This case concerns the status quo or “freeze” provisions of the Railway Labor Act applicable to major disputes. It arises out of a wildcat strike by the carrier’s employees while the orderly processes provided by the Act were running their course. The question is whether the carrier, under the unusual circumstances of this ease, violated the status quo by discharging strikers who refused to return to work under court order. The district court held that it did not, and, accordingly, that the employees were not entitled to reinstatement. We REVERSE and REMAND.
On October 31, 1968, National Airlines and the International Association of Machinists and Aerospace Workers, AFL-CIO (Union) exchanged § 6 notices of desired changes in their collective bargaining agreement. The parties thereby invoked the elaborate procedures set forth by the Railway Labor Act for the resolution of major disputes, which the Supreme Court has recently outlined as follows:
* * ’* A party desiring to effect a change of rates of pay, rules, or working conditions must give advance written notice.. § 6. The parties must confer, § 2 Second, and if conference fails to resolve the dispute, either or both' may invoke the services of the National Mediation Board, which may also proffer its services sua sponte if it finds a labor emergency to exist. § 5 First. If mediation fails, the Board must endeavor to induce the parties to submit the controversy to binding arbitration, which can take place, however, only if both consent. §§ 5 First, 7. If arbitration is rejected and the dispute threatens “substantially to interrupt interstate commerce to a degree such as to deprive any section of the country of essential transportation service, the Mediation Board shall notify the President,” who may create an emergency board to investigate and report on the dispute. § 10. While the dispute is working its way through these stages, neither party may unilaterally alter the status quo. §§ 2 Seventh, 5 First, 6, 10. (Emphasis added)
Brotherhood of Railroad Trainmen v. Jacksonville Terminal Co., 1969,
Against this background, National suspended three men on Friday, January 17, 1969, at Kennedy Airport for refusing to taxi an aircraft. The action of the men in question was in response to a controversial order issued by the carrier reducing the number of men needed to taxi an aircraft from three to two. The men apparently determined that the reduction created an unsafe condition. Almost immediately after the suspension, members of the Union sat down on the job at National’s Kennedy Airport and Miami International facilities.
Later that same afternoon, National filed a suit in the court below seeking injunctive relief against the Union alleging that the Union had violated the status quo requirements of the Act and had breached the collective bargaining contract by participating in a strike or sit down. At an emergency hearing the next morning, January 18, 1969, a representative of the Union testified that the strike was an “unauthorized work stoppage or a sit down.” The attorney for the Union stated that “we are having a difficult time getting them [the strikers] *1001 back,” and conceded that a preliminary injunction enjoining the strike was appropriate. The court entered a preliminary injunction ordering the Union to restore the status quo by ending the work stoppage. In addition, the Union sought and obtained a temporary restraining order requiring National to employ three men to taxi aircraft. 1
Although National complied with the court’s order on the taxi dispute, the Union’s attempts to return the men to work were unsuccessful, and the strike continued. On January 20, the fourth day of the strike, the airline scheduled a second hearing before the district court, seeking further relief to compel compliance with the injunction. As a result of the strike, the airline had already cancelled approximately 36 flights. Representatives of the Union asserted that the employees disregarded the Union’s orders to return to work and that the Union had lost control of its members. The first injunction issued by the court had proved ineffective. Accordingly, the district court entered a second order at 12:30 P.M. on the same day, ordering the defendants to “advise the membership that it is the order of the Court and of the defendant IAM that all men return to work by their next shift, and that individuals who refuse to so report are subject to penalties which could include dismissal by NATIONAL AIRLINES.’’ (Emphasis added). At 3:41 P.M. that afternoon, the Union sent out 993 telegrams advising its members of the court’s second order. Shortly thereafter, at approximately 7:00 P.M. that evening, National notified the strikers that they would be terminated if they did not report for duty at their next regularly scheduled shift starting at 3:30 P.M. the next day, January 21.
When the strikers did not return to work the next day at the 3:30 P.M. shift, National sent termination notices to approximately 940 IAMAW workers. The Union promptly filed a motion to dissolve the orders enjoining and restraining the strike and, in addition, an “Application for Rule to Show Cause and Preliminary Injunction,” seeking to require the reinstatement of all discharged employees. The district court denied the motion and application, and the Union appeals.
The Union’s position is that the discharge of the striking employees violated the status quo or “freeze” provisions of the Railway Labor Act, and that the discharged employees are therefore entitled to reinstatement. The applicable provision of the Railway Labor Act is Section 6, 45 U.S.C. § 156, which provides in relevant part:
In every case where such notice of intended change has been given, or conferences are being held with reference thereto, or the services of the Mediation Board have been requested by either party * * * rates of pay, rules, or working conditions shall not be altered by the carrier until the controversy has been finally acted upon, as required by section 155 of this title * * *. [Emphasis added].
“The purpose of § 6 was to prevent rocking of the boat by either side until the procedures of the Railway Labor Act Were exhausted.” Manning v. American Airlines, Inc., 2d Cir. 1964,
National argues that the
status quo
provisions of the Act are in-apposite here because the change in the taxi crews constitutes only a “minor” dispute.
2
National points out that the men struck over the suspension of the three employees in New York who were suspended because they disputed the work change in the taxi crews at JFK by refusing an assignment to taxi an aircraft. Inasmuch as this minor dispute ultimately led to the discharge of the strikers, the argument continues, the
status quo
provisions of the Act, applicable only to major disputes, cannot be invoked to compel reinstatement. But it is undisputed that the “major dispute” procedures of the Act were brought into play by the exchange of § 6 notices on October 31, 1968 and that those procedures had not been exhausted on January 21, 1969 when the strikers were discharged. Consequently, the discharge occurred during a “freeze” period when self-help is ordinarily unlawful. This would be true even if (and we need not decide the issue) the change in the taxi crews constituted a minor dispute: Plainly a carrier may not, under the guise of resolving a minor dispute, circumvent and defeat the statutory proscription on self-help while a major dispute is running its course. Cf. Brotherhood of Railway and Steamship Clerks, Freight Handlers, Exp. and Station Emp., A.F.L.-C.I.O. v. Florida East Coast Ry. Co., 1966,
The Union maintains that the discharge of the striking employees constitutes a permanent change in the status quo, thereby truncating the purpose of the Railway Labor Act. It argues that the district court abused its discretion and departed from its limited role as guardian of the status quo by including a provision in the January 20 order that strikers who refused to return to work “are subject to penalties which could include dismissal by NATIONAL AIRLINES.” The Union stresses the impropriety and inflammatory effect of National’s January 20 notice to the strikers that they would be discharged if they failed to return to work the next day. It emphasizes that the Union, not the carrier, was ordered to notify the strikers of the court’s order. This “anticipatory discharge” or “constructive lockout” was thus a breach of National’s obligation under the Act. Moreover, the Union further argues, the exercise of self-help by the strikers did not automatically create a right of self-help for the carrier. When the employees failed to return to work on January 21 under the second order of the court, the carrier was not thereby relieved of its obligation to maintain the status quo. Instead of resorting to self-help by terminating the strikers, National should have sought further aid from the district court. Consequently, the discharged strikers are entitled to reinstatement. •
Weighing against the Union’s claim, however, is the undisputed illegality of the strike. A strike called before completion of the major dispute procedures, like a change made by the carrier, is unlawful and may be enjoined
*1003
pending compliance with the Act. Missouri-Illinois R. Co. v. Order of Ry. Conductors, 8 Cir. 1963,
Although the NLRA has been referred to for assistance in construing the Railway Labor Act,
see e. g.,
Steele v. Louisville & N. R. Co., 1944,
Judge Wisdom succinctly stated the relevant differences:
[T]he Railway Labor Act is more concerned with continuance of the employer’s operations and the employer-employee relationship. This is evidenced by the fact that while bargaining is the first and last step under the NLRA, it is only the first step under the Railway Labor Act in a ladder that leads to the White House if differences cannot be resolved. (Emphasis added)
United Industrial Workers of the Seafarers Int’l Union of North America, Atlantic, Gulf, Lakes and Inland Waters District, Marine Allied Workers Division, A.F.L.-C.I.O. v. Board of Trustees of Galveston Wharves, 5th Cir. 1968,
Nonetheless, we hold that under the circumstances of this case, the resort to self-help by the carrier was not altogether prohibited by the Act. The strike, prompted by the suspensions of the three workers in New York, was spontaneous and unauthorized. Representatives of the Union stated at the first hearing that they were having difficulty returning the men to work. The first injunction, directing the Union to restore the status quo by ending the strike, proved ineffective. The strikers disregarded orders of their Union to return to work, and the carrier was already faced with the disruption of service at the time of the second hearing. At this point, it was apparent that the Union had lost control over the strikers. Contempt citations directed against the Union or its representatives, therefore, were less likely to end the strike.
In short, an unmanageable work stoppage had occurred and repeated attempts by the court, the carrier and the Union had failed to restore the
status quo
when the carrier resorted to self-help. Restoration of the
status quo
had been frustrated by a seemingly unmanageable strike. When viewed in this context, we cannot agree that the resort to self-help by the carrier would vitiate the
status quo
or subvert the orderly processes of the Act. A different case would be presented if there had appeared any substantial likelihood that the strike could have been brought to a prompt end by further court proceedings. But the resort to the courts having proven ineffective, the carrier was permitted to resort to self-help in order to operate its business. It has been held in other contexts that strike conditions may alter the carrier’s statutory obligations to maintain agreements and preserve the
status quo.
Thus a carrier faced with a lawful strike over issues which have been carried through the procedures of the Act to an impasse may lawfully depart from other terms of the collective bargaining agreement without following the procedures of the Act, to the extent “reasonably necessary” to continue its operations. Brotherhood of Railway and Steamship Clerks, Freight Handlers, Exp. and Station Employees, A.F.L.-C.I.O. v. Florida East Coast Ry. Co., 1966,
But the carrier’s right to resort to self-help was not unlimited. Again, the principles developed in the
Florida East Coast
cases,
supra,
are applicable here. In those cases the courts defined the extent to which a carrier faced with a lawful strike is free to institute changes without complying with the procedures provided in § 6. The carrier’s right to self-help, though explicitly recognized, was carefully circumscribed. The Supreme Court stated that “the justification for permitting the carrier to depart from the terms of the collective bargaining agreement
lies in its duty to continue to serve the public.”
Brotherhood of Railway and Steamship Clerks, Freight Handlers, Exp. and Station Emp., A.F.L.-C.I.O. v. Florida East Coast Ry. Co.,
supra,
[I]n order for the District Judge to allow FEC to escape the ban on institution of changes pending exhaustion of the statutory procedures recognized by the decisions, he must be convinced that in order to make a meaningful reality of FEC’s right to continue to operate, the changes are reasonably necessary.
Florida East Coast Ry. Co. v. Brotherhood of Railroad Trainmen, AFL-CIO, 5th Cir. 1964,
We do not think the mass discharge of the strikers in this case can be justified by the need to restore service. We recognize that the district court was faced with a difficult situation and had little time to deal with it. It is plain that the court’s central concern was the restoration of the
status quo.
Nevertheless, we hold that the discharge of the strikers constituted an impermissible form of self-help. The discharge of the strikers was not necessary in order to hire a new labor force. Under both the NLRA and the Railway Labor Act, a carrier need not discharge those hired to replace strikers. E. g., N. L. R. B. v. Mackay Radio & Tel. Co., 1938,
*1007
We think “it falls to the lot of the District Judge to pass on what changes were in fact necessary for [National] to continue to operate.” Florida East Coast Ry. Co. v. Brotherhood of Railroad Trainmen, AFL-CIO, supra,
In summary, we hold that the exercise of self-help by the carrier was not altogether barred by the Act. The holding is limited to the facts of this case. We emphasize: The unauthorized, or wildcat, nature of the strike; the repeated refusal of the strikers to restore the status quo in violation of the Act; the interruption of commerce; the professed absence of control by the Union over the strikers, thus diminishing the efficacy of fines or other contempt measures directed at the Union or its representatives; and the proven inability of the carrier, the Union, and the district court to return the strikers to work. We further hold, however, that the mass discharge of the strikers exceeded the permissible bounds of employer self-help under the circumstances. National was entitled only to hire replacements for the strikers in order to operate its airline. The district court on remand should determine the precise extent to which the carrier exceeded the permissible bounds of self-help, as defined here, and determine the right of the strikers to reinstatement accordingly.
Reversed and remanded.
Notes
. Since tlie filing of this appeal, the district court has sustained the Union’s position on the taxi dispute, holding that National violated the
status quo
by changing the number of men required to taxi an aircraft after the procedures of the Act were set in motion by the § 6 notices on October 31, 1968. The court changed the temporary restraining order into a preliminary injunction directing National to taxi with at least three men until the procedures of the Act are exhausted.
.
See
Elgin, Joliet and Eastern R. Co. v. Burley, 1945,
. The
status quo
provisions of the Railway Labor Act refer to the “representatives of the employees,” § 6, or the “parties to the controversy,” § 10, so that it is conceivable that only Union-sponsored strikes violate the Act. Such a literal analysis has not been applied, however, in construing other aspects of the Railway Labor Act,
see, e. g.,
Brotherhood of Railroad Trainmen v. Chicago River and Indiana R. Co., 1957,
In this connection, consider: “On February 17, 1961 the flight engineers who were employed by Western Air Lines failed to show up for work. The Union says there was no Union sponsored strike. If there was no strike, the court is compelled to the conclusion that the flight engineers individually each of them simply quit their jobs.” Flight Engineers v. Western Air Lines, S.D.Cal., April 14, 1961, 48 LRRM 2487;
see also
Wes Chapter, Flight Engineers’ Int’l Ass’n A.F.L.-C.I.O. v. National Mediation Board, 1962,
. We take the case as we find it. The illegality of National’s conduct with regard to the taxi dispute, see note 1,
supra,
was not advanced as a basis for denying an injunction against the strike. We therefore do not consider whether the equitable doctrine of “unclean hands,”
see
Florida East Coast Ry. Co. v. Brotherhood of Locomotive Engineers, 5th Cir. 1966,
In this connection, consider the following:
“This was at a time when the Carrier itself was in violation of the Railway Labor Act. The cases suggest that at that time, under the Act, the Union had the right to strike; that right continues until the Act is complied with by the Carrier, and thereafter ceases during and until exhaustion of the procedures set up by the Act. * * * If the Carrier refuses to follow the procedures of the Act * * * the Union may strike.”
United Industrial Workers of the Seafarers Int’l Union of North America, Atlantic, Gulf, Lakes and Inland Waters District, Marine Allied Workers Division, A.F.L.-C.I.O. v. Board of Trustees of Galveston Wharves, 5th Cir. 1968,
. E. g., N.L.R.B. v. Fansteel Metallurgical Corp., 1939,
. “The relationship of labor and management in the railroad industry has developed on a pattern different from other industries. The fundamental premises and principles of the Railway Labor Act are not the same as those which form the basis of the National Labor Relations Act * * Brotherhood of Railroad Trainmen v. Chicago River and Indiana R. Co., 1957,
. Additionally, we think National acted too hastily when it determined to discharge the strikers rather than returning to the district court for further advice. The court’s order indicated only that the failure to return to work “could” subject the strikers to dismissal by National, not that it would do so. The primary responsibility for ending the strike rested in the district court: It was the court’s responsibility and prerogative, not the carrier’s, to compel compliance with the court orders. Before resorting to self-help, National should have sought authority from the court.
