Darell NASH, Sr., Petitioner-Appellee, v. Michelle EBERLIN, Warden, Respondent-Appellant.
No. 06-4059.
United States Court of Appeals, Sixth Circuit.
Dec. 14, 2007.
512 F.3d 761
ROGERS, Circuit Judge.
In this case, the Ohio courts determined that defendant‘s felonious assault conviction was not against the manifest weight of the evidence, which necessarily implied a finding that his conviction was also supported by sufficient evidence. The federal district court below—on remand from a previous appeal to this court—granted habeas relief on grounds of insufficient evidence as to one element of the crime of felonious assault. Because the state court‘s determination was an unreasonable application of clearly established federal law, we affirm.
In the previous appeal, we vacated the district court‘s grant of Nash‘s petition for a writ of habeas corpus because the district court relied on the state appellate court‘s statements of fact rather than reviewing the trial transcript. See Nash v. Eberlin, 437 F.3d 519 (6th Cir. 2006). After we remanded the case with instructions to review the state trial transcript, the district court again granted Nash‘s petition.
The factual background of this case was set out in our previous opinion as follows:
On December 11, 2001, Connie Nash (“Connie“) received a call at the nursing home where she worked from her husband‘s girlfriend. After finishing her shift at work, Connie came home and found Nash and a friend in the Nashes’ kitchen playing cards. Connie told Nash‘s friend to leave so that she could speak with Nash. As he was standing up, Nash bumped Connie with his chair, and she “started swinging on him.” Nash got out of his chair and grabbed Connie, and they began to fight. She tripped over a highchair and fell down. The Nashes’ adult son, Darell Nash, Jr. (“Darell Jr.“), and their nephew, William Jeter, heard the noise and came up from the basement; they found Connie and Nash screaming at each other.
Nash ran upstairs and then returned with a .9-millimeter handgun.1 The
handgun was loaded. Upon seeing the gun, Darell Jr. grabbed Nash, which caused the gun to fire into the ground. Connie went into the Nashes’ daughter‘s room, and Nash followed her. Darell Jr. again grabbed Nash, and the gun fired into the wall.2 Nash then put the gun away upstairs and left the house in his car. Connie called the police, who came to the Nashes’ house. Nash called the house while the police were there, and a detective listened in while Darell Jr. spoke with Nash on the phone. According to the detective, Nash stated, “[S]he did it this time. You can tell her she doesn‘t have a job any longer because I‘m going to F‘ing kill her.” State v. Nash, No. 2002CA00106, 2003 WL 139783, at * 1 (Ohio Ct. App. Jan. 13, 2003). Nash also asked Darell Jr. “whether Connie had ‘cool[ed] down yet so that he could come home and talk things over.‘” Id.
Nash gave a statement to the police in which he said “that he went upstairs and got the gun in order to scare his wife.” Id. At trial, however, he testified that “his ‘intention was to take the gun out of the house.‘” Id. “[Nash], during his testimony, also testified that the handgun went off accidentally and denied making the threats that the Detective overheard him making during the telephone call.” Id.
Nash was indicted by the Stark County Grand Jury for improperly discharging a firearm at or into a habitation or school safety zone and for knowingly causing or attempting to cause physical harm to Connie Nash by means of a deadly weapon or dangerous ordnance. Both charges had a firearm specification. On March 5, 2002, a jury found Nash guilty on both counts, and he was subsequently sentenced to a total of five years of incarceration. Nash appealed to the Fifth District Court of Appeals of Ohio, which overturned his conviction for discharging a firearm at or into a habitation or school safety zone3 and upheld his conviction for felonious assault. Nash, 2003 WL 139783, at *3. With regard to the felonious assault charge, the
Upon our review of the record, we find that appellant acted knowingly when, after arguing with his wife, he went upstairs to retrieve the gun. As is stated above, appellant told the police that he had retrieved the same in order to scare his wife. We concur with appellee that “[r]eturning to the argument in this situation gives rise to a probable result that the gun may go off.”
Id. One judge dissented in part, stating that the facts herein do not support a conviction of felonious assault.” Id. at *4. (Hoffman, P.J., dissenting in part). Nash filed an appeal with the Ohio Supreme Court, which denied leave to appeal because the case did not involve a “substantial constitutional question.” J.A. at 124 (Entry).
On February 3, 2004, Nash filed a petition for habeas relief in federal district court pursuant to
A magistrate judge filed a report on November 5, 2004, recommending that habeas relief be denied. On April 1, 2005, the district court granted Nash‘s
On Nash‘s first appeal, we held that a review of the entire trial transcript was needed because the State made highly significant factual assertions that did not appear in the state appellate court‘s findings of fact, which the district court had relied upon instead of the full trial record. See Nash, 437 F.3d at 523. On remand, the district court reviewed trial transcript and again granted Nash‘s petition for a writ of habeas corpus. The district court held that a rational trier of fact could not conclude beyond a reasonable doubt that Nash knowingly caused or attempted to cause physical harm to his wife because there is no evidence that he pointed the gun at his wife or threatened her directly.
As a threshold matter, we first determine that Nash did not procedurally default on his sufficiency of the evidence claim by not presenting it to the Ohio state courts. Under normal circumstances, ha-
A conviction is not supported by sufficient evidence if a rational trier of fact could not have found the essential elements of the crime beyond a reasonable doubt. See Jackson v. Virginia, 443 U.S. 307, 319 (1979). In this habeas proceeding, however, we are not allowed to conduct a de novo review of the Ohio state court‘s application of that rule. Instead, we must review its sufficiency of the evidence decision under the highly deferential standard set by the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA“). Under that statute, Nash can only be granted habeas relief if the Ohio Court of Appeals made an unreasonable application of the Jackson standard. See
Nash was convicted under
Under Ohio law, it is clear that bringing a gun to an argument and having it go off at a downward trajectory during a struggle, without the gun ever having been pointed at anyone, is not a felonious assault. Indeed, the Ohio Supreme Court has squarely stated that the act of pointing a gun at someone, without further evidence of the actor‘s intention, is not sufficient evidence for a felonious assault conviction. State v. Brooks, 44 Ohio St. 3d 185, 542 N.E.2d 636, 642 (1989). Later, the Ohio Supreme Court analyzed what type of further evidence was required under Brooks. State v. Green, 58 Ohio St. 3d 239, 569 N.E.2d 1038, 1040-41 (1991). The Ohio Supreme Court restated that “[t]he act of pointing a deadly weapon at another, without additional evidence regarding the actor‘s intention, is insufficient to convict a defendant of the offense of ‘felonious assault.‘” Id. at 1041. In Kline, the Ohio Court of Appeals ruled in a case that involved a scuffle, in which there was some evidence that the gun was pointed at someone, that there was not sufficient evidence of felonious assault, although the lesser offense of aggravated menacing might have been shown. See Kline, 464 N.E.2d at 165-66; see also State v. Pack, 110 Ohio App. 3d 632, 674 N.E.2d 1263, 1265-66 (1996) (reversing conviction for felonious assault because jury had been told by prosecutor that recklessness was sufficient for conviction, where defendant had pointed a loaded gun at someone‘s chest after firing shots into the floor and ceiling). If there was insufficient evidence of felonious assault in such cases where a gun was pointed at someone, then the Ohio Court of Appeals could not reasonably determine that a rational trier of fact could have found beyond a reasonable doubt that a felonious assault was committed in this case, in which the evidence does not indicate that the gun was pointed at anyone.
The Ohio Court of Appeals opinion to which we owe deference in this case was concerned primarily with the reasons for reversing the conviction for discharging a firearm into a home. Only two paragraphs address the sufficiency of the evidence for felonious assault. One paragraph restated Ohio law, and the other paragraph reasoned as follows:
While appellant argues that there is no evidence that he knowingly attempted to cause physical harm to his wife, we disagree. Upon our review of the record, we find that appellant acted knowingly when, after arguing with his wife, he went upstairs to retrieve the gun. As is stated above, appellant told the police that he had retrieved the same in order to scare his wife. We concur with appellee that “[r]eturning to the argument in this situation gives rise to a probable result that the gun may go off.” In short, upon our review of the record, we cannot say that the jury, by convicting appellant of felonious assault, lost its
way so as to create a manifest miscarriage of justice.
State v. Nash, 2003 WL 139783, *3 (Ohio App. 5 Dist. 2003). There are two potential ways to read this analysis—as a reinterpretation of Ohio law, or as a finding that the existing requirements for a felonious assault conviction were satisfied in this case. The former cannot be the correct interpretation. Where the elements of a state crime are sufficiently clear as a matter of state law, we cannot automatically uphold a conviction with insufficient proof of one of the elements on the theory that the state court in the very case has eliminated that element as a requirement. It would undermine the federal sufficiency-of-proof requirement to do so.
Here the Ohio Court of Appeals did not explicitly purport to reinterpret the contours of Ohio law. Such a reinterpretation of the law would have amounted to a major change in Ohio law. It is unlikely that such a change would have been intended by the brief analysis of the intermediate appellate court in this case. Under existing Ohio law, it is clear that going upstairs to retrieve a gun cannot establish the necessary intent to meet the requirements of felonious assault. Nor can returning to the argument constitute an attempt to injure someone under the clear contours of Ohio felonious assault law. Ohio law clearly draws the line with respect to “attempt to cause physical harm” felonious assault much closer to intentionally shooting at someone. In previous cases upholding felonious assault convictions involving a discharged gun, the courts have explicitly relied on the fact that the gun was intentionally fired in the direction of another individual. See, e.g., State v. Salinas, 124 Ohio App. 3d 379, 706 N.E.2d 381, 389-90 (1997); State v. Owens, 112 Ohio App. 3d 334, 678 N.E.2d 956, 958 (1996); State v. Gregory, 90 Ohio App. 3d 124, 628 N.E.2d 86, 90-91 (1993). The decision by the Ohio Court of Appeals can therefore only be read as determining that Nash‘s going to the argument with a loaded gun was sufficient evidence that Nash knowingly shot at his wife. So construed, however, the analysis is not a reasonable application of the federal requirement of proof beyond a reasonable doubt because the evidence does not support such a conclusion. While Ohio courts have the power to define the elements of state crimes, they cannot constitutionally permit conviction without sufficient proof of an element of the crime so defined.
The State on this appeal, however, makes an argument that the record does permit a finding that Nash fired the gun in the direction of his wife. The Ohio Court of Appeals, it should be noted, did not rely on this theory, but rather reasoned that Nash‘s merely going to the argument with a gun provided sufficient evidence that a felonious assault had been committed. In any event, there is no direct evidence in the record that can fairly be read to support a finding that Nash intentionally fired the gun in the direction of his wife. The only pieces of evidence to address the direction in which the gun was fired—i.e., the police statement given by Billy Jeter and the testimony and police statements given by Darell Jr., and Nash himself—all indicated that the gun was pointed downward each time it discharged. LaDonna Nash, who witnessed only the second shot, testified that the gun was pointed downward when it was discharged for the second time. Additionally, all of the testimony from eyewitnesses indicated that the gun was accidentally discharged. The State argues that the following facts permit a reasonable juror to conclude that the gun was intentionally fired at Connie: (1) the second shot was fired in the direction of the doorway of LaDonna‘s room, and (2) Connie exited through that doorway at some point. The evidence, however, appears not even facially to support the theory. Exhibits 1K and 7G, found on pages
By allowing the conviction to stand, the Ohio Court of Appeals effectively permitted conviction without proof beyond a reasonable doubt of one of the elements of the offense, namely that Nash knowingly attempted to cause physical harm to another. Such an application of the Jackson standard was objectively unreasonable.
For the foregoing reasons, the district court‘s grant of Nash‘s petition for a writ of habeas corpus is AFFIRMED.
McKEAGUE, Circuit Judge, dissenting.
I disagree with the majority‘s conclusion that “the evidence in this case establishes nothing more than that Nash brought out the gun to scare his wife, that he followed his wife into their daughter‘s room on the same floor, and that the gun went off while Nash struggled with his son.” Maj. Op. at 766. Accordingly, I respectfully dissent.
Under the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA“), Nash can only be granted habeas relief if the Ohio Court of Appeals made an unreasonable application of the Supreme Court‘s rule that a conviction is not supported by sufficient evidence if a rational trier of fact could not have found the essential elements of the crime beyond a reasonable doubt. See Jackson v. Virginia, 443 U.S. 307, 319 (1979); see also
Contrary to the majority‘s contention, Ohio law is not “clear that bringing a gun to an argument and having it go off at a downward trajectory during a struggle, without the gun ever having been pointed at anyone, is not a felonious assault.” Maj. Op. at 766. First, the majority‘s reliance on State v. Brooks, 44 Ohio St. 3d 185, 542 N.E.2d 636 (1989), is misplaced. While Brooks involved a felonious assault arising from a heated argument, the gun was never fired, let alone fired twice. Indeed, the Ohio Supreme Court stated “[t]he act of pointing of a deadly weapon at another, without additional evidence regarding the actor‘s intention, is insufficient evidence [for felonious assault].” Id. at 639. However, the court also explained that “experience has demonstrated that many homicides and serious assaults occur in the heat of impassioned arguments.” Id. at 643. The court emphasized that the victim and the defendant were “embroiled in a volatile argument” when the defendant drew a revolver, angrily told her that he would kill her, and only left the area when another person appeared to be calling the police. Id. The court held that it could not “say that a reasonable jury ... could not have concluded that the defendant‘s actions were ‘strongly corroborative’ of his intent to cause physical harm.”1 Id. (emphasis added).
To the extent Brooks is instructive, it explains that “additional evidence” of intent includes, in particular, a heated argument between the defendant and the victim. Indeed, here, like Brooks, we have just such additional evidence in the record. By all accounts, the argument between Nash and his wife was heated. It is undisputed that while the argument was still in progress, Nash retrieved a loaded gun, and without the safety engaged, introduced the gun into the argument. Indeed, by Nash‘s own admission, he retrieved the gun to “scare” his wife.
Of course, the jury was entitled to disbelieve his account and infer from the circumstances that his intentions were even more nefarious. J.A. 386-87 (nephew admits that Nash was “breathing hard and [had a] mad face” when he came down the stairs after retrieving the gun); J.A. 597-98 (nephew in police report says Nash‘s son was saying to his dad “what are you doing” and “put the gun down” and then “wrapp[ed] his arms around his father trying to stop him from shooting anybody“). In any event, a defendant acts knowingly, when, although not intending the result, he is nevertheless aware that the result will probably occur and therefore even assuming that Nash was only intending to “scare” his wife, he can still be found to have acted knowingly. See State v. Edwards, 83 Ohio App. 3d 357, 361, 614 N.E.2d 1123 (1992).
Moreover, after Nash fired the gun during the initial struggle with his son, he did not leave the room, exit the home, or even simply put the gun down. Rather, he followed his wife into their daughter‘s room and he fired the gun again during a second struggle with his son. J.A. 595-96, 598, 602. When he fired the gun the second time, he was well aware that it was loaded and fully operational. Indeed, this fact alone should put to rest any reasonable argument that there was not sufficient evidence of felonious assault here.3
The majority‘s reliance on Pack is similarly unpersuasive. State v. Pack, 110 Ohio App. 3d 632, 674 N.E.2d 1263 (1996). In Pack,
674 N.E.2d at 1263. The victim in Pack testified, “It wasn‘t out of anger, or anything like that, he wasn‘t saying, you know, pointing it at me to do me any bodily harm, he just was pointing it that way. Do you know what I‘m saying?” Id. at 1264. In Pack, the evidence established that the defendant had zero intent to harm the victim, whereas here, even according to Nash‘s version of events, he intended to “scare” his wife during a heated argument, in which he pursued his wife from one room to another with a loaded gun in his hand and the gun discharged twice. Nash‘s reliance on State v. Mills, 62 Ohio St. 3d 357, 582 N.E.2d 972 (1992), is unpersuasive for the same reason as Pack, namely, no evidence suggested that the defendant intended to harm the victim.
The majority asserts that “[i]n previous cases upholding felonious assault convictions involving a discharged gun, the courts have explicitly relied on the fact that the gun was intentionally fired in the direction of another individual.” Maj. Op. at 767 (citing State v. Salinas, 124 Ohio App. 3d 379, 706 N.E.2d 381, 389-90 (1997); State v. Owens, 112 Ohio App. 3d 334, 678 N.E.2d 956, 958 (1996); State v. Gregory, 90 Ohio App. 3d 124, 628 N.E.2d 86, 90-91 (1993)). In fact, those cases cited by the majority support a finding that Nash acted knowingly.
Salinas involved a drive-by shooting. Salinas, 706 N.E.2d at 383-84. The court relied on a similar drive-by shooting case and found that:
The similarities between [State v. Butticci, No. 95-L-121, 1996 WL 702473 (Ohio Ct. App. November 22, 1996)] and this case are striking. As in Butticci, the shooting took place on a January evening at approximately 8:30 to 8:40 p.m., appellant took shots at lighted residential structures, cars were parked in the driveways of these homes, and the occupants were watching television in a living room which faced the street. Moreover, appellant‘s awareness of the high probability that people were in these homes is evidenced by his statement to Brian Semosky, the day following the shooting, that he hoped no one was “hit or hurt” in the shooting. Here, as in Butticci, we conclude that the evidence was sufficient to send the question of appellant‘s guilt to the jury.
Id. at 389. To the extent that a drive-by shooting situation is at all relevant to the outcome in Nash‘s case, Nash‘s conduct presents stronger grounds for a finding of felonious assault than in Salinas. The defendant in Salinas fired shots from a car, fired those shots while at a great distance from the homes, and did not shoot at any specific area within the homes, whereas Nash fired a gun twice during a heated argument in a small house, fired the second shot in an even smaller room within the house, and fired both shots while in close proximity to no less than five of his family members.
In Owens, the defendant “claimed that he intended only to scare Kurt Ross when
In the case sub judice, appellant shot a gun not just once, but twice, at Ross‘s moving car carrying two passengers while they were traveling on an icy expressway. Again, as we stated in the opinion, the risk of physical harm to Kurt Ross and Cynthia Combs under those circumstances was significant. In our humble opinion, the doing of an act which causes a significant risk of harm readily satisfies the required probability of harm.
Id. (emphasis added). Here, Nash too argued he only meant to “scare” his wife, but nonetheless fired the weapon twice. Moreover, while Nash might not have aimed the weapon in the direction of his wife, he fired the gun in closer proximity to a larger group of people with arguably more potential for a significant risk of harm than the defendant in Owens that fired from a moving vehicle at two victims that were also in a moving vehicle.
In Gregory, the defendant “argue[d] that the evidence showed he was drunk, that he did not hit anything, and that he did not shoot at or threaten the officers when he had a better opportunity as they were parked talking to Gates. Therefore, the evidence does not show he acted knowingly.” Gregory, 628 N.E.2d at 91. While the court rejected the defendant‘s argument because he “fired multiple gunshots while pointing the gun directly at them,” it also explicitly stated that “[t]he shooting of a gun in a place where there is a risk of injury to one or more persons supports the inference that appellant acted knowingly.” Id. As discussed supra, I submit that the shooting of a gun twice in a small house during a heated argument where there is a significant risk of injury to no less than five people supports the inference that Nash acted knowingly. Nash nor the majority cites any authority that mandates otherwise.
In any event, as the government explains, there is some evidence that Nash actually fired the shot in the bedroom in his wife‘s general direction. The second bullet went through the wall next to the bedroom door, and Nash‘s nephew told the police that he had taken Nash‘s wife from the bedroom out of the house immediately after the second shot. J.A. 423, 391-92, 598, 614 (Ex. 1K), 616 (Ex. 7G). Thus, she would have been between Nash and the door to the room. The jury was entitled to disbelieve the later trial testimony of the witnesses to the shootings given that they were all relatives of Nash that could have been trying to protect him.
Moreover, no “accident” instruction was provided to the jury here nor was there any evidence to suggest the firearm “accidentally” discharged. See State v. Smith, No. 62427, 1993 WL 172973, *5 (Ohio Ct. App. May 10, 1993) (“An accident is defined as ‘an unfortunate event occurring casually or by chance.‘” (citations omitted)). Rather, despite a struggle, the evidence showed that Nash pulled the trigger twice. See, e.g., J.A. 597-98 (nephew in police report explaining that “Darell Nash Sr. fire[d] shot one” and “Darell Nash Sr. fired another shot“). Indeed, during the struggle Nash‘s son grabbed Nash, not the gun. See, e.g., J.A. 595, 597-98, 591. What is more, Nash admitted that when he fired the second shot the gun might have been pointed at an “angle upwards a little bit” or at least that he did not know which way it discharged. J.A. 605.
Nash‘s conduct is, however, analogous to that of the defendant in Smith where the court found sufficient evidence of felonious assault. See Smith, 1993 WL 172973, at *7. In that case, the defendant “was hold-
Accordingly, I respectfully dissent because the district court‘s grant of the writ of habeas corpus should be reversed inasmuch as the evidence was sufficient to convict Nash of felonious assault and the district court did not exercise proper deference under AEDPA.
Gregory LEFFEW, Plaintiff-Appellant, v. FORD MOTOR COMPANY, Unicare Life & Health Insurance Company, Ford National Retirement Plan, Defendants-Appellees.
No. 07-1346.
United States Court of Appeals, Sixth Circuit.
Dec. 14, 2007.
Notes
Of females killed with a firearm, almost two-thirds were killed by their intimate partners. The number of females shot and killed by their husband or intimate partner was more than three times higher than the total number murdered by male strangers using all weapons combined in single victim/single offender incidents in 2002.
***
Access to firearms yields a more than fivefold increase in risk of intimate partner homicide when considering other factors of abuse, according to a recent study, suggesting that abusers who possess guns tend to inflict the most severe abuse on their partners.
American Bar Association Commission on Domestic Violence, Survey of Recent Statistics (collecting sources), http://www.abanet.org/domviol/statistics.html (last visited Dec. 5, 2007) (citations omitted).
(A) No person, without privilege to do so, shall knowingly do any of the following:
(1) Discharge a firearm at or into an occupied structure that is a permanent or temporary habitation of any individual....
