National Air Traffic Controllers Ass'n AFL-CIO v. Federal Service Impasses PanelNational Air Traffic Controllers Ass'n AFL-CIO v. Federal Service Impasses Panel
Cоngress established a distinct regulatory framework for collective bargaining between federal agencies and their employees under the Federal Service Labor-Management Relations Statute,
In 2003, contract negotiations between the Federal Aviation Administration (“FAA”) and two of the unions representing its employees, the National Air Traffic Controllers Association, AFL-CIO (“NATCA”), and the Professional Airways Systems Specialists, AFL-CIO (“PASS”), broke down. In July 2003, the Unions sought the assistance of the Panel. However, the FSIP declined to exercise jurisdiction over the bargaining impasses because, after receiving the parties’ submissions, the Panel was uncertain whether it had the authority to resolve the disputes. The Unions then filed suit against the Panel and the Federal Labor Relations Authority (“FLRA” or “Authority”) in District Court seeking declaratory and injunctive relief pursuant to Leedom. The District Court granted summary judgment to the defendants, concluding that it lacked jurisdiction to review the Panеl’s decision not to assert jurisdiction over the parties’ collective bargaining disputes. The Unions have appealed. The FAA appears as amicus curiae in support of the Impasses Panel and the FLRA. We affirm.
Leedom
provides an extremely limited exception to the nonreviewability of FSIP orders. In this case, the Unions have failed to demonstrate either of the predicates necessary for
Leedom
jurisdiction: The specific statutory provision identified by the Unions is not sufficiently “clear and mandatory” to require the Panel to exercise jurisdiction over these disputes,
Leedom,
I. Background
A. The FSIP
The Federal Service Labor-Management Relations Statute,
Upon submission of a request for Panel assistance, the Panel “shall promptly investigate any impasse presented to it.”
(a) Upon receipt of a request for consideration of an impasse, the Panel or its designee will promptly conduct an investigation, consulting when necessary with the parties and with any mediation service utilized. After due consideration, the Panel shall either:
(1) Decline to assert jurisdiction in the event that it finds that no impasse exists or that there is other good cause for not asserting jurisdiction, in whole or in part, and so advise the parties in writing, stating its reasons; or
(2) Assert jurisdiction and
(i) Recommend to the parties procedures for the resolution of the impasse; and/or
(ii) Assist the parties in resolving the impasse through whatever methods and procedures the Panel considers appropriate.
B. Congressional Restructuring of the FAA in the 1990s
The FAA argues here, as before the Panel, that legislation passed by Congress in the mid-1990s withdrew the FSIP’s jurisdiction as the final arbiter over disputes that arise between the FAA and its employees over compensation and benefits. First, with the enactment of the 1996 Department of Transportation and Related Agencies Appropriations Act (“1996 DOT Act”), Congress directed the FAA to establish its own personnel management system, exempt from many of the provisions of federal personnel laws.
See
[i]n consultation with the employees of the Administration and such non-governmental experts in personnel management systems as he may employ, and notwithstanding the provisions of title 5 and other Federal personnel laws, the Administrator [of the FAA] shall develop and implement, not later than January 1, 1996, a personnel management system for the Administration that addresses the unique demands on the agency’s workforce. Such a new system shall, at a minimum, providе for greater flexibility in the hiring, training, compensation, and location of personnel.
On March 28, 1996, the FAA issued its new Personnel Management System. The new system extended Chapter 71 protections to FAA employees:
The FAA, all FAA employees, and all labor organizations representing FAA employees shall have the same rights, and be subject to the same responsibilities and limitations, as are available to all Federal agencies, employees, and labor organizations under 5 U.S.C. Chаpter 71.
On March 29, 1996, Congress amended § 347 to codify the agency’s choice to extend Chapter 71 protections to FAA employees. H.R.J. Res. 170, Pub.L. No. 104-122, 110 Stat. 876 (1996) (codified as amended at
According to the FAA, “business as usual” changed when Congress enacted
Except as provided in subsections (a) and (g) ofsection 40122 , the Administrator is authorized, in the performance of the functions of the Administrator, to appoint, transfer, and fix the compensation of such officers and employees, including attorneys, as may be necessary to carry out the functions of the Administrator and the Administration. In fixing compensation and benefits of officers and employees, the Administrator shall not engage in any type of bargaining, except to the extent provided for insection 40122(a) , nor shall the Administrator be bound by any requirement to establish such compensation or benefits at particular levels.
The FAA points out that
The parties disagree over the import of
C. The 2003 Bargaining Impasses and the FSIP
NATCA represents around 16,000 employees of the FAA. After a lengthy period of negotiating with the FAA on behalf of 11 bargaining units, involving approximately 1800 union members, the parties reached a bargaining impasse. When their attempt to reach resolution with the assistance of the Federal Mediation and Conciliation Service failed, NATCA filed a formal Request for Assistance from the Impasses Panel on July 8, 2003. During the same month, PASS filed a sеries of formal Requests for Assistance from the Panel when its efforts to negotiate with the FAA on behalf of four bargaining units, representing approximately 4000 FAA employees, had similarly stalled.
On September 22, 2003, the FAA responded by filing an objection to the FSIP’s jurisdiction. Based on its interpretation of the provisions of the 1996 FAA Act, the FAA argued that the Unions’ Requests for Assistance should be denied, because Congress had decreed that disputes between the FAA and its unions concerning changes to the Personnel Management System should be directed, first, to the Federal Mediation and Conciliation Service, and then, if agreement cannot be reached, to Congress. The FSIP had no role to play, according to the FAA. In this case, the Federal Mediation and Conciliation Service procedure had been exhausted, so the proper remedy, the FAA argued, was for the FAA to make the required submission to Congress.
The Unions replied in turn that the FAA’s construction of the 1996 FAA Act was wrong. The crux of the Unions’ argument before the Panel was that
On January 9, 2004, the Panel issued its decisions. In each case, the Panel explained that “[ajfter due consideration of the request for assistance ... the Panel in accordance with its regulations,
On January 30, 2004, the Unions filed suit against the FSIP and the Authоrity in the District Court. The Unions sought a declaration that the Panel’s decisions violated its mandatory statutory duties under
On February 22, 2005, the District Court granted summary judgment to the FSIP and the FLRA, holding that it lacked jurisdiction under Leedom to entertain the Unions’ complaints. The Unions filed a timely notice of appeal on March 9, 2005. On June 10, 2005, the FAA notified NATCA that it intended to implement the terms and conditions of employment that the agency had submitted to Congress. Subsequent developments indicate that the dispute between NATCA and the FAA is now moot. The parties agree, however, that the dispute between PASS and the FAA is not moot, because bargaining between PASS and the FAA remains at an impasse, just where it was in 2003.
II. Analysis
An order of the FSIP is not reviewable “except in extraordinary circumstances,” because “Congress precluded direct judicial review of Panel orders.”
Brewer,
This so-called
Leedom
jurisdiction can apply in cases involving either negative or positive statutory commands.
Ry. Labor Executives’Ass’n v. Nat’l Mediation Bd.,
The Court in
Leedom
held that the district court had jurisdiction because the Board’s order was “in excess of its delegated powers and contrary to a specific prohibition in the [National Labor Relations] Act,” which “[was] clear and mandatory,”
A. The Statutory Duty Is Not “Clear and Mandatory” in this Case
In arguing that the FSIP had a mandatory duty to assert jurisdiction over the parties’ bargaining impasses, the Unions claim that the Panel’s statutory impasse-
The FSIP responds that its rеfusal to assist the parties in this case did not violate
As noted above, the FAA has taken the position, both before the FSIP and in this court, that
Both the FAA and the Unions have raised compelling arguments regarding the proper interpretation of the disputed statutory provisions. It is precisely because of this that we cannot conclude that the Panel’s decisions in this case contravened a clear and specific statutory mandate, as required by
Leedom. See
B. The Unions Have a Meaningful and Adequate Means of Vindicating Their Alleged Statutory Rights
Even if the Unions’ viеw of the Panel’s jurisdiction is correct, they still could not assert jurisdiction under
Lee.dom,
because they have not been “wholly deprive[d] ... of a meaningful and ade
In all of its arguments — to the FSIP and to this court — the FAA has made it clear that, in its view, it has no duty to participate in proceedings before the Panel to resolve collective bargaining impasses between the agency and the Unions. In other words, the FAA has refused to bargain under the auspices of the Panel, because it believes that the agency has no legal obligation to submit to the FSIP’s jurisdiction in matters involving compensation and benefits of FAA employees. If the FAA’s proffered interpretаtion of the relevant statutes is wrong, then the agency’s declaration that it will not appear before the FSIP is undoubtedly an unfair labor practice.
An agency engages in an unfair labor practice when it “refuse[s] to consult or negotiate in good faith with a labor organization as required by [Chapter 71].”
Furthermore, the FLRA has held that, where an agency has a duty to negotiate, a unilateral change in conditions of employment is a refusal to consult or negotiate in good faith and thus an unfair labor practice.
See, e.g., Fed. Bureau of Prisons, Fed. Corr. Inst. Bastrop, Tex.,
In short, if the Unions’ interpretation of the disputed statutory provisions is correct, then it is clear that they have viable unfair labor practice charges that can be raised with and addressed by the FLRA. Thus, the Unions are not without possible redress for the alleged violations of their stаtutory rights.
It is also clear that any alleged unfair labor practices must be addressed in the first instance by the FLRA — not by the FSIP, the District Court, or this court.
See AFGE,
III. Conclusion
For the reasons stated in this opinion, the judgment of the District Court is hereby affirmed.
So ordered.