*2 Owsley, Jr., pro Mr. Alvin R. as counsel to se. Nathaniel Brown represent two-day evi- Brown. After Wag- Atty. Gen., Pena, J. Asst. Gilbert dentiary hearing, found the district court Gen., goner Atty. Phil- Carr, Hawthorne regard testimony his that Brown’s Wright, Atty. Gen., lips, T. B. First Asst. incredible; confession was was that he Atty. Gen., M. Howard Asst. Executive not denied effective assistance coun- Tex., Gen., Austin, Fender, Atty. Asst. sel; was that George appellee Beto. J. Dr. voluntarily entered. The court denied WISDOM, Circuit Before RIVES and petition. The district thanked CONNALLY, Judges, District Owsley prison- Mr. for his services to the Judge. er and him to the court and relieved obligation except further that of Judge: WISDOM, Circuit filing appeal. Brown, notice (1) proceeding involves This habeas person, appeals pauperis in forma proper challenge prisoner’s to his commit- from the below. when, if either under sentences ment two petitioner’s two-page handwritten valid, entitled he would not be clearly appeal brief on does not articulate release; validity (2) aof immediate con- the basis for attack on two his apparently resulted contentions, victions. To understand agreement from a between therefore, transcript turn to the we (3) prisoner prosecutor; and the hearings. attorney, open- His in his general prisoner’s charge ing statement attacked both attorney incompetent. affirm was We grounds: following convictions on the the district court’s dismissal (1) Brown was convicted twice petition corpus. for habeas confession; (2) had result of a coerced confession no at time the I. counsel allegedly extorted; did was August in the District Court of counsel. have the effective assistance Texas, petitioner, County, of Dallas into third is subdivided contention charged Brown, Nathaniel in two (a) lack of assistance effective robbery indictments the offense of with during No. his trial in Cause firearms. The offense carries (b) assist- of effective the lack possible penalty. death Penal Vernon’s during plea. of counsel ance Code, appointed Art. 1408. The court attorney specifi- nor his Neither Brown represent counsel to Brown. Brown went cally guilty plea was contended to trial in No. found ap- bargaining it the result of jury, and was sentenced parent at contention was years imprisonment. lat- Several weeks argument plea was heart of the er, case, in the other No. the state Attorney voluntary. The Assistant moved strike the firearms count of the representing state General indictment so that then Brown was brought hearing into issue habeas charged robbery by assault, with open: carrying years an offense a term of five assume, imprisonment. guilty. pleaded safely to life He “I that we can think imposed thirty- Brown, The court a sentence of that Nathaniel Your Honor years charge charged five to run con- two indictments who was currently robbery by firearms, with the other carries twenty-five years. appeal penalty, could Brown took no that he the death knew get 280; penalty. Dunlap Swope, tried death He was 9 Cir. jury, jury gave 19; Squier, once him 103 F.2d Demaurez v. years. 960; He must have known that Cir. 121 F.2d Graham again 348; Squier, Mc was tried he could receive 9 Cir. *3 1945, Johnston, penalty. death the 9 149 Donald v. Cir. 1951, 768; Swope, Cir. F.2d Oddo 9 v. “I do assume believe that Court can Heinze, 492; F.2d 9 193 Woollomes v. that, guilty plea,
from
from the
1952,
also
Cir.
F.2d 577. See
Wells
198
thought
cop
he
not
it best to
out and
California,
People
9
v.
of the
State
again.”
jury
a
take
chance with the
1965,
prison
a
Cir.
F.2d 439. There
352
II.
weapon
possessing
er
a
was convicted
prison.
life.
in
was
at
thirty-five
term
fixed
The
The
sentence
serving
was con
years
While
he
this sentence
imposed in
No.
runs
Cause
1767
assaulting
guard.
concurrently
twenty-
victed of
a
Under
with the sentence of
Code,
he was
California Penal
because
years
five
in
now
No. 1768. As the law
pen
commitment,
under a
the death
stands,
life
if the Court
determine
should
(later
alty
was
commuted
thirty-five
year
assessed
is
sentence
validity
life). He
of the
attacked the
pre
constitutionally
valid,
it would be
danger
conviction, possession
first
ques
mature for the Court to determine
weapon.
not con
The
involving
ous
court
tions
lawfulness
habeas
sider
issues
raised in the
prisoner’s
detention in No. 1768.
petition.
Unit
mandate of
Supreme
“The
controlling
Court
stated
Supreme
ed
clear and
is
States
principle
McNally
Hill,
1934,
in
v.
forceful,
corpus
writ
of habeas
137,
131,
24, 27,
293 U.S.
55
L.
79
—the
S.Ct.
may
courts
not be
in the federal
used
Ed. 238:
securing
judicial
as
de
a means of
“There is no warrant
in either
which,
question
deter
cision of
even
statute or the writ for its
to invoke
use
favor,
prisoner’s
not
could
mined in the
judicial
questions
determination
result
in his immediate
release.”
which could not affect
lawfulness
F.2d at 443.
custody
and no
and detention
suggestion
of such a use has been
in
and in
instant
facts Wells
Eng-
found in the
analogous
commentaries on the
in
case are
situation
lish common law.”
prisoner
the crime
which a
is convicted of
escape
serving
allegedly inval-
while
an
Gray,
The Ninth Circuit said in
Wilson
id
release
sentence. He is not entitled to
1965,
282,
345 F.2d
284:
“It
is well
petition.
on a
“This
habeas
may
settled that
federal
court
not issue
(for
escape)
was not affected
corpus
a writ of
habeas
set aside an
being
validity
served
sentences
judgment
invalid
and commitment where
escape,
and it had
the time of
petitioner
custody
is also held in
petition
been
the time this
was
served at
under a lawful
and commit-
* * *
corpus is available
submitted. Habeas
short,
ment.
In
writ of
only
prisoner
im-
when the
entitled
corpus
only
habeas
in
available
situa-
Taylor,
mediate release.” Crawford v.
discharge
custody
tions where
from
will
197,
1961,
Cir.
granting
result
from the
of relief.”
Swope,
Beto,
Lee v.
225 F.
9 Cir.
In Hendrick v.
S.D.Tex.
prisoner
2d
prisoner
the court
in
F.Supp.
held that
was
custody
unexpired
in
under two
custody
separate
sentences
He
in six
causes.
corpus
charge
burglary
pleaded guilty
not entitled to
habeas
challange only one,
trial,
since if
either
in
After
Cause No. 91265.
charged,
valid he
would not be
immedi
entitled to
was sen-
found
parte
ate
imprisonment
relief.
The court cited Ex
habitu-
tenced to
as an
life
791;
Melendez,
pleaded guilty
in
oth-
Cir.
al
He
criminal.
McNealy
Johnston,
er
in each
was sen-
9 Cir.
five
case
causes
premature
fenced to confinement for not more than miss as
a habeas attack on
years.
(1)
prisoner
ten
attacked
of the other sentences.
burglary
conviction for
an ha-
using
Hendrick,
The district
bitual
91526 on
criminal
Cause No.
razor,
Occam’s
decided
one issue:
grounds and
number of constitutional
right
defendant’s
under
law to
Texas
allegation attacking, joint-
made one
require the
to introduce evidence
state
ly, all the convictions in the five causes
corroborating
guilty plea
“does
pleaded guilty. The
he had
rise to Constitutional stature”. Similar-
court, citing
Swope, noted
district
Lee v.
ly,
validity
we elect to
first
consider
that:
prisoner’s
conviction
allegation
“[Tjhere
is one
which of
Cause No. 1767 because
attacks, jointly,
convictions
complex
all the
issues are fewer and less
than
*4
addition,
the five causes in which there
plea
those in No. 1768. In
is
there
guilty.
If,
respondent
something
considering
as the
to
said
for first
attacking
urges,
allegation
validity
since,
longer
the
the
group
valid,
of five convictions is not sustain-
if that sentence is
attack
a habeas
ed,
to
petition would have
then the
on the shorter sentence
never mature.
will
being premature.”
be dismissed as
III.
994,
F.Supp.
253
995.
No federal
court has held that
The court held that
was no consti-
there
guilty plea
by
prosecutor’s
induced
for
on
five
tutional basis
the attack
the
promise for that reason
involun
alone is
sentences.
circumstances:
these
tary.
States,
In Machibroda v. United
being
petitioner
held under
is
“[T]he
1962,
487,
510,
493,
368 U.S.
82 S.Ct.
subject
five
are not
sentences which
513,
473,
Supreme
7 L.Ed.2d
Court
attack,
to
court
constitutional
by
“guilty plea,
said that a
if induced
validity
inquire
will not
petitioner’s
into the
promises
deprive
it of
threats which
re-
detention under
voluntary
the character of a
act is void.”
way
maining
This in no
sentence.
alleged
But in Machibroda the defendant
petitioner’s right
present
vitiates
to
Attorney
had
United States
concerning
questions
constitutional
promised
lenient
the defendant more
remaining
is
sentence when
time
imposed
sentence than the court
that,
petition
such
if the
writ
for the
had
tell
cautioned the defendant not to
corpus
granted, peti-
of habeas
were
attorney
arrangement.
plea
their
custody.
tioner could be
from
released
uncertainty
“Much of the current
about
being
present
petitioner
At
time
is
legal
status of
discussions and
constitutionally
held on
valid sentences.
plea agreements
is attributable
respondent’s
motion to dismiss
States”,
case of
Cir.
Shelton v. United
5
F.Supp.
well taken.”
996.
253
994 at
rehearing,
101,
on
rev’d
This Court affirmed the district court
(en banc),
sentence.
district court
finding
plead-
motion on the
Shelton
appears
wheth-
“The crucial issue
to be
ed with full
com-
him,
er,
facts before
with all
him,
and that all
mitments
competent
including
advice
prosecution
kept.
promises
This
were
voluntary.
truly
counsel,
plea was
Brown)
Tuttle,
(Judges Rives,
Court
lays
Supreme
no other
down
dence”. any promise ? of reward or threats rested, proceeding After the State was as follows: No, A. no. says the De- “THE COURT: What Q. you plead You because fendant? guilty? are (Attorney MR. CROWELL A. Yes.” defendant): stipulated. So record, up. interpret As we Come THE COURT: n received no promise prosecutor from has The defendant MR. CROWELL: impose the trial rights, Your Honor. advised
been
lighter
in-
sentence in No. 1767. The
right
your
up
Hold
THE COURT:
prosecutor’s promise
ducement was the
hand.
charged
robbery
to reduce the
offense to
by assault,
thereby eliminating
pos-
BROWN
NATHANIEL
sibility
penalty
giving
of the death
duly
being
sworn
after
defendant
hope
two
accused some
as follows:
testified
concurrently
sentences would run
or that
confirm
him
Let
THE COURT:
the sentence in No.
no
would be
guilt.
heavier
than the sentence in No. 1768.
DIRECT EXAMINATION
safeguarded
Properly
plea discus
BY MR. CROWELL:
agreements
an
sions
between
prosecutor
consistent
Q.
accused
are
testimony
You
heard the
justice.
Attorney
fair
you with the
administration
Are
District
here.
They
“pervasive practice.
are
guilty of that offense?
great majority
are
criminal
cases
Yes,
A.
I am.
by pleas
guilty,
disposed
Q.
you
And
did what
the state-
pleas are
substantial
number
these
you
says
did?
ment
dealings
prior
the result
between
prosecutor
or his att
and the defendant
said:
A.
the statement
What
suggested
orney”.2
re
standards
was,
testimony
Q. Well,
what
*7
recently
guilty
lating
pleas
recom
to
of
sign
voluntary
in
you
did
a
statement
by
Advisory
on
mended
Committee
you guilty
case? Are
of
Bar
to the American
the Criminal Trial
?
offense
Project on Minimum Stand
Association
recognize
Yes,
“the
A.
sir.
for Criminal Justice
ards
Propriety
plea
oppose
(i)
2.
and
discussions
not
favor-
of
to make or
to
“3.1
plea agreements.
recommendations as
sen-
able
appears
imposed
(a)
in which it
if the
cases
which should be
tence
public
plea
guilty
effective
or nolo
of the
in the
a
of
interest
defendant enters
justice
(as
contendere;
criminal
of
administration
thereby
1.8)
oppose
(ii)
be
not
in section
to
or
to
charged
dis-
stated
served,
seek
may
attorney
prosecuting
en-
if the
of
offense
missal
purpose
plea
plea
gage
discussions for the
a
or nolo
in
defendant
of
enters
reaching
plea agreement. He should
of
another offense reason-
contendere to
plea
conduct;
ably
engage in
or reach a
or
discussions
to-defendant’s
related
oppose
plea
(iii)
agreement with the defendant
to
or not
to
dis-
seek
counsel, except
potential
through
charges
when
of other
or
defense
missal
eligible
charges against
not
for or
enters
defendant
does
defendant
appointment
plea
of
and
nolo
counsel
has
of
or
contendere.
desire
Similarly
(c)
situated defendants should
not retained counsel.
prosecuting
equal plea agreement oppor-
(b)
attorney,
in
reach-
afforded
be
may agree
Guilty
plea agreement,
ing
to one
of
60.
or
tunities.” Pleas
following,
of the
dictated
more
case:
circumstances of
individual
propriety
plea
plea
charge
of
discussions
possible
the extent of the
agreements”.3
punishment.
If,
appears,
the induce-
ment was a reduction in the offense
distinguish
These standards
between
charged,
prosecutor
his
fulfilled
judge
of the trial
of
the role
and that
promise.
nothing
There is
in
record
prosecutor.4
judge
“The trial
should
to indicate that
the inducement was the
participate
A
discussions.”
prosecutor’s representation
the trial
agreement by
judge
the trial
impose
court would
the same or lesser
may carry
connotation
defendant
imposed
sentence than
in the case that
bargain
unseemly
of
mal-
an
between a
tried,
No. 1768.
infer
We cannot
judge,
efactor and
almost
Justice. The
promise.
such
petitioner
sentencing
all-powerful
capacity,
in his
a deliberate
he
measured choice:
protecting
duty
an
has
of
accused’s
charge
lighter
traded his defenses for a
duty
rights
constitutional
as well as the
hope
lighter
in the
of a
And
sentence.
protecting
society’s
law
interest
judge
himself,
the trial
satisfied
after
attorneys,
Prosecuting
enforcement.6
examination,
a careful
that Brown under-
however,
traditionally
had broad
pleaded
stood his
charges
authority
to institute
criminal
of his own
will. Brown is bound
free
charges
terms
and to evaluate
plea.
society’s
eases.7
interest
individual
prosecutor
When the
and the accused
IY.
conflicting
agreement
enter into
their
an
merge. And,
the aid of
interests
large part
transcript
A
judge,
both counsel and
an accused
hearing
general
the habeas
relates to the
protected
improvident
involun-
from
competency
attorney appointed
to
tary agreements.
represent
in the
two state cases.
incompeteney
“The actual
standard
admitted
Nathaniel Brown
guilt
applied
overwhelming majority
without
reservation. He acted
attorney.
competent
His
advice of
Incompetency
courts is stated as follows:
judge’s questions
the trial
answers
to
process
counsel such as a denial of due
voluntarily and with
show that he acted
representation
and effective
nature
farce,
must
such as
the trial a
make
Guilty
3. Pleas of
unequal positions
judge
accused,
power
and the
one with the
“There
a number of valid reasons
are
prison
deeply
commit
and the other
keeping
judge
out of the
trial
prison,
concerned to avoid
at once raise
discussions,
including
following:
question
fundamental
fairness.
judicial participation
in the discussions
participant
When a
becomes a
impression
can
in the mind of
create
plea bargaining
brings
he
to bear
the defendant
would not receive a
he
majesty
full force and
of his office. His
go
fair
trial
trial were
before
*8
power
impose
substantially
awesome
to
judge;
(2) judicial participation
longer or even maximum sentence in ex-
the discussion makes it difficult
for the
proposed
present
cess
is
whether
judge objectively to determine
volun-
referred to or not. A defendant needs
offered;
tariness
it
when
reject
pro-
no reminder
if he
(3) judicial participation
to the extent of
posal,
right
stands
his
to trial and
promising
a certain sentence
is incon-
convicted,
significantly
he faces a
theory
sistent with the
behind the use of
longer sentence.
presentence investigation report;
and
Gilligan,
United States ex rel. Elksnis v.
going along
the risk of not
with the
F.Supp. 244,
(S.D.N.Y.1866).”
256
254
disposition
apparently
desired
Guilty, Commentary,
Pleas of
73.
judge may
great
seem so
to the defendant
plead that he will be induced to
Guilty
5. Pleas of
Comment,
if
even
innocent.
32 U.Chi.L.
6. See United States
ex rel. Elkonis
167,
(1964); Note,
Rev.
180-83
112 U.
Gilligan, S.D.N.Y.1966,
F.Supp. 244.
865,
(1964);
Pa.L.Rev.
891-92
Note 55
366,
(1955).
point-
Colum.L.Rev.
Tateo,
As
7. See United States
S.D.N.Y.
ed out in
F.Supp.
a recent case:
sham,
mockery
justice.”8 This
to
determination.
this Court
review that
necessary
not
has defined “effective counsel”
Such
review
thirty-five year
subsequent
of a “reasonable counsel” stand
if Brown's
terms
right
interpret
his
in Case
“We
counsel as
under
ard :
to
sentence
right
and
inter
sustained
effective counsel. We
No. 1767 were
year
twenty-five
not
pret
sentence did
coun
counsel mean not errorless
earlier
operate
inducing
later
sel,
judged
cause
as an
and counsel
ineffective
Realistically
reasonably likely thirty-five
hindsight,
year sentence.
counsel
but
however,
rendering reasonably
considered,
sentences
ef
the two
to render and
Ellis,
closely
district
Before the
related.
fective assistance.” McKenna v.
were
following
denied 368
testified to
Cir.
court Brown
cert.
just
first
the conflict of plea of accepting a before be exercised toas upon an trial punishment, the state because pre- every wisely conceivable exercised this case.
caution specially. concur
I therefore Sanders, Harry SANDERS, Fay
Louis Groode, Ruth Groode Appellants, Bradford, ERRECA, B. Robert
John Houghtel- Guthrie, Joseph C. James A. Woolley, S. Roger ing, William S. Kofman, Frank- Whitehurst, Abraham Pedley, Appel- Payne, L. Pierson lin S.
lees.
No. 21153. Appeals States
United Circuit. Ninth
May July 28,
Rehearing Denied Kanner, Kanner, & Los
Gideon Fadem Angeles, Cal., appellants. Counsel, Harry Fenton, B. S. Chief R. Counsel, Joseph Pegram, Deputy Chief Anthony Montoya, Franck, A. Richard L. Johnson, Ruffolo, Los J. Ronald L. Angeles, Cal., appellees. BARNES,
Before JERTBERG Judges. DUNIWAY, Circuit
