Opinion for the Court filed by Circuit Judge GARLAND.
More than fifty years ago, the Supreme Court held that the public disclosure of “who is being hired, who is putting up the money, and how much” they are spending to influence legislation is “a vital national interest.”
United States v. Harriss,
I
A
Congress first enacted comprehensive lobbying regulation in 1946 with passage of the Federal Regulation of Lobbying Act (FRLA), Pub.L. No. 79-601, tit. Ill, 60 Stat. 839 (1946). The Act required paid lobbyists, defined as persons whose services were engaged for the purpose of influencing legislation, to register with the Secretary of the Senate and the Clerk of the House of Representatives.
Id.
§ 308(a),
In 1995, concerned that the FRLA had “failed to ensure the public disclosure of meaningful information about individuals who attempt to influence the conduct of officials of the Federal government,” H.R. REP. NO. 104-339, pt. 1, at 5 (1995), the 104th Congress scrapped the Act and started from scratch. By unanimous vote of both Houses, 1 Congress passed the Lobbying Disclosure Act of 1995(LDA), Pub.L. No. 104-65, 109 Stat. 691 (codified as amended at 2 U.S.C. §§ 1601 et seq.), which began with the following recitation of findings setting forth the need for a more aggressive approach to lobbying regulation:
The Congress finds that—
(1) responsible representative Government requires public awareness of the efforts of paid lobbyists to influence the public decisionmaking process in both the legislative and executive branches of the Federal Government;
(2) existing lobbying disclosure statutes have been ineffective because of unclear statutory language, weak administrative and enforcement provisions, and an absence of clear guidance as to who is required to register and what they are required to disclose; and
(3) the effective public disclosure of the identity and extent of the efforts of paid lobbyists to influence Federal officials in the conduct of Govérnment actions will increase public confidence in the integrity of Government.
2 U.S.C. § 1601.
In concert with these findings, Congress enacted a new statutory scheme containing broader disclosure obligations, a more expansive definition of lobbying, 2 and a more *7 robust enforcement scheme. The LDA requires lobbyists (or their employers) to register with the Secretary of the Senate and Clerk of the House within 45 days of making or being retained to make lobbying contacts. 2 U.S.C. § 1603(a)(1), (2). Each registration must contain identifying information regarding the registrant (i.e., the lobbyist or employer of lobbyists) and each of its clients. Id. § 1603(b)(1), (2). It must also contain a statement of “the general issue areas in which the registrant expects to engage in lobbying activities on behalf of the client” and specific issues that have already been or are likely to be addressed in its lobbying activities. Id. § 1603(b)(5). Each registrant must then submit periodic reports updating those disclosures and stating the income received from its clients as well as the expenses the registrant incurred in connection with lobbying activities conducted on its own behalf. Id. § 1604(b).
Particularly relevant here, the LDA provides that, “[i]n the case of a coalition or association that employs or retains other persons to conduct lobbying activities, the client is the coalition or association and not its individual members.” Id. § 1602(2). For the first time, however, Congress took steps to partially pierce the veil of coalitions and associations that lobby Congress on behalf of their members. LDA § 4 required registrants — including coalitions and associations — to disclose not only their clients, but also:
(3) the name, address, and principal place of business of any organization, other than the client, that—
(A) contributes more than $10,000 toward the lobbying activities of the registrant in a semiannual period ...; and
(B) in whole or in major part plans, supervises, or controls such lobbying activities.
LDA § 4(b)(3),
In 2007, after twelve years of experience with the LDA, and spurred by a series of lobbying-related scandals, see H.R. Rep. No. 110-161, pt. 1, at 9 (2007), Congress again enacted lobbying reform. According to the House Judiciary Committee Report, Congress’ purpose was to close “loopholes in current law.” Id. This time, it did not repeal its earlier handiwork. Instead, Congress amended the LDA while keeping much of it intact, including its statement of legislative findings and most of its definitions. The result was the Honest Leadership and Open Government Act of 2007 (HLOGA), Pub.L. No. 110-81, 121 Stat. 735.
Section 207 of HLOGA is the provision at issue on this appeal. It amends LDA § 4(b)(3), 2 U.S.C. § 1603(b)(3), by altering both the monetary and level-of-participation thresholds necessary to trigger disclosure of organizations other than clients. The participation threshold is our focus *8 here. Instead of only requiring the disclosure of an organization that “in whole or in major part” plans, supervises, or controls the lobbying activities of the registrant, HLOGA requires the disclosure of any organization that “actively participates” in the planning, supervision, or control of such lobbying activities.
Amended § 1603(b) now requires that each registration contain (and that each quarterly report update):
(3) the name, address, and principal place of business of any organization, other than the client, that — ■
(A) contributes more than $5,000 to the registrant or the client in the quarterly period to fund the lobbying activities of the registrant; and
(B) actively participates in the planning, supervision, or control of such lobbying activities[.]
2 U.S.C. § 1603(b)(3) (emphasis added). HLOGA also increased the civil penalties for anyone who “knowingly” fails to make the disclosures required by this and other sections, and added criminal penalties for “knowingly and corruptly” failing to do so. Id. § 1606(a), (b); see infra Part III.C.l. There is, however, a safe harbor from the disclosures required by § 1603(b)(3) for certain organizations that are identified on the registrant’s website. 2 U.S.C. § 1603(b); see infra Part III.C.2. 3
B
The plaintiff in this case, the National Association of Manufacturers (NAM), is “the nation’s largest industrial trade association, representing small and large manufacturers in every industrial sector and in all 50 states.” Appellant’s Br. ii. Although some of NAM’s more than 11,000 corporate members choose to disclose their affiliation with the association, NAM’s policy is to keep its membership list confidential. Amundson Decl. ¶¶ 6-8. NAM employs approximately 35 people who make lobbying contacts with the federal government, id. ¶ 9, and it therefore must make disclosures under the LDA, 2 U.S.C. § 1603(a)(2).
According to NAM, hundreds of its corporate members make contributions that exceed the monetary threshold of amended § 1603(b)(3)(A). Amundson Decl. ¶ 7. The plaintiff explains that member groups like NAM “did not have to concern themselves” with disclosures under the 1995 version of § 1603(b)(3) because, “[a]s long as several members were involved, no single member would meet the [‘in whole or in major part’ participation] threshold.” Appellant’s Br. 45. The amended version of § 1603(b)(3), however, requires disclosure of any member who “actively participates” in planning, supervision, or control of lobbying activities, and this will require disclosure of many NAM members.
On February 6, 2008, NAM filed suit in the United States District Court for the District of Columbia, challenging the constitutionality of § 207 of HLOGA. The suit contends that 2 U.S.C. § 1603(b)(3), as amended by HLOGA § 207, violates the First Amendment both facially and as
*9
applied to NAM and similar membership organizations. NAM maintains that the section will chill NAM members from participating in public policy initiatives for fear of the consequences of public disclosure. It further argues that the disclosure requirements of amended § 1603(b)(3) are impermissibly vague. In the district court, NAM sought declaratory relief and an injunction against enforcement of the section. By agreement of the parties, NAM’s motion for a preliminary injunction was converted into a motion for judgment on the pleadings pursuant to Federal Rule of Civil Procedure 12(c), and the court decided the merits of the case on the basis of the parties’ written submissions.
See Nat'l Ass’n of Mfrs. v. Taylor,
The district court concluded that amended § 1603(b)(3) does not violate the First Amendment because the section is narrowly tailored to serve compelling governmental interests, and it further found that the section was not unconstitutionally vague. Accordingly, it denied NAM’s motion and dismissed the complaint.
Id.
at 68. NAM now appeals, and we review de novo the district court’s ruling on the motion for judgment on the pleadings.
See Thompson v. District of Columbia,
II
Amended § 1603(b)(3) does not prohibit lobbyists from saying anything. It requires only disclosure. Nonetheless, NAM explains that “the disclosures mandated by [amended § 1603(b)(3) ] will discourage and deter speech, petitioning, and expressive association.” Appellant’s Br. 26. We agree with NAM that these are substantial First Amendment interests and that requiring disclosure can burden them. As the Supreme Court has noted, “compelled disclosure, in itself, can seriously infringe on privacy of association and belief guaranteed by the First Amendment.”
Buckley v. Valeo,
But we also note that the Court, recognizing the lesser burdens that disclosure generally imposes on First Amendment interests, has upheld numerous statutes requiring disclosures by those endeavoring to influence the political system. For example, in
United States v. Harriss,
which we discuss in detail below, the Court upheld lobbying disclosure requirements of the FRLA on the ground that the statute served a “vital national interest” in a “manner restricted to its appropriate end.”
The question we face at the outset is the level of scrutiny we should apply to NAM’s First Amendment challenge. The parties vigorously debate whether the Supreme Court applies “strict,” or some lesser-but-still-heightened form of scrutiny to disclosure statutes. On the one hand, the government notes that in
Buckley,
the Court used the term “exacting” rather than “strict” to describe the scrutiny it applied to the disclosure requirements of FECA.
In many respects, this debate over the appropriate adjective is beside the point. Whatever the test is
called, the
Court has clearly described what the test
is.
Just two Terms ago, in
Davis v. FEC,
the Court explained that “we have closely scrutinized disclosure requirements, including requirements governing independent expenditures made to further individuals’ political speech.” — U.S. -,
there must be “a ‘relevant correlation’ or ‘substantial relation’ between the governmental interest and the information required to be disclosed,” and the governmental interest “must survive exacting scrutiny.” That is, the strength of the governmental interest must reflect the seriousness of the actual burden on First Amendment rights.
Id.
(quoting
Buckley,
*11
More important, however, the debate over the appropriate test to apply is irrelevant because it makes no difference to our disposition. As we said in
Blount v. SEC,
“if [a statute] can withstand strict scrutiny there is no need to decide the issue” of which test to apply.
A
1. We begin our examination of the first element of strict scmtiny — the requirement that the governmental interest supporting the statute be “compelling”— by asking just what that interest is in this case.
NAM maintains that Congress’ purpose in amending § 1603(b)(3) was to require greater disclosure by a very limited class of entities, not extending to associations like NAM itself. According to NAM, it is “crystal clear” that amended § 1603(b)(3) “was intended to force disclosure of participants in so-called ‘stealth coalitions,’ ” Appellant’s Br. 8-9, which NAM characterizes as “ad-hoc groups that lobby under names that do not reveal, and may obscure, their membership,” id. at 2. “That,” NAM insists, “was the only purpose stated for” the section. Id. At the same time, however, NAM contends that amended § 1603(b)(3) “does not, in fact, compel greater disclosures concerning stealth coalitions than were already required under the LDA.... Instead, its substantial new burdens fall heavily on long-established and well-known membership organizations like the NAM.” Id. Because this contention — that the purpose of amended § 1603(b)(3) was to require greater disclosure by “stealth coalitions” but that it does not do so — is central to all three elements of NAM’s strict scrutiny argument, we have some unpacking to do.
The term “stealth coalition” does not appear anywhere in amended § 1603(b)(3) (or in the original LDA, for that matter). That fact alone casts doubt on just how clear it is that Congress amended § 1603(b)(3) solely to force disclosures by such groups. The only evidence NAM identifies to support that claim are floor statements by managers of the legislation and other members who explained that § 207 of HLOGA “closes a loophole that has allowed so-called ‘stealth coalitions,’ often -with innocuous-sounding names, to operate without identifying the interests engaged in the lobbying activities.” Appellant’s Br. 9 (quoting 153 Cong. Rec. *12 S10709 (daily ed. Aug. 2, 2007) (statement of Sens. Feinstein, Lieberman, and Reid)). 7 At best, these statements identify a purpose of the section, not its only purpose.
More important, the Supreme Court has repeatedly emphasized that courts should “not resort to legislative history to cloud a statutory text that is clear.”
Ratzlaf v. United States,
Although Congress did not repeat these findings when it enacted HLOGA, it had no reason to do so. HLOGA merely amended sections of the LDA, leaving the congressional findings intact. Moreover, a comparison of the text of amended § 1603(b)(3) with that of its predecessor renders Congress’ specific purpose in making that amendment clear: Congress wanted to ensure disclosure not only of any organization that “in whole or in major part” plans a registrant’s lobbying activities, but of any organization that “actively participates” in planning such activities. To that extent, the legislative history confirms the statutory text: Congress’ specific purpose in amending § 1603(b)(3) was to close a “loophole[] in current law by requiring more rigorous disclosure of lobbying-related activities.” H.R. Rep. No. 110— 161, pt. 1, at 9. But neither the new nor the old version of § 1603(b)(3) limited its reach to “stealth” organizations; to the contrary, each expressly required disclosure of “any ” organization other than the registrant’s client that met the section’s thresholds. 2 U.S.C. § 1603(b)(3) (emphasis added); see id. § 1603(b)(3) (1995).
Furthermore, even if we were to rely on the cited floor statements to identify amended § 1603(b)(3)’s purpose, it is not at all clear that the sobriquet “stealth coalition” fails to encompass an entity like NAM. As NAM points out, its membership list is confidential and it prefers not to reveal which members actively participate in its lobbying efforts, thus permitting it “to operate without identifying the inter *13 ests engaged in [its] lobbying activities.” 153 Cong. Rec. S10709. Although NAM’s name does indicate that it is an association of “manufacturers,” that term covers a lot of ground. NAM is an association of more than 11,000 members, “representing small and large manufacturers in every industrial sector and in all 50 states.” Appellant’s Br. ii. Surely all of their interests are not the same, and considering the broad range of issues upon which NAM lobbies, the term “manufacturing” provides relatively little in the way of identification.
If anything, then, the legislative history that NAM cites “creates more confusion than clarity about the congressional intent,”
Lamie v. U.S. Trustee,
2. Having identified the governmental interest at issue, we next ask whether it is sufficient to justify compelled disclosure. In making such a determination, we do not write on a blank slate. Not long after Congress first waded into the lobbying reform arena with the FRLA, the Supreme Court examined the law’s validity under the First Amendment. In
Harriss,
a decision that NAM does not currently seek to overturn,
see
Appellant’s Br. 35, the Court upheld the Act.
Present-day legislative complexities are such that individual members of Congress cannot be expected to explore the myriad pressures to which they are regularly subjected. Yet full realization of the American ideal of government by elected representatives depends to no small extent on their ability to properly evaluate such pressures. Otherwise the voice of the people may all too easily be drowned out by the voice of special interest groups seeking favored treatment while masquerading as proponents of the public weal. This is the evil which the Lobbying Act was designed to help prevent.
Toward that end, Congress has not sought to prohibit these pressures. It has merely provided for a modicum of information from those who for hire attempt to influence legislation or who collect or spend funds for that purpose. It wants only to know who is being hired, who is putting up the money, and how much....
Under these circumstances, we believe that Congress, at least within the bounds of the Act as we have construed it, is not constitutionally forbidden to require the disclosure of lobbying activities. To do so would be to deny Congress in large measure the power of self-protection.
Id.
at 625,
NAM insists that
Harriss
did not characterize the FRLA’s broad disclosure ra
*14
tionale as a “vital” interest, but rather only the more restricted ends that the Act effectuated after the Court first narrowed its reach in response to a vagueness challenge. But the Supreme Court’s language on this score is quite clear: The Act was “designed to safeguard a vital national interest,” the Court said, and the passage quoted above sets out just what that interest was.
Two decades later, in
Buckley,
the Court held that information about efforts to influence the political system is not only important to government officials (or candidates for office), but is also important for the public at large. In reviewing a statute requiring disclosure of campaign contributions and expenditures, the Court declared “that there are governmental interests sufficiently important to outweigh the possibility of infringement” of First Amendment rights, “particularly when the ‘free functioning of our national institutions’ is involved.”
[Disclosure provides the electorate with information as to where political campaign money comes from and how it is spent by the candidate in order to aid the voters in evaluating those who seek federal office. It allows voters to place each candidate in the political spectrum more precisely than is often possible ... [and] also alert[s] the voter to the interests to which a candidate is most likely to be responsive....
Id.
at 66-67,
There is nothing to suggest that the public interest in this type of information is diminished once the candidate has attained office and is exposed to the pressures of lobbying. Indeed, just as disclosure serves the important “informational interest” of “helping] voters to define more of the candidates’ constituencies,”
id.
at 81,
The Supreme Court decided
Harriss
before it adopted the current language of levels of scrutiny. But we have no doubt that the “vital national interest”
Harriss
identified in 1954 is also, in contemporary constitutional parlance, a “compelling” one. How else could it be when the “full realization of the American ideal of government by elected representatives depends” upon it?
Harriss,
3. NAM maintains that the congressional findings set forth in the LDA are insufficient to support this informational interest and thus to satisfy strict scrutiny. Rather, there must be “studies, statistics, or empirical evidence explaining why established organizations like the NAM should be required to file disclosure statements.” Appellant’s Reply Br. 13. We disagree.
It is true that in
Turner Broadcasting System, Inc. v. FCC,
the Court said that “in the realm of First Amendment questions[,] ... Congress must base its conclusions upon substantial evidence.”
Furthermore, while “[i]t is true that in some First Amendment cases the Supreme Court has demanded an evidentiary showing in support of a state’s law,”
Nat’l Cable & Telecomms. Ass’n v. FCC,
4. In sum, we conclude that Congress’ interest in increasing “public awareness of the efforts of paid lobbyists to influence the public decisionmaking process,” 2 U.S.C. § 1601(1), is sufficiently compelling to withstand strict scrutiny. 11
B
We next consider whether amended § 1603(b)(3) “effectively advances” the interest the government proffers in support of it.
Blount,
NAM contends that amended § 1603(b)(3) “[d]oes not serve its intended purpose of forcing so-called ‘stealth coalitions’ to disclose the interests they represent.” Appellant’s Br. 1. “The simple fact,” NAM insists, “is that [amended § 1603(b)(3) ] compels no greater disclosure with respect to active participation or stealth coalitions than was already required by the LDA.” Appellant’s Br. 36.
Even if the section does compel no greater disclosure of stealth coalitions, this argument is only a straw man. As we discussed in Part II.A, Congress’ interest is not limited to disclosure by such coalitions, but extends to disclosure by all associations, including associations like NAM. And the amended section plainly does advance the interest of greater disclosure by such associations — else NAM would not be complaining and would have no standing to do so. Indeed, NAM concedes that under amended § 1603(b)(3), “groups like the NAM mil provide some more disclosure concerning their own confidential assoeiational activities.” Appellant’s Br. 18-19 (emphasis added). As NAM explains, this is because the original section did not require it to disclose the identities of corporate sponsors of its lobbying activities unless they planned, supervised, or controlled those activities “in whole or in major part.” And “[a]s long as several members were involved” — even substantially — “no single member would meet the threshold.” Id. at 45. By substituting the “actively participates” language, HLOGA § 207 closed the loophole that had previously allowed multimember associations, including NAM, to avoid disclosing contributing members altogether.
Hence, whether amended § 1603(b)(3) also elicits more information from some undefined set of “stealth coalitions” is beside the point, because it elicits more from those its text covers and thereby increases public awareness of the identities of those who lobby the federal government. Even if the section did not elicit more information from “stealth coalitions” as well, it would at worst be somewhat underinclusive. And “with regard to First Amendment
under
inclusiveness analysis, neither a perfect nor even the best available fit between means and ends is required.”
Blount,
Nor does NAM’s argument that the section will not compel greater information from so-called stealth coalitions persuade us. NAM’s argument is as follows:
Like prior law, [amended § 1603(b)(3) ] requires disclosures only from entities *18 that actually hire lobbyists. Thus, stealth coalitions can avoid any reporting by the simple and common expedient of relying on the lobbyists of one or two members to make actual lobbying contacts. As under prior law, those members must file reports, but they will not disclose anything more than prior law already required.
Appellant’s Br. 18. We need not decide whether this hypothetical in fact envisions a way for coalition members to avoid disclosure. Notwithstanding NAM’s contention that “this approach is feasible [and] common,” Appellant’s Reply Br. 21, it offers no evidence that either is true. As NAM acknowledges, the individual organizations that actually finance and carry out the lobbying through their own employees will be subject to disclosure. Appellant’s Br. 36. And it is not obvious that a coalition member would agree to serve as the sole public face of a controversial lobbying campaign just to hide the participation of fellow members. But even if some would, we see no reason why Congress cannot enact a scheme that plausibly yields a significant portion of the information it seeks, with the option of returning to the drawing board once again if creative and determined lobbyists succeed in finding and exploiting another loophole.
Cf. FEC v. Nat'l Right to Work Comm.,
In a way, this hypothetical is itself yet another a straw man. As amici curiae Campaign Legal Center et al. rightly point out, “[i]f organizations do not establish a lobbying coalition and instead lobby individually, there is no lobbying coalition for the purposes of the LDA.” Amicus Curiae Br. 14-15. And the statute “is not unconstitutionally underinclusive because it does not require lobbying disclosure from a coalition that does not engage in lobbying.” Id. at 15. 12
In short, NAM perceives amended § 1603(b)(3) as less effective than it could be (although too effective with respect to NAM itself). But as we have said, “neither a perfect nor even the best available fit between means and ends is required” to satisfy this prong of the strict scrutiny test.
Blount,
C
Finally, we consider whether amended § 1603(b)(3) is narrowly tailored. Under the strict scrutiny test, “narrowly tailored” means that “less restrictive alternatives” to the statute would not “accomplish the government’s goals equally or almost equally effectively.”
Blount,
NAM argues that § 207 is “radically untailored” because it “needlessly burden[s] long-standing groups when its target is the short-term secrecy of ad-hoc coalitions.” Appellant’s Br. 4. “This raises an obvious question,” NAM says: “Why burden groups that have been registered as lobbyists for years in an effort to force disclosures from short term, ad-hoc entities?” Id. at 39. In NAM’s view, there is a “less restrictive” alternative that would take care of the problem of short-term stealth coalitions: Congress could simply make the “statute applicable only to groups that have not been registered as lobbyists in the last two or three years.” Id. at 39.
In this argument, we meet a sibling of the same straw man we met before. As our prior discussion makes clear, amended § 1603(b)(3)’s target is not the secrecy of “stealth coalitions” — short-term or otherwise — but rather that of any registrant with members that contribute the threshold amount and actively participate in the planning, supervision, or control of the registrant’s lobbying activities. The section “burden[s] groups that have been registered as lobbyists for years” because its object
is
“to force disclosures” by such groups. Hence, even if an alternative aimed only at recently registered groups would be “less restrictive,” it would not “accomplish the government’s goals equally or almost equally effectively.”
Blount,
But such an alternative would not in fact be “less restrictive” in the First Amendment sense merely because it affects fewer entities. Instead, it would introduce the problem of selectivity, burdening new voices more heavily than established ones. Arguably, such an “improvement” would be unlawfully discriminatory.
Cf. Davis,
By choosing a regime based upon disclosure, Congress already opted for a regime considerably less restrictive than one based upon the direct regulation of lobbying. In
Buckley,
the Court said that “disclosure requirements certainly in most applications appear to be the least restrictive means of curbing the evil[ ]” of ignorance regarding the source and expenditure of campaign funds.
*20 D
For the reasons discussed above, we conclude that amended § 1603(b)(3) meets the demands of strict scrutiny. A fortiori, the section also satisfies the test the Court specifically applied to disclosure requirements in Davis, McConnell, and Buckley, whatever it is called. As we have noted, to survive scrutiny under that test,
there must be “a ‘relevant correlation’ or ‘substantial relation’ between the governmental interest and the information required to be disclosed,” and ... the strength of the governmental interest must reflect the seriousness of the actual burden on First Amendment rights.
Davis,
As discussed in Parts II.B and C, there is more than a “substantial” relation between the governmental interest in greater transparency and the information that amended § 1603(b)(3) requires to be disclosed; in fact, the section’s disclosure requirements are narrowly tailored and effectively advance that interest. Moreover, as discussed in Part II.A, the governmental interest in providing information about “who is being hired, who is putting up the money, and how much” they are spending to influence federal decisionmakers,
Harriss,
We do
not
minimize the significance of NAM’s concern that some of its members may be deterred from active participation in its lobbying activities by fear of the collateral consequences of public disclosure of their roles, an issue we address in detail in the next subpart. But it is clear that “the strength of the governmental interest” in providing greater information about lobbying “reflect[s] the seriousness of the actual burden” that disclosure puts “on First Amendment rights.”
Davis,
E
None of this is to say that repercussions from compelled disclosure can never outweigh the government’s interest in requiring it of a particular organization. In 1958, the Supreme Court held that the State of Alabama could not require disclosure of the local membership list of the National Association for the Advancement of Colored People (NAACP), because the organization “made an uncontroverted showing that on past occasions revelation of the identity of its rank-and-file members has exposed these members to economic reprisal, loss of employment, threat of physical coercion, and other manifestations of public hostility.”
NAACP,
In
Buckley,
the Court reached the opposite conclusion regarding the compelled disclosure of contributions to candidates and political parties. The Court first rejected a claim that such disclosure requirements were facially invalid, concluding that “certainly in most applications” they survived exacting scrutiny.
There could well be a case, similar to those before the Court in NAACP v. Alabama and Bates, where the threat to the exercise of First Amendment rights is so serious and the state interest furthered by disclosure so insubstantial that the Act’s requirements cannot be constitutionally applied. But no appellant in this case has tendered record evidence of the sort proffered in NAACP v. Alabama. Instead, appellants primarily rely on the clearly articulated fears of individuals, well experienced in the political process. At best they offer the testimony of several minor-party officials that one or two persons refused to make contributions because of the possibility of disclosure.
Id.
at 71-72,
To its credit, NAM does not suggest that its more than 11,000 corporate members — constituting “the nation’s largest industrial trade association,” Appellant’s Br. ii — are as vulnerable to retaliation as were the individuals who joined the Alabama NAACP in the 1950s. It must at least show, however, that they are more at risk than the contributors to minor parties and independent candidates whose challenge the Court rejected in Buckley. NAM’s sole evidence consists of a declaration from its General Counsel, which states as follows:
NAM regularly lobbies on a variety of hot-button issues, including global warming and nuclear power, that may lead to adverse consequences for members identified as “actively participa[ting]” in such efforts. For example, mob violence has been directed at firms targeted by anti-globalization forces and the more extreme advocates [sic] of global warming.... Firms that are identified as actively lobbying on issues relating to on-going litigation, e.g., asbestos, risk becoming litigation targets. Taking policy positions that are unpopu *22 lar with some groups may lead to boycotts, shareholder suits, demands for political contributions or support, and other forms of harassment.
Amundson Decl. ¶ 10 (internal citations omitted).
As the district court found, however, the five newspaper articles and one lawsuit cited to support this declaration “in no way indicate that any member of the NAM (or the NAM itself) has suffered harm or retaliation as a result of the NAM’s lobbying activities” or as a result of being linked to NAM.
Nat'l Ass’n of Mfrs., 549
F.Supp.2d at 61. In fact, there is no mention of NAM at all in any of the materials cited in the declaration.
15
In addition, “[although the NAM’s website ... already discloses the membership of over 250 organizations in the NAM, the NAM proffers no evidence of any past incidents suggesting that public affiliation with the NAM leads to a substantial risk of ‘threats, harassment, or reprisals from either Government officials or private parties.’ ”
Id.
at 61 (quoting
Buckley,
This, then, is a case like
Buckley,
not
NAACP.
As in
Buckley,
the plaintiff has tendered no “record evidence of the sort proffered in
NAACP v. Alabama.”
Ill
We next address NAM’s contention that amended § 1603(b)(3) is unconstitutionally vague. “Due process re
*23
quires that a criminal statute provide adequate notice to a person of ordinary intelligence that his contemplated conduct is illegal....”
Buckley,
Amended § 1603(b)(3) requires disclosure of any organization that contributes more than $5000 in a quarterly period to a registrant or its client “to fund the lobbying activities of the registrant,” and that “actively participates in the planning, supervision, or control of such lobbying activities.” 2 U.S.C. § 1603(b)(3). NAM
objects to two statutory terms as unconstitutionally vague. The first is the phrase “actively participates,” which replaced the phrase “in whole or in major part” in the original version of the LDA. The second is the phrase “lobbying activities,” which has been defined since 1995 as: “lobbying contacts and efforts in support of such contacts, including preparation and planning activities, research and other background work that is intended, at the time it is performed, for use in contacts, and coordination with the lobbying activities of others.” Id. § 1602(7) (emphasis added). Specifically, NAM contends that the definition’s use of the word “intended” renders it impermissibly vague. 17
We conclude that, although the statute may not be a paragon of clarity, it is not so vague as to violate the Constitution, even applying the heightened standard applicable to regulation of speech. We discuss the term “actively participates” in Part A and the LDA’s use of “intended” to define “lobbying activities” in Part B. In Part C, we note additional considerations that further mitigate any vagueness concerns.
A
NAM’s contention that it is impermissibly vague to require the disclosure of organizations that “actively participate” in the planning, supervision, or control of its lobbying activities is met at the start with a significant precedential hurdle. In
United States Civil Service Commission v. National Association of Letter Carriers,
the Supreme Court rejected a vagueness challenge to the Hatch Act, which barred federal employees from “tak[ing] ‘an active part’ ” in political management or political campaigns.
NAM seeks to distinguish Letter Carriers on the ground that there, the Court rejected the vagueness challenge “only after first explicitly incorporating into the phrase ‘active part’ a set of standards that had been developed by the Civil Service Commission over a period of five decades, largely through the process of over 3,000 written adjudicatory opinions.” Appellant’s Br. 45-46. “It was only after linking the statutory prohibition back to the body of work produced by the Civil Service Commission,” NAM contends, “that the Supreme Court found that the ‘active participation]’ language avoided vagueness concerns.” Id. at 46. Here, by contrast, there is no record of “thousands of decisions and other interpretive statements defining the contours of ‘active participation]’ ... on which the NAM may rely.” Id. at 47-48.
This argument has
Letter Carriers
exactly backwards. The thousands of Civil Service Commission decisions referred to were not the Hatch Act’s saving grace; they were its potentially fatal flaw. An Act of Congress would “unquestionably be valid,” the Court said, if “in plain and understandable language [it] forbade ... actively participating in fund-raising activities for a partisan candidate or ... actively managing the campaign of a partisan candidate for public office.”
Letter Carriers,
The Supreme Court, however, took “quite a different view of the statute,” which saved it from invalidation.
Therein lies NAM’s problem. The Hatch Act regulations to which the Supreme Court referred prohibited federal employees from, inter alia,
“actively participating
in a fund-raising activity of a partisan candidate” and
“[tjaking an active part
in managing the political campaign of a partisan candidate for public office.”
Id.
at 576-78 n. 21,
There might be quibbles about the meaning of taking an ‘active part in managing’ or about ‘actively participat *25 ing in ... fund-raising’ ...; but there are limitations in the English language with respect to being both specific and manageably brief, and it seems to us that although the prohibitions may not satisfy those intent on finding fault at any cost, they are set out in terms that the ordinary person exercising ordinary common sense can sufficiently understand and comply with, without sacrifice to the public interest.
Id.
at 577-79,
In fact, the amended LDA’s use of “actively participates” is — if anything — narrower and less problematic. Section 1603(b)(3) does not apply to every entity that actively participates in “lobbying activities” writ large, but only to those that actively participate in the “planning, supervision, or control” of lobbying activities. Moreover, NAM need only identify those entities that actively participate in planning, supervising, or controlling
NAM’s own
lobbying. These limitations give the association “fair notice” of what the statute requires.
Williams,
B
As noted, amended § 1603(b)(3) requires disclosure of any entity that “actively participates in the planning, supervision, or control of [the] lobbying activities” of a registrant. 2 U.S.C. § 1603(b)(3)(B) (emphasis added). The definition of “lobbying activities” is contained in § 1602(7), a section that was enacted as part of the LDA in 1995 and that HLOGA did not alter. Section 1602(7) provides:
The term ‘lobbying activities’ means lobbying contacts and efforts in support of such contacts, including preparation and planning activities, research and other background work that is intended, at the time it is performed, for use in contacts, and coordination with the lobbying activities of others.
Id. § 1602(7) (emphasis added). NAM contends “that intent is too vague a concept to employ where core First Amendment rights may be deterred,” Appellant’s Br. 42, and that the LDA’s use of an intent standard to define the term “lobbying activities” renders § 1603(b)(3), which includes that term, unconstitutionally vague. 19
1. At the outset, it is important to point out that § 1602(7)’s definition of the term “lobbying activities” — including its use of an intent standard — applies not only to the provision that NAM challenges here, § 1603(b)(3), but to every provision of the *26 LDA that uses the term. Such provisions form the cornerstone of the statute. See 2 U.S.C. § 1603(b)(5) (requiring “[e]ach registration” under the Act to contain a statement of “the general issue areas in which the registrant expects to engage in lobbying activities on behalf of the client” and “specific issues that have ... already been addressed or are likely to be addressed in lobbying activities”); id. § 1604(a) (requiring each registrant to file a report “on its lobbying activities during [each reporting] period”). Hence, if the term is too vague, it brings down much of the statutory edifice.
But this point is not important only to show how consequential a vagueness finding would be. Rather, because the same definition of lobbying activities has been in the statute since 1995, it also suggests the impressive number of registrants who apparently have been able to overcome the ambiguity that NAM perceives. No one filed a vagueness (or any other) challenge to any part of the LDA during the twelve years before HLOGA amended it in 2007.
NAM discounts the importance of this fact on the ground that, under the pre2007 version of § 1603(b)(3), it had no need to sue because “groups like the NAM did not have to concern themselves with assessing the underlying intent” of their members except for “those members that ‘in whole or in major part planfned], supervise[d] or controlled]’ such ‘lobbying activities.’ ” Appellant’s Br. 45 (quoting § 1603(b)(3) (1995)). But this argument misses the mark. The point is not that groups like NAM did not challenge the term “lobbying activities” as vague in the context of § 1603(b)(3), but that no registrant — including NAM — challenged the term’s use in any provision of the statute. The fact that no registrant raised a challenge is hardly dispositive, but it does suggest that the multitude of lobbyists and organizations that had to comply with the statute for a dozen years did not find its definition of “lobbying activities” too difficult to understand.
2. Proceeding to NAM’s contention that intent is legally too vague a concept to employ in a lobbying disclosure statute, we are once again met by the Supreme Court’s first case on the subject,
Harriss.
As we discussed in Part II,
Harriss
upheld the nation’s first lobbying statute, the FRLA, against a First Amendment challenge. But
Harriss
also addressed a vagueness challenge to the same statute, which (as construed by the Court) required reporting of “all contributions and expenditures
having the purpose of
attempting to influence legislation through direct communication with Congress.”
Just two Terms ago, the Court confirmed that an intent standard
is not
per se vague, even in a statute regulating speech. The statute at issue in
United States v. Williams
criminalized the pandering of “material or purported material in a manner that reflects the belief, or that
is intended to
cause another to believe, that the material or purported material is, or contains” child pornography.
The statute requires that the defendant hold, and make a statement that reflects, the belief that the material is child pornography; or that he communicate in a manner intended to cause another so to believe. Those are clear questions of fact. Whether someone held a belief or had an intent is a true- or-false determination, not a subjective judgment such as whether conduct is *27 “annoying” or “indecent.” ... To be sure, it may be difficult in some cases to determine whether these clear requirements have been met. But courts and juries evety day pass upon knowledge, belief and intent-the state of men’s minds — having before them no more than evidence of their ioords and conduct, from ivhich, in ordinary human experience, mental condition may be inferred.
Id. at 1846 (emphasis added) (internal quotation marks and citation omitted). 20
NAM seeks to distinguish
Williams
as a case involving pornography rather than protected speech, and thus as not posing the heightened vagueness concerns present in cases involving the First Amendment. But the
Williams
Court noted that the statute at issue there could reach some protected speech,
C
To the extent that any vagueness concerns still linger, they are mitigated by two additional characteristics of the amended LDA: (1) scienter requirements that must be satisfied before either criminal or civil penalties may be imposed, and (2) a safe harbor option that permits a registrant to pretermit consideration of the terms that NAM regards as vague.
1. A “scienter requirement may mitigate a law’s vagueness, especially with respect to the adequacy of notice to the complainant that his conduct is proscribed.”
Village of Hoffman Estates v. Flipside, Hoffman Estates, Inc.,
Unlike criminal sanctions, civil penalties may be imposed under the LDA even if a violation is not both “knowing” and “corrupt” — a “knowing” failure to comply with the statute will do.
23
Nonetheless, the Supreme Court has found a “knowing” requirement sufficient to ameliorate vagueness concerns.
See Hill,
2. Finally, Congress balanced its adoption of a more stringent disclosure standard in amended § 1603(b)(3)(B) by adding a safe harbor provision as well. That provision states:
No disclosure is required under paragraph (3)(B) if the organization that would be identified as affiliated with the client is listed on the client’s publicly accessible Internet website as being a member of or contributor to the client, unless the organization in whole or in major part plans, supervises, or controls such lobbying activities.
2 U.S.C. § 1603(b). Hence, an active participant in NAM’s lobbying can avoid being so identified if NAM simply lists it as a member on NAM’s website — as long as the member does not meet the higher participation standard (“in whole or in major part”) that applied before passage of HLOGA. In addition to permitting its members to avoid the risk of more direct association with controversial lobbying campaigns, this safe harbor allows NAM to avoid the risk of violating those statutory provisions that it regards as vague.
Of course, reliance on this safe harbor may lead to over-disclosure, and in some cases disclosing mere association with an organization may cause substantial harm.
See NAACP,
For the foregoing reasons, we conclude that neither the term “actively participates” nor the term “lobbying activities” renders amended § 1603(b)(3)(B) impermissibly vague.
IV
For more than sixty years, Congress has sought to expose the lobbying of government officials to public scrutiny. Acronyms and intricacies aside, the progression from the FRLA to the LDA to the HLO-GA marks the legislature’s attempt to shine increasing light on the efforts of paid lobbyists to influence the public decision-making process. We find nothing unconstitutional in the way Congress has gone about that task. Accordingly, the decision of the district court, rejecting the appellant’s challenge to the constitutionality of section 207 of the Honest Leadership and Open Government Act of 2007, is
Affirmed.
Notes
. See 141 CONG. REC. 20195, 34815-20 (1995).
. The LDA defines a “lobbyist” as any individual who (with exceptions) is "employed or retained by a client” for services that include making "lobbying contacts].” 2 U.S.C. § 1602(10). The Act defines a "lobbying contact” as (with exceptions) a communication to a covered legislative or executive branch offi *7 cial with regard to "the formulation, modification, or adoption” of (inter alia) federal legislation, regulations, or policies. Id. § 1602(8)(A). "Lobbying activities” is defined as "lobbying contacts and efforts in support of such contacts, including preparation and planning activities, research and other background work that is intended, at the time it is performed, for use in contacts, and coordination with the lobbying activities of others.” Id. § 1602(7).
. In addition to the provisions described above, HLOGA amended the LDA in numerous respects that are not at issue on this appeal. For example, it added a prohibition against lobbyists making certain gifts to or providing travel for legislative branch officials, HLOGA § 206,
.
See also FEC v. Mass. Citizens for Life, Inc.,
.
See, e.g., Alaska Right to Life Comm. v. Miles,
.
See McConnell,
. See 153 cong. rec. S260 (daily ed. Jan. 9, 2007) (statement of Sen. Lieberman) (explaining that HLOGA would "remove the cloak obscuring so-called stealth lobbying campaigns which occur when a group of individuals, companies, unions, or associations ban[d] together to form a lobbying coalition. These coalitions frequently have innocent sounding names .... [,][b]ut in fact, they lobby on a range of issues that could never be identified by the name of the coalition.''); 153 Cong. Rec. H5743 (daily ed. May 24, 2007) (statement of Rep. Doggett) (stating that a "stealth lobbyist” is a "lobbyist for an unpopular cause” that "instead of indicating who they actually represent, ... claim they represent a 'coalition' ... and avoid any indication of the true parties in interest”).
.
See Buckley,
. Compare, e.g., 153 Cong. Rec. S10709 (statement of HLOGA Senate managers that § 207 is needed to "close a loophole" allowing coalitions "to operate without identifying the interests engaged in the lobbying activities”); Alison Mitchell, Loophole Lets Lobbyists Hide Clients’ Identity, N.Y. Times, July 5, 2002, at Al. Testimony in the hearings that preceded the LDA also supports the importance of the disclosures that these statutes compel. See, e.g., The Lobbying Disclosure Act of 1992: Hearing on S. 2279 Before the Subcomm. on Oversight of Gov’t Mgmt. of the S. Comm, on Governmental Affairs, 102d Cong. 83 (1992) (statement of Thomas Susman, Chair, American Bar Association Section of Administrative Law and Regulatory Practice) ("Corporations or other organizations occasionally hide their identities behind a coalition established or available for the purpose of preventing the public from learning of their efforts to influence congressional action. This plainly circumvents the [FRLA's] public disclosure goals.”); id. at 34 (statement of Ann McBride, Senior Vice President, Common Cause) (“Very often those coalition groups operate under very lovely-sounding names, without the public or sometimes even the Congress having a clear understanding of the groups that are backing them.”).
.
See Paris Adult Theatre,
. The defendants argue that, in addition to the informational interest served by the disclosure requirements of § 1603(b)(3), those requirements also serve a compelling interest in "deter[ring] actual corruption and avoiding] the appearance of corruption.” U.S. Attorney’s Br. 27 (quoting
Buckley,
. NAM charges that amended § 1603(b)(3) is fatally underinclusive in two further respects: it does not require an association to link its list of active participants to the issues on which the association has lobbied, which are listed separately,
see
Appellant's Reply Br. 18; and it does not require the disclosure of individuals (as opposed to organizations) who otherwise meet the section’s thresholds,
see id.
at 19-20. But "a regulation is not fatally underinclusive simply because an alternative regulation, which would restrict [in this case, which would mandate disclosure of]
more
speech or the speech of
more
people, could be more effective.”
Blount,
. Similarly, in
Brown v. Socialist Workers ’74 Campaign Committee,
the Court held that the compelled disclosure of contributions to and expenditures by the Socialist Workers Party was unconstitutional in light of "substantial evidence” of harassment, including “proof of specific incidents” of "threatening phone calls and hate mail, the burning of [party] literature, the destruction of [party] members' property, police harassment of a party candidate, ... the firing of shots at [a party] office,” and the dismissal of 22 party members by their employers.
.
See Buckley,
.
See
Amundson Decl. ¶ 10 (citing
IBEW, Local 1547 v. Alaska Util. Constr. Inc.,
. NAM contends that in
Davis,
the Supreme Court "applied 'exacting scrutiny’ to hold a reporting provision facially invalid — even though there was no evidence that wealthy, self-funding candidates faced specific injury— because 'compelled disclosure, in itself, can seriously infringe on privacy of association and belief guaranteed by the First Amendment.' ” Appellant's Reply Br. 10 (quoting
Davis,
. The phrase "lobbying contact” is defined separately, 2 U.S.C. § 1602(8); see supra note 2, and is not challenged by NAM.
.
Letter Caniers
noted that the clarity of the Hatch Act and the regulations was further enhanced by their carving out of certain conduct as specifically permissible.
See, e.g.,
. NAM also contends that the "intent standard here is further clouded because [amended § 1603(b)(3)] does not even make clear whose intent controls.” Appellant's Br. 43. We do not find that question cloudy, and agree with both the district court and the United States Attorney that “the relevant intent is that of the affiliate who undertakes the 'preparation and planning activities, research [or] other background work’ at issue.” Nat’l Ass’n of Mfrs., 549 F.Supp.2d at 65.
. NAM’s argument that the notion of “organizational intent” is "particularly elusive,” Appellant’s Br. 43, is vulnerable to a similar response. Just as courts every day pass on the intent of individuals, so too have courts long applied scienter requirements to corporations.
See, e.g., Arthur Andersen LLP v. United States,
. Notwithstanding the Court’s approval of an intent standard in
Williams,
NAM maintains that two earlier
cases
— Buckley and
FEC
v.
Wisconsin Right to Life (WRTL II)
— establish "that intent is too vague a concept where core First Amendment rights may be deterred.” Appellant’s Br. 42 (citing
Buckley,
. We also note that, as directed by the statute, the Secretary of the Senate and Clerk of the House have issued "guidance and assistance on the registration and reporting requirements.” 2 U.S.C. § 1605(a)(1). Although that guidance does not have the force of law, the United States Attorney would be hard pressed to prove a "knowing” and "corrupt” violation by an organization that has adhered in good faith to such guidelines.
. Section 1606(a) states that civil liability attaches to a knowing failure to "(1) remedy a defective filing within 60 days after notice of such a defect by the Secretary ... or the Clerk ...; or (2) comply with any other provision of this chapter.” 2 U.S.C. § 1606(a). Where notice is given, of course, the 60-day grace period further diminishes vagueness concerns.
. See Amundson Decl. ¶ 10 (averring that harassment may be directed at firms identified as "actively participatfing]” in NAM's lobbying on global warming, as “actively lobbying” on issues related to ongoing asbestos litigation, and as "[flaking policy positions that are unpopular”).
