*1
WEIS, Cirсuit
Before HUNTER
Judge.
BECKER,
Judges,
District
12, 1974
in banc June
Submitted
*2
Judge,
promote
endeavors,
SEITZ,
110
VAN
Local
and
Chief
Before
facility
ALDISERT, ADAMS,
a strike at the Altoona
DUSEN,
GIB-
called
began
HUNTER,
picketing
ROSENN,
and
there. For reasons
BONS,
and
WEIS
record, they
Judges.
appear
that do not
GARTH, Circuit
picketing
decided
extend
Pittsburgh building
THE
OF
COURT
OPINION
NAPA
on Hamilton
Avenue.
Judge.
WEIS, Circuit
occurred, appellant,
this
When
Local
appeal from an
en-
order
This is
926,
informed its Hamilton Avenue
appellant
joining
Automotive Chauf-
members
could refuse
to cross
Garage
feurs,
Lo-
Employees,
Parts
picket
Local 110’s
line. The union based
926)
(Local
re-
cal
fusing
No.
Union
926
position
this
on Article XIII of its
picket
cross a
line maintained
bargaining agreement
ap-
collective
with
Brotherhood
the International
pellee,
provides:
which
Teamsters, Chauffeurs, Warehousemen
“It shall not be a
violation
(Lo-
Helpers America,
Local 110
Agreement
in
...
the event an
presented
110).
question
cal
employee
upon any
refuses to enter
whether the district court erred in issu-
property
primary
involved
a
against
preliminary injunction
a
Lo-
go through
or refuses to
or
ordering
cal 926
any
picket
primary
work behind
lines
parties
the differences
between
Employer’s
at the
[NAPA
provision
accordance with the
col-
Pittsburgh’s] place
places
of busi-
bargaining agreement.
lective
con-We
ness.”
clude
court
action
the trial
stand,
stop-
As a result of this
a work
proper and we affirm.1
was
page occurred at the Hamilton Avenue
Plaintiff-appellee,
Pittsburgh,
NAPA
facility.
Inc.,
corporation
is a
with its executive
Pittsburgh’s response
NAPA
was to
principal place
offices and
of business
injunctive
seek
relief from the district
Pittsburgh,
Hamilton
Avenue
argued
company
ques-
court. The
Pennsylvania.
a
Appellant,
926,
Local
picket
tion existed as to whether the
represents
line
approximately 54 of 110 em-
“pri-
that Local 926 chose to
ployees
honor was
faсility
at
Hamilton Avenue
mary”
meaning
within the
Article
purposes.
collective
A
XIII, and contended that this issue was
occurred at this location
subject
mandatory
to’the
arbitration and
as a
ion,
result
efforts of a second unr
provisions
no strike
contained in
110,
represent
Local
the em-
bargaining agreement.
collective
ployees
Altoona,
aof
located in
alleged
bring
circumstances thus were
Pennsylvania, doing
business under
excep-
the case within the
Altoona,
name of NAPA
Inc.2
order
Pittsburgh
NAPA
appeal
and NAPA
filed, ap-
Altoona.
1. After
was
appellee
pellee
concedes
that NAPA
a
submitted
motion to
dismiss
Pittsburgh
“potential
suggested
liad
of NAPA
control”
the issue had become
moot
(Brief
3)
Appellee
pick-
and at
longer
Altoona
at
maintaining
Local
was
110
hearing
Ap-
court held
before
district
et
line. This claim is without merit.
September 7,
appellee’s attorney
pellee posted
$5,000
indemnify
indi-
ap-
bond to
companies
pellant
attorneys’
injury
cated his belief that
two
fees and
interlocking
directorships
and,
in most cas-
suffered in the event
it would be determined
es,
43a).
(Appendix
grant-
improvidently
common officers
was
Appellant
appellant’s
right
ed.
asserts
two
fact
Since
to indemnifica-
single company
depends upon
headquarters
merits,
at Hamil-
a decision on the
Pittsburgh.
Jafco,
ton Avenue in
case is
not moot. Liner v.
Clarification
301,
relationship
important
U.S.
would be
to de-
S.Ct.
11 L.Ed.2d
picket
(1964).
question
termine
of whether
primary
secondary.
line was
2. The district court
ex-
never
determined
relationship
plaintiff-appellee
act
between
America,
al.,
provisions
anti-injunction
et
tion to the
3 27
pre-
stoppage
here,
the work
arbitration;
to end
vailing
circumvent
However,
if we
on the merits.
pressure on
stoppage
no
exerted
allow to
affirm the district court
enjoin
Company
is-
to resolve the
pending
result,
stoppage
arbi-
the work
As a
of arbitration.7
sue short
tration, employees
will
future cases
de-
the strike
while in
nothing
everything
to lose
pursuing
have
gain
employer
arbi-
terred
tration,
Thus,
will be
necessary
making
from arbitration.
to en-
thus
giving
every
to avoid and
incentive
promote the
them
join
order
by every means at
favoring arbitration,
obstruct arbitration
similar
disposal.
their
since
exists
situation
here.
pressure the
not
does
the work
occur be-
This unfortunate effect will
arbitration,
forego
the issu-
Company to
peculiarly
role
limited
cause
injunction
will
ance of a
plays as this.
such
the court
nothing
promote
the arbitration
do
The district courts cannot look
disputes
cannot
issuance
labor
disputes
these
since that
merits of
province
is
supported by
considerations
they
All
can
arbitrator.
Boys Markets.
(cid:127)that underlie
do is review
circumstаnces
if an
case to see
arbitrable issue exists
might object
that while
one
injunction
require-
an
if the
and issue
make it
above
we discuss
the factors
met. As a
ments of
Markets are
an
the issuance of
clear that
majority’s interpretation
promote
not
in this case will
Boys Markets
a situ-
creates
promoted
way that
it was
in the same
employer
ation
can end
where
Markets,
going
simply
promote
might
majority’s
still
decision
alleging
district court and
that under
goal by
do
other means. We
the terms of the collective
suggestion
withstand
think that
analysis.
il-
itself is
fact,
opinion,
in our
legal.8
majority’s decision
overall effect
advantage
en-
actually discourage
is
initiating
joys
proceed-
sort of
disputes.
ing,
pursuing
instead
arbitration of
permitted in this
If no
apparent.
merits
In arbitration
case, employers
who in the future
losing
merits;
he
runs
risk
placed
NAPA
situation faced
before the district
no such risk ex-
court
Pittsburgh
every reason to
will have
ists
since
merits are never reached.
safely
employ-
able
seek arbitration
will be
we can
assume
*7
object
discipline
might
any
discharge
7. One
to
wished to
employees
this blanket statement
arguing
stop-
engaged
the
in
that
work
does dis-
who
the work
courage arbitration,
page
indirectly, by pressuring
legality
its
the issue of
would also have
Company
to settle
Local
to be arbitrated.
with
company
fact, give
did,
110.
If the
in
the true
em-
situation the
pressure,
pickets
ployer
removed,
pursue
this
would not be free to
arbitra-
would be
end,
the work
and resolution
for
these reasons
since he would have
would
already
primary-secondary
conceded on
would be-
arbitrable
issue.
totally irrelevant,
Thus,
thereby defeating
pursuit
his
come
continued
of arbitration
jurisdiction.
his
arbitrator’s
would amount
con-
renunciation
fallacy
argument
The
in the as-
cession of the
this
lies
would
sumption
stoppage.
Company-
invite a renewal of
that
resolution
Local
would make an arbitra-
differing
primary-secondary
arising
tor’s decision in the
issue
Since issues
inter-
out
superfluous.
pretations
wrong
assumption
bar-
This
for
of the terms of the collective
is
gaining agreement
First,
company,
two
if correct
are arbitrable under most
reasons.
clauses,
merits,
allegations will
would
a cause of
these
still have
ending
damages
injunction
against
sufficient
to elicit an
action for
stoppage.
and would
decision
work
need
arbitrator’s
Company
pursue
Second,
order
if
it.
of an
by implication) that the issuance
are faced
future
ers who
injunction
arbi-
will make obstruction
stoppages
to the one
similar
work
point
employer’s
ease,
seek
useful from
will
tration
faced the
argument
However,
then
rath-
of view.
in federal court
relief
their initial
delay
suggests
be con-
undue
through
arbitration.
er than
through
court
trolled
district
Moreover,
has
district court
once the
powers.10
equitable
use of
employer will
injunction, the
issued its
of these
do
that either
not believe
We
seeks,
everything
work
since the
he
have
scrutiny.
arguments can
close
withstand
a re-
ended. As
stoppage will have been
regard
first,
think it is
With
longer
anything to
sult,
have
he will
permit the issu-
that the refusal to
clear
gain
other
theOn
arbitration.9
from
injunction
situa-
of an
in factual
ance
conceivably
might
hand, arbitration
place such as this would
tions
not
very costly
him,
once the merits
in a
similar
union
situation
always
reached, he will
the issue
injunc-
employer
faced
when
losing
on
run
risk
and a defeat
some
seen, if
tion can issue. As we have
injunction to
the merits would cause
given
issued, employers are
is
raising
possibility
lapse,
a renew-
every
delay
reason
arbitra-
to avoid
stoppage.
al
a ration-
of the work
However,
tion.
if no
is is-
only
initiating
al
arbitration,
will not
avoid
sued, the union does not have the same
every
hé will use
means
delay
incentive to seek
mately
for will
it
ulti-
delay
long
disposal
possi-
his
it as
damages
is,
be liable
if it
ble.
engaged
illegal
fact,
stop-
in an
We
that a
think
is clear
rule
page. Thus,
delay
while obstruction and
gives
party every
one
incentive
might
proceeding
per-
of the arbitration
avoiding the
arbitration will inhibit
illegal
mit the union to continue an
functioning
procedure.
smooth
of that
period
time,
for some
As a
it is our
conclusion that
gain
only
significant
will
come at a
majority’s opinion,
pro-
rather
than
cost since it would increase the union’s
moting
disputes,
monetary liability to the same extent.
actually
discourage
will
tend to
it.
argument
farAs
as the second
is con-
cerned, it is true that the district court
might
objections
We can see two
equitable powers
can use its
to seek to
be raised in an
to refute this
delay.
control
undue
we do
would
conclusion.
first
concede
feel that
is
way
there
reasonable
that the issuance of an
here
that a district court
power
can use this
discourage
employers
would
future
prevent significant
delay when that
seeking
submitting
arbitration,
but
goal
sought
parties.
one of the
argues
opposite
result would
In this
example,
employ-
encourage
equal
recalcitrance
delay
er can
days
arbitration for
part
nine
true,
of the union.
If this is
simply by using all of the time that
obviously
negative
would
eliminate the
allotted to it
step
griev-
at each
policy impact
we have outlined above.
procedures
ance
objection
leads
second
is raised
arbitration.11 Moreover,
day
majority
this nine
(at least,
and it also concedes
*8
ample
trict
authority
court has
company may
the
eventually
It
exer-
is true that
the
equitable powers
cise
its
to see to it
need a
favorable
on
if
decision
the
merits
proceeds promptly
expedi-
and
damage
wants
sue
to
the union the
tiously.”
during
pre-injunction period
caused
the
when
progress. However,
the strike was still
11. The relevant Article of the collective bar-
damages
many
since these
can be collected
gaining agreement reads as
:
follows
event,
months after the
the
can de-
“Article XI —Grievance Procedure
lay
possi-
arbitration to the maximum extent
“Any
grievances, complaints
and all
or
jeopardize
ble and still not
mon-
to
disputes arising
Employer
between the
and
etary relief.
any employee represented
the
by
Union or
majority opinion puts it,
10. As the
“Undue
delay
permitted
should not be
dis-
the
figure
promoting
that it
the
time
arbitration of labor
does not include the
dis-
by
policy
putes and that as a result
the
established
will take for the Board
paragraph
on
to deliberate
considerations that led to the creation of
the “Third”
matter,
support
time
not
it include the
the
Markets rule do
nor does
(under
paragraph)
of an
in this
the “Fourth”
issuance
needed
bring
arbitrator,
to
case.
to
neutral
choose a
together,
to
panel
and
the arbitration
IN
II. THE HOLDING
panel
dis-
decide the
have the
hear and
MARKETS
BOYS
steps
pute. Obviously,
ad-
these
will use
analysis
our
of the
con-
While
pro-
event,
any
time in
and also
ditional
underlying
siderations
employer
vide a
with further
determined
an in-
to the conclusion that
leads us
stretching
opportunities for
out the time
case,
junction
in this
issue
complete
needed to
arbitration.
suggestion, im-
must still deal with
As a
will be able
plicit
majority’s holding,
that the
delay
proceedings
to
encompasses
rule
in that
created
throughout
weeks,
at least several
and
presented here.
If
the factual situation
period,
will be
true,
this is
then
considerations
enjoined.
Since strikes like
response
notwithstanding,
the issuance of an
disputes
specific
one
are
junction
permissible.
control,
over
the union has no
which
majority
The
characterizes
timing
they
highly dependent upon
as follows:
success,
delay
minimum
for their
and a
“[Boys
magnitude
holds
essence
many
of this
render
Markets]
will
matter has been
that where a
made
them ineffective.
incentive
by
by
delay
of a contract
for the
ployers,
the em-
terms
of arbitration
company,
by
between the union and the
that is created
issuance
injunction may
be issued to enforce
of an
in this
cannot be
settling
effectively
by
this method of
controversies
controlled
the district
parties.”
equitable powers.
between
court’s
literally
If these words are meant
then
Our conclusion therefore is that the
majority
misapplied
has
rule
Local 926
negative
its own
did not have a
goal
presented
impact,
under the
here. Both
overall, on the
facts
by
Agreement
above,
forth
or in case
other dis-
Union and covered
putes arising
p'ertain-
following
shall
be settled
manner :
under
this contract
complaints
meaning
application,
grievances
each
“FIRST:
All
or
writing
(1)
by
party
shall
and
shall
forthwith
name one
arbi-
be filed
grieving
(2)
party
hours,
and
shall
within 48
shall
trator
the two
so chosen
and
up by
forty-eight
(48)
be taken
within
hours name
neu-
Steward and the Em-
ployer
Representative
Emрloyer
agree
of the
tral arbitrator.
If
the two do not
hours,
in the first
instance
and
en-
a neutral
shall
arbitrator within
deavor
to arrive
Mediation
and
settlement
the Director
the U.S.
requested
within 48 hours.
shall be
Conciliation Service
Failing
shop
panel
(5) suggested
agree,
“SECOND:
neu-
name
of five
report
Steward
shall
tral
arbitrators
named
matter
arbitrators.
by
parties
Union and the
will
select
the neutral
Union shall
submit
then
writing
(3) days
panel
within three
arbitrator
from such
each elimi-
adjust
sug-
Employer
nating
the same with
two of the arbitrators
(3) days.
panel
gested
within three
the Director of
submitted
Upon
agree
“THIRD:
failure
Service.
the U.S. Mediation
Conciliation
upon request
expense
neutral,
any,
of either
if
shall
the Union or the
Employer,
equally by
parties.
the matter
shall
be shared
Each
be submitted
up
party agrees
accept
within
48 hours to a Board made
and abide
(2)
representatives
majority
two
of the Arbi-
selected
each
award made
party
purposеs
hearing
for the
and at-
Board so
tration
constituted.
tempting
adjust
the matter.
“FIFTH:
There shall be no cessation
*9
during
grievance
pendency
“FOURTH:
the event
matter
of the
work
adjusted
by
proceedings.”
cannot
the method set
stating that,
“[o]ur
of its decision
“primary-second-
agree
parties
that
holding
present
is a narrow
and,
ex-
ary”
is arbitrable
issue
vitality
not undermine
to one. We do
above,
tried
never
plained
the union
dispute
Act.” 398
of the
Norris-LaGuardia
arbitration
circuit
short
by
at 1594.
stoppage.
a
at
90 S.Ct.
As
work
means of
in-
an
issue
result,
need to
no
there was
opinion,
import of this
In our
of set-
junction
method
“enforce
language
careful
is clear. An
parties,”
tling
between
controversies
end a
can be issued to
work
never
there was
only when
an arbitrable issue
itself
only
dis-
union to resolve
“underlying
of the
cause”
strike.13
pute by
means.
other
We reach this conclusion for three rea-
majority affirms
However, since the
First,
sons.
Markets
injunction, we as-
thе issuance
specified that a strike must be “over”
Boys Markets
it reads
sume
dispute
an arbitrable
if it is to be en-
injunc-
permit
of an
rule to
the issuance
joinable,
opinion
a
our
strike can-
might ulti-
tion whenever
not be
dispute
described as “over” a
un-
ending
mately
effect of
work
have the
dispute
less that
is a
cause
the work
agree
stoppage.12
cannot
We
stoppage.
Second, the
Markets de-
reading
expansive
of the case. Not
is,
description
cision
its own
a “nar-
consid-
does it run
counter
logically
row” one. Therefore it should
Boys Markets
underlie the
erations that
key
be limited
factual circum-
language
decision,
ignores
it also
stances that were
in the case.
holding.
carefully
limits its
As a
dispute
since the arbitrable
(over
right
Markets
earlier,
As
we noted
employees
perform
union
in-
arose over the
of union
tasks
volved)
underlying
employees
perform
was also the
at
certain tasks
cause
strike,
employer’s
logically
required
this is
union
store and the
called
part of
Compa-
rule.
a strike
an effort to force the
ny
capitulate
issue, despite
on that
Finally,
greatest
significance,
agreed
fact
had
to seek reso- we
because,
reach this conclusion
as we
through
lution of this kind of
length
discussed at
opinion,
in Part
I
arbitration,
the use of
rather than
reading
broader
means of a strike.
.Under these facts
would extend it
into
the Court held that since the strike was
areas where the
considerations
grievance
parties
“over a
which both
that dictated
simply
that decision
do not
contractually
arbitrate,”
bound to
398 operate.
If the arbitrable
is not
(emphasis
U.S. at
a “cause” of the
stoppage,
work
then a
added),
exception
to the broad anti-
dispute by
on
concession
ployer
the em-
injunction provisions of the Norris-La-
help
will not
to end the work
appropriate
Guardia Act was
and an in-
stoppage.
circumstances,
Under these
junction
addition,
could issue.
pressure
will exert no
carefully spelled out the circumstances
to resolve the arbitrable
under'which such an
could is-
issue short of arbitration.
if this
emphasized
sue and
the limited nature
basic
relationship
cause-effect
between
Here,
arbitration would
[Boys
have ended the
“We read
Markets]
to indicate
prevailed
if the
encouraged by
should be
dispute. on the merits permitting
judicial
if
enforcement
of a ‘no-
prevailed
the union had
on the merits
then
underlying
strike’ clause when the
issue is
arbitration would have had
arbitrable,
no
effect
but
there
stoppage.
junction
underlying
if
(emphasis added.)
arbitrable.”
Id. at 374
13. As this Court
stated
Parade Publica-
tions,
Philadelphia,
Inc.
(3d
331
legality
not
of the Local
is
as to
and the strike
and thus
issue
stoppage
discourage
work
was
arbitrable.
not
926
present,
the strike will
However,
an “un
was never
that
favors
and the
this
derlying
disputes
cause” of
Local 926
will'not
of labor
the аrbitration
since it
after
that work
of an in-
arose
the issuance
be furthered
begun
a
had
never became
junction.
result,
for its continuation. As a
basis
Applying
of the
rule to the facts
this
never deterred the
the strike
injunc-
case,
it
clear that an
is
this
issue and the existence of
this
Here,
not have issued.
tion should
provided
for the
never
a basis
underlying
that was the sole
injunction
of an
under
issuance
of the Local 926 work
cause
holding
Boys
in
Markets.14
fight
Company between the
that
that led to the creation of
Local 110
we close
of the
Before
our discussion
picket
issue was
line.
This
union’s
Boys Markets,
in
we must final-
Company-
plainly not arbitrable
under
ly
Gateway
relationship
its
to
discuss
agree-
collective
Local 926
Workers,
v.
414
Co.
United Mine
Coal
did not
ment since it
involve Local
368,
629,
583
94
L.Ed.2d
though
pro-
Thus,
it
it caused the strike
majority
While
never artic-
of a
vided no reason
the issuance
point,
that
it is
ulates
believe
Boys
injunction.
Markets
feeling
an
that
fluenced
unstated
Gаteway
expanded the
hand,
Coal has somehow
On the other
Boys
exception
Markets
picket
to the anti-in-
line
the nature of
Local 110
interpretation
in
contains a clause
was not contained
14. We note that our
agreements
operation
scope
in
in the
were
Markets decision and our
However,
injunction
this
cited
characterize
cases.
a,
conclusion tliat
Markets
support
the un-
as a
additional clause
restriction
should not issue here
in
finds direct
misleading.
right
Article
ion’s
to strike is
cases that have been
the Fifth
decided
Company-Local 926 collective
XIII
bargaining agreement
Circuit and several district courts on facts
ap-
presented
restrict
does
almost
identical
to those
here.
enlarges
right
Instead,
pellant’s
Corp.
Cutters,
Amalgamated
to strike.
Amstar
v.
Meat
exception
right
creating
(5th
1972) ; see,
g.,
an
We be- Judge language thoughtful cause used to state Hunter’s and com- prehensive opinion large in that case. we are reflects to a ex- primarily persuaded by my respect our understand- tent own views with to the ing policy рresented by appeal. of the considerations that un- issues How- ever, although Judge Hunter, derlie that decision. in discuss- ing Boys Markets, the court was faced with a dilemma. On Inc. v. Retail Clerks hand, obliged give 770,1 the one it ef- does advert to the fundamen- policy judgment jurisprudential principle fect to the tal that is em- that courts anti-injunction provisions interpret permit poli- bodied are to cy and to laws of the their deci- Norris-LaGuardia Act refus- infect considerations to injunction. only statutory interstices, to issue an On the oth- sions within er, equally obliged enjoin appear princi- it was the he does not to accord that weight ple reaching strike since its clear effect was to un- the same I would promo- dercut the conclusion that a Markets in- favors junction disputes. appropriate tion of arbitration of labor is not in the cir- special circumstances, Under these cumstances here. ruled that an could issue. Analysis scope of thе important It encompass ap- to note that the Markets decision must goal preciation Court’s widespread was not to end the strike.16 abhorrence Instead, purpose promote its sole was to of the labor that existed at the arbitration of the labor the time of the enactment of the Nor- by eliminating impedi- volved Many a serious ris-LaGuardia Act.2 injunction viewed the goal. ment to that principle its rule sensi- weapon as the
bly permits
enjoining
antagonistic
emerging
strikes
those
Indeed,
reluctantly
did
this most
in view
1. 398
3 35
prior
eight
is,
my judgment,
preme Court,
years
analysis
Hunter’s
Markets,
implied
coex-
persuasive.
clause
particularly
a no-strike
provision.
tensive with the arbitration
suggested
Gateway
may
It
light
Therefore,
the well-estab-
Mine
con-
Workers
Coal Co. United
impli-
precedent,
lished Lucas Flour
Supreme
by the
a direction
stitutes
of a
clause
con-
cation
no-strike
less
courts
exercise
federal
text of a
suit
secure
language
circumspection
than
surpris-
particularly
was not
to indicate
Markets would seem
ing, and,
therefore,
be said to
cannot
injunctions
issuing
in circumstances
signal
amount
to relax the rather
basis
such a
those here. The
such as
preconditions placed on the issu-
strict
argument
go,
suggestion,
seems
so
ance
a labor
willingness
imply a no-
is the Court’s
speci-
Markets decision and set out with
obligation when the collective bar-
ficity
Brennan.11
Justice
gaining agreement
did
contain
Accordingly,
express
provision.
for the
so well
reasons
no-strike
expressed by Judge
plus
Flour
Hunter
those
Local 174 v. Lucas
Teamsters
damage action,
above,
respectfully
Company,10
forth
dissent.
the Su-
set
I
1583,
253-255,
629,
9.
11. 398
26 L.Ed.
