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Nathaniel Trull, Ppa David Trull and David Trull, Administrator of the Estate of Benjamin Trull v. Volkswagen of America, Inc. And Volkswagen, Ag
320 F.3d 1
1st Cir.
2003
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Docket

*3 ground that the trial judge put erred in BOWNES, Circuit Judge. Senior ting the proof burden of as to enhance ment of injuries on them. We certified appeal This arises out of action an that issue to the Supreme New Hampshire brought the district court arising from a Am., Inc., Court. Volkswagen Trull v. 19, 1991, collision on February in Conway, (1st Cir.1999). Supreme New The Hampshire, between a Volks- Hampshire Court of New wagen Vanagon ruled that in a and a 1979 Con- AMC damages corde. enhancement was driven situation the bur David proof Trull. den of Benjamin His sons falls on the two Na- defendant. Trull Am., Inc., thaniel were v. Volkswagen seated the rear passenger 145 N.H. killed; (2000). Benjamin brother, seat. his A.2d We remanded to the Nathaniel, injuries. received serious district court for a new trial. Trull v. Inc., at Am., objections instructions 229 F.3d 343 Volkswagen of delivery. or after their prior below. time either affirm We right its means that VW has waived This I. THE VERDICTS any foreseeable combination of object questions posed proper responses to posited for are four issues There means that forms. also does on the verdict of the issues review. Our discussion jury instruc- they are satisfied with the in which VW was not follow the order until returned the verdicts. start with VW’s tions in VW’s brief. We argued inconsis that the verdicts were contention arguendo If we the verdicts assume *4 tent, finding liability that the inconsistent, and as to this we have were jury finding that VW by was nullified the doubts, that can no doubt serious there liability on the claim of strict was not liable applicable to follow the Rule VW’s failure a should be either and therefore there appeal. It is Procedure bars its Civil a new trial. judgment for VW or Rule of Civil Pro clear to us that Federal by from the start The case was tried 49(b) forms, applies the verdict cedure to 1986 Van- plaintiffs theory the that the 49(a) 49(a) VW asserts. Rule not Rule as it defectively designed because agon was jury a may require “The court to states: lap/shoulder belts on the rear seats lacked special a verdict in the form of only return caused the death and this omission special finding upon each issue of a written seriously injured Na- Benjamin Trull and Here, special a example, fact.” for verdict the jury Trull. In its instructions thaniel such as questions form could have included explained separately the ele- district court wearing lap were whether the brothers negligence. liability of strict ments When belts at the time of the collision. objection by made VW to the No was used, jury only makes such a form is jury to or the forms handed verdict fact; up it is to the court to findings of inconsistent verdicts until after risk of apply the Babcock v. Gen. Motors law. by the court “to clerk had been instructed Cir.2002); see Corp., 299 F.3d 63 in accordance with enter R. Wright Alan & Arthur Mil 9A Charles jury special findings jury” Procedure, ler, Federal Practice discharged. (2d ed.1994). § There can be little that it implies page in its brief at VW type doubt that this was not the of verdict any objec- not have the time to make did form used this case. up speeded tions or that the district within The verdict form this case fell post-verdict process any to thwart ob- 49(b) the ambit of Rule which addresses nothing in the record to jections. There is verdicts and states: “The court general implication. Labeling substantiate this ap- may jury, together submit to the post-verdict session a “truncated ten-min- verdict, propriate general forms for a change ute does not the facts. session” or interrogatories upon written one more may have been shocked attorneys VW’s of fact the decision of which is nec- issues nothing in the the verdict but there is essary to a verdict.” to ob- record to indicate VW wished ject anything. there were no written inter- Although jury, it is clear submitted to the rogatories did not ob-

The record shows VW questions submitted prior that the two ject verdict forms at time forms jury general verdict jury. The rec- to the to their submission to the 49(b). Rule that there were no under ord further establishes AMERICA, v. TRULL VOLKSWAGEN OF INC.

Cite as (IstCir. 2002) cal Liability times was that the verdicts did Strict not become until inconsistent after the you by preponderance 1. Do find completed them. But we cannot ac Vanagon the evidence that the 1986 this; cept to do so would countenance defectively designed because it lacked “agreeable acquiescence perceivable er seating in the rear lap/shoulder belts weapon ror appellate advocacy.” positions? Fishing Corp., McIsaac Didriksen NO Cir.1987) (quoting Mer (Yes No) or chant, 88-89); 740 F.2d at see also Bab Negligence cock, By 299 F.3d at 64. failing timely you by preponderance find 3. Do instructions, object thereby the defendant was the evidence any objection waived it may have had. See designing testing and/or Moreover, Fed.R.Civ.P. 51. that failure to because lacked object greatly scope limits the of subse lap/shoulder seating in the rear belts quent review. See Fed.R.Civ.P. positions? *5 Rule 51 of the Federal Rules of Civil YES provides pertinent Procedure part: (Yes No) or party may assign giving as error the “[n]o 49(b) specifi- Rule The last sentence of give or the failure to an instruction unless to cally discusses inconsistent answers objects that party jury thereto before the jury: to the questions submitted “When verdict, stating retires to consider its dis the answers are inconsistent with each oth- tinctly objected the matter to and the er and one or more is likewise inconsistent grounds objection.” Rule 51 has verdict, general with the shall stringently been enforced to the extent entered, not be but the court shall return judge that a district court cannot waive it jury for consideration of its the further acquiescence even with the of counsel. and verdict or shall order a new answers Greer, (1st 979, v. 982 Poulin 18 F.3d trial.” Cir.1994); Tech., Smith v. Inst. Mass. of 49(b), that under We have held Rule (1st 1106, Cir.1989); 877 F.2d 1109 objections inconsistency to the of verdicts (1st 967, Spirito, McGrath v. 733 F.2d 969 and must be made after the verdict is read Cir.1984) (“[Rule the binding is on both 51] discharged. E.g., before the Bab attorneys court and and neither can cir cock, Ruhle, 63; at v. 299 F.3d Merchant it.”). And, importance cumvent of critical (1st 86, Cir.1984); 740 F.2d Skillin v. here, object required by a failure to (1st Cir.1981). Kimball, 19, 643 F.2d 19-20 party deprives non-objecting Rule 51 the objection We rule that forfeited its 61, under either before the of review Rule alleged inconsistency by failing the to ob post-trial trial on a motion or on ject prior at dis time Babcock, 64; F.3d at appeal. Scarfo charge. (1st Inc., 931, 941 Sys., Cabletron 54 F.3d Cir.1995). it

The instructions made clear that the to decide the of jury was to be asked issue quote extensively pri- from our We theory liability on both the of strict liabili- Babcock, opinion in 299 F.3d at 64-65: or ty theory negligence. The ver- exception nullification of only examined counsel dict forms had been Rule appellate issues for failure to follow for VW before were submitted. VW’s object plain error doctrine. Smith v. reason for its failure to at the criti- 51 is (1975). (1st The most can 28-29 177 F.3d Corp., Kmart claims is Cir.1999). that doctrine that submission both under said is Reversal (2) (1) error; Thibault, there be 395 A.2d at upon. frowned requires (i.e. (“While and clear “plain” permit- obvious error was ... counts are both (3) law); the error affect ted, plaintiffs under current do not recommend to we (4) the error rights; and ed substantial strict negligence in both that counts justice. miscarriage threatened be- be submitted to liability Stores, Inc., Danco, Inc. v. Wal-Mart which is creat- of the confusion cause haveWe Greenland, ed.”); A.2d at see also “strin plain error doctrine applied general create a rule 163. We will not Accordingly, in civil cases. Id. gently” light Hamp- of the New prohibition that has relief on an issue grant we will Supreme Court’s reluctance to do shire pre appeal only “to forfeited on been plain not error rule that was so. We ... justice or miscarriage vent a clear counts both submit seriously affected where the error jury. strict fairness, public reputation or integrity forth in Babcock we For the reasons set v. U- judicial proceedings.” Romano here. plain find there was no error Int’l, 655, 664 Cir. Haul (citations 2000) quotation and internal on the issue of only question omitted). plain find might marks We inconsistent verdicts that does not claimed where “‘the failure to raise error easy an solution is whether the admit of deprived reviewing claim below inconsistent. The district verdicts were *6 ... the is helpful factfinding; of court not, stating: held that magnitude; of constitutional sue is one Hamp- Taking into account the New per argument highly ... the omitted is claim and applicable shire law to each suasive; opponent ... would suffer the trial, that at the evidence was adduced and, perhaps ... special prejudice; that the answers to the court finds ... importantly, the issue is most ” three special questions verdict one and importance public.’ Id. great plaintiffs’ in the propounded each of Time, Me (quoting Play Inc. v. LDDS jury The cases were not inconsistent. Communications, Inc., 123 tromedia light evidence in of each evaluated the Cir.1997) (altera 23, 30 n. 8 special verdict claim and answered the in original)). tions instructed. The defen- questions as law to Hampshire examine New We inconsistency claim must fail on dant’s plain error whether there was determine its merits. Hampshire If law forbade below. New with a combining negligence a count ruling the court’s Our review of district case, the liability in a tort count strict pure question this is a is de novo because applicable. plain might error doctrine be Video, Audio & Inc. of law. See Gamma pro- Hampshire law does not But New Eam-Chea, 1106, 1114 Cir. negligence and submitting hibit both 1993). See, liability jury. claims to the strict there a distinct note first We 193, Co., N.H. e.g., Cyr v. J.I. Case ques- the two wording difference in the (1995); Thibault v. 652 A.2d liability stat- question The on strict tions. Sears, Co., Roebuck & 118 N.H. ed: (1978); 843, 849 v. Ford A.2d Greenland Co., Inc., Liability A.2d Motor 115 N.H. Strict find you by preponderance jury 1. Do of mitted to the “negligent referenced ” design Vanagon testing possible grounds the evidence that the 1986 was and/or for a finding liability. it defectively designed because lacked lap/shoulder belts in rear seating the Therefore, case, in the context this we positions? hold that it was not plain error for the upon district court to enter judgment ver- only to question The was limited defec- indicating dicts liability negligence for but question negligence, tive design. liability. not for jury strict was in- however, more flesh to it: structed properly legal the elements of Negligence strict liability negligence. The jury you by find preponderance Do was liability ques- also instructed that both the evidence that defendant tions were to answered. It is obvious negligent testing designing and/or that the understood the instructions the 1986 because lacked duty. liability its found no on strict lap/shoulder belts in rear seating liability and did not the damages answer added.) positions? (Emphasis part of question. questions No evinc- wording negligence Under the ing or ignorance confusion were asked of question could found have Volks- the court jury. apparent It is wagen liable on one or more the follow- the jury understood that focus of strict design ing grounds: because its of the rear design whether is on itself is seat restraint mechanism did not include dangerous unreasonably neg- whereas belts; lap/shoulder there was ligence the focus case is on the conduct of testing by did not disclose that manufacturer, brings which us to the lap/shoulder belts were needed to restrain issue, next negli- evidence of VW’s passenger the torso of a in the rear seat gence. being violently from thrown forward in an accident; or that VW’s encom- II. EVIDENCE OF NEGLIGENCE passed design testing. both plaintiff VW claims that failed “to ad- *7 duce sufficient evidence to establish negli- jurisdic-

VW has cited cases from other gence.” argues Br. at 17. It first VW tions that a matter have ruled as of law that the of is de standard review novo. finding that of verdicts based a no strict position applicable This the contrary is to liability design a defective case would post-trial law. filed a motion for a nullify liability a finding of de- or, alternative, Babcock, remittitur the for a however, new sign. As we stated in trial. a for judgment It also filed motion We need not determine whether that as a matter law or a trial. of new is proposition is is enough correct—it these motions determine the standard conclude, do, Hampshire as we that New of review. law is clear question not so on the that it plain was error for the court to district reviewing In of the denial a mo- enter judgment verdict. tion for as a matter of law we 299 F.3d at 65. It is clear that under New must evaluate the evidence and inferences law, Hampshire tort both adduced most light strict therefrom the favor negligence questions and be able plaintiff. Raymond Ray can submitted to the v. (1st Thibault, 849; jury. to the Corp., See 395 A.2d at mond 1521 Cir. Greenland, Moreover, 1991); Assocs., A.2d at v. Equip. as Austin Lincoln above, Inc., (1st Cir.1989). negligence question noted F.2d sub- rest in with the back ables contact by the head granted should a motion Such law, if, of it. front only as matter court district a reasonable lead the evidence would injury regarding risk 1. Evaluation defendant only conclusion one Three-point belt & judgment. Hendricks entitled to was Assocs., Corp., Daewoo Inc. v. with occupant restrained three- Cir.1991). reviewing And the in a frontal protected well point belt judge’s a trial rul- reverse may only steering with the No contact crash. if the for a new trial a motion ing denying wheel, panel, instrument transverse clearly mis- is so district court’s decision 6). beam, (photo 5 and etc. miscarriage to constitute taken Lap belt 1522; F.2d at Gu- justice. Raymond, occupants vehicle Lap-belt restrained tierrez-Rodriguez Cartagena, of head subject high degree to a are 553, 558 injuries. The vertebrae and cervical of review as our this standard With motion lap a rotational belt enables parties Both analysis. our guide we start (Photo 7, 8 and hip point. about care standard of applicable that the agree 9). reasonably prudent automobile of a is that plaintiffs’ testimony by one There was We first note manufacturer. (D’Aulerio) that the use expert witnesses equipped front seats would have eliminated of a belt shoulder means lap and shoulder belts. This Benja- to Nathaniel injuries the head was known type body restraint that this explained min. The witness There evidence to VW. available acted as a so lap that the belt alone lever experts as follows: plaintiffs by one of and head were bent that as the torso evidence before 1986 was sufficient “There and inclined forward were accelerated Vanagon’s manufacture] year [the impact. the moment downward at just lap alone can’t do show that belts belt, therefore, expert, according lap lap you need a job protect person, —to inju- for the head responsible was partially belt.” and shoulder brothers. ries both received per- and evaluation of tests The results safety af- relative to by VW formed Dr. Antho- plaintiffs’ experts, Another of equipped with passengers rear seat forded Sanees, phys- degree a master’s ny lap with both lap only, and those belts engineering. in biomedical ics and a Ph.D. *8 belts, exhibits in the case. were shoulder experience in Dr. Sanees had considerable April performed by were tests inju- extent of determining the cause and 27, 1981, years prior five which was collisions; automobile resulting ries from in Ben- Vanagon which manufacture of in over a thousand he had been involved passen- Trull jamin and Nathaniel opinion that there would cases. his was pertinent conclusions that VW gers. The Benja- injuries to either have been no head follows: made were as wearing been if had min or Nathaniel shoulder belts. belt protection by lap Limited record evidence other We summarize lap occupant restrained with belt negligence: displaced elongation forward due was in the the 1950’s It was known since The rotational movement of the belt. shoulder industry that belts automotive hip point en- upper torso about the

9 occupants ing forward movement of substantial reduction.” VW Br. at restrain not; lap belts do while damages Our standard of review of is a long It was known for time before abuse of discretion: alone did not offer lap belts We review the denial of a motion for a protection occupants and adequate remittitur for abuse of discretion. See lap-shoulder were needed to belts 493; Anthony, F.3d at v. McDonald job; do Laboratories, Inc., Federal 724 F.2d 1980, all In NHTSA sent a letter 243, We will find an manufacturers, including motor vehicle only abuse of discretion if the jury’s stated, in “rear Volkswagen which “any verdict exceeds rational appraisal three-point seat belts should be offered or estimate of the damages could be protection for additional to rear seat jury.” based on the evidence before the occupants. They have been offered Inc., Family, Milone v. Moceri 847 F.2d Volvo, Mercedes and few others for (1st Cir.1988) 35, 36 (quoting Segal v. years many equipment”; as standard Inc., 78, Systems, Gilbert Color 746 F.2d 1986, Vanagon In sold the Volkswagen (1st Cir.1984)). We have noted that foreign in four countries with rear shoul- path “the obstacles which stand in the equipment; der harnesses as standard of’ such claims of excessiveness “are 1986, Volkswagen In sold four out of five formidable ones.” Wagenmann in type of its sedan vehicles the United Adams, (1st Cir.1987). 196, lap with rear States shoulder belts as Translating legal damage money into equipment; standard damages “peculiarly is a matter within a 1970’s, early Vanagons all Since ken,” jury’s especially involving cases points anchor which would have allowed Id.; intangible, non-economic losses. lap-shoulder for installation of belts Hospital also Correa v. see San Fran seats; the rear cisco, (1st Cir.1995) Volkswagen offered the same rear seat (“An appellate court’s normal disinclina optional equipment shoulder harness as jury’s tion to second-guess evaluation Vanagon for the 1986 sold in the United proper damages amount of equipment which was standard States where, here, magnified damages other countries. a monetary intangible entail valuation of record, Based on our examination of the losses, judge, having and the trial seen difficulty we no that there ruling have hand, and heard the witnesses at first from plethora of evidence which the accepts jury’s appraisal.”), cert. de could find that VW was not nied 517 U.S. 116 S.Ct. equipping plaintiff sold (1996). Viewing L.Ed.2d 547 the evi passenger with shoulder rear belts light dence in the favorable to the most proxi- and this was the seats verdict, assessment of dam injuries cause of the enhanced mate suf- ages will not be disturbed unless it is *9 by Benjamin fered Nathaniel and in the excessive, inordinate, “grossly shocking collision. court, or high to the conscience of the so III. THE AWARDED NA- DAMAGES justice that it would be a denial of

THANIEL TRULL Segal, permit (quoting it to stand.” Id. (internal 80-81) quotation at that the 746 F.2d

VW contends award of omitted). $8,917,335.27 excessive, wildly justify- “is marks evidence a medical econo- 29-30 There was Corp., v. Kmart Smith Nathaniel expectancy mist the life that and that economic loss years was 58.1 mental, points a number of VW injury was approximately due $5.3 problems and physical, psychological pointed million. district out As the prior afflicted which Nathaniel was a denying in its VW’s motion for order bedrock foundations accident. One of the remittitur, any econom- VW did not submit the defendant takes the of tort law that figure The million did ic evidence. $5.3 Figueroa- him. plaintiff as finds See pain amount and suf- not include for Toledo-Davila, Torres fering damages. hedonic or other (1st Cir.2000); Sewall, Doty v. properly The instructed Cir.1990); Page W. Keeton past entitled to recover for Nathaniel was al., Keeton on Law et Prosser and future, mental an- (5th pain suffering, and and ed.1984). points § VW out Torts guish disability. and evidence conflicting that there was on how injured. seriously Nathaniel was From We that the district court did not rule vantage point we focus on evidence our in the motion denying abuse its discretion Smith, 177 favorable to the verdict. See for a remittitur. F.3d at 30. THE RE- IV. EXCLUSION OF TEST claims that based on unrefuted VW IN THE LAN- PORTS GERMAN did medical evidence Nathaniel not suffer GUAGE injury put in accident. To it in a brain “In the crash he sustained a VW’s words: long. This need not detain us issue a injury consisting of skull fracture head reports offered as exhibits test the Ger- epidural hematoma without brain and Plaintiff language. objected man and the damage sequelae.” and VW Br. at 49 reports court informed VW the would But (emphasis original). on cross-exam- they not be admitted unless were translat- ination, witness, Dr. expert VW’s medical into English. ed This was not done. Mendelsohn, Trull testified Nathaniel district court did not abuse its discretion did, in fact sustain change his condi- the documents. excluding tion, making him worse. affirmed. below is competent

There was evidence that Na- appeal plaintiff. Costs on awarded to depressed frac- thaniel sustained a skull causing to form inside the brain

ture blood CAMPBELL, LEVIN H. Senior Circuit away by opera- to be an that had drained Judge, concurring. craniotomy. called a

tion judgment. sepa- I in the I concur write rately why I do not by neuropsycholo- There was because understand evidence my colleagues, finding after that VW did gist psychologist clinical both preserve not the issue verdict inconsis- whom treated Nathaniel before issue to opinion tency, gone these have discuss that after accident. The do, a like- suggesting head the extent even experts was that Nathaniel’s trauma ly consistency jury’s his between the two ver- pre-existing exacerbated condition so responses independently dicts. or not the that he is now unable to live Whether design supervised and will have to live under defective inconsistent, preserve the VW’s failure to structured conditions for the rest of his issue, and the absence of inconsistency *10 life. error, plain makes the inconsistency issue results seem contradictory in a particular irrelevant. New Hampshire law is so case. clouded as to make it undesirable for The overriding point here is simply that appeals federal speculate to unneces- preserve VW did not the inconsistency is- sarily ways that might be later seen as sue. That should end the matter. While pronouncements on one or another facet of the jury’s logic respect with to its answers issue. inconsistency on the two counts debatable, is indeed I fully agree my colleagues that by there is injustice no obvious to entering failing object to at the proper time to the verdicts, on the as the court did. court’s relevant instructions jury and The jury’s intentions were entirely clear— forms, by failing object on inconsis it found predicated on negligence, tency grounds after the verdict was read and there was ample to support evidence dismissed, before the VW such a finding. Whatever the inconsisten- waived claim of verdict inconsistency. cy of its negative finding on defective de- See, e.g., Antilla, Howard v. 244, 294 F.3d (if sign, that finding inconsistent) is most (1st Cir.2002); Bonilla v. Yamaha Mo reasonably product seen as the of confu- Corp., 150, tors 155-56 Cir. sion as to the elements of the defective 1992). IAnd agree further there was no count design rather than casting as doubt plain error. The latter is not simply a on the validity of jury’s resolution of question of whether the court acted cor the negligence count. There is nothing under rectly Hampshire New law. Even fundamentally unjust entering about judg-

.clear and obvious error of law state would ment both counts. If VW wanted to not, itself, plain amount to error. The argue issue, the inconsistency it needed to error would “plain”, not be as so to excuse preserve rights. its VW’s failure object, unless the error had also resulted in a miscarriage of jus- See, e.g.,

tice. Olano, United States v. 725, 733, 1770,

U.S. 113 S.Ct. 123 L.Ed.2d (1993); Lowell, Chestnut v. Here I can no see miscarriage justice regardless of wheth COOK, KATHLEEN Plaintiff, Appellee, er or not findings defective design and negligence were inconsistent. entirely therefore unnecessary for LIBERTY LIFE ASSURANCE this court to suggest there was in fact BOSTON, COMPANY OF consistency, in particular neg because the Defendant, Appellant. ligence question submitted the jury ref No. erenced 02-1656. testing well negli as gent design. Reconciling finding of no United Appeals, States Court of design defective with a finding of negligent First Circuit. testing, record, on this is not much easier than reconciling it with a finding of negli Heard Oct. 2002. gent design. sure, be To Hampshire New Decided Feb. apparently permits cases submitted simultaneously on design defective theories, but this does not de

termine what should be if done

Case Details

Case Name: Nathaniel Trull, Ppa David Trull and David Trull, Administrator of the Estate of Benjamin Trull v. Volkswagen of America, Inc. And Volkswagen, Ag
Court Name: Court of Appeals for the First Circuit
Date Published: Feb 11, 2003
Citation: 320 F.3d 1
Docket Number: 01-2010
Court Abbreviation: 1st Cir.
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