NATIONAL SHOOTING SPORTS FOUNDATION, INC., et al., Plaintiffs and Appellants, v. STATE OF CALIFORNIA, Defendant and Respondent.
S239397
IN THE SUPREME COURT OF CALIFORNIA
June 28, 2018
Ct.App. 5 F072310; Fresno County Super. Ct. No. 14CECG00068
Filed 6/28/18
Civil Code
I.
In 1999, the Legislature enacted the Unsafe Handgun Act (the Act) to establish safety standards for all handguns manufactured, imported, and sold in the state. (
In 2007, the Legislature amended the definition of unsafe handguns to include “all semiautomatic pistols that are not already listed on the roster pursuant to Section 32015 [if] not designed and equipped with a microscopic array of characters that identify the make, model, and serial number of the pistol, etched or otherwise imprinted in two or more places on the interior surface or internal working parts of the pistol, and that are transferred by imprinting on each cartridge case when the firearm is fired . . . .” (
Following the certification, NSSF filed a complaint with a single cause of action for declaratory and injunctive relief. Alleging that dual placement microstamping technology is impossible to implement, the complaint challenged
On appeal, the Court of Appeal observed that “the courts must defer to the Legislature‘s factual determination unless it is palpably arbitrary and must uphold the challenged legislation so long as the Legislature could rationally have determined a set of facts that support it.” (National Shooting Sports Foundation v. State (2016) 6 Cal.App.5th 298, 306 (National Shooting).) But the court continued by observing that “[n]evertheless, the judiciary can invalidate legislation if there is some overriding constitutional, statutory or charter proscription.” (Ibid.) The court assumed as true the allegation that it is impossible to manufacture a semiautomatic pistol with dual placement microstamping and concluded that this impossibility placed
We granted review. The sole dispute before us is whether a court can invalidate
II.
In reviewing an order granting or denying a motion for judgment on the pleadings, we accept as true all material allegations in the complaint.
We understand
For example, our courts have excused compliance with a statute of limitations where timely compliance was impossible; in such instances, the excusal was based on an interpretation of the statute of limitations in accordance with an underlying legislative intent to avoid unjust application of the statute. (See Lewis v. Superior Court (1985) 175 Cal.App.3d 366, 372 (Lewis) [“Careful comparison of these statutory exceptions reveals the manifest common legislative purpose of attempting to avoid unjust application of statutes of limitation where circumstances effectively render timely commencement of action impossible or virtually impossible.“].) Where ” ‘[t]he purpose of the statute is plain[, i.e.,] to prevent avoidable delay for too long a period’ ” (id. at p. 374, quoting Christin v. Superior Court (1937) 9 Cal.2d 526, 532), we can adopt “a statutory construction recognizing an implicit . . . exception” in particular circumstances (Lewis, at p. 376). But impossibility does not authorize a court to go beyond interpreting the statute and simply invalidate it altogether. Impossibility, as an aid to statutory interpretation, is akin to the absurdity canon, which counsels courts to “avoid any [statutory] construction that would produce absurd consequences.” (Flannery v. Prentice (2001) 26 Cal.4th 572, 578; see Lewis, at p. 377 [“It would be absurd to attribute to the Legislature an intent to construe the language and underlying purpose . . . so
The Court of Appeal relied on Board of Supervisors v. McMahon (1990) 219 Cal.App.3d 286 (McMahon), but that case does not authorize judicial invalidation of a statute on the ground that compliance is impossible. In McMahon, Butte County challenged on various grounds the application of a state statute requiring counties to contribute to the funding of a welfare program. (Id. at pp. 291-292.) One of the county‘s claims was that “its financial straits [left] it literally unable to comply with the state mandate.” (Id. at p. 299.) McMahon rejected this claim on the ground that the evidence did not demonstrate that compliance was actually impossible. (Id. at pp. 300-302.) Nothing in McMahon suggests that the court would have invalidated the statute if the evidence had shown that compliance was in fact impossible. McMahon simply observed that that “[c]onsistent with th[e] maxim” stated in
McMahon is consistent with the approach we took in Sutro Heights Land Co. v. Merced Irr. Dist. (1931) 211 Cal. 670. In that case, we excused compliance with a state statute requiring drainage efforts that would have brought “financial ruin” and “irreparable injury” to an irrigation district and its landowners. (Id. at p. 703.) Our reasoning made clear that in so holding, we were interpreting, not invalidating, the statute: “We do not believe that, under this state of facts, it was ever intended by those responsible for the enactment of the Drainage Act of 1907, that an irrigation district, situated as is the defendant in this action, should be compelled to work its own destruction by undertaking to provide drainage facilities for the district, the expense of which is beyond its financial ability to meet or pay for.” (Ibid.)
In sum, the case law recognizes that a statute may contain an implied exception for noncompliance based on impossibility where such an exception reflects a proper understanding of the legislative intent behind the statute. We are not aware of any appellate precedent in California that has invoked
NSSF cites three out-of-state cases to support its expansive reading of
Citing Gigliotti, the court in Ivaran Lines, Inc. v. Waicman (Fla.Dist.Ct.App. 1984) 461 So.2d 123, 126 held that “violation of a statute or regulation . . . is excused where it appears without dispute that compliance with the statute is impossible even in the exercise of reasonable diligence.” In excusing compliance with the statute at issue, the court did not make clear whether it was reading into the statute an implied exception for impossibility or declaring the statute altogether invalid when compliance was impossible. (See id. at pp. 125-126.) To the extent the court was doing the latter, we do not find it persuasive. Its scant reasoning does not grapple with basic principles of statutory interpretation or with the limited context in which Gigliotti recognized judicial authority to declare a statute “inoperative” due to impossibility of compliance. (Gigliotti, supra, 157 N.E.2d at p. 452.)
Finally, in Buck v. Harton (M.D.Tenn. 1940) 33 F.Supp. 1014, a federal district court invalidated a statute after finding that compliance was impossible, but the court did so in the context of a constitutional challenge. Claiming that impossibility of compliance with a statute burdens or violates a constitutional right is quite different from invoking such impossibility as a challenge under one statute to invalidate another.
Citing City and County of San Francisco v. Cooper (1975) 13 Cal.3d 898, 915, the Court of Appeal observed that “the judiciary can invalidate legislation if there is some overriding constitutional, statutory or charter proscription.” (National Shooting, supra, 6 Cal.App.5th at pp. 305-306.) But nothing in Cooper suggests that
Here, the Legislature enacted the Unsafe Handgun Act to restrict the manufacture, import, and sale of unsafe handguns, and the Legislature amended the Act in 2007 so that once the Department of Justice has made the certification specified in
NSSF has not brought a constitutional challenge to the statute, nor has it petitioned for a writ of mandate against the Department of Justice for improperly certifying the availability of dual placement microstamping technology (and we express no view on the merits of those possibilities). Instead, NSSF has invoked the impossibility of compliance as a basis for voiding the statute. But
CONCLUSION
We reverse the judgment of the Court of Appeal and remand to that court to affirm the trial court‘s judgment granting the Attorney General‘s motion for judgment on the pleadings.
LIU, J.
WE CONCUR:
CANTIL-SAKAUYE, C. J.
CORRIGAN, J.
CUÉLLAR, J.
KRUGER, J.
EPSTEIN, J.*
* Presiding Justice of the Court of Appeal, Second Appellate District, Division Four, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
CONCURRING OPINION BY CHIN, J.
This case concerns plaintiffs’ claim that compliance with the dual placement microstamping requirement of section 31910(b)(7)(A) is impossible in all situations, and therefore that the requirement should be invalidated generally. Plaintiffs do not, however, make a constitutional argument. Instead, they rely on
The majority opinion, however, includes this problematic statement: “Neither the text nor the purpose of the [Unsafe Handgun] Act contemplates that a showing of impossibility can excuse compliance with the statutory requirement once the statute goes into effect. The Legislature specified that the statute‘s requirement takes effect on January 1, 2010 provided that the Department of Justice issues the certification. We express no view on the validity of the Department‘s certification or whether it included an adjudication of impossibility. Our conclusion here is that the statute does not authorize courts to independently carve out exceptions for impossibility after that administrative determination has been made.” (Maj. opn., ante, at pp. 8-9, italics added.)
The foregoing statement expressly prohibits any court from construing section 31910(b)(7)(A) narrowly so as to “excuse compliance” or recognize “exceptions” based on impossibility. But as the majority concedes, “[i]mpossibility can occasionally excuse noncompliance with a statute” (maj. opn., ante, at p. 4, italics added) and “a statute may contain an implied exception
In no less than five summations of its five-and-a-half page analysis, the majority sets up a distinction between (1) using a maxim of statutory construction to interpret a statute narrowly (which is permitted), and (2) using one to invalidate a statute altogether (which is not permitted). Thus, on page 4 of its opinion, the majority states: ”
The distinction the majority draws could hardly be clearer, but then with virtually no explanation, the majority simply ignores it, holding that no court may construe section 31910(b)(7)(A) narrowly to “excuse compliance” or recognize “exceptions” based on impossibility. (Maj. opn., ante, at pp. 8, 9.)
It may be that the majority‘s decision to bar courts from recognizing exceptions to section 31910(b)(7)(A) is a good one as a matter of public policy, but it still must have some sound basis in law. If the majority is
The only possible justification that the majority gives for its broad holding is an unexplained reference to the Department of Justice‘s certification. As noted, the majority says: “Neither the text nor the purpose of the Act contemplates that a showing of impossibility can excuse compliance with the statutory requirement once the statute goes into effect. The Legislature specified that the statute‘s requirement takes effect on January 1, 2010 provided that the Department of Justice issues the certification. We express no view on the validity of the Department‘s certification or whether it included an adjudication of impossibility. Our conclusion here is that the statute does not authorize courts to independently carve out exceptions for impossibility after that administrative determination has been made.” (Maj. opn., ante, at pp. 8-9, italics added.)
The majority seems to be saying that the Department of Justice‘s certification procedure somehow means that this statute, unlike all other statutes, is not subject to being construed narrowly, in a particular instance, to avoid an impossibility that the Legislature did not consider. But the majority never states what it is about the certification procedure that justifies ignoring the distinction that the majority spends five and one-half pages delineating. The fact that the majority bars courts from “carv[ing] out exceptions . . . after [the Department of Justice‘s] administrative determination has been made” (maj. opn., ante, at p. 9, italics added) implies that the Department of Justice was empowered to adjudicate whether this statute was subject to impossibility exceptions. Thus, although the majority concedes that impossibility can sometimes provide a basis for recognizing a statutory exception (maj. opn., ante, at pp. 4-7, 9), the majority precludes courts from recognizing any such exception to section 31910(b)(7)(A), implying that the question was one that should have been adjudicated at the administrative level and that the only recourse is writ review of the Department of Justice‘s certification or a constitutional challenge. The implication that the Department of Justice‘s certification proceeding could have adjudicated the question of exceptions to section 31910(b)(7)(A) based on impossibility is simply wrong as a factual matter, and it is not an argument that the Attorney General makes in his briefs in this court.
It is clear, however, that the certification procedure had absolutely nothing to do with adjudicating the question of impossibility-based exceptions to section 31910(b)(7)(A). Rather, it was limited to confirming that the patent holder of the microstamping technology had in fact made the technology widely available, as the press release had indicated it would do. And, consistent with that reading of the statute, the certification that the Department of Justice issued states only this: “The California Department of Justice has conducted a review of known and available patent restrictions applicable to the microscopic-imprinting technology described in
I agree with the majority that
Subject to that qualification, I concur.
CHIN, J.
See next page for addresses and telephone numbers for counsel who argued in Supreme Court.
Name of Opinion National Shooting Sports Foundation, Inc. v. State of California
Unpublished Opinion
Original Appeal
Original Proceeding
Review Granted XXX 6 Cal.App.5th 298
Rehearing Granted
Opinion No. S239397
Date Filed: June 28, 2018
Court: Superior
County: Fresno
Judge: Donald S. Black
Counsel:
Lawrence G. Keane; Lewis Brisbois Bisgaard & Smith, Daniel C. DeCarlo and Lance A. Selfridge for Plaintiffs and Appellants.
Kamala D. Harris and Xavier Becerra, Attorneys General, Edward C. DuMont, State Solicitor General, Janill L. Richards, Principal Deputy State Solicitor General, Samuel P. Siegel, Associate Deputy State Solicitor General, Douglas J. Woods and Thomas S. Patterson, Assistant Attorneys General, Tamar Pachter, Emmanuelle S. Soichet, Mark R. Beckington and Nelson R. Richards, Deputy Attorneys General, for Defendant and Respondent.
J. Adam Skaggs, Hannah Shearer; Munger, Tolles & Olson, David H. Fry and Craig A. Lavoie for Giffords Law Center to Prevent Gun Violence as Amicus Curiae on behalf of Defendant and Respondent.
Caldwell Leslie & Proctor, Boies Schiller Flexner, Michael R. Leslie, Andrew Esbenshade and Amy E. Pomerantz for Office of the Los Angeles City Attorney as Amicus Curiae on behalf of Defendant and Respondent.
UCLA School of Law, Sean B. Hecht and Meredith J. Hankins for California Environmental Law Professors Ann Carlson, Holly Doremus, Richard Frank, Meredith Hankins, Sean Hecht, Helen Kang, John Leshy, Albert Lin, Dave Owen, Claudia Polsky, James Salzman, Daniel Selmy and Deborah Sivas as Amici Curiae on behalf of Defendant and Respondent.
Counsel who argued in Supreme Court (not intended for publication with opinion):
Lance A. Selfridge
Lewis Brisbois Bisgaard & Smith
633 West 5th Street, Suite 4000
Los Angeles, CA 90071
(213) 250-1800
Janill L. Richards
Principal Deputy State Solicitor General
1515 Clay Street, 20th Floor
Oakland, CA 94612-0550
(510) 622-2130
