712 F.2d 569 | D.C. Cir. | 1983
Lead Opinion
Opinion for the Court filed by Senior Circuit Judge BAZELON.
Dissenting opinion filed by Circuit Judge TAMM.
The Supreme Court vacated and remanded this case
Appellants allege that “termination” duties existed under Title VI of the Civil Rights Act of 1964, the Crime Control Act of 1973, and the due process clause of the fifth amendment. We find that such a duty was not clear under Title VI, but that clear duties to terminate funding existed under both the Crime Control Act and the fifth amendment. Accordingly, appellees are entitled to summary judgment with respect to appellants’ claims for damages under Title VI, but not for the damage claims under either the Crime Control Act or the fifth amendment.
Background
Prior Proceedings
Appellants, six blacks and six women, filed this lawsuit on September 4, 1975. They alleged that federal agencies and officials had violated appellants’ constitutional and statutory rights by continuing to provide financial assistance to local law enforcement agencies that discriminate on the basis of race and sex. They claimed that this continued funding violated, inter alia, Title VI of the Civil Rights Act of 1964 (Title VI),
On December 8, 1976, the district court granted appellees’ motion for dismissal.
On appeal of the district court’s dismissal of the instant case, appellees argued that their discretion in administering the LEAA funds brought them within the narrowed realm of absolute immunity identified in Butz. Based on the mandatory language of the statute and appellees’ constitutional duty not to use federal funds in a discriminatory manner, the court found the funding termination provisions to be mandatory, “outside the realm of discretion”
Appellees petitioned for review to the Supreme Court and the Court granted certiorari. While the case was pending, the Court decided Harlow & Butterfield v. Fitzgerald,
Harlow substantially altered the standards governing motions for summary judgment in cases involving claims of qualified immunity. However defined, qualified immunity strikes an uneasy balance between two competing concerns: (1) the need to protect individual rights from official abuse, and (2) the need to shield well-meaning officials “from potentially disabling threats of liability.”
Prior to Harlow, summary judgment on questions of qualified immunity generally required both subjective and objective determinations. Summary judgment was denied if there was a factual dispute about whether an official “knew or reasonably should have known that the action he took within his sphere of official responsibility would violate the constitutional rights of the [plaintiff], or if he took the action with the malicious intention to cause a deprivation of constitutional rights or other injury ....”
Harlow adjusted the summary judgment standard to make it rely on objective factors. Under the new standard, “government officials performing discretionary functions generallyare shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.”
Applying this standard to the instant case,
Analysis
Application of the Harlow Standard
Appellants contend that appellees’ failure to terminate funding to discriminatory agencies violated clear duties imposed on them by three independent sources of law.
Section 601 of Title VI prohibits recipients of federal financial assistance from engaging in racial discrimination;
No person in the United States shall, on the ground of race, color, or national origin, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance.29
The Act also prescribes measures to be taken by federal funding agencies against recipients who disregard this prohibition.
Compliance with any requirement adopted pursuant to this section may be effected (1) by the termination of or refusal to grant or to continue assistance under*575 such program or activity to any recipient as to whom there has been an express finding on the record, after opportunity for hearing, of a failure to comply with such requirement, ... or (2) by any other means authorized by law.
(emphasis added). Appellants contend that this provision imposed on appellees a clear duty to terminate funds to agencies that unlawfully discriminate.
On its face, however, the statutory language is not mandatory. Section 2000d-l allows the funding agency to effect complianee through funding termination or “any other means authorized by law.” Although fund termination was envisioned as the primary means of enforcement under Title VI,
Adams v. Richardson,
In holding that appellees’ failure to terminate funding did not violate clearly established duties under Title VI, we do not imply that appellees have complied with that statute. Appellants’ allegations concerning appellees’ efforts to enforce their civil rights mandate paint a less than exemplary picture.
The Crime Control Act
The broad discretion over enforcement methods provided by Title VI is in sharp contrast to the mandatory language of the Crime Control Act. Section 518(c)(2) of the Act stated:
Whenever the Administration [LEAA] determines that a State government or any unit of general local government has failed to comply with [the nondiscrimination requirements], it shall notify the chief executive of the State of the noncompliance and shall request the chief executive to secure compliance. If within a reasonable time after such notification the chief executive fails or refuses to secure compliance, the Administration shall exercise [its funding termination powers]/41 ! and is authorized concurrently with such exercise—
(A) to institute an appropriate civil action;
(B) to exercise the powers, and functions pursuant to title VI of the Civil Rights Act of 1964 (section 2000d of this title); or
(C) to take such other action as may be provided by law.42
Congress enacted this statutory command in 1973, when it reviewed LEAA’s initial grant of funds. In reviewing LEAA’s civil rights enforcement efforts, Congress was struck by the agency’s failure to follow the spirit of Title VI.
Against this background, Congress created a set of more stringent enforcement requirements addressed specifically to LEAA's civil rights obligation.
The effect of my amendment ... is to require LEAA to first use the same enforcement procedure which applies to any other violation of LEAA regulations or statutes. That procedure of notification hearings and negotiations is spelled out in section 509, which provides the ultimate sanction of funding cutoff if compliance is not obtained.
This amendment was necessary to reverse LEAA’s traditional reliance on court proceedings to correct discrimination, rather than undertaking administrative enforcement of civil rights requirements.52
Despite this statutory language and legislative history, appellees argue that the Crime Control Act provided them “broad enforcement discretion.” Although their position is clearly exaggerated, some limited discretion under the statute does exist. Thus, LEAA must “determine” whether a recipient of LEAA funding has failed to comply with the statute’s nondiscrimination provision and LEAA regulations. After notifying the recipient state’s governor of the noncompliance, LEAA has to determine whether the governor has secured compliance “within a reasonable time.” The administrator must then determine whether failure to comply is substantial, at which point some form of fund termination is mandatory.
These limited areas of discretion do not, however, render appellees’ statutory obligation so unclear as to entitle them to qualified immunity as a matter of law. Appellants have alleged, with some support, that rampant discrimination existed among recipients of LEAA funds. Many recipient agencies were involved in lawsuits alleging
Significantly, appellants’ allegations of bad faith do not principally involve appellees’ exercise of judgment in those areas where appellees contend the Act is ambiguous. Appellants’ claims are not based on either appellees’ application of the “reasonable time” allowance for effecting voluntary compliance, or the “substantial failure” determination that ultimately makes termination mandatory. Rather, the allegations involve principally the failure of LEAA officials to notify the governors of states where recipients were discriminating, and to institute administrative funding termination proceedings where they had determined that voluntary efforts would not succeed. The purpose of qualified immunity is to protect officials from liability where ambiguity in the law prevents them from knowing how properly to carry out their duties. We do not see how such ambiguity affected the appellees in this case.
It is true, of course, that the enforcement procedures of 518(c)(2) only begin “[wjhenever the Administration [LEAA] determines” that a failure to comply exists. This language does not mean, however, that LEAA could avoid its enforcement obligations by refusing to “determine” that noncompliance existed. It is one thing for an agency to proceed cautiously because of the possible consequences of terminating funds. It is something quite different to abdicate the civil rights enforcement role that Congress clearly intended LEAA to play. Appellants have alleged and provided some support showing that
The Fifth Amendment
[7,8] In addition to any statutory duties appellees may have had, appellants assert that appellees had a constitutional duty not to fund local law enforcement agencies known to be discriminating. Appellants derive this duty from the due process clause of the fifth amendment, which makes applicable to the federal government the equal protection limitations that the fourteenth amendment places on the actions of states. Although appellants will have the burden of establishing several difficult issues of fact,
Equal protection principles bar federal officials, like state officials, from engaging in racial discrimination.
Appellants contend that because their purpose in funding law enforcement agencies is the constitutionally permissible goal of promoting law enforcement, the fact that recipients of their funds discriminate does not make the funding itself unconstitutional. It is clear, however, that a government entity may not fund a discriminating entity simply because the government’s purpose is benevolent. In Norwood v. Harrison,
Appellants suggest that these firm constitutional principles, reiterated in Norwood, were tacitly changed by the Supreme Court opinions in Personnel Administrator of Mas
Feeney and Davis addressed completely different issues from the one addressed in Norwood, and we do not accept the contention that they implicitly overruled the longstanding principles on which Norwood is based. Feeney and Davis both involved facially neutral government practices that allegedly had a disparate impact on Blacks (Davis) and women (Feeney).
In contrast, Norwood is just a recent example of a long line of cases concerning the constitutionality of government involvement in practices which the fifth and fourteenth amendments prohibit the government from engaging in directly.
A constitutional violation, moreover, does not arise only when it can be shown that discrimination would not have occurred in the absence of federal funds. As the Court in Norwood stated about aid to racially segregated schools, “the Constitution does not permit the state to aid discrimination even when there is no precise causal relationship between state financial aid to a private school and the continued well-being of that school.”
In stating these principles, two important clarifications are in order. First, the equal protection principles embodied in the fifth amendment only prohibit federal funding of unconstitutional discrimination. Statutory and regulatory schemes may prohibit various forms of discrimination that are not constitutionally prohibited.
Second, appellees’ clearly established duty to terminate funds only existed with respect to recipients that appellees knew or should have known
Conclusion
Under the Harlow standard, appellees are entitled to summary judgment regarding appellants’ claims for damages under Title VI. With respect to the damage claims under the Crime Control Act and the fifth amendment, however, appellants have alleged violations of “clearly established statutory and constitutional rights.” For that reason, we adhere to our rejection of appellees’ claim of qualified immunity at this stage of the proceeding. The case is remanded to the district court for further proceedings.
So ordered.
. -U.S.-, 102 S.Ct. 3503, 73 L.Ed.2d 994 (1982).
. 457 Ü.S. 800, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982).
. Our earlier opinion, National Black Police Ass’n v. Velde, 631 F.2d 784 (D.C.Cir.1980), addressed three issues: mootness, standing, and official immunity. Because the mootness and standing issues are unaffected by Harlow, we reinstate our earlier opinion with respect to those issues. We note that the termination of the Law Enforcement Assistance Administration since our last opinion may raise new questions concerning mootness with respect to appellants’ claims for injunctive and declaratory relief. Because the parties have not addressed this issue in their supplemental briefs, however, we leave it to the district court to decide any mootness issues that may have arisen since our earlier opinion.
. 42 U.S.C. §§ 2000d-2000d-4 (1976).
. Pub.L. No. 93-83, §§ 509, 518(c), 87 Stat. 197, 211-12, 214 (amended 1976). The Crime Control Act of 1973 amended provisions of the Omnibus Crime Control and Safe Streets Act of 1968, Pub.L. No. 90-351, title I, 82 Stat. 197 (amended version at 42 U.S.C. §§ 3701-3797 (Supp. V 1981).
. The LEAA, an agency within the Department of Justice, was created by Congress in 1968 to assist community and citizen groups in their law enforcement and criminal justice activities. See Omnibus Crime Control and Safe Streets Act of 1968, Pub.L. No. 90-351, title I, 82 Stat. 197.
. Amended Complaint at p. 35, Appendix 38. All references to the Appendix (App.) refer to the appendix filed in National Black Police Ass’n v. Velde, 631 F.2d 784 (D.C.Cir.1980).
. 3 App. 479-80.
. Id. at 479.
. See Pub.L. No. 94-503, § 122(b), 90 Stat. 2407, 2418-21 (1976).
. 3 App. 480.
. 438 U.S. 478, 98 S.Ct. 2894, 57 L.Ed.2d 895 (1978).
. Id. at 507, 98 S.Ct. at 2911. Accord Scheuer v. Rhodes, 416 U.S. 232, 247-48, 94 S.Ct. 1683, 1691-92, 40 L.Ed.2d 90 (1974).
. 438 U.S. at 512-17, 98 S.Ct. at 2913-16.
. 631 F.2d at 787 n. 15.
. The Court also reversed the district court’s decision that the case was moot and rejected appellees’ argument that appellants lacked standing. Id. at 787.
. 457 U.S. 800, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982).
. - U.S. -, 102 S.Ct. 3503, 73 L.Ed.2d 994 (1982).
. 102 S.Ct. at 2732.
. Id. 102 S.Ct. at 2737. See Butz v. Economou, 438 U.S. 478, 507-08, 98 S.Ct. 2894, 2911, 57 L.Ed.2d 895 (1978).
. Wood v. Strickland, 420 U.S. 308, 322, 95 S.Ct. 992, 1000, 43 L.Ed.2d 214 (1975).
. The court noted, 102 S.Ct. at 2737-38, that several courts have considered an official’s subjective good faith as inherently requiring resolution by a jury. E.g., Landrum v. Moats, 576 F.2d 1320, 1329 (8th Cir.), cert. denied, 439 U.S. 912, 99 S.Ct. 282, 58 L.Ed.2d 258 (1978); Duchesne v. Sugarman, 566 F.2d 817, 832-33 (2d Cir. 1977).
. 102 S.Ct. at 2738 (emphasis added).
. Id. 102 S.Ct. at 2739.
. Id.
. This case is technically before us on the district court’s grant of a motion to dismiss. We adhere to our earlier position that absolute immunity is inappropriate and that the dismissal is to be reversed. However, because in the district court appellants had moved in the alternative for summary judgment, and because they argue that they are entitled to summary judgment as a matter of law, we will reach the question of whether summary judgment is appropriate.
. The district court has not yet ruled whether appellants’ complaint states a claim upon which relief can be granted. We did not address this issue in our first opinion, and the issue has not been briefed for us. We therefore do not view the issue as properly presented for our decision in the present posture of this case.
. Appellants have not argued that Congress has in any way altered the common law standards for immunity with respect to the causes of action alleged in this case.
. 42 U.S.C. § 2000d (1976).
. 42 U.S.C. § 2000d-l to 2000d-4 (1976).
. See Hearings on Miscellaneous Proposals Regarding the Civil Rights of Persons within the Jurisdiction of the United States Before Subcomm. No. 5 of the House Comm, on the Judiciary, 88th Cong., 1st Sess. 1544 (1963) (testimony of Sec’y Celebrezze, HEW); id. at 1786-88 (testimony of George Meany, AFL-CIO); id. at 1890-91 (testimony of Joseph Rauh, ADA); id. at 2161 (testimony of Roy Wilkins, NAACP) [hereinafter referred to as Subcommittee Hearings ]. The wording of Title VI indicates a preference for the fund cutoff remedy. Not only is fund termination mentioned first, but it is the only sanction specifically named. 42 U.S.C. § 2000d-l (1976). The preference for fund termination under Title VI is noted in, e.g., United States v. Jefferson County Bd. of Educ., 372 F.2d 836, 853 (5th Cir.1966) (“Congress was dissatisfied with the slow progress inherent in the judicial adversary process____[and] therefore fashioned a new method of enforcement.”); Report of the White House Conference, To Fulfill These Rights 63 (1966) (“administrative proceedings prescribed by Congress as the primary device of enforcing Title VI”); VI United States Commission On Civil Rights, The Federal Civil Rights Enforcement Effort — 1974 22-24, 386-88 [hereinafter cited without cross-reference as VI Commission Report —1974]; Comment, Title VI of the Civil Rights Act of 1964 — Implementation and Impact, 36 Geo.Wash.L.Rev. 824, 827 (1968); Notre Dame Conference on Federal Civil Rights Legislation and Administration: A Report, 41 Notre Dame Law 906, 922-24 (1966).
. Early use of the sanction by HEW is instructive. Between July, 1964 and March, 1970, HEW initiated approximately 600 administrative proceedings against school districts found not to be in compliance with section 601 standards. In 400 of these cases, HEW found that the districts came into compliance following threat of termination, with no need for actual termination. Among the 200 cases in which funds were actually cut off, HEW subsequently determined that compliance had been achieved, and federal assistance was resumed in all but 4 districts. VI Commission Report — 1974, at 384-85. See Adams v. Richardson, 480 F.2d 1159, 1163 n. 4 (D.C.Cir.1973) (en banc); Tomlinson & Mashaw, The Enforcement of Federal Standards in Grant-in-Aid Programs: Suggestions for Beneficiary Involvement, 58 Va.L.Rev. 600, 619 (1972); Comment, supra note 31, at 871.
. H.R.Rep. No. 914, 88th Cong., 1st Sess. 86 (1963), U.S.Code Cong. & Admin.News 1964, 2355. See Guidelines for the Enforcement of Title VI, Civil Rights Act of 1964, 28 C.F.R. § 50.3 (1982). The Guidelines also suggest a number of administrative alternatives to funding termination. Id.
. Subcommittee Hearings, supra note 31, at 1381-82 (testimony of Att’y Gen. Kennedy), 1544 (testimony of Sec’y Celebrezze, HEW), 1890 (statement of Rep. Celler); 110 Cong.Rec. 2467 (1964) (statement of Rep. Gill).
The grant of a choice of remedies was also an attempt to accommodate competing views. Some civil rights advocates felt that funding termination should be mandatory. They saw in the relatively unbridled discretion of the agencies the potential for its abuse by a program-oriented bureaucracy or an inactive administration. See, e.g., Subcommittee Hearings, supra, at 2093-94 (testimony of Sidney Zagri, Teamsters Union), 2352 (statement of Rep. Halpern). As Roy Wilkins, Executive Secretary of the NAACP, explained:
[W]e always shy away from “discretionary” in these areas. We feel that unless [funding termination] is made mandatory, all sorts of discretion will be exercised and until it is demonstrated in good faith that discretion means discretion and does not mean discrimination, then we would want mandatory phraseology in there.
Id. at 2161. Others opposed the funding termination remedy either on the grounds that it would jeopardize minority-oriented programs or that it would be an unwise or unconstitutional assumption of power by the executive. See 110 Cong.Rec. 2466 (1964) (statement of
. 480 F.2d 1159 (D.C.Cir.1973) (en banc).
. Id. at 1163.
. Id.
. Appellants cite several other cases from different circuits in support of their position. Gautreaux v. Romney, 448 F.2d 731 (7th Cir. 1971), is perhaps closest on point. In that case, however, the precise question was whether the federal funding agency’s “knowing acquiescence in [an] admitted discriminatory housing program violated either the Due Process Clause of the Fifth Amendment or Section 601 of the Civil Rights Act of 1964.” Although the court made clear that violations of both sources of law had occurred, it did not make clear whether the agency’s Title VI obligations could have been satisfied by a vigorous enforcement scheme that stopped short of fund termination.
. If true, the picture is not unlike the disappointing civil rights efforts of several other federal agencies. The antipathy with which the federal bureaucracy has viewed Title VI has been documented by the Civil Rights Commission:
The enforcement failure was the result, to a large extent, of placing the responsibility for ensuring racial and ethnic justice upon a massive Federal bureaucracy which for years had been an integral part of a discriminatory system. Not only did the bureaucrats resist civil rights goals; they often viewed any meaningful effort to pursue them to be against their particular program’s self-interest.
United States Commission on Civil Rights, The Federal Civil Rights Enforcement Effort — A Reassessment 7 (1973) [hereinafter cited as Commission Report — 1973]. See United States Commission on Civil Rights, The Federal Civil Rights Enforcement Effort 1091-92 (1970) [hereinafter cited as Commission Report — 1970]; Tomlinson & Mashaw, supra note 32, at 619.
The Department of Justice Guidelines for the Enforcement of Title VI, Civil Rights Act of 1964, 28 C.F.R. § 50.3 (1982), issued in 1965, suggested alternative judicial and administrative means of enforcement and authorized fund termination only where those alternatives would be ineffective or inappropriate. The Civil Rights Commission found that every agency it examined in 1974 had failed to cut off funds in cases where termination would have been the appropriate means of enforcement. VI Commission Report — 1974, at 653, 762 — 97. See Adams v. Weinberger, 391 F.Supp. 269, 271 (D.D.C.1975).
. See, Note, Enforcing a Congressional Mandate: LEAA and Civil Rights, 85 Yale L.J. 720, 723-28 (1976).
. More precisely, the statute requires the Administration to exercise “the powers and functions provided in section 509 of this title,” which states that
Whenever the Administration, after reasonable notice and opportunity for hearing to an applicant or a grantee under this chapter, finds that, with respect to any payments made or to be made under this chapter, there is a substantial failure to comply with—
(a) the provisions of this chapter;
(b) regulations promulgated by the Administration under this chapter; or
(c) a plan or application submitted in accordance with the provisions of this chapter; the Administration shall notify such applicant or grantee that further payments shall not be made (or in its discretion that further payments shall not be made for activities in which there is such failure), until there is no longer such failure.
42 U.S.C. § 3757 (Supp. V 1975) (current version at 42 U.S.C. § 3783 (Supp. V 1981)) (emphasis added).
. 42 U.S.C. § 3766(c)(2) (Supp. V 1975) (amended 1976) (emphasis added).
. See Hearings on the Law Enforcement Assistance Administration Before Subcomm. No. 5 of the House Comm, on the Judiciary, 93d Cong., 1st Sess. 345 (1973) (statement of Sarah Carey) [hereinafter cited as LEAA Hearings ]; 3 Lawyers Committee for Civil Rights Under Law, Law and Disorder 32-36 (1973); 119 Cong.Rec. 20,070-71 (1973) (statement of Rep. Jordan).
. Until 1971, LEAA had no civil rights office responsible for implementing its Title VI regulations; once established, the office was understaffed. See Commission Report — 1973, supra note 39, at 97; Commission Report — 1970, supra note 39, at 601, 634.
. See Commission Report — 1973, supra note 39, at 100-01.
. See id. at 100 n. 27.
. 28 C.F.R. , § 42.206(a) (1975) provided: “[W]here the responsible department official determines that judicial proceedings ... are as likely or more likely to result in compliance than administrative proceedings ..., he shall invoke the judicial remedy rather than the administrative remedy.” In 1973, the Civil Rights Commission concluded that “LEAA has administratively repealed the remedy of fund cutoff.” Commission Report — 1973, supra note 39, at 101 n. 36.
. 119 Cong.Rec. 20,071 (1973) (statement of Rep. Jordan). In two of the suits, Morrow v. Crisler, 491 F.2d 1053 (5th Cir.) (en banc), cert. denied, 419 U.S. 895, 95 S.Ct. 173, 42 L.Ed.2d 139 (1974), and Castro v. Beecher, 459 F.2d 725 (1st Cir. 1972), LEAA intervened ten months and eight months after the suits were brought and only “as a result of a great amount of external pressure ... to take some action.” United States Commission on Civil Rights, The Federal Civil Rights Enforcement Effort: One Year Later 147 (1971). In the third case, intervention was by court order. 3 Lawyers Committee for Civil Rights Under Law, supra note 43, at 36.
. Crime Control Act of 1973, Pub.L. No. 93-83, § 2, 87 Stat. 197, 211-2, 214 (amended 1976).
. LEAA Hearings, supra note 43, at 26 (text of Administration bill, S. 1234, 93d Cong., 1st Sess. § 308(b)(2) (1973)).
. Her original amendment made two major .changes: it imposed a 60-day time limit on voluntary compliance efforts, after which enforcement action was required, and it replaced the discretionary choice of sanctions permitted under Title VI with mandatory fund termination. Concurrent with termination, the agency could use other enumerated means in its efforts to obtain compliance. 119 Cong.Rec. 20,071 (1973) (statement of Rep. Jordan). The Jordan version passed the House, id. at 20,105, but was revised in the conference committee to accommodate the views of the Senate, which had approved the President’s proposal. The statute which emerged provided for mandatory termination after a “reasonable time” rather than after 60 days, but retained the requirement that, in the words of the conference committee, “LEAA must initiate proceedings to cut off funds to any recipient who continues to discriminate after that period, and may, concurrently with that initiation, take other actions.” Senate Conf.Rep. No. 349, 93d Cong., 1st Sess. 32 (1973), U.S.Code Cong. & Admin.News 1973, 1729 (emphasis added).
. 119 Cong.Rec. 20,071 (1973) (emphasis added).
. “[0]f the 50 largest police departments receiving LEAA funds, 26 were parties to [lawsuits alleging discriminatory practices].” See VI Commission Report — 1974, at 380.
. See id. at 377-78.
. “LEAA staff have stated that the majority of LEAA recipients it has reviewed were found to engage in some form of discriminatory practice.” Id. at 361 n. 968.
. Report of the House Committee on the Judiciary, H.R.Rep. No. 1155, 94th Cong., 2d Sess. 11 (1976). Moreover, in a limited number of cases, LEAA did refer cases to the Justice Department. VI Commission Report — 1974, at 383. It is unclear on what basis such action would have been taken unless LEAA believed the recipient was out of compliance. The statute and congressional intent were explicit that, in such circumstances, referral to the Justice Department was to be concurrent with the initiation of fund termination proceedings.
This set of circumstances is presented most clearly with respect to the Philadelphia Police Department. On Feb. 1,1974, appellee Herbert Rice, Director of LEAA’s Office of Civil Rights Compliance, sent the Philadelphia Police Commissioner a mailgram, which stated:
THIS WILL ALSO FORMERLY [sic] ADVISE YOU THAT LEAA HAS DETERMINED THAT THE PHILADELPHIA POLICE DEPARTMENT HAS FAILED TO COMPLY WITH [THE NONDISCRIMINATION REGULATIONS]. THE LEAA HAS FURTHER DETERMINED THAT COMPLIANCE WITH THE REGULATIONS CANNOT BE ACHIEVED BY VOLUNTARY MEANS. ACCORDINGLY, THIS MATTER HAS BEEN REFERRED TO THE CIVIL RIGHTS DIVISION OF THE DEPARTMENT OF JUSTICE FOR CONSIDERATION OF THE INSTITUTION OF APPROPRIATE LEGAL PROCEEDINGS.
App. 91. Appellees have not offered a satisfactory explanation for why, in light of the language of § 518(c)(2), funding termination proceedings were not instituted concurrent with the referral of the case to the Justice Department.
. See infra p. 583 & note 77.
. Bolling v. Sharpe, 347 U.S. 497, 74 S.Ct. 693, 98 L.Ed. 884 (1954).
. Cooper v. Aaron, 358 U.S. 1, 19, 78 S.Ct. 1401, 1410, 3 L.Ed.2d 5, 19 (1958). See Norwood v. Harrison, 413 U.S. 455, 467, 93 S.Ct. 2804, 2811, 37 L.Ed.2d 723 (1973).
. Norwood v. Harrison, 413 U.S. 455, 465, 93 S.Ct. 2804, 2810, 37 L.Ed.2d 723 (1973).
. Many forms of support have been found unconstitutional in the frequently litigated field of government involvement with segregated schools. See id. (free textbooks for racially discriminating private schools); Brown v. South Carolina State Bd. of Educ., 296 F.Supp. 199 (D.S.C.), aff'd, 393 U.S. 222, 89 S.Ct. 449, 21 L.Ed.2d 391 (1968) (state tuition grants to students attending racially discriminatory schools); Poindexter v. Louisiana Fin. Assistance Comm’n, 275 F.Supp. 833 (E.D.La.1967), aff'd, 389 U.S. 571, 88 S.Ct. 693, 19 L.Ed.2d 80 (1968) (same); Lee v. Macon County Bd. of Educ., 267 F.Supp. 458, 475-78 (M.D.Ala.) (same), aff'd sub nom. Wallace v. United States, 389 U.S. 215, 88 S.Ct. 415, 19 L.Ed.2d 422 (1967); cf. Green v. Connally, 330 F.Supp. 1150, 1164-65 (D.D.C.), aff'd sub nom. Coit v. Green, 404 U.S. 997, 92 S.Ct. 564, 30 L.Ed.2d 550 (1971) (tax exemptions to discriminatory private schools).
As the Court pointed out in Norwood, however, equal protection principles do not prohibit the provision of all forms of government services provided to discriminatory institutions. 413 U.S. at 465, 93 S.Ct. at 2810. For example, the Constitution does not prohibit the provision of generalized services over which the state has an operating monopoly, such as electricity, water, and police and fire protection. Id.; Moose Lodge No. 107 v. Irvis, 407 U.S. 163, 173, 92 S.Ct. 1965, 1971, 32 L.Ed.2d 627 (1972).
. 413 U.S. 455, 93 S.Ct. 2804, 37 L.Ed.2d 723 (1973).
. Id. at 466, 93 S.Ct. at 2811.
. 442 U.S. 256, 273-81, 99 S.Ct. 2282, 2293-97, 60 L.Ed.2d 870 (1979).
. 426 U.S. 229, 239-41, 96 S.Ct. 2040, 2047-48, 48 L.Ed.2d 597 (1976).
. Cf. Bob Jones University v. United States, -U.S.-,-n. 4, 103 S.Ct. 2017, 2022 n. 4, 76 L.Ed.2d 157 (1983) (Rehnquist, J. dissenting) (tax exemption of racially discriminatory schools under facially neutral statute granting general exemption to schools is permissible, absent invidiously discriminatory purpose). It is unclear whether Justice Rehnquist, in his lone dissent, premises his conclusion on the view that tax exemptions are not state action. See Walz v. Tax Comm’n, 397 U.S. 664, 675, 90 S.Ct. 1409, 1414, 25 L.Ed.2d 697 (1970). If, however, Justice Rehnquist intends to extend this principle to clear instances of active state involvement with purposive discriminators, then a number of well-established precedents would have to be overruled. See, e.g., Gilmore v. City of Montgomery, 417 U.S. 556, 573-74, 94 S.Ct. 2416, 2426, 41 L.Ed.2d 304 (1974); Norwood v. Harrison, 413 U.S. 455, 466-67, 93 S.Ct. 2804, 2811, 37 L.Ed.2d 723 (1973); Burton v. Wilmington Parking Auth., 365 U.S. 715, 721-22, 81 S.Ct. 856, 859-60, 6 L.Ed.2d 45 (1961); Cooper v. Aaron, 358 U.S. 1, 19, 78 S.Ct. 1401, 1410, 3 L.Ed.2d 5, 19 (1958). See infra pp. 581-582.
. Davis involved a written examination administered to applicants for positions in the District of Columbia Police Department. The examination excluded a disproportionate number of Black applicants. 426 U.S. at 234-36, 96 S.Ct. at 2045. Feeney involved a Massachusetts statute which gave qualified veterans an absolute preference over qualified nonveterans in state civil service positions. The statute had an overwhelmingly negative impact on civil service opportunities for women because so few women at the time were veterans. 442 U.S. at 259, 99 S.Ct. at 2285.
. See, e.g., Gilmore v. City of Montgomery, 417 U.S. 556, 94 S.Ct. 2416, 41 L.Ed.2d 304 (1974); Burton v. Wilmington Parking Auth., 365 U.S. 715, 721-22, 81 S.Ct. 856, 859-60, 6 L.Ed.2d 45 (1961); Cooper v. Aaron, 358 U.S. 1, 19, 78 S.Ct. 1401, 1410, 3 L.Ed.2d 5, 19 (1958).
. In Norwood, for example, the Court pointed out that the district court found that the free textbook program had been established in 1940, long before Brown v. Board of Education, 347 U.S. 483, 74 S.Ct. 686, 98 L.Ed. 873 (1954), had found segregated schools unconstitutional. From this fact, the Supreme Court’s analysis proceeded on the assumption that the program was not motivated by an illegally discriminatory purpose.
. Appellees’ reading of Feeney and Davis has rather startling implications. It would seem, for example, that their interpretation would allow the federal government to fund directly segregated schools as long as the purpose for doing so was educational rather than discriminatory.
. See, e.g., Gilmore v. City of Montgomery, 417 U.S. 556, 94 S.Ct. 2416, 41 L.Ed.2d 304 (1974) (use by segregated private schools of public recreational facilities); Burton v. Wilmington Parking Authority, 365 U.S. 715, 81 S.Ct. 856, 6 L.Ed.2d 45 (1961) (discrimination by private restaurant in publicly owned facility).
. See, e.g., Gautreaux v. Romney, 448 F.2d 731 (7th Cir.1971) (federal funding of discriminatory housing program violates due process); Green v. Connally, 330 F.Supp. 1150, 1164-65 (D.D.C.) (Leventhal, J.) (“Clearly the Federal Government could not under the Constitution give direct financial aid to [institutions] practicing racial discrimination.”), aff'd sub nom. Coit v. Green, 404 U.S. 997, 92 S.Ct. 564, 30 L.Ed.2d 550 (1971).
. The district court in that case had stressed the absence of a showing that “any child enrolled in private school, if deprived of free textbooks, would withdraw from private school and subsequently enroll in the public schools.” 340 F.Supp. 1003, 1013 (1972). The Court found that fact irrelevant in deciding whether a violation had occurred. 413 U.S. at 465, 93 S.Ct. at 2810 (1972).
. In this regard we note, however, the successful experience of some other agencies, particularly HEW, in using fund termination as a method of obtaining compliance. See Adams v. Richardson, 480 F.2d 1159, 1163 n. 4 (D.C. Cir.1973) (en banc).
. See, e.g., Washington v. Davis, 426 U.S. 229, 238-39, 96 S.Ct. 2040, 2046-47, 48 L.Ed.2d 597 (legal standards governing discrimination under Title VII of Civil Rights Act of 1964 are not the same as under fifth amendment).
. There is some suggestion in various cases that the fifth amendment imposes a duty on federal officials to police actively recipients of federal funds to ensure that they are not practicing discrimination. See, e.g., NAACP, Western Region v. Brennan, 360 F.Supp. 1006, 1012 (D.D.C.1973) (“the Fifth Amendment impose[s] upon federal officials not only the duty to refrain from participating in discriminatory practices, but the affirmative duty to police the operations of and prevent such discrimination by State and local agencies funded by them.”) We take no position on the existence or extent of any such duty because we conclude that the nature of any such duty is not clearly estab
. This issue is, of course, simplified in cases where it is accepted that the activity receiving government support could not be practiced directly by the federal government (e.g., segregated schools). The issue is much more difficult where, as here, any activity that was unconstitutional for appellees to fund was also unconstitutional for the recipients to practice. Because none of the recipients acknowledges participation in unconstitutional activities, appellants will have the difficult burden of establishing that such discrimination existed and that appellees knew of its existence.
Dissenting Opinion
dissenting:
For the reasons stated in my prior dissenting opinion in this case, 631 F.2d at 791-94, I would hold that the individual defendants are protected by absolute immunity. Accordingly, I respectfully dissent from the majority opinion. Because the Harlow standard for qualified immunity does not affect my position on the defendant’s absolute immunity, I need not discuss Harlow.