84 F. 400 | U.S. Circuit Court for the District of Northern Ohio | 1897
(after stating the facts). There is no objection taken to the jurisdiction of the court except the anomalous one presented in the argument that the federal courts can have no jurisdiction of suits on the official bonds of state officers because the exercise of such a jurisdiction would interfere with and compromise the independence of state government in its local operations. . No authority of any adjudication, text writer, or commentator, is cited or suggested for this position, and I feel free to say that it is one which, in my experience, I have never heard suggested in the states south of the Ohio river, or elsewhere, and it therefore seems to me a novel suggés-
The other branch of the .demurrer raises the ever-present question whether the alleged breach of the bond comes within its stipulations, and presents again the distinction between that which is done by the officer virtute officii and that which is done only colore officii. The
I neglected just above to notice the much-cited case of State v. Medary, 17 Ohio, 554, where it was held that a bond did not cover an office not named in it, alfhough most intimately allied to it both in the character of the duties to he performed and in every other respect; but the distinction there was a very plain one. The bond was to cover the duties of a member of a particular board, who had all the duties to perform that devolved upon any member of the board; but in the practical operations of the business from among its own members the board selected a “commissioner of the board,” who was charged with the responsibility for certain moneys; and it was held that a bond to cover the discharge of his duties as a member of the board did not cover those special duties as “a commissioner to that board”; and the case, like the rest, falls within the suggestion that has been made with reference to the numerous list of Ohio cases that have been noticed.
Perhaps I should, from local pride, mention the Tennessee cases that have been cited to me. The case of McLendon v. State, 92 Tenn. 520, 22 S. W. 200, was a suit for- malicious prosecution for a wrongful arrest of a person by the sheriff, and, inasmuch as the sheriff had no process in his hands for the arrest of this citizen, it was held that it was not made ex virtute officii, hut only colore officii. In the case of Turner v. Collier, 4 Heisk. 89, where an officer falsely represented himself to have process, and did not, it was held that his sureties were not liable. It will thus be seen that perhaps Tennessee has aligned itself with the states that oppose the doctrine of People v. Schuyler,
I may here notice the case of Ware v. Brown, 2 Bond, 267, Fed. Cas. No. 17,170, where a notary public falsely and fraudulently certified that a joint owner had signed and acknowledged before him a deed, when he had not done so. It was not a suit against his sureties, —if he had any sureties, — and they are not mentioned. The suit failed because brought by a remote vendee, but the language of Judge Leav-itt is quite applicable here:
“The fraud and malfeasance of the defendant, if the facts averred in the declaration are true, show a most repulsive official corruption on the part of the defendant; and if this action were prosecuted hy Buffington, who was the person so defrauded by the acts of the defendant in his official character as notary public, there would be no question that it would be sustained, and that he could recover to the extent of any loss or injury he may have suffered.”
Does any one suppose that, if the notary public had given a bond to faithfully discharge the duties of his office as notary public, and the sureties had been sued, it could have been held that this was a bare individual liability of the notary public, and not one attaching to him in his official capacity, for which his sureties would be liable? It may be claimed that that case exhibits a more directly official act than the one we have in hand, but I doubt it.
The case of State v. Sloane, 20 Ohio, 327, has been especially commented upon in argument by counsel, for one reason, — because the opinion is by that eminent judge, Mr. Justice Banney. He says that the sureties were not liable in that case, “especially under the doctrine constantly applied in this court, and reiterated again at this term, that the undertaking of sureties is to receive a strict construction, and not to be extended by implication to cases not falling within the terms of the contract into which théy have entered”; which is the undoubted doctrine, well stated, that is to be found governing all courts, whether they proceed upon the lines of the narrowest liability of the sureties, or are disposed to be more liberal in the interest of the public. Everybody agrees to that doctrine. In that case the court of probate had appointed a guardian, and the law required that before he could enter upon the duties of his trust he should give a bond, which he did not do. There had grown up a habit in the office of the clerk of issuing to guardians what were called “letters of guardianship.” The law knew of no such letters or authority, resembling letters of administration or letters testamentary, and it was wholly gratuitous on the part of the clerk to issue them. Their only function was as a convenient evidence that-the guardian had qualified; but the clerk had no duty to perform in relation to the appointment of guardians except that of keeping the records showing that the court had appointed them, and that they had filed their bonds; and it was held that, under the circumstances, for this gratuitous service the sureties were not liable in damages; and the case is in line with all the other Ohio cases upon that subject. It is precisely like in principle to the North Carolina case above commented on, where the register of deeds issued a false marriage license, which was not within the limitations of his bond, although it was in that case within his authority as an official to issue marriage licenses.
“Conceding, as we are disposed to do, that this class oí conditions should receive the same liberal construction, for the protection of the community against fraud, extortion, and every fraud or oppression incident to an abuse of official character and powers of a constable, still there must be some reasonable limits to its operation. It cannot cover all acts which the individual may do while he holds the office of constable, nor even all acts which, in their nature, pertain to the office, and might, under rightful circumstances, be rightfully (tone by tic-constable. The act must not only be of this nature, but it must be at least done by him as constable under claim and right to do the act by virtue of his office. And, so far as it implies acquiescence or co-operation in the party injured, this acquiescence or co-operation should be induced by a confidence in the official character and right as asserted.” ‘Tt is to be recollected that the question is not how far the constable may be individually responsible for his own acts, but how far his sureties may be responsible for them, as by executing the official bond with him they have not, only evinced then1 confidence in his capacity and other qualifications for the office, but have enabled him to assume the, character and rights belonging' to it. They may, perhaps, be justly held responsible for such acts within the general range of his powers’ as (though they had no legal authority in the particular instance) he does in the name and by color of the office and of the rights incident to it; but. for acts which, in their nature, are wholly beyond the office, or for acts which, though within the general powers of the office, are neither actually authorized in the particular case nor protended to bo done in virtue of official authority,- — that is, for acts done as a private individual, —they cannot be made, responsible on the bond.”
I desire to call attention particularly to the words “nor pretended to be done in virtue of official authority.” This seems to be very important, and a safe guide in close cases as a test of the particular act I hat was done. If the official in the particular thing done is assuming to act in Ms official capacity, and he has, by virtue of authority of law governing Ms duties, the right to do a thing just like and precisely similar to that, and particularly where Ms function is to certify to the genuineness of the thing which he does, so that people dealing with his office and the tilings that come from it may with confidence rely upon the genuineness of his signature and seal, and all that, what he does in that helialf is not only done by color of Ms office, but it is done by virtue of Ms office; that is to say, he does those things by reason of the authority which the law' has conferred upon him to do the like things when they are honestly and genuinely required to be done. It is a pretense, to be sure, in the case of the fraudulent duplicate issue of bonds; but it: is none the less 1 he exact: counterfeit: of that which may be genuine, and it is not a “faithful” discharge of the duties of Ms office to do (he wrongful thing. In the case just cited from Kentucky then; is required a very close attention to the facts in that regard to understand the force* of those distinctions and their illustrative value in the process hy which this case is to be determined, and I shall take time to call particular attention to them. The plaintiff knew that there were judgments against him in the office of the justice of the
This sufficiently represents the character of the cases upon which defendants have relied in this argument, and they seem to me to be clearly inapplicable.
In the case of Cricket v. State, 18 Ohio St. 9, 28, speaking of an auditor’s warrant which had been wrongfully issued, the court says:
“In Lammon v. Feusier, 111 U. S. 17, 4 Sup. Ct. 286, where a marshal haying attachment against the property of one person levied it on the property of a stranger, it was held by this court that the sureties on the official bond of the marshal were liable to the stranger because the marshal had acted colore officii although he had acted without sufficient warrant.”
See, also, West v. Cabell, 153 U. S. 78, 14 Sup. Ct. 752.
Just as this auditor acted in the overissue of these bonds, without any actual authority. That was not only under color of his office, but in the discharge of the very duties which the statute in express words required of him. Rev. St. Ohio, §§ 1021, 1034, 4482. It is also made a penal offense for him to do that thing which he did. Rev. St. Ohio, § 6910. But I quite agree with the position taken by defendants’ counsel that this latter section adds nothing to the force or effect of this bond. The sureties are not any more to he held liable because of that section than they would have been without it. Commissioners v. Bank of Findley, 32 Ohio St. 194; McConnell v. Simpson, 36 Fed. 750. But still it demonstrates that the legislature of Ohio has in the most emphatic method declared its own construction of the meaning of this bond, and of (he meaning of the statutes of Ohio which devolve duties upon the auditor in respect of this particular function of issuing negotiable bonds. It was deemed advisable, in compelling the officer to act faithfully and honestly in such a matter, to enforce that fidelity and honesty by criminal penalties; and, while the penal statute adds nothing to the civil bond, it is a very important circumstance to evince the solution that the legislature of Ohio gives to the question whether such conduct is ex vir-tute officii or colore officii, or so much on the outside that it does not belong to the office at all. It is a legislative construction of the laws of Ohio and of the official bonds that are required to he given. It punishes the officer for a malfeasance in office also, even if it is a punishment to the individual as well for an offense against him who is injured. It goes to both wrongs. It is said by Judge Wallace in Bernard v. Bowe, 41 Fed. 30, 31, that the authorities are overwhelming to the effect that whatever is an attempt to perform an official duty in the execution of process is an official act. How much more surely is it an official act for an auditor charged with the duty
Other authorities might be cited from the state and federal courts, to sustain the ruling we make, — that, where there is no limitation in the language of the bond itself or its recitals, and no limitation in the statutes conferring the authority upon the officer to do the thing, that which is done is done by virtue of his office, or is at least so, to state it more clearly, whenever, if the thing which he does were done genuinely and honestly, it would be an official act; so that, if he be authorized to issue genuine bonds by affixing his signature and seal, if he affixes that signature and seal to fraudulent bonds, it is an official act, for which he and his sureties are liable. Demurrer overruled