, and to this end he devised, described, and claimed a trussed hollow metallic brake beam, which completely filled the requirements of the Master Oar-Builders’ Association, and which went into such immediate and general use upon the railroads of the land that in 1892 85 per cent, of these railroads, controlling 80 per cent, of the cars using iron brakes, had adopted those made under these patents to Hien, and in 1898 more than 1,000,000 brake beams constructed under these patents had been manufactured and sold. These facts establish neither the novelty nor the patentability of his device, but they certainly challenge admiration, and demand that the presumption of validity which supports his patents shall not be stricken down without careful consideration and cogent and convincing proof. The keen, shrewd, mercantile spirit of this age is seldom deceived into the purchase and continued use of worthless improvements in mechanical devices, and, when all is said, success is by no means the poorest criterion by which to judge of the acts and words of men.
Hien could not be, and was not, a pioneer in the art he illustrated, in the sense that he first conceived the principle of a brake beam, or the mode of operation of a trussed brake beam, or first devised the means of carrying those ideas into effective operation. It must be remembered, however, that an improvement of an old device or a new combination of old elements not infrequently marks a greater advance in the art and discloses a more useful invention than the con
Some of the essentials of an effective brake beam, which Hien sought to secure, and which he did embody in his structure, were (1) that it should be strong and durable enough to withstand the oft-repeated shocks of a load of from 7,500 to 15,000 pounds suddenly applied at its center without deflecting more than one-sixteenth of an inch; (2) that it should, be light in weight and simple in construction ; and (3) that it should be capable of producing, maintaining, and adjusting a curvature and resilience in the beam, whereby the rigidity of the structure and the coning of the brake shoes to the tread of the wheels of the car could be readily regulated and adjusted. The elements which Hien combined to secure these essentials and to attain his object were (1) a hollow or tubular metallic beam, corresponding to the tie rod of a truss, called the “compression member,” which was cut away or provided with slots on one side to permit the passage of the ends of the truss rod, called the “tension member”; (2) a metallic bar, corresponding with the king post of a truss, called a “strut,” provided with a slot for the reception of the brake" lever, an eye at one end to receive the tension member, and a clamp at the other end to secure it to the compression member; (3) a metallic rod, corresponding to the truss rod of a truss, ealled the “tension member,” provided with threads on each end to receive nuts; (4) plugs or. caps to inclose the ends of the compression member, provided with holes for the passage through them of the ends of the tension member, with recessed nut seats with surfaces at right angles to the lines of the ends of the tension member, with circular shoulders a short distance from their inner ends which fit tightly upofi the ends of the compression member and permit the caps, to enter therein for a short distance only, and with lugs or projections which extend through the slots in the compression member and into notches in the brake head; and (5) nuts screwed tightly upon the ends of the tension member to hold beam,' caps, and brake, head securely together.
This brake beam was constructed in this way: The strut was-clamped to the compression member, the tension member was inserted-
“(2) The combination, in a brake beam, of a hollow beam, a strut, end plugs or caps, 8, and a truss rod, 3, which extends through the caps, 8, and is provided with nuts, substantially as and for the purposes specified.”
Home of the distinguishing characteristics of this combination are il) its lightness, compactness, and simplicity, which result from the use of a hollow metallic beam and the passing of the ends of the tension member through llie ends of the compression member, thereby combining ihe chiments of the structure in a very limited space; (11) its constant adjustability by the mere turning of ihe nuts on the ends of the tension member, whereby the curvature of the beam, ihe coning of the brake shoes, the spring of the beam, and the rigidity or tension •of the structure may be easily and speedily produced; and (3) its superior efficiency in practice, which is established beyond cavil by its extensive use.
After 3lien had devised this combination, be discovered that the production and maintenance of a spring or resilience in the compression member made his combination far more efficient and useful than it bad been without it. This resilience lie produced by means of a combination, formed on ihe same principle as that described in Ids first patent, but differing- somewhat in the forms of its elements and the details of its construction. These changes in forms and details are not secured by, and are immaterial to the consideration of, the throe claims of his second patent which we are about to discuss, and for (hat reason they will be laid aside for the present. Ho far as the first, second, and seventh claims of the second patent are concerned, «he resilience in the compression member was produced by tightening the nuts of the brake beam of the first patent until the compression member was so curved or bowed that it had a constant and strong tendency to,spring back'to its original position; and this resilience was adjusted and perpetually maintained in use by the same means.
“(1) A metallic brake beam, consisting of a compression member, a tension member, and an interposed strut; the compression member having a camber, and the beam structure containing means of adjustment whereby the camber of the compression member is produced and the resiliency of the beam made available.
“(2) A metallic brake beam, consisting of a hollow compression member, a tension member, and an interposed strut; the compression member having a camber, and the beam structure containing means of adjustment whereby the camber of the compression member is produced and the resiliency of the beam made available.”
“(7) In a trussed brake beam, the combination of a tension member having threaded ends and nuts therefor, a strut, and a cambered compression member, which maintains the tension of the parts and prevents the rotation of the nuts, substantially as specified.”
The brake beam described and claimed by Hien in Ms first patent, and that used by the appellee in these suits, are illustrated by the following drawings:
HIEN'S BRAKE-BEAM
The only difference in the two devices is in the end plugs or caps, and consisrs in the fact that Hien’s cap, which is shown by the iigure marked “8” at the left of the drawing of his brake beam, has a recessed nut seat, enters a short distance within the beam, and locks itself with the beam and brake head by means of a lug, while the appellee’s cap does not enter the beam, has a raised nut seat, and locks itself with the brake head, which is fastened to the beam by a lug thereon, by means of shoulders on its periphery which engage with the corresponding projections on the end of the lu-ake head. The form of the cap used by the appellee is illustrated by figures 8 and 4.
The contention of the appellee is that the appellants are entitled to no relief in these suits, upon the four claims now under consideration, because (1) there was no novelty or patentability in the combinations they specify, and (2) if they were patentable, the claims were so restricted by the state of the art, by the proceedings in the patent office, and by the express terms of the claims that the doctrine of mechanical equivalents is inapplicable to them, and the brake beam of the appellee does not infringe upon the franchises they grant.
A patent is a contract by which the government secures to the pat-entee the exclusive right to vend and use his invention for a few years, in consideration of the fact that he has perfected and described it and has granted its use to the public forever after. The general rules for the interpretation of grants and contracts govern its construction, and the equitable principle that one who has derived great benefit from the performance of a contract ought not to be allowed to escape its burdens without cogent reasons is not inapplicable in its exposition. Among' the primary rules for the construction of a contract are these: The court should put itself in the place of the parties at the time it is made, and should read its terms in the light of the facts and circumstances which then surrounded them. When the intention of the parties is manifest, it should control, regardless of inapt expressions and technical rules. In cases of doubtful validity or of ambiguous terms, that construction should be adopted which sustains and vitalizes the agreement, rather than that which destroys or paralyzes it. Prior negotiations are merged in the contract, and, while they may be considered to interpret its purpose, they must not
A compliance with the first rule requires a knowledge of the state of the art of constructing brake beams when these grants to the pat-entee were .made, and in reviewing its history the patentability of the combinations of Hien and the limitations imposed upon his claims by the state of the art when the patents were issued will be alike considered. Before entering upon the consideration of the state of this art in 1887, a few references, which cannot be permitted to affect either the validity or the scope of the patents, will be noticed and laid aside.
On April 26, 1876, letters patent Ho. 176,522 were issued to George W. Eddy, and on November 15, 1887, letters patent No. 373,328 were issued to Joel F. Bales, for improvements in whiffletrees. The application for the latter patent was not filed until September, 1887, and the patent was not issued until November in that year, while Hien’s first patent was issued on April 32, 1887. The patent to Eddy describes a trussed whiffletree, in which the ends of the truss rod and the ends of the tie rod are welded or riveted together and provided with threads for screws, by means of which caps having eyes for the "traces are screwed upon the ends of the whiffletree. In the latter part of the specification of this patent a whiffletree that is said to be adapted for light draft is described, in which the ends of the truss, rod, which are provided with threads for nuts, pass through the ends of the tie rod and receive caps, which are adapted to inclose the ends of the tie rod and to be screwed upon the ends of the truss rod until they bear against the ends of the tie rod. This construction differs from that of Hien in that its caps are made to turn on the ends of the rods, instead of being securely locked against rotation as in the patents of the appellants. Regardless, however, of the similarity or difference of these devices the art of constructing whiffletrees, like the art of building bridges, is so remote from that of manufacturing brake beams for railway cars that trusses for either of the former purposes cannot be permitted to anticipate or limit the scope of the patents of the appellants. The circumstances under which trusses for bridges -,and for whiffletrees are to be used, the essential requirements of structures for those purposes, the functions they are to perform,— all these are. so radically different from the circumstances, requirements, and functions whifeh condition the use of railway brake beams that the efficiency and practicability of specific trusses for the former structures would not be likely to suggest to the skilled mechanic their use or their efficiency for railway brake beams. Trusses for the former purposes were neither designed, apparently adapted, nor actually used to perform the function, of stopping railway trains, and the art which they illustrated was not in any way analogous to that in which the patentee, Hien, invented and used his combinations. A machine or combination which is not designed by its maker, nor actually used nor apparently adapted to perform the function of a patented machine or combination, but which is discovered in a remote art and was used under radically different conditions to perform another function, neither anticipates nor limits the scope of the patent. Ansonia Brass & Copper Co. v. Electrical Supply Co., 144 17. S. 11, 18, 12 Sup. Ct. 601, 36 L. Ed. 327; .Topliff v. Topliff, 145 U. S. 156, 161, 12 Sup. Ct. 825,
On May 19, 1898, one Hoffman, a witness for the appellee, testified (hat be built trucks in the Toledo shops of the Wabash & Western Railroad Company in 1874, and that he knew the kind of brake beams that were used on these trucks. He was asked to describe them, and he testified that they were trussed wooden brake beams, but failed to relate how the ends of the truss rod and (he tie rod were attached to each other. He was taken to a car at Decatur, Ill., and shown a trussed wooden brake beam thereunder, in which the ends of the iron tension rod passed through the ends of the wooden brake beam, and through iron plates thereon, and were secured in place by nuts-screwed upon their threaded ends, and was then asked if 'the brake beams he found on the trucks in .1874 were like this beam. He an-. sweral that they were. On cross-examination he said that the Wabash Railroad Company was not using in 1898 any brake beams of this kind, except on old cars such as had been retired. Wood, another witness for the appellee, made a drawing of this brake beam in 1898, and (hen the brake beam and the drawing were offered in evidence. A third witness testified that he was a carpenter, and was working on railway trucks for the Wabash Railroad Company at its shops in Toledo in 1874. The brake beam which liad been found under the car at Decatur in 1898 was shown to him, and he testified that he recognized it, and that lie had bored a hole in it in 1874. No drawing or plan of this or of any similar beam, made in 1874- or at any time prior to 1898, was produced. The claim of the beam itself to antiquity rests on the testimony of one witness that he identified a hole in it in 1898 which he bored in 1874, and the use of such beams by the Wabash Railroad Company at that time is sustained by the testimony of but one oilier witness to the effect that beams like ibis one were in use at that túne. The solemn grants of great franchises cannot be stricken down by testimony so flimsy and unsatisfactory. The memory of men is too brief and fleeting, too easily swayed by chance and by interest, to permit the recollection of one or two witnesses. prompted by presently prepared pictures of the proof desired, to condition the validity of valuable patents that have stood unelial lenged for years. Unsupported oral testimony of a prior use is always open to suspicion, and it cannot prevail over the legal presuinp-rion of validity which accompanies the patent, unless it is sufficient to establish such a use beyond a reasonable doubt. The testimony relative to the use of this Wabash beam is not of that character, and it will not he furl her considered. Mast, Foos & Co. v. Dempster Mill Mfg. Co., 82 Fed. 327, 332, 27 C. C. A. 191, 195, 49 U. S. App. 508, 516; In re Barbed Wire Patent, 143 U. S. 275, 12 Sup. Ct. 443, 450, 36 L. Ed. 154; Deering v. Harvester Works, 155 U. S. 286, 300, 15 Sup. Ct. 118, 39 L. Ed. 153; Miller v. Handley (C. C.) 81 Fed. 100, 102.
For the same reason the evidence of the use in 1884 and earlier of a double trussed ’wooden beam on the Burlington Railroad must be disregarded. It consists of the testimony of three witnesses, a drawing bearing the date August 4, 1882, and several bine prints, which were evidently made after the patents to Hien were issued. No one
On April 21,1874, letters patent No. 149,902 were issued to George Westinghouse, Jr., wherein a double-trussed wooden brake beam, which is illustrated by this drawing, was described:
WOODEN TRUSSED BEAM OF WESTINGHOUSE
PATENT 149,902.
Letters patent No. 145,605, issued to Daniel Wellington on December 16, 1873, and letters patent No. 142,600, issued to George Westinghouse, Jr., on September 9, 1873, describe brake beams in which the truss rods are braces, and are not tension members. In the former, the ends of the truss rods are fitted against shoulders or de*
Tbe same may be said of tbe patent to Hedrick, No. 322,099, dated July 14,1885, for an improvement in brake-block holders, which does not show or describe any brake beam, and which is only mentioned here for tbe purpose of disclosing its utter irrelevancy,-in view of tbe fact that it was referred to by tbe examiner in tbe proceedings anterior to the issue of tbe patents to Hien; of letters patent No. 270,862, issued to Harden, January 23,1883; and of letters patent No. 144,240, to Warwick and Duggan, issued on November 4, 1873, which describe simple curved or arched iron brake beams, without tension rods, caps, or nuts.
English letters patent No. 5,421, issued to Stephen Alley on December 12, 1881; letters patent No. 243,416, issued to G-eorge Westinghouse, Jr., on June 28, 1881; letters patent No. 345,093, issued to George Westinghouse, Jr., on July 6, 1886; and the Gar-Builders' Dictionary of 1879, — describe brake beams of the same character and mode of operation so far as the issue now under consideration is concerned. Each of these references shows an iron brake beam in the form of a truss, in which the ends of the tension member do not pass through, but are welded to or made a part of, the compression member, so that they are incapable of movement within or upon it, and so that they cannot be used to create or maintain resilience in the beam, to change the rigidity of the structure, or to cone the shoes to the tread of the wheels. The patent to Alley discloses a beam which has a slight curvature or arch; but this bend is not capable of production ,or change by use of the truss rod. It is an arch set in the beam when it is made, and incapable of appreciable change or adjustment without a disruption of the entire structure. No one of these devices has the caps, the tension member with threaded ends passing through the ends of the compression member, or the nuts on the ends of the tension member, which constitute such essential elements of the combination of Hien. No one of them has the capability-of producing, adjusting, and maintaining the rigidity of the structure, the spring of the beam, or the. coning of the shoe by the simple expedient of turning the nuts on the ends of the tension rod; and no one of them is the. mechanical equivalent of Hien’s invention.
Many other patents and references were introduced in evidence in the progress of this cause, but none which illustrate more fully or more clearly than those already noticed the state of the art when the combinations described in the four claims now under consideration were secured;. and the question of their patentability arises upon the facts which have now been stated.
The second claim of the first patent to Hien is for a combination of old mechanical elements in a new way. It is not for new elements, but for a new method of combining old elements; and a new combi
Wan the conception of this combination the skill of the mechanic or the intuition of the inventor? For 12 years mechanics and inventors had been looking and laboring to improve railway brake beams. They had produced the cumbrous and unadjustable double-trussed wooden beam of the patent of 1874 to Westinghouse, his rigid and unad jus ¡able iron trussed beam, and many modified forms of these structures; but (he skill of no mechanic had brought forth the simple, light, and efficient combination oí liien. He first conceived and described it. The government granted to him tie right to its exclusive use. The patent itself is prima facie evidence of the novelty of his combination, and if that issue was doubtful this presumption would entitle It to a construction which would sustain, in preference to one which would destroy, the grant it evidences. In 5 years after Hien disclosed his inven (ion and obtained his patent, his brake beam was in use on 85 per cent, of the railroads controlling 80 per cent, of the cars using iron brake beams in this country, and in 11 years from the date of his patent more than 1,000,000 of his brake beams had been made and sold. It is true that the extensive use of a machine or combination which is clearly without novelty does not dispense with that statutory requirement, and that it will not alone sus la in a patent. McClain v. Ortmaver, 141 U. S. 419, 428, 12 Sup. Ct. 76, 35 L. Ed. 800; Duer v. Lock Co., 149 U. S. 216, 223, 13 Sup. Ct. 850, 37 L. Ed. 707; Olin v. Timken, 155 U. S. 141, 155, 15 Sup. Ct. 49, 39 L. Ed. 100; Klein v. City of Seattle, 77 Fed. 200, 204, 23 C. C. A. 114, 118, 44 U. S. App. 741, 748. But where the question of novelty is fairly open for consideration under the law, the fact that a pat-crated device; or combination has displaced others which had previously been used to perform its function, and has gone into immediate and general use, is pregnant and persuasive evidence that it involves invention. Smith v. Vulcanite Co., 93 U. S. 486, 495, 23 L. Ed. 952; Loom Co. v. Higgins, 105 U. S. 580, 591, 26 L. Ed. 1177; Manufacturing Co. v. Adams, 151 U. S. 139, 143, 14 Sup. Ct. 295, 38 L. Ed.
Turning to the first, second, and seventh claims of the second patent to Hien, we are met by the contention of counsel for the appellee that they are anticipated by the combination of his first patent, because the camber or resilience in the beam, which is the only new factor in these claims, may be produced, maintained, and adjusted by simply turning the nuts of the former device. In opposition to this view counsel for the appellants argue that this camber in the beam or the cambered beam of the second patent is a new element, not described or claimed, and not found, in the combination of the first patent, and that its addition to that combination constitutes a new and patentable invention. The argument is ingenious and persuasive, but it is certainly fallacious. The camber or resilience in the beam is one of the products or functions of the brake beam of the first patent; not,1 indeed, the ultimate function which that beam was created to perform, the function of stopping cars, but nevertheless a function of that device, because it may be produced by the use of that combination by simply turning the nuts upon the ends of its tension rod. Now, the function or result of the operation of a machine or combination is not patentable under our laws, and therefore the camber in the beam could not be monopolized by means of a patent. The means, the mechanical device, by which that camber was produced and that alone, was capable of protection by such a franchise. Fuller v. Yentzer, 94 U. S. 288, 24 L. Ed. 103; Pencil Co. v. Howard, 20 Wall. 498, 507, 22 L. Ed. 410; Miller v. Manufacturing Co., 151 U. S. 186, 201, 14 Sup. Ct. 310, 38 L. Ed. 121; Knapp v. Morss, 150 U. S. 221, 228, 14 Sup. Ct. 81, 37 L. Ed. 1059; Carver v. Hyde, 16 Pet. 513, 519, 10 L. Ed. 1051; Le Roy v. Tatham, 14 How. 156, 14 L. Ed.
A shorter, and perhaps more conclusive, answer to the argument of the appellants here is this question: Could one who took the combination of the first patent and simply tightened the nuts upon it sufficiently to produce resilience in the beam escape a charge of infringement thereof? It is susceptible of hut one answer. Yet this tightening of the nuts of the brake beam of the first patent is all that is required to constitute the combination specified in the three claims of the second patent under discussion. The result is that the second claim of the first patent to Hien, No. 361,009, secures to him the exclusive use of the combination there specified, when resilience or cam • her in the beam is utilized, as well as when it is not. The first, sec
The next question for discussion is that of infringement. Counsel for the appellee insist that the second claim of the first patent to Hien is so restricted by the prior art, by the proceedings in the patent office, and by the express terms of the claim that it is not infringed by their clie'nt’s brake beam. The brake beam of the appellee is not the old, cumbrous, double-trussed wooden beam of the patent to Westinghouse, in 1874, with its iron boxes, headed ends of the tension member, and nuts to draw the ends of the wooden beams into their places. It is not the rigid iron beam of Alley, with the ends of the tension member welded to, or made a part of, the compression member. But it is the light, simple, adjustable structure of the appellants, with the same hollow metallic compression member, the same tension member with threaded ends, and the same nuts to secure and adjust the parts. Not only this; but these parts are combined in the exact way pointed out by Hien. The ends of the tension member are passed through slots in the ends of the compression member, and through caps on its ends, and are secured by nuts on the ends of the tension member, which bear on seats on the caps, whose planes are at right angles to the lines of the ends of the tension rod. ■ There is no difference in the mode of operation, or in the result of the operation, of th'e two devices. They operate on the same principle and in the same way, and produce the same results. The only difference between them is in the form of the caps and in the devices used to prevent these caps from rotating on the brake beams and brake heads. Can the appellee take the principle of the appellants’ combination, the only valuable thing Hien invented, every condition that distinguishes their brake beam from the inferior devices it supplanted, and then escape liability by this slight change of the form of one of its elements? Let us see. Reason has approved, and the decisions of the courts have firmly established, these rules:
One who invents and secures a patent for a machine or combination which first performs a useful function is thereby protected against all machines and combinations which perform the same function by equivalent mechanical devices; but one who merely makes and secures a patent for a slight improvement on an old device or combination, which performs the same function before as after the improvement, is protected against those only who use the very device or improvement he describes or mere colorable evasions thereof. In other words, the term “mechanical equivalent,” when applied to the interpretation of a pioneer patent, has a broad and generous signification, while its meaning is very narrow and limited when it conditions the construction of a patent for a slight and almost immaterial improvement. Adams Electric R. Co. v. Lindell R. Co., 77 Fed. 432, 440, 23 C. C. A. 223, 231, 40 U. S. App. 482, 498; Stirrat v. Manufacturing Co., 61 Fed. 980, 981, 10 C. C. A. 216, 217, 27 U. S. App. 13, 42; McCormick v. Talcott, 20 How. 402, 405, 15 L. Ed. 930; Railway Co.
Let us apply these established principles of the law of patents to iho determination of the issue» before us. Mien’s invention was not a pioneer. This is not a casi; where one inventor preceded all the rest, si ruck out something which included and underlay all that they produced, and first supplied a perfect brake beam by means of which great power might be successfully applied to the wheels of railway cars. Tt is a case in which i>r ogress ⅛ the art was made step by
But it is contended that the appellee has escaped on account of limitations imposed upon the patentee by the proceedings in the patent office anterior to the issue of the patent. When Hien originally filed his application he made the claim now under consideration in the following words:
“(3) The combination with a hollow metallic brake beam of a truss rod and end caps, substantially as and for the purposes specified1.”
The patent to Westinghouse, No. 142,600, which discloses in the place of the tension rod the two braces bearing on the brake shoe at one end, and upon each other or upon an interposed block at the other, and two tie rods extending through the brake head and secured in their places by upset heads, instead of the hollow metallic compression member, and the patents to Hedrick for the brake shoe, to Eddy for the whiffletree, and to Westinghouse, No. 345,093, for the iron brake beam with the ends of the tension member welded to the' compression member, were cited by the examiner, and this claim was rejected. Thereupon the applicant amended his claim, so that it read:
“(2) The combination, In a brake beam, of a bellow beam, a si rut. end plujw or caps, 8, and a truss rod, 3, which extends through the caps, 8, and is provided with nuts, substantially as and for the purposes specified.” •
The position of counsel for the appellee is that 1 lien’s acquiescence in this rejection and his amendment of his claim limit the franchise he secured to the exact form of the caps, 8, disclosed by the specification and drawing of his patent. But it was neither the caps, 8, nor the form of those caps, that Hien was seeking to secure. The principle of his invention did not inhere in these specific caps, in their shape, or in the devices by wbicb they were united with tlie brake head and the brake beam. It resided in the combination, in the new way by which tension rod, hollow metallic compression member, caps, and nuts were blended in the new brake beam. Bearing this in mind, what was the legal effect of the rejection of the original claim and Hien’s acquiescence therein? The original claim covered the combination of a hollow metallic brake beam, a truss rod, and end caps;
Finally, it is said that the patent is limited to the precise geometrical form of' end caps shown in the specification and drawings, by the fact that the figure “8” appears after the words “end caps? in the claim. There are cases wherein the form of a device is the principle of the invention. There are other cases wherein the state of the prior art and the specific terms of the specification and drawings leave no doubt of the intention of the applicant to restrict his claim to the specific form of the device or element he points out. In such cases claims of patents are sometimes limited to the specific forms of the devices pointed out by letters or numbers in the claims or specifications. Weir v. Morden, 125 U. S. 98, 107, 8 Sup. Ct. 869, 31 L. Ed. 645; Railroad Co. v. Kearney, 158 U. S. 461, 469, 15 Sup. Ct. 871; 39 L. Ed. 1055; Crawford v. Heysinger, 123 U. S. 589, 8 Sup. Ct. 399, 31 L. Ed. 269; McCormick Harvesting Mach. Co. v. Aultman, Miller & Co. (C. C.) 58 Fed. 773; Newton v. Manufacturing Co., 119 U. S. 373, 7 Sup. Ct. 369, 30 L. Ed. 442; Bragg v. Fitch, 121 U. S. 478, 7 Sup.
The description in a specification or drawing of details which are not, and are not claimed as, essential elements of a combination, is tlie mere pointing out of the better method of using the invention. City of Boston v. Allen, 91 Fed. 248, 249, 33 C. C. A. 485, 486. A reference in a claim to a letter or figure used in the drawing and in the specification to describe a device or an element of a combination does not limit the claim to the specific form of that element there shown, unless that particular form was essential to, or embodied the principle of, the improvement claimed. ” Sprinkler Co. v. Koehler, 82 Fed. 428, 431, 27 C. C. A. 209, 203, 54 U. S. App. 267, 272; McCormick Harvesting Mach. Co. v. Aultman, Miller & Co., 69 Fed. 371, 393, 16 C. C. A. 259, 281. 37 U. S. App. 299, 313; Muller v. Tool Co., 77 Fed. 621, 23 C. C. A. 357, 47 U. S. App. 189; Delemater v. Heath, 58 Fed. 434, 424, 7 C. C. A. 279, 284, 20 U. S. App. 14, 30; Reed v. Chase (C. C.) 25 Fed. 94, 100; Walk. Pat. (3d Ed.) § 117a. That interpreta-don which sustains and vitalizes the grant should be preferred to that
This concludes the discussion of the cardinal claims which protect the brake beam of the appellants. The defense to these claims came to this court sustained by letters patent No. 609,396, issued to Francis B. Aglar, on August 23, 1898, and by the established rule that where ■the chancellor has considered conflicting evidence, and made his finding and conclusion thereon, they must be taken to be presump-lively correct, and unless an obvious error has intervened in the application of the law, or some serious mistake has been made in the consideration of the case, the findings and decree should not be disturbed. Mann v. Bank, 86 Fed. 51, 53, 29 C. C. A. 547, 549, 57 U. S. App. 634, 637; Tilghman v. Proctor, 125 U. S. 136, 8 Sup. Ct. 894, 31 L. Ed. 664;
The appellants insist that all the remaining claims of the second patent to Mien have been infringed by the use of the brake beam of the appellee. These claims are:
“(3) The combination, with a trussed tubular brake beam having' a slot for the passage of the truss rod and a notch for the reception of a lug on the brake head, oí a brake head haying a cupped recess for the reception of Oie end of the beam and provided with a lug adapted to order the recess in the end of the beam, as set forth.
“(4) The combination, with a tubular beam notched at its end, of a brake head having a cupnod recess or socle t, with a lug corresponding to the notch in the end of the tubular beam, as set forth.
“(5) A trussed hollow or tubular brake beam having a camber, and having one or more notches at its ends, in combination with brake heads having cup-shaped recesses, inclined bearings, and one or more projections, and the" truss rod passing through and holding said heads in position.
'‘{di A si-ussed hollow or tubuhu brake beam having n camber, in combination with brake heads having cup-shaped recesses, a truss rod passing through, and holding said heads in position, and the inclined hearings for supporting the nuts on the end of the truss rod.”
“(8) In a trussed brake beam, the combination, with a cambered compres sion member, of brake heads having eup-shaped recesses for the reception of the ends of (he cambered oomn¡i<'"“!ion member and a tension rod, substantially as and for the purposes specified.”
The cardinal principle of the appellants’ brake beam, and an operative combination by which that principle could be utilized, were described and secured by the first patent to Mien. These claims of the second patent adopt that combination as their foundation, and seek
For the same reason the appellee is not guilty of infringement of claims 1 and 2 of letters patent Ho. 466,984, issued to Henry B. Ro-bischung on January 12, 1892, nor of claim -5 of letters patent Ho. 486,218, issued to him on Hovember 15, 1892, which read in this wayr
“(1) In a cambered trussed brake beam, tbe combination, with compression member and the strut or post, of an interposed key or wedge, substantially as and for the purposes specified.
“(2) In a cambered trussed brake beam, the combination, with the compression member, of a strut or post having a collar for the compression member, said collar provided- with key slots, and a key or wedge, substantially as and for the purposes specified.”
‘‘(5) In a trussed cambered brake beam, the combination, with a cambered compression member, a tension member, a brake head, and a nut for maintaining the camber, of an interposed locking device for preventing any alteration in.the camber of the beam, substantially as and for the purposes specified.”
The purpose of this wedge is to take up the slack between the collar and the compression member which results from bending the beam, and to prevent a twisting or torsional action of the compression member which is caused by this slack, and which sometimes produces a cross bending or buckling of the beam, and always results in lost motion in machines of this character. The appellee has not adopted this curved key or these slots in the collar of the strut, but it uses a straight wedge driven longitudinally along the concave side of: the compression member, between it and the collar of the strut, to accomplish the purpose of Kobisehuug’s device. Neither the intuition of the inventor nor the skill of the mechanic is required to suggest the fitness of a wedge to take up slack, to prevent lost motion in, or to tighten the loose members of, a mechanical device. Its fitness for these purposes is common knowledge, and has been taught by the common experience of mankind. The argument of counsel for the appellants is, however, that this is not a patent for a wedge, hut for the new combination of a wedge with the brake beam of Hien. Eat it is a conclusive answer to this contention that there is no more invention in the combination of a wedge of the usual form, discharging its customary function of tightening the parts of a mechanical device, with Hioith machine, than there is in the discovery of the wedge itself and its common use for (his purpose. If this were not true, ('very combination of an old machine with a wedge, performing the function of tightening its parts, would constitute an invention. In ibis way it clearly appears that, if either of the two claims of this first patent to Robischung is for the combination of a common wedge, like that used by the appellee, with the brake beam of Hien, in the customary way in which the appellee has used it to take up the slack in the device or to tighten the parts of the brake beam, there is no
The new element in the combination specified in claim 5 of the second patent to Robischung was the “interposed locking device for preventing any alteration in the camber of the beam.” The purpose of this contrivance was, not to lock the nuts, but to detect any change in the camber of the beams made by unauthorized employes of the railroad companies by turning the nuts on the tension member for the purpose of taking up slack in the system of brake levers. Unauthorized changes of this character were liable to impair the utility ■ and to destroy the efficiency of the brake beams, and the patentee was seeking an. artifice that would detect any tampering with the nuts and any change in the camber of the beams. He accomplished his object by interposing between the nut-seat and the nut on the end of the tension member a frangible locking plate or disc with a lip which, the patentee says in his specification, “having once'been turned up into position to hold the nut, b, cannot thereafter be removed and replaced without destroying the utility of the locking device.” This frangibility, this certainty that the lip of the locking plate cannot be removed and replaced after it is once turned up over the nut, is the essence, the principle, of this invention; and the issue here is whether or not the appellee has adopted it. The latter uses a locking plate whose lips are adapted to turn up over the nut and to lock it in place in substantially the same way as does the lip on the- disc of the patentee. But it is contended that the plate of the appellee is made of tough or'pliable material, so that the lips cannot be broken or the utility of the locking device destroyed by removing and' replacing them, but that they may be turned up over the nut, rolled back, and turned up again several times without separating them from the plate. The evidence upon this question is conflicting. On the one hand, there is a brake beam of the appellee from which the lips of its locking plate have been broken, and there is the fact that no locking device is necessary to hold the nuts on the tension rod of a cambered brake beam; while, on the other hand, the testimony of two witnesses is presented to the efliect that the discs of the ap-pellee are made of material so tough and pliable that they withstand , several removals and replacings without breaking. The court below, after a careful examination of this conflicting evidence, found that the appellee’s device was not made of frangible material, that it was therefore not adapted for use as a detector, that it lacked the essential principle of Robischung’s invention, and that it did not constitute an infringement of the fifth claim of his second patent. This finding and the decree which followed it are presumptively correct, and under the established rule they should not be disturbed, unless it appears from the evidence with reasonable certainty that they are
Letters patent No. 345,093 disclose the facts that they were issued to George Westinghouse, Jr., on July 6, 1886, upon an application which he made on May 18, 1886. The only claim of this patent here in suit is the sixth, which reads as follows:
“(G) In a brake beam, the combination, substantially as set forth, oí a tie bar, a double inclined truss bar, and an interposed king post or strut, hav- , ing a slot for the reception of a brake lever between the tie bar and the truss bar.”
The new element in the combination of this claim, which the appellants contend distinguishes it from those shown in the prior history of the art, is the slot in the strut between the tie bar and the truss bar for the reception of the brake lever. Counsel for the appellee deny this contention of the appellanls, and insist that this claim was anticipated by the patent to Wellington, No. 145,605, dated December 16. 1873, and the patent to Westinghouse, No. 243,416, issued June 28. 1881, and that the patentee Westinghouse abandoned this device to the public, and placed brake beams, which contained this slot in the stnir and embodied the principle of this claim, on sale more than two years before he applied for this patent. The.Car-Builders’ Dictionary of 1871 contains, at page 418, an illustration which shows the pat-entee s iron brake beam, with this slot in the strut between the tie rod and the truss rod for the purpose of receiving a brake lever, in the same way in which it is claimed in this patent, issued seven years later. A circular of the Westinghouse Air-Brake Company, which one of the witnesses testified had been among his files since the year 1882, was produced, and this witness said that one of the plates of this circular pictured this slot in the strut of this iron brake beam of the patentee. Two witnesses testify that the Chicago, Burlington & Quincy Railway Company used in 1884 Westinghouse iron brake beams which contained these slots in their struts between the truss rods and the tie rods for the reception of the brake levers. A voucher of the Chicago, Burlington & Quincy Railway Company, dated in • April, 1884, for the purchase by it from the Westinghouse Air-Brake Company of 98 iron brake beams, was introduced in evidence, and the parties to these suits stipulated that the “book of material received” of that railway company for the year 1884 contained the following entry:
“April 17, 1884.
Cnr No. 10,405.
Wlio from — Westinghouse A. B. Co.
Invoice date — 4/10.
Material — 98 iron brake beams.
Freight charges — §12.86.
Price — 600.”
—And that the two witnesses who had before testified to the use of brake beams with slots in the struts on that railroad in that year
The last subject for discussion in these suits is the second claim of letters patent No. 430,755, issued to Hemy B. Robischung on June 24, 1890. It reads:
“(2) A clamp or yoke, having flanges provided, at or near their extremities, with inwardly projecting lugs, which limit the closing of the flanges, substantially as and for the purposes specified.”
This contrivance depends for its novelty and patentability solely upon the inwardly projecting lugs on the ends of the flanges of the clamp, which limit their closing. It is not claimed that there was any invention in devising or combining the other elements of this device. The function of the clamp is to attach the brake beam to the safety chain. The following cut is an illustration, of it:
In operation the lower cylindrical portion of this yoke incloses or clamps the brake beam, while the flanges and the bolt, 5, hold the safety chain. The bolt, 5, and the nut, 6, upon its end, draw the flanges of the clamp towards each other, until the beam is held fast by the clamp. This clamp, with its bolt and nut, was an old device, and the new thing which Robischung did, and which he claimed as
“Whore the usual clamp and holt are used to connect the safety chain with the beam, the tendency of the holt is to cause the clamp to hind on or rigidly hold tlie safety chain, and the tendency of the chain is to loosen the bolt.”
He described the object he sought to attain in iliose words:
“A second feature consists in providing said clamp with lugs, or projections, which are so placed as to limit or restrict the closing of the clamp, to p e-veut its binding on the safety chain, and at tlie same time to increase the grip of the clamp on the beam.”
The contention of counsel for the appellants is that these lugs have two functions, — the creation, in combination with (lie bolt, of a spring grip in the damp, and the prevention of the binding of the safety chain between the Ranges. Let this be conceded. Htill tlie means by which these objects are attained is a simple device to limit the closing of tlie flanges. The desideratum, and the only desideratum, which Hobischung needed, the only one he sought or found, was this obvious contrivance to prevent the flanges or jaws of this yoke from closing too tightly. There are some mechanical devices so obvious and appropriate for the performance of their accustomed functions that the common knowledge and experience of those unskilled in mechanics, to say nothing of those learned in the art, at once suggests their use when the results which they customarily attain are desired. Projections or lugs on approaching jaws or flanges, for the purpose of limiting their closing, are surely among these contrivances. The moment the want of this limitation is felt, projections on the jaws or flanges naturally occur to those unskilled, as well as to those skilled, in the art, as the most obvious and appropriate means to fill the want. There can be neither discovery nor invention in applying a remedy so plain to, or in combining a contrivance so obvious with, an old mechanical device which needs it. There was, therefore, no invention in interposing the inwardly projecting lugs between the flanges of (Ids clamp, or in combining them with the old elements of that device, to limit the closing of the flanges, in order that they might not. bind the chain, and that the yoke and bolt might grip the beam with a spring clamp; and for this reason the second claim of patent Xo. 430,755 is void for want of patentable novelty. Hollister v. Manufacturing Co., 113 U. S. 59, 72, 73, 5 Sup. Ct. 717, 28 L. Ed. 901; Manufacturing Co. v. Mellon, 58 Fed. 705, 7 C. C. A. 439, 19 U. S. App. 239.
The discussion of the numerous issues presented in these suits is now completed. In accordance with the conclusions which have already been announced, the decree in Chicago Railway-Equipment Company v. Interchangeable Brake-Beam Company must be affirmed, and the decree in National Hollow Brake-Beam Company and Chicago Railway-Equipment Company v. Interchangeable Brake-Beam Company must be reversed, and that suit must be remanded to the court below, with directions to enter a decree in favor of the appellants and against tlie Interchangeable Brake-Beam Company for an infringement of the second claim of letters patent Xo. 3(5!,099, and