National Ass'n of Manufacturers v. TaylorNational Ass'n of Manufacturers v. Taylor
MEMORANDUM OPINION
Plaintiff, the National Association of Manufacturers (“NAM”), brings this action against Defendants, the Honorable Jeffrey A. Taylor, United States Attorney for the District of Columbia (“Taylor”), the Honorable Nancy Erickson, Secretary of the Senate of the United States (“Erickson”), and the Honorable Lorraine C. Miller, Clerk of the House of Representatives of the United States (“Miller,” and collectively with Erickson, the “Legislative Defendants”). The NAM challenges § 207 of the Honest Leadership and Open Government Act of 2007 (“HLOGA”), Pub.L. No. 110-81, 121 Stat. 735, which amended § 1603(b)(3) of the Lobbying Disclosure Act of 1995 (“LDA”),
The NAM filed its Complaint in this action on February 6, 2008, along with a Motion for a Preliminary Injunction barring Defendants from implementing or enforcing § 207 until this Court issued a final ruling on the merits of the NAM’s First Amendment claims. The parties and the Court thereafter agreed to convert the NAM’s Motion for a Preliminary Injunction into a decision on the merits, with the NAM’s Preliminary Injunction application serving as its opening brief. As a result, this opinion addresses the NAM’s motion as one for judgment on the pleadings, pursuant to
I: BACKGROUND
A. The Parties
Plaintiff, the National Association of Manufacturers, is a non-profit trade association founded in 1895 “to promote trade, advocate for economic growth, and represent the interests of its members,” to “members and employees of the United States Senate and House of Representatives, as well as policy-level employees and officers of the Executive Branch.” PL’s Compl. for Decl. and Inj. Relief (hereinafter “Compl.”) ¶ 4. The NAM’s membership includes “over 11,000 corporate members whose interests are allied with America’s manufacturing sector.” Id. ¶ 14. The NAM asserts that its website and other publicly-available materials make clear the types of interests it represents and identifies some of its members, including those represented on its board and in other leadership positions. Id. ¶ 4. Nevertheless, the NAM does not publicly list its members, id., and its membership list has been kept confidential for at least the past 30 years, see Decl. of Jan Sarah Amundson, Senior Vice Pres, and Gen. Counsel of the NAM, submitted in support of the NAM’s Motion for a Preliminary Injunction (hereinafter “Amundson Decl.”) ¶ 8.
The NAM describes itself as a member-led organization, and asserts that “its members participate in a number of committees and a wide range of related activities to define and advance the NAM’s goals.” Id. ¶ 14. These activities include approximately 100 meetings per month and a “wide range of other contacts and activities, including telephone calls, emails, and mailings that provide the opportunity for members to participate in the NAM’s lobbying.” Id. In addition to this member participation, the NAM has approximately 35 employees who regularly engage in lobbying activities and whom it has identified in filings under the LDA since that law was enacted in 1995. Id. ¶ 15.
The Honorable Nancy Erickson is Secretary of the Senate of the United States,
id.
¶ 6(a), and the Honorable Lorraine C. Miller is Clerk of the House of Representatives of the United States,
id.
¶ 6(b). Under the amended LDA, Defendants Erickson and Miller’s official responsibilities include receiving mandatory reports concerning lobbying activities, reviewing them for any deficiencies, and referring cases of apparent noncompliance to the United States Attorney for the District of Columbia for enforcement action.
Id.
¶¶ 6(a)-(b);
The Honorable Jeffrey A. Taylor is the United States Attorney for the District of Columbia. Compl. ¶ 6(c). His official responsibilities include enforcing the penalty provisions of the LDA, which provide that the Legislative Defendants shall “notify the United States Attorney for the District of Columbia that a lobbyist or lobbying firm may be in noncompliance.”
Id.;
B. Statutory Background
1. Previous Lobbying Disclosure Regulations
a. The Federal Regulation of Lobbying Act of me
In 1945, Congress established a Joint Committee on the Organization of Congress, which received numerous complaints about the “attempts of organized pressure groups to influence the decision of Congress on legislation pending before the two Houses or their committees,” and found that “professionally inspired efforts to put pressure upon Congress cannot be conducive to well considered legislation.” See Legis. Defs’ Opp’n at 5-6 (citing H. Con. Res. 18, 79th Cong. (1945) and quoting S. Rep. 79-1011, at 26). The Joint Committee recognized “the right of any citizen to petition the Government for the redress of grievances or freely to express opinions to individual Members or to committees on legislation and on current political issues.” S. Rep. 79-1011, at 26. Nevertheless, the Joint Committee concluded that it was “possible to improve the situation without impairing in any way this freedom of expression,” by providing for disclosure of information that “would prove helpful to Congress in evaluating their representations,” and recommended that Congress enact legislation “providing for the registration of organized groups and their agents who seek to influence legislation and that such registration include quarterly statements of expenditures made for this purpose.” Id. at 26-27.
Congress reacted to the Joint Committee’s recommendations by enacting the Federal Regulation of Lobbying Act (“FRLA”), title III of the Legislative Reorganization Act of 1946, Pub.L. No. 79-601, §§ 301-311, 60 Stat. 812, 839-42, codified at
their name and address; the name and address of the client for whom they work; how much they are paid and by whom; all contributors to the lobbying effort and the amount of their contribution; an accounting of all monies received and expended, specifying to whom the money was paid and for what purposes; the names of any publications in which the lobbyist has caused articles or editorials to be published; and the particular legislation they have been hired to support or oppose.
Id. (citing H.R.Rep. No. 104-339, pt. 1 at 2 (1995)). The FRLA provided for criminal penalties for violations. See Pub.L. No. 79-601, § 310, 60 Stat. 842.
In 1954, the Supreme Court reviewed and upheld the constitutionality of the FRLA in
United States v. Harriss,
Present-day legislative complexities are such that individual members of Congress cannot be expected to explore the myriad pressures to which they are regularly subjected. Yet full realization of the American ideal of government by elected representatives depends to no small extent on their ability to properly evaluate such pressures. Otherwise the voice of the people may all too easily be drowned out by the voice of special interest groups seeking favored treatment while masquerading as proponents of the public weal. This is the evil which the [FRLA] was designed to help prevent.
Id.
at 625-26,
b. The Lobbying Disclosure Act of 1995
Within a few years of the FRLA’s adoption, President Harry S. Truman began calling for Congress to make changes to the FRLA in order to close loopholes already evident in the bill. See 141 Cong. Rec. S10512 (daily ed. July 24, 1995) (statement of Sen. Levin). Reform efforts continued in each decade through the 1990s, with one or both Houses of Congress passing lobbying reform bills that were never enacted into law. Id. Attempts to reform the FRLA picked up steam in the early 1990s, as the Subcommittee on Oversight of Government Management of the Senate Committee on Governmental Affairs (“Senate Subcommittee”) held hearings on the FRLA’s shortcomings and considered potential reform legislation in 1991 and 1992. See Legis. Defs. Opp’n at 8-9 (citing The Federal Lobbying Disclosure Laws: Hrgs Before the Subcomm. on Oversight of Gov’t Mgmt. of the Senate Comm, on Gov’tal Affairs, 102d Cong., S. Hrg. 102-377 (1991), and S. 2279, The Lobbying Disclosure Act of 1992: Hrgs Before the Subcomm. on Oversight of Gov’t Mgmt. of the Senate Comm, on Gov’tal Affairs, 102d Cong., S. Hrg. 102-609 (1992)). Among other things, the testimony before the Senate Subcommittee indicated that “[cjorporations or other organizations occasionally hid their identities behind a coalition established or available for the purpose of preventing the public from learning of their efforts to influence congressional action. This plainly circumvents the [FRLA’s] public disclosure *41 goals.” S. Hrg. 102-609, at 83 (statement of Thomas M. Susman, Chair, ABA Section of Admin. Law and Reg. Practice); see also id. at 34 (statement of Ann McBride, Sr. Vice Pres., Common Cause) (“Very often those coalition groups operate under very lovely-sounding names, without the public or sometimes even the Congress having a clear understanding of the groups that are backing them. The public has a right to know who is backing these coalition groups ... ”). The 103d Congress came particularly close to passing a lobbying disclosure bill, with both the Senate and the House passing bills mandating disclosure of affiliates that played a substantial role in lobbying by an association or coalition. See 139 Cong. Rec. 9435 (1993) (passing S. 349); 140 Cong. Rec. 6532 (1994) (passing S. 349 as amended). 1
In 1995, Congress finally reached agreement on lobbying reform, passing the Lobbying Disclosure Act of 1995 without opposition, which was signed into law by President William Jefferson Clinton. See 141 Cong. Rec. 20195 (1995) (bill passed Senate by vote of 98-0); id. at 34815-20 (bill passed House by vote of 421-0). Inter alia, the LDA:
• Expanded coverage of lobbying to include contacts with congressional staff and senior executive officials, see Pub.L. No. 104-65, § 3(8),2 U.S.C. § 1602(8) ;
• Broadened the definition of lobbyist to include “any individual who is employed or retained by a client for financial or other compensation for services that include more than one lobbying contact, other than an individual whose lobbying activities constitute less than 20 percent of the time engaged in the services provided by such individual to that client over a six month period,”id. § 3(10) ,2 U.S.C. § 102(10) ;
• Added a minimum expenditure threshold that triggered disclosure of lobbying activities on behalf of a specific client, seeid. §§ 3(7) , 3(8), 4,2 U.S.C. §§ 1602(7) , 1602(8), 1603;
• Mandated semi-annual reporting of (a) the total amount of lobbying-related income from a specific client (or expenditures by -an organization lobbying in its own behalf), (b) the specific issues that were the subject of a lobbyist’s efforts, (c) the Houses of Congress and the federal agencies contacted by the lobbyist, (d) the employees of the registrant who acted as lobbyists on behalf of the client, and (e) whether a lobbyist had been employed in the previous two years as a covered executive or legislative branch official,id. §§ 4(b) , 5(b),2 U.S.C. §§ 1603(b) , 1604(b); and
• Created civil penalties for violations of the LDA, id. § 7,2 U.S.C. § 1606 .
See Legisl. Defs’ Opp’n at 10-11.
In particular, with respect to affiliates, the LDA required registrants to disclose “the name, address, and principal place of business of any organization, other than the client that—
(A) contributes more than $10,000 toward the lobbying activities of the registrant in a semiannual period ...; and
*42 (B) in whole or in major part plans, supervises, or controls such lobbying activities.”
LDA, § 4(b)(3),
Further, section 8(a) of the LDA explicitly stated that the provisions of the LDA were not to be “construed to prohibit or interfere with — (1) the right to petition the Government for the redress of grievances; (2) the right to express a personal opinion; or (3) the right of association — protected by the first amendment to the Constitution.” LDA, § 8(a),
2. The Honest Leadership and Open Government Act of2007
The LDA substantially increased the number of individuals and organizations registering as lobbyists. See id. at 12 n. 6 (“In the first year under the LDA, the number of organizations and individuals registered or identified as lobbyists more than doubled.”) (citing General Accounting Office, Comparison of Lobbyists Registrations, NO. B-274543 (GAO/GGD-98-104R, Apr. 28, 1998), available at http://archive. gao.gov/paprpdf2/160463.pdf). N evertheless, recent Congresses continued to undertake new efforts to refine the LDA’s lobbying disclosure provisions, including disclosure of organizations that actively participate in lobbying coalitions and associations. See Legislative Transparency and Accountability Act of 2006, S. 2349, *43 109th Cong. § 217 (2006); Lobbying and Ethics Reform Act of 2005, S. 1398, 109th Cong. § 107 (2005); Stealth Lobbyist Disclosure Act of 2004, H.R. 4937, 108th Cong. (2004).
Spurred by the 2006 Congressional elections and a series of lobbying-related scandals, the Senate passed a lobbying reform bill (S. 1) in the first weeks of the 110th Congress. 153 Cong. Rec. S251 (daily ed. Jan. 9, 2007) (statement of Sen. Feinstein) (“I believe one message that was very clear in the last election was the need for Congress to immediately take steps to restore the public’s trust”); id. at S252 (statement of Sen. Bennett) (“There is some sense that perhaps we are overreacting to the scandals of [Jack] Abramoff and [Randall “Duke”] Cunningham. I do not believe that S. 1 is an over reaction ... ”); id. at S746 (daily ed. Jan. 18, 2007) (S. 1 passed by a vote of 96-2). That bill would have required disclosure of affiliates that met the contribution threshold and “participate[d] in a substantial way in the planning, supervision, or control of such lobbying activities.” S. 1,110th Cong. § 217 (as passed by Senate, Jan. 18, 2007). Later in 2007, both Houses passed an amended version of the Senate bill, id. at H9210 (daily ed. Jul. 31, 2007) (passed House by a vote of 411-8); id. at S10723 (daily ed. Aug. 2, 2007) (Senate agreed to House amendments by a vote of 83-14), which was signed into law by President George W. Bush, and became the Honest Leadership and Open Government Act of 2007, Pub.L. No. 110-81, 121 Stat. 735. See Legisl. Defs’ Opp’n at 13.
The HLOGA includes a comprehensive set of reforms addressing Senate and House ethics rules, post-employment restrictions, gifts and travel restrictions, as well as strengthened lobbying disclosures.
Id.
Significantly, the HLOGA establishes criminal penalties and increased the civil penalties previously provided for in the LDA. HLOGA, § 211. As amended, the LDA requires the Clerk of the House and Secretary of the Senate to “notify any lobbyist or lobbying firm in writing that may be in noncompliance with” the LDA.
The NAM’s challenge focuses on § 207 of the HLOGA, which amended the affiliate disclosure requirements at
Section 207 of the HLOGA also adds another means of affiliate disclosure to
In a joint statement described as a “section-by-section analysis” of S. 1, the bill’s principal authors, Senators Feinstein, Lieberman, and Reid, explained that § 207 “closes a loophole that has allowed so-called ‘stealth coalitions,’ often with innocuous-sounding names, to operate without identifying the interests engaged in the lobbying activities.” 153 Cong. Rec. S10709 (daily ed. Aug. 2, 2007). Similar pronouncements abounded throughout the floor debate on S. 1. For instance, when the bill was initially introduced, Senator Lieberman explained that it
would also remove the cloak obscuring so-called stealth lobbying campaigns which occur when a group of individuals, companies, unions, or associations ban together to form a lobbying coalition. These coalitions frequently have innocent-sounding names that give the impression they are promoting positive mom-and-pop, apple pie goals. But, in fact, they lobby on a range of issues that could never be identified by the name of the coalition.
153 Cong. Rec. S260 (daily ed. Jan. 9, 2007); see also id. at H5743 (daily ed. May 24, 2007) (statement of Rep. Doggett) (“for over five years I have attempted to close a gaping loophole in the [LDA] that has permitted various lobbyists to form over 800 stealth or hidden coalitions to avoid the requirements of the act ... This stealth lobbyist disclosure provision helps close this loophole.”). 5
*45
Section 207’s new affiliate disclosure threshold applies to registrations after January 1, 2008, and to quarterly reports covering activity beginning on January 1, 2008. HLOGA § 215. The first set of quarterly reports under amended
C. The NAM’s Allegations
The NAM’s Complaint asserts that § 207, “if read literally” would require the NAM and other organizations “that petition the federal government for their members to publicly identify their organizational supporters in violation of the First Amendment.” Compl. ¶ 8. According to the NAM, hundreds of its “corporate members make annual contributions that, when allocated among the association’s activities, meet the financial prong of the amended [LDA’s affiliate] disclosure obligations.” Id. ¶ 14. The NAM further states that “[s]ome of those members have dozens of employees who participate in various committees and other activities.” Id.
The NAM asserts that its “lobbying activities often touch on hot-button topics such as global warming, nuclear power, or labor relations that provoke responses beyond civil debate.”
Id.
¶ 16. According to the NAM, “[tjaking policy positions that are unpopular with other groups may lead to boycotts, political pressure, shareholder suits, or other forms of harassment,” and
*46
may make companies litigation targets.
Id.
The Declaration of Jan Sarah Amund-son that the NAM proffers in support of its motion asserts that the NAM’s lobbying activities “may lead to adverse consequences for members identified as ‘actively participat[ing] in such efforts.” Amundson Decl. ¶ 10 (alteration in original). Ms. Amundson supports her assertion with citations to five newspaper articles and one lawsuit involving a labor union.
Id.
However, as the Legislative Defendants correctly note in their Opposition, the lawsuit cited in Ms. Amundson’s Declaration involved harassment of a utility construction company in Alaska and its non-union employees by a labor union and its members, but did not include any suggestion that the company involved was a member of the NAM or was subject to harassment for participating in the NAM’s lobbying activities.
See
Legisl. Defs’ Opp’n at 32 n. 20;
IBEW, Local 1547 v. Alaska Util. Constr., Inc.,
Nevertheless, the NAM posits that its members “will wish to avoid linkage to the association’s lobbying activities on particular issues.” Id. ¶ 17. As a result, the NAM asserts, “members that are concerned about the possibility of disclosure will limit their support for and participation in the NAM to the extent necessary to avoid the risk of being named in the NAM reports.” Id. ¶ 19. Further, the NAM asserts that its members are “urgently questioning whether continued support for and participation in core petitioning, speech, and associational activities will require disclosure.” Id. ¶ 28. According to the NAM, however, “given the ambiguous statutory language and the potential breadth of the disclosure requirements, the NAM is unable to provide clear guidance to its members as to what activities will or will not require public disclosure” under § 207. Id. ¶ 17. The NAM asserts that it will suffer First Amendment injuries as a result, because it relies extensively on member volunteers and “must self-censor to avoid initiating lobbying activities that members will be unwilling to support at the risk of disclosure or that may expose members to undesired disclosure.” Id. ¶ 20. In addition, the NAM claims that it “has no existing mechanisms to track and identify members who would be subject to disclosure,” and that “[attempting to establish such mechanisms would disrupt excessive associational activities and divert unrecoverable resources from core First Amendment activities.” Id. ¶ 29. Finally, the NAM asserts that it is not the only association facing difficulty, but rather that it has “determined that confusion over the meaning of [§ 207] is widespread.” Id. ¶ 23.
*47
The NAM’s Complaint and Motion for Preliminary Injunction make three main claims, all premised on the First Amendment. First, the NAM claims that
D. Procedural History
The NAM filed its Complaint and Motion for a Preliminary Injunction on February 6, 2008. On February 7 and February 8, 2008, the Court held telephone conference calls on the record with counsel for all parties participating, during which the parties and the Court agreed to treat the NAM’s preliminary injunction motion as a motion for judgment as a matter of law, with the NAM’s preliminary injunction application to serve as its opening brief. See Minute Order (D.D.C. Feb. 8, 2008). Also during those conference calls, the Court set a schedule for the briefing of the NAM’s motion for judgment as a matter of law, as well as for any non-merits motions that Defendants deemed appropriate. Id. The Court and the parties agreed, however, that Defendants would not be required to file dis-positive motions, rather, in the event that the Court ruled in favor of Defendants on the merits, the NAM agreed to a dismissal of this action with prejudice. Id. None of the Defendants filed any non-merits motions. Instead, the Legislative Defendants and Defendant Taylor filed Oppositions on February 29, 2008, and the NAM filed its Reply on March 17, 2008. In addition, CREW and the CLC Amici filed motions for leave to file amici briefs, which the Court granted, and those briefs were filed on February 29, 2008. The NAM’s motion for judgment as a matter of law is therefore ripe for review.
II: LEGAL STANDARD
A motion for judgment on the pleadings pursuant to
Although “detailed factual allegations” are not necessary to withstand a
Ill: DISCUSSION
The NAM’s Complaint only challenges § 207 of the HLOGA, which, as discussed above, amended the affiliate disclosure requirement of the LDA. Nevertheless, the NAM’s briefs in connection with its motion for judgment on the pleadings describe what it perceives as the potential impact of § 207 in very sweeping terms.
See, e.g.,
NAM Mot. at 25, NAM Reply at 2-3. The Court therefore reiterates at the outset what the NAM is
not
challenging in this action. In the NAM’s own words, it “does not challenge the power of Congress to require some registration of professional lobbyists and disclosure of their clients through precise and narrowly-tailored provisions.” Compl. ¶24. Moreover, as Defendants point out, many of the operative elements of § 207 — the definition of lobbying activities and the scope of the term lobbying contacts, for instance — have not changed since the LDA was enacted in 1995. Taylor Opp’n at 4-5, Legist Defs Opp’n at 37. Indeed, as noted above, pri- or to the HLOGA amendments, the LDA required disclosure of affiliates who contributed more than $10,000 to fund a registrant’s lobbying activities within a six-month period and who “in whole or in major part” planned, supervised, or controlled those lobbying activities.
A. The NAM’s Claim That Section 207 Impermissibly Burdens the First Amendment Rights of the NAM and Its Members
1. The Court Shall Apply Strict Scrutiny to Section 207
The NAM’s first argument is that § 207 impermissibly burdens the core First Amendment rights of the NAM and its members. The parties (and amici) do not agree on the standard to apply to this challenge. According to the NAM, § 207 constitutes a burden on three fundamental First Amendment freedoms — the right to speak (particularly anonymously), the right to petition the government for the redress of grievances, and the right to expressive and political association — and thus is only permissible if it survives strict scrutiny. See NAM Mot. at 16-18, 20-23. Defendants do not dispute the NAM’s claim that § 207 implicates the First Amendment rights of the NAM and its members, but rather argue that Harriss and other Supreme Court cases indicate that only intermediate or “exacting” (which Defendants suggest connotes something other than strict) scrutiny applies to the lobbying disclosure requirement at issue.
In
Harriss,
the Supreme Court upheld the constitutionality of the FRLA against a facial First Amendment challenge, finding that its disclosure requirement served a “vital national interest” “in a manner restricted to its appropriate end.”
See
The Legislative Defendants take the
Harriss
argument a step further, asserting that § 207 is constitutional because its disclosure provision “falls within the scope of the lobbying disclosure approved in
Har-riss
” because it is “nothing more than a requirement that a registrant disclose ‘who is being hired, who is putting up the money, and how much.’ ” Legisl. Defs’ Opp’n at 20 (quoting
Harriss,
Furthermore, the NAM alleges that § 207 impermissibly burdens its core First Amendment rights and those of its members. Specifically, the NAM argues that § 207 burdens speech itself because its disclosure requirements are triggered by “lobbying contacts,” which are defined as “any oral or written communication,” and activities undertaken in preparation for such contacts. NAM Mot. at 20;
see also
*51
Although the NAM thus identifies at least three First Amendment freedoms— speech, petition, and association — implicated by § 207, it should be noted at the outset that the NAM alleges only an indirect burden on those rights because § 207’s disclosure requirements do not in anyway prohibit either the NAM or its members from engaging in protected First Amendment activity. Nevertheless, the Court accepts (as it must on a motion for judgment on the pleadings) the NAM’s claim that § 207 allegedly substantially burdens the core First Amendment rights of the NAM and its members, albeit indirectly.
10
In
Buckley,
the Supreme Court considered, among other provisions of the Federal Election Commission Act (“FECA”), its requirement that political committees register and disclose the names and addresses of people making contributions or expenditures of over $100 to the political committee.
Buckley,
Thus, as Defendants correctly argue, neither
Buckley
nor
McConnell
utilized the traditional language of the strict scrutiny standard. However, in other contexts, the Supreme Court has indicated that “exacting” and “strict” scrutiny are one and the same.
See McIntyre,
2. Section 207 Survives Strict Scrutiny
In Blount, the D.C. Circuit described the strict scrutiny inquiry as involving the following three parts:
(1) whether the interests the government proffers in support of [§ 207] are properly characterized as ‘compelling’; (2) whether the [section] effectively advances those interests, i.e., whether [Defendants have] shown that the ills [they claim the section] addresses in fact exist and the [section] will materially reduce them; and (3) whether [§ 207] is narrowly tailored to advance the compelling interests asserted, i.e., whether less restrictive alternatives to the [section] would accomplish the government’s goals equally or almost equally effective-iy[.]
а. The Government Asserts Legitimate and Compelling Interests
The Defendants’ Oppositions identify two main interests underlying the enactment of § 207. First, as described above, Congress’ professed purpose in enacting § 207 was to “close[ ] a loophole that has allowed so-called ‘stealth coalitions,’ often with innocuous-sounding names, to operate without identifying the interests engaged in the lobbying activities.” 153 Cong. Rec. S10709 (daily ed. Aug. 2, 2007) (statement of Sens. Feinstein, Lieberman, and Reid); see also 153 Cong. Rec. S260 (daily ed. Jan. 9, 2007) (statement of Sen. Lieberman) (explaining that S. 1 would “remove the cloak obscuring so-called stealth lobbying campaigns ... [by] coalitions that ... lobby on a range of issues that could never be identified by the name of the coalition.”); id. at H5743 (daily ed. May 24, 2007) (statement of Rep. Doggett). Indeed, in enacting both the 1995 LDA and the 2007 HLO-GA, Congress extolled the virtues of and the need for transparency regarding the influence of lobbyists on government decisions. See id. at S258 (daily ed. Jan. 9, 2007) (statement of Sen. Collins) (“[t]he knowledge that the public will be able to scrutinize in detail the activities of a lobby *53 ing firm and contacts between Members and lobbyists will provide much needed transparency in this whole area” and “allow citizens to decide for themselves what is acceptable and what is not.”); 141 Cong. Rec. S10513 (daily ed. July 24, 1995) (statement of Sen. Levin) (“the public has a right to know, and the public should know, who is being paid to lobby, how much they are being paid, on what issue.”).
In enacting the 1995 LDA, Congress expressly found that “responsible representative Government requires public awareness of the efforts of paid lobbyists to influence the public decisionmaking process in both the legislative and executive branches of the Federal Government.”
Defendants identify a second interest served by § 207 and other lobbying disclosure requirements: “avoid[ing] the appearance of corruption by exposing large contributions and expenditures to the light of publicity.” Legisl. Defs’ Opp’n at 22 (quoting
Buckley,
Again, the Court easily concludes that the interest in avoiding the appearance of corruption is a compelling one. As the
Buckley
Court explained, “Congress could legitimately conclude that the avoidance of the appearance of improper influence ‘is also critical ... if confidence in the system of representative Government is not to be eroded to a disastrous extent.’ ”
b. The Government Has Shoum That Section 207 Will Materially Further The Compelling Interests Identified
The NAM does not meaningfully dispute that the interests Defendants identify as underlying § 207 are compelling. Rather, the NAM argues that Defendants “ ‘must do more than simply posit the existence of the disease sought to be cured. It must demonstrate that the recited harms are real, not merely conjectural, and that the regulation will in fact alleviate the harms in a direct and material way.’ ” NAM Reply at 7 (quoting
FEC v. NRA,
The Court’s discussion above of the compelling interests fostered by lobbying disclosures sufficiently establishes that the “recited harms are real, not merely conjectural.”
Turner Broad. Sys.,
The NAM nevertheless argues that Defendants “do not show that the particular requirement challenged here was the subject of [] careful Congressional scrutiny and analysis,” and further, that the legislative history of the FRLA and the LDA do not justify the change § 207 represents to the LDA’s disclosure requirements.
See
NAM Reply at 7-11. The NAM’s argument is unavailing for two reasons. First, in arguing that the relevant legislative history does not sufficiently support § 207 in particular, the NAM compares that legislative record to the evidentiary record offered to defend the facial validity of BCRA in
McConnell. See
NAM Reply at 10-11.
McConnell,
however, represented a wholesale challenge to the constitutionality of BCRA, which in turn constituted a drastic and comprehensive
reform of
the Congressional approach to campaign finance regulation. As such, it is to be expected that the evidentiary record in that case included “a six-volume report summarizing the results of an extensive record” prepared by the Senate Committee on Governmental Affairs.
McConnell,
Second, insofar as the NAM argues that the legislative history of the LDA cannot support the enactment of § 207, that argument is significantly undercut by the fact that many of the operative elements of § 207, including the definition of lobbying activities and the scope of the term lobbying contacts, have not changed since the LDA was enacted in 1995. Taylor Opp’n at 4-5, Legist Defs Opp’n at 37. Furthermore, as the Legislative Defendants convincingly explain, through the FRLA, the LDA, and the various proposals to amend those statutes, “Congress considered over many years various proposals for disclosure schemes that would best accomplish the vital governmental interests served by lobbying disclosure.” Legist Defs’ Opp’n at 30 (citing
id.
at 8-13). This “thoughtful and careful effort by our political branches, over such a lengthy course of time, deserves respect.”
McConnell v. FEC,
The NAM also argues that Defendants have not shown that § 207 will advance Congress’ asserted interest in curbing “stealth coalitions” in order to increase transparency regarding lobbying activities and avoid the appearance of corruption.
See
NAM Reply at 12-15. However, as the Legislative Defendants point out, by requiring registrants to disclose the “name, address, and principal place of business” of affiliates who contribute more than $5,000 in a quarter to fund a client or registrant’s lobbying activities and who actively participate in the planning, supervision, or control of those lobbying activities,
The NAM nevertheless asserts that § 207 will not advance the Government’s asserted interests because it “does not reach stealth coalitions unless they happen to hire their own lobbyist(s), rather than relying on the lobbyists of participating organizations,” and is thus, according to the NAM, fatally underinclusive. See NAM Mot. at 28; NAM Reply at 13. This argument fails upon further examination. As the legislative history discussed above makes clear, § 207 aims to prevent organizations from avoiding disclosure as clients by joining in a coalition or association to engage lobbyists, and thereby making only the coalition or association the lobbyist’s “client” for purposes of LDA filings. 12 The situation the NAM describes — where a coalition or association lobbies through its members’ lobbyists rather than by hiring its own lobbyists — simply does not present the same concern about stealth, because in that instance the organizations funding the lobbying activities will be disclosed as the lobbyists’ clients. See Legisl. Defs’ Opp’n at 26-27; Taylor Opp’n at 14. As Defendant Taylor correctly observes, “one can easily discern whose interests are being represented, even if one does not know that organizations are jointly pursuing certain interests.” Taylor Opp’n at 14.
The NAM also argues that § 207 is underinclusive — and thus does not materially advance its asserted purposes — because it does not require disclosure of individuals, even if they fund and actively control a client or registrant’s lobbying activities. NAM Mot. at 4, 28; NAM Reply at 14;
see also
The Court therefore does not accept the NAM’s arguments regarding § 207’s purported underinclusiveness. Even if it did, however, “a regulation is not fatally underinclusive simply because an alternative regulation, which would restrict
more
speech or the speech of
more
people, could be more effective. The First Amendment does not require the government to curtail as much speech as may conceivably serve its goals.”
Id.
at 946. Rather, the “primary purpose of underinclusiveness analysis is simply to ‘ensure that the proffered state interest actually underlies the law,’ ” and a law is therefore “struck for
under
inclusiveness only if it cannot ‘fairly be said to advance any genuinely substantial government interest.’ ”
Id.
(emphasis in original) (quoting
Austin v. Michigan Chamber of Commerce,
While not couching them in terms of underinclusiveness, the NAM also argues that other aspects of § 207 demonstrate that it will not materially advance the Government’s asserted purposes. Most significantly, the NAM focuses on the fact that amended § 207 does not require the disclosure of an affiliate who otherwise meets the amended disclosure threshold, but who is listed on the client’s publicly accessible website as being a member of or contributor to the client, unless the affiliate meets the higher standard of “in whole or in major part plan[ning], supervising], or control[ing]” the client’s lobbying activities. NAM Reply at 14;
Finally, the NAM argues that § 207 will not advance its asserted purposes because “even when a lobbying association is required to report, the law does not assure that Congress can readily learn which disclosed member is active in which specific lobbying activity.” Id. at 15. The NAM is correct that § 207 “does not require associations to link organizational members to the lobbying issues that they support.” Legisl. Defs’ Opp’n at 35. However, the professed interest underlying § 207 is providing the public and members of Congress with information regarding the funding of lobbying efforts. That Congress concluded this interest was advanced by the disclosure of only “the name, address, and principal place of business” of affiliates meeting the amended disclosure thresholds, without requiring the additional disclosure of affiliates’ particular lobbying positions, i.e., more speech, does not demonstrate that § 207 cannot “fairly be said” to advance the Government’s asserted interests. 13
In sum, the Court concludes that Defendants have met the second requirement of the strict scrutiny standard by showing that the harms § 207 aims to remedy in fact exist and that § 207 will materially reduce those harms.
See Blount,
c. Section 207 Appears to Be Narrowly Tailored and to Represent the Least Restrictive Means
In addition to arguing that § 207 is underinclusive, the NAM claims that it is overinclusive, and thus fails to meet the strict scrutiny standard’s narrow tailoring requirement because it reaches “longstanding, formally-organized [sic] groups like the NAM that hold tax exempt status” in addition to short-lived “stealth coalitions.” NAM Mot. at 28-29. According to the NAM, it “is not a stealth coalition” because it has “constituencies everyone understands,” which are reflected in its name. Id. at 28. Nevertheless, even if the NAM’s name accurately discloses the interests it represents, that does not establish that other association and coalitions’ names are equally revealing. Further, if the use of a “long-standing” associational name was the test for requiring disclosure, stealth coalitions could easily evade detection by co-opting older, more established names. Indeed, Congress enacted § 207 due to a professed concern that groups’ names had not functioned as accurate indicators of the interests they served. See 153 Cong. Rec. S260 (daily ed. Jan. 9, 2007) (statement of Sen. Lieberman). 14
*59 Moreover, Congress certainly could not draw a “bright-line” rule based on some loose conception of whether an association or coalition’s name accurately represented its constituencies. To prove the point, despite the NAM’s claims regarding its purportedly transparent and well-understood name, the organization has a broad constituency of over 11,000 members and its name reveals only that those members are likely to be in some way connected to manufacturing interests. While the NAM’s constituencies may, in fact, be understood by Members of Congress and executive branch officials, it is doubtful that the general public (whose informational interests § 207 supports) have an equally thorough understanding. The Court therefore cannot conclude that § 207’s application to the NAM demonstrates that § 207 is overly broad.
The NAM also argues that Defendants fail to establish either that Congress considered less restrictive alternatives before enacting § 207, or that no such alternatives exist.
See
NAM Mot. at 28-29. To the contrary, Congress did consider less restrictive alternatives, in the form of the FRLA, the LDA, and the various reform proposals considered over the years, concluding ultimately that those disclosure regimes did not sufficiently capture the “stealth coalitions” underlying § 207’s goal of transparency. Further, the fact that Congress did not explicitly reject other alternatives before enacting § 207 does not establish that any actually exist. Indeed, while the NAM suggests what it perceives as two other bright-line rules that would be less restrictive, there is no reason to conclude that either of those alternatives “would be even
almost
equally effective.”
Blount,
In sum, the Court concludes that Defendants have met their burden of showing that § 207 “is ‘closely drawn’ and thus ‘avoid[s] unnecessary infringement’ of First Amendment rights.”
Blount,
d. The NAM Has Not Made a Factual Showing of Potential Harm to Its Members
Having already concluded that § 207 survives strict scrutiny, out of an abundance of caution, the Court briefly addresses the Legislative Defendants’ additional argument that the NAM’s challenge to § 207 fails insofar as it rests upon the alleged burden to its members’ associational rights, because the NAM has not made a factual showing of potential harassment and retaliation against its members. See Legisl. Defs’ at 31-35. The NAM responds to this assertion by stating that it need not proffer such evidence because this “action challenges [§ 207] itself, facially and as applied to membership groups like the NAM,” and “[f]or that purpose, the types of burdens relied on in Buckley to trigger demanding scrutiny are adequate and clearly present here.” NAM Reply at 16.
The Legislative Defendants are correct that in
Buckley,
the Supreme Court rejected a challenge to FECA’s disclosure requirements as applied to minor parties.
If the Court were to apply
Buckley’s
“exacting” scrutiny, however, it would agree with the Legislative Defendants that the NAM’s allegations fail to meet
NAACP v. Alabama
and
Buckley’s
requirement of
*61
a showing of a “reasonable probability that the compelled disclosure of [the NAM members’] names will subject them to threats, harassment, or reprisals from either Government officials or private parties.”
Buckley,
Here, in contrast, the NAM offers only speculation that harm may befall its members if they are disclosed as connected to the NAM’s lobbying activities. As discussed above, the NAM asserts that, “Making policy positions that are unpopular with other groups may lead to boycotts, political pressure, shareholder suits, or other forms of harassment,” and may make companies litigation targets, Compl. ¶ 14, and supports that assertion with Ms. Amundson’s Declaration. However, the newspaper articles and lawsuit to which Ms. Amundson points in her Declaration in no way indicate that any member of the NAM (or the NAM itself) has suffered harm or retaliation as a result of the NAM’s lobbying activities.
See
Amundson Deck ¶ 10; Legisl. Defs’ Opp’n at 32 n. 20;
IBEW, Local 1547 v. Alaska Util. Constr., Inc.,
As discussed above, the Court’s application of strict scrutiny to § 207 obviates the need to balance the NAM’s showing of harm against the interests asserted by Defendants. Were the Court to do so, however, it would easily conclude that, in light of the speculative nature of the NAM’s allegations, “the substantial public interest in disclosure identified by the legislative history of [§ 207 and other disclosure re
*62
quirements] outweigh[s] the harm generally alleged.”
Id.
at 72,
B. The NAM’s Vagueness Challenges
The NAM’s Complaint and Motion for a Preliminary Injunction assert that § 207 is unconstitutionally vague, both on its face and as applied to the NAM.
See
Compl. ¶¶ 26, 26(a); NAM Mot. at 24. The NAM’s vagueness challenge is generally premised upon a claim that because § 207 allegedly “does not provide a precise standard by which compliance obligations can be determined ... the NAM can only guess at what must be disclosed.” Compl. ¶ 26(a). With respect to its as-applied challenge, the NAM additionally asserts that “the [alleged] vagueness becomes much greater when the provision is applied to an organization like the NAM,” due to the administrative efforts that compliance with § 207 would purportedly require. NAM Mot. at 27. Defendant Taylor argues that the NAM does not mount a true as-applied challenge because it offers no distinction between the application of § 207 to the lobbying activities of the NAM and its members and to every other group that must file reports under the LDA. Taylor Opp’n at 26-27 (citing
See Foti v. City of Menlo Park,
In considering the NAM’s facial vagueness challenge, the Court is cognizant of the Supreme Court’s recent reminders “that a facial challenge must fail where the statute has a ‘plainly legitimate sweep,’ ”
Wash. State Grange v. Wash. State Repub. Party,
— U.S. -,
A statute is vague where it fails to “provide adequate notice to a person of ordinary intelligence that his conduct is illegal,”
Buckley,
As discussed above, § 207 requires registrants to disclose affiliates that (i) contribute more than $5,000 in a quarter to fund the registrant’s lobbying activities and (ii) actively participate in the planning, supervision, and control of those lobbying activities.
As an initial matter, the discussion of an intent standard in
WRTL
arose in the context of an as-applied challenge to BCRA’s provision making it “a federal crime for any corporation to broadcast, shortly before an election, any communication that names a federal candidate for elected office and is targeted to the electorate.”
In contrast, the reference to intent in the LDA’s definition of lobbying activities suggests a much more objective standard. The LDA defines lobbying activities as “lobbying contacts and efforts in support of such contacts, including preparation and planning activities, research and other background work that is intended, at the time it is performed, for use in contacts, and coordination with the lobbying activities of others.” Id. § 1602(7) (emphasis added). Viewed in context, then, the LDA’s reference to intent serves to distinguish activities undertaken in support of lobbying contacts (which may require disclosure) from those undertaken for other purposes (which do not). The House Judiciary Committee Report on the LDA confirms this understanding, explaining that:
activities in support of lobbying contacts would be ‘lobbying activities,’ even if they also support communications that are excluded from the definition of ‘lobbying contacts.’ For example, if an organization prepares an extensive issue brief for presentation to Members of Congress and their staffs both through formal testimony and informal meetings, the effort of preparing that brief would be a ‘lobbying activity.’ However, the effort that goes into preparing materials for purposes other than lobbying would not become a lobbying activity simply because the materials are subsequently used in the course of lobbying activities.
H.R.Rep. No. 104-339, pt. 1, at 13-14. 17 As an example, if an affiliate commissioned a study for a purpose unrelated to lobbying efforts and the study was not immediately used in lobbying efforts, the affiliate’s commission of the study would not constitute lobbying activity because it was not “intended, at the time it [was] performed” for use in lobbying contacts. In the event that the study was later presented to covered executive or legislative branch officials, the presentation itself would constitute lobbying activity, but the affiliate’s original commission of the report would not be transformed into lobbying activity. Id.
This example highlights the contrast between the intent-based standard considered in WRTL and the reference to intent in the LDA’s definition of lobbying activities. In the former, the only evidence of a speaker’s intent in running an ad susceptible of two meanings might well reside in his or her own head. In contrast, in determining whether a particular affiliate’s activity was “intended, at the time it [was] performed” for use in lobbying contacts, an LDA registrant can look to objective indicators such as contemporaneous descriptions of the work in question and how the work is put to immediate use. As such, although the standard considered in WRTL and the LDA’s definition of lobbying activities both include references to intent, the former involves a subjective state of mind, while the latter connotes a far more objective question of purpose or design.
The Court therefore concludes that WRTL’s disapproval of an intent-based *65 standard does not compel the same outcome in the instant case, and turns to the NAM’s other arguments that the definition of lobbying activities is unconstitutionally vague. First, returning to the definition’s reference to intent, the NAM maintains that the section is vague because it does not specify whose intent is relevant. However, in the context considered above (and in light of the House Judiciary Committee Report on the LDA), it is apparent that the relevant intent is that of the affiliate who undertakes the “preparation and planning activities, research [or] other background work” at issue, because the question being asked is whether those activities were undertaken for use in connection with lobbying contacts. See Taylor Opp’n at 22-23.
Next, taking umbrage with the suggestion that a registrant like the NAM must assess its affiliates’ intent in order to determine whether they meet § 207’s disclosure threshold, the NAM asserts that “organizational intent is a particularly elusive concept,” NAM Reply at 20, and that “various participants in a meeting may have different intents, and the intent of the group as a whole may be hard to ascertain,” NAM Mot. at 26. As the discussion above makes clear, however, registrants should be able to assess the relevant question of intent through objective evidence. Furthermore, it appears that in many (if not most) situations, § 207 does not require registrants to reach the question of their affiliates’ intent at all. Significantly, if a registrant’s affiliate actively participates in the planning, supervision, or control of the registrant’s lobbying contacts and contributes more than $5,000 in a quarter to fund those activities, § 207 clearly requires the registrant to disclose that member. Likewise, if a registrant’s affiliate actively participates in the planning, supervision, or control of background work that is obviously directed towards eventual lobbying contacts and contributes more than $5,000 in a quarter to fund those activities, § 207 again leaves no question that the registrant must disclose that member. As such, the affiliate’s intent is only implicated if the background work in which the affiliate is involved is not clearly undertaken in support of eventual lobbying contacts and that same affiliate has donated more than $5,000 in a quarter to fund the registrant’s lobbying efforts.
In that limited situation, any ambiguity caused by the reference to intent in the definition of lobbying activities may be mitigated by the scienter requirements included in the revised penalty provisions of the LDA.
See Village of Hoffman Estates,
Further, the NAM’s claim that the definition of lobbying activities in some way renders § 207 unconstitutionally vague (as well as its professed confusion about applying that definition) is undermined by the fact that the definition has been in effect, unchanged, since the LDA was enacted in 1995. As such, the NAM and other registrants have been forced to grapple with the definition’s reference to intent for the past twelve years. The NAM explains that it was not concerned by the definition’s reference to intent prior to the enactment of § 207 because none of its members met the higher threshold of “in whole or in major part” planning, supervising, or controlling the NAM’s lobbying activities, and as a result “there was simply little need to dispute the meaning of words like ‘intended.’ ” NAM Reply at 22. The NAM’s particular situation is not dispositive on its facial challenge, and in any event, the fact remains that the definition has not been subject to a constitutional challenge in over a decade, suggesting that it has not proven difficult for registrants to interpret. See 153 Cong. Rec. S736 (daily ed. Jan. 18, 2007) (statement of Sen. Feingold) (reciting the LDA definition of “lobbying activities” and stating “[t]his term I just mentioned and defined has been in use for over a decade without controversy.”). 18
Similarly, the NAM asserts that § 207’s alleged vagueness is “particularly acute” because of the breadth of activities encompassed within the definition of “lobbying contacts” that underlies the term “lobbying activities,” and the fact that lobbying contacts include communications with a variety of legislative and executive branch personnel. NAM Mot. at 25 (citing
Finally, in addition to challenging the definition of “lobbying activities” underlying § 207, the NAM’s Motion takes passing issue with § 207’s use of the phrase “actively participates,” noting that the term “active” is not directly defined in the statute and that there is no requirement that “active” participation also be substantial. NAM Mot. at 9. The NAM’s argument is unavailing, however, because the legislative histoiy of § 207 provides a significant gloss on the term, explaining that “[e]ntities or organizations that have only a passive role—e.g., mere donors, mere recipients of information and reports, etc.—would not be considered to be ‘actively participating’ in the lobbying activities.” 153 Cong. Rec. S10709 (daily ed. Aug. 2, 2007) (joint statement of Sens. Feinstein, Lieberman, and Reid). In light of this gloss, the Court concludes that § 207 adequately provides fair notice of the type of activities encompassed by the section’s disclosure threshold. 19 Mindful of the fact that “mathematical certainty” cannot be the standard for statutory vagueness, the Court therefore finds that the phrase “actively participates” does not render § 207 facially vague.
In sum, “a facial challenge must fail where the statute has a ‘plainly legitimate sweep,’ ”
Washington State Grange,
Lastly, the Court briefly considers the NAM’s claim that § 207 is unconstitutionally vague as applied to the NAM. That claim is based upon the alleged difficulty the NAM will face in “attempting to review all of the activities of the NAM’s 100 + monthly meetings, plus other ad hoc groups, to see if [§ 207’s] standard has *68 been met.” NAM Mot. at 27. The NAM further asserts that it “has no existing mechanisms to track and identify members who would be subject to disclosure ... and creating such mechanisms would be disruptive of, and irreparably consume resources intended for, core First Amendment activities.” Compl. ¶ 29. As discussed above, the NAM’s as-applied argument essentially asserts that compliance with § 207’s allegedly facially vague standards will be particularly costly or difficult for the NAM. See Taylor Opp’n at 26-27. However, as Defendant Taylor correctly points out, these claims do “not center on vagueness, but on compliance costs.” Id. at 27. The Court has not found § 207 to be unconstitutionally vague on its face, and the fact that the NAM’s members may be involved in a significant degree of activity that meets § 207’s amended disclosure threshold “does not establish that the LDA provides insufficient notice of its requirements or constraints on those who enforce it.” Id. at 27.
In addition, the Court reiterates that any concern that § 207 will lead to an impermissible chill on the NAM’s First Amendment activities is alleviated by the scienter requirements included in the amended LDA.
IV: CONCLUSION
Having rejected the NAM’s claim that § 207 impermissibly burdens the First Amendment activity of the NAM and its members, as well its claims that § 207 is unconstitutionally vague on its face and as applied to the NAM, the Court shall DENY [3] the NAM’s motion for judgment on the pleadings. Pursuant to the agreement of the parties, the Court shall dismiss the instant case in its entirety.
Notes
. In the 103d Congress, a conference committee reported a reconciled bill that required disclosure of any affiliate that (a) "contributes more than $5,000 toward the lobbying activities of the registrant in a semiannual period,” and (b) "participates significantly in the planning, supervision, or control of such lobbying activities.” See H.R. Conf. Rep. No. 103-750 (1994). The conference report was agreed to in the House, see 140 Cong. Rec. 26782-83 (1994), but the Senate was unable to close debate to bring the matter to a vote. As seen below, the affiliate disclosure requirement reported by the conference committee is quite similar to the requirement embodied in § 207 oftheHLOGA.
. As discussed below, this definition of "lobbying activities” remains unchanged by the HLOGA.
. The Secretary and Clerk promulgated such guidance, which interpreted the term "in whole or in major part plans, supervises, or controls such lobbying activities," by clarifying that " 'in major part’ means in substantial part. It is not necessary that an organization ... exercise majority control or supervision in order to fall within [the relevant provision] .... In general, 20 percent control or supervision should be considered 'substantial' for purposes of these sections.” See Legisl. Defs' Opp’n at 12 n. 5 (citing Pre-HLOGA LDA Guidance (applicable prior to Jan. 1, 2008), § 2, http://www.senate.gov/legislative/ common/briefing/lobby_disc_briefmg.htm).
. In addition, the HLOGA did not alter the scope of activities to which lobbying disclosure requirements applied from that established in the LDA. As under the LDA,
. The NAM correctly notes in its Reply that when Representative Doggett made this re *45 mark, he was discussing a version of the bill that contained an exemption to the affiliate disclosure requirements for certain 501(c) organizations. See NAM Reply at 9 & n. 9-10. Nevertheless, Representative Doggett’s remarks demonstrate that the focus of the amendments as to the affiliate disclosure requirement was on so-called “stealth coalitions.” The NAM does not clearly state whether it would have been exempted from the affiliate disclosure requirements in the House-backed version of the bill, but argues that the House-backed version demonstrates that § 207 was not intended to "apply to an established 501(c) organization like the NAM.” Id. at 10. However, the House-backed version was not enacted into law, and therefore does not demonstrate the intended scope of the bill as enacted. Moreover, the NAM's apparent belief that established 501(c) organizations pose no issues with respect to lobbying is belied by the fact that congressional investigations of the activities of former lobbyist Jack Abramoff “identified the blatant misuse of tax-exempt entities as 'pass-throughs' to distribute money for lobbying and other purposes.” William V. Lunenberg & Thomas M. Susman, Lobbying Disclosure: A Recipe for Reform, 33 J. Legis. 32, 48 (2006) (citing Susan Schmidt & James V. Grimaldi, Nonprofit Groups Funneled Money for Abra-moff, Wash. Post. June 25, 2006, at Al).
. The articles Ms. Amundson cites include: David Rising, Clashes Break Out Ahead of Summit, Assoc. Press, June 3, 2007; Peter Geier, Sea Change in Asbestos Torts is Here: New Strategies, New Defendants Seen, Nat’l Law J., Oct. 31, 2005; Robert Pear, Doctors in Antitrust Fight Boycott Merck Products, N.Y. Times, May 23, 2000; Harry Stoffer, Toyota Joins Detroit 3 in CAFE Fight, Automotive News, July 30, 2007; and Jim Lobe, ExxonMobil Takes Heat on Global Warming, Inter Press Service News Agency, July 12, 2005, available at http://www.ipsnews.net/ prinl.asp?idnews=29469. See Amundson Decl. ¶ 10.
. As noted above, and as Defendants stress, during the twelve years that the LDA was in effect prior to the enactment of the HLOGA, neither the NAM nor any other entity challenged the LDA’s affiliate disclosure requirements (or its corresponding definitions) on constitutional grounds. Taylor Opp’n at 5.
. The Court notes that Defendants do not challenge the NAM's standing to bring this action either on its own behalf or on behalf of its members. Further, it appears that NAM has standing to challenge § 207 and that this controversy is justiciable at this time because the NAM is regulated by the LDA and will be subject to the requirements of § 207.
See Reg’l Rail Reorg. Act Cases,
. The NAM also argues that § 207’s disclosure requirement impairs its members' rights to anonymous speech, citing
McIntyre v. Ohio Elections Comm'n,
. Furthermore, various Supreme Court opinions have suggested — without explicitly concluding as much — that lobbying itself is protected by the First Amendment.
See Re-gan v. Taxation With Representation of Wash.,
. The Eighth Circuit recently concluded that a ‘'compelling” government interest existed for a lobbying disclosure requirement in
Minnesota Citizens Concerned for Life, Inc. v. Kelley,
. The LDA provides that "[i]n the case of a coalition or association that employees or retains other persons to conduct lobbying activities, the client is the coalition or association and not its individual members.”
. The NAM also argues that § 207 will not advance Defendants’ proffered interests because "Congress does not seek to know” ”[i]f a single, unidentified association member contributes 100% of the funding for a massive lobbying activity to be carried out by the association,” or ”[i]f an association member is extremely active in and substantially controls an association’s lobbying efforts but does not directly fund that effort.” NAM Reply at 14. This argument is in essence a claim that "an alternative regulation, which would restrict
more
speech or the speech of
more
people could be more effective.”
Blount,
. The Supreme Court also recognized the significance of a similar problem regarding groups that fund election-related advertisements in
McConnell
when it stated: "Curiously, Plaintiffs want to preserve the ability to run these advertisements while hiding behind dubious and misleading names like: 'The Coalition-Americans Working for Real Change’ (funded by business organizations opposed to organized labor), 'Citizens for Better Medi
*59
care’ (funded by the pharmaceutical industry), 'Republicans for Clean Air' (funded by brothers Charles and Sam Wyly).”
. The NAM also suggests its members may be placed "in a false light" if they are "identified as actively supporting [the NAM’s] lobbying activities while they are actually opposing such efforts.” NAM Mot. at 27. As an initial matter, § 207 only requires the disclosure of those affiliates that substantially fund and actively
participate
in (rather than support) the NAM's lobbying activities.
. The Supreme Court did not issue a majority opinion in
WRTL.
"[T]he holding of the Court” in the case is therefore the "position taken by those Members who concurred in the judgments on the narrowest grounds,” which is the opinion by Chief Justice Roberts (joined by Justice Alito).
Marks v. United States,
. The House Judiciary Committee’s Report on the LDA remains relevant because the NAM’s vagueness challenge to § 207 focuses in large part on the reference to intent in the definition of "actively participates” and, as discussed above, that definition has not changed since the LDA was enacted in 1995.
. The NAM also suggests that the definition of lobbying activities is unconstitutionally vague because the terms "research and other background work” are not further defined and therefore invite ludicrous applications. NAM Mot. at 26. According to the NAM, § 207 could be read to capture a lobbyist's exchanging of pleasantries with a nominee for a position that requires Senate confirmation because asking the nominee how he is feeling might be deemed "research” on the nominee’s health.
Id.
The NAM is correct that this example is “ludicrous.” It is also incorrect, because innocently asking a nominee how he is feeling would not conceivably be meant for use in lobbying contacts, and thus would not constitute lobbying activity.
. In addition, the Court notes that the legislative history’s gloss on the term “actively participates” is consistent with the guidance promulgated by the Secretary of the Senate and the Clerk of the House following HLO-GA's enactment. Although that document does not have the force of law, it is persuasive and represents a reasonable interpretation of § 207. That document explains that “[a]n organization 'actively participates’ in the planning, supervision, or control of lobbying activities of a client or registrant when that organization (or an employee of the organization in his or her capacity as an employee) engages directly in planning, supervising, or controlling at least some part of the lobbying activities of the client or registrant.” LDA Guidance eff. Jan. 1, 2008, http://www.senate. gov/legislative/resources/pdiys 1 guidance.pdf at 4. In addition, the guidance distinguishes actively participating organizations from those that "though members of, or affiliated with a client, have only a passive role in the lobbying activities of the client (or of the registrant on behalf of the client),” and provides detailed examples of both active and passive participation.
Id.
The NAM suggests that the guidance’s explanation of the phrase "actively participates” confirms that § 207 is facially vague. NAM Reply at 27. In contrast, the Court believes that the consistency between the guidance and the legislative history demonstrates that the phrase provides individuals of ordinary intelligence a reasonable opportunity to know what § 207 requires, and thus indicates that the statute is not facially vague.
See Grayned,