Nadia NAFFE, an individual, Plaintiff-Appellant, v. John Patrick FREY, an individual; County of Los Angeles, a municipal entity, Defendants-Appellees.
No. 13-55666
United States Court of Appeals, Ninth Circuit
Argued and Submitted May 6, 2015. Filed June 15, 2015.
789 F.3d 1030
Ronald D. Coleman (argued), Archer & Greiner PC, Hackensack, New Jersey; Kenneth P. White, Brown, White & Newhouse LLP, Los Angeles, CA, for Defendant-Appellee John Patrick Frey.
Paul B. Beach (argued) and John W. Nam, Lawrence Beach Allen & Choi, PC, Glendale, CA, for Defendant-Appellee County of Los Angeles.
Eugene Volokh, UCLA School of Law, Los Angeles, CA, for Amicus Curiae Digital Media Law Project.
Before: A. WALLACE TASHIMA, RICHARD C. TALLMAN, and JACQUELINE H. NGUYEN, Circuit Judges.
OPINION
TALLMAN, Circuit Judge:
Plaintiff Nadia Naffe appeals the district court‘s dismissal of her
First, we hold that Naffe has not supported adequately her claim that Frey acted under color of state law for the purposes of
I
“Because this is an appeal from the dismissal of an action pursuant to
Naffe and Frey are conservative political activists. By day, Frey is a criminal prosecutor in Los Angeles County assigned to the gang unit. By night, he maintains a blog, Patterico‘s Pontifications (patterico.com), and a Twitter handle, @Patterico. On both, he writes and comments about—among other things—conservative politics, liberal media bias, and criminal law. Although he frequently references his position as a Deputy District Attorney in his posts and Tweets, his blog contains the following message: “The statements made on this web site reflect the personal opinions of the author. They are not made in any official capacity, and do not represent the opinions of the author‘s employer.” Frey‘s Twitter page displays a similar disclaimer.
Like Frey, Naffe is a well-known political activist. She is also a former friend and colleague of James O‘Keefe, a conservative pоlitico who claims to “specializ[e] in producing undercover videos that style themselves as ‘exposés’ of liberal political misdeeds.” Naffe admits to assisting O‘Keefe with at least one of his “sting operations,” a 2010 plot to wiretap Representative Maxine Waters‘s congressional district office, which is located in Los Angeles. Around that time, O‘Keefe checked his email on Naffe‘s smart phone. He did not log out of the email application, and as a result, Naffe maintained access to O‘Keefe‘s account and the emails therein. Naffe and O‘Keefe had a falling out in mid-2011 when Naffe accused O‘Keefe of sexually assaulting her in a New Jersey barn.
Thereafter, Frey (who was also a friend of O‘Keefe) wrote eight unfavorable articles about Naffe that he posted to his blog. He also Tweeted several dozen threatening and harassing statements about Naffe. In these blog posts and Tweets, Frey accused Naffe of lying about the barn incident and
Frey also posted to his blog over 200 pages of a deposition transcript from an unrelated lawsuit between Naffe and her former employer. The transcript contained substantial private information, including Naffe‘s social security number and her mother‘s maiden name. After Frey posted this information, Naffe received emails from Experian—a credit reporting agency—notifying her that unauthorized individuals made changes to her credit report and were fraudulently using her social security number.
In late 2012, Naffe filed this action against Frey, the County of Los Angeles, and several others (collectively, “defendants“) in federal district court. She invoked both the district court‘s federal question and diversity jurisdiction. Naffe‘s first amended complaint states seven total claims for relief—one federal claim and six state law claims. The federal claim arises under
Naffe alleges that she suffered more than $75,000 worth of damages as a result of Frey‘s conduct. Specifically, she suffered general and special damages including, “harm to PLAINTIFF‘S reputation, emotional distress, expense related to medical treatment concerning health issues, including but not limited to bleeding ulcers suffered as a result of the stress and trauma caused by defendants, expense incurred in defense and repair of her credit rating, lost earnings, and other pecuniary loss, all of which are in excess of $75,000.”
In early 2013, defendants filed several motions to dismiss Naffe‘s state and federal claims.1 After a hearing, the district court granted defendants’ dispositive motions, effectively tеrminating Naffe‘s case in federal court. The court determined that Frey did not act “under color of state law” when he blogged and Tweeted about Naffe, and so it dismissed without leave to amend Naffe‘s
The district court dismissed Naffe‘s six state law claims for lack of subject matter jurisdiction. Id.; see also
Plaintiff filed a timely notice of appeal. We have jurisdiction under
II
We review de novo a district court‘s dismissal for lack of subject matter jurisdiction,
III
Naffe first argues the district court erred when it concluded that Frey did not act under color of state law for purposes of
A
[e]very person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.
An individual acts undеr color of state law when he or she exercises power “possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law.” United States v. Classic, 313 U.S. 299, 326, 61 S. Ct. 1031, 85 L. Ed. 1368 (1941); see also Dang Vang v. Vang Xiong X. Toyed, 944 F.2d 476, 479 (9th Cir. 1991) (“[I]t is firmly established that a defendant in a
Although we have never decided if and when a state employee who moonlights as a blogger acts under color of state law, we have considеred more generally when the actions of off-duty state employees give rise to
We came to the opposite conclusion in McDade v. West, 223 F.3d 1135 (9th Cir. 2000), and Anderson, 451 F.3d at 1065, based on distinguishing facts. In McDade, defendant “West, as an employee of the [Ventura County] District Attorney‘s office, illegally used its Medical Eligibility Data computer system“—to which she had access only because of hеr official position—to find her husband‘s ex-wife, who was living in a battered women‘s shelter. 223 F.3d at 1137. We held that West acted under color of state law because she “abused her responsibilities and purported or pretended to be a state officer during the hours in which she accessed the com-
Stanewich, McDade, and Anderson establish our framework for determining whether Naffe pleaded facts sufficient to support her allegation that Frey acted under color of state law. Under those cases, a state employee who is on duty, or otherwise exercises his official responsibilities in аn off-duty encounter, typically acts under color of state law. See West, 487 U.S. at 49-50; McDade, 223 F.3d at 1139-41. That is true even if the employee‘s offensive actions were illegal or unauthorized. See Monroe v. Pape, 365 U.S. 167, 172, 81 S. Ct. 473, 5 L. Ed. 2d 492 (1961), overruled on other grounds by Monell v. Dep‘t of Soc. Servs. of N.Y.C., 436 U.S. 658. A state employee who is off duty nevertheless acts under color of state law when (1) the employee “purport[s] to or pretend[s] to act under color of law,” Stanewich, 92 F.3d at 838; McDade, 223 F.3d at 1141, (2) his “pretense of acting in the performance of his duties ... had the purpose and effect of influencing the behavior of others,” Anderson, 451 F.3d at 1069, and (3) the harm inflicted on plaintiff “related in some meaningful way either to the officer‘s governmental status or to the performance of his duties,” id. (quoting Martinez v. Colon, 54 F.3d 980, 987 (1st Cir. 1995)). On the other hand, a government employee does not act under color of state law when he pursues private goals via private actions. See id.; see also Townsend v. Moya, 291 F.3d 859, 861-62 (5th Cir. 2002).
B
Naffe‘s
Second, Frey‘s comments about Naffe are not sufficiеntly related to his work as a county prosecutor to constitute state action. Naffe alleges Frey threatened to prosecute her as a way of coercing her to delete O‘Keefe‘s emails from her smart phone and remain quiet about O‘Keefe‘s plan to wiretap Representative Waters‘s district office. But Naffe does not state any facts to support the allegation that Frey investigated her (or even could have investigated her). Iqbal, 556 U.S. at 678. She does not, for example, allege Frey used his authority to contact law enforсement, open an investigation file, or interview witnesses about Naffe‘s involvement with O‘Keefe. And a single Tweet in which Frey rhetorically asked “what criminal statutes, if any, [Naffe] admitted violating,” does not create a nexus between Frey‘s private harangues and his job. See Brentwood Acad. v. Tenn. Secondary Sch. Athletic Ass‘n, 531 U.S. 288, 295, 121 S. Ct. 924, 148 L. Ed. 2d 807 (2001) (“[S]tate action may be found if, though only if, there is such a close nexus between the State and the challenged action that seemingly private behavior may be treated as that of the State itself.” (citation omitted) (internal quotation marks omitted)).
Third, the facts Naffe pleads do not support her claim that Frey “purported or pretended to act under color of [state] law” when he blogged about her. See Stanewich, 92 F.3d at 838. To the contrary, Frey frequently reminded his readers and followers that, although he worked for Los Angeles County, he blogged and Tweeted only in his personal capacity. By contrast, in Anderson, where we found state action, defendant Warner specifically associated his actions with his law enforcement position, claiming to bystanders he was “a cop,” and the assault was “police business.” 451 F.3d at 1066-67. Here, unlike in Anderson, Frey did not claim to act in his official caрacity. For this reason, Frey did not abuse the power given to him by the state to influence or harm Naffe.
And although Frey drew on his experiences as a Deputy District Attorney to inform his blog posts and Tweets, that alone does not transform his private speech into public action. See Stanewich, 92 F.3d at 833-34, 839-40 (declining to find state action even though Stanewich drew on knowledge he gained as a police officer to identify his victims). Indeed, if we were to consider every comment by a state employee to be state action, the constitutional rights of public officers to speak their minds as private citizens would be substantially chilled to the detriment of the “marketplace of ideas.” See City of San Diego, Cal. v. Roe, 543 U.S. 77, 82, 125 S. Ct. 521, 160 L. Ed. 2d 410 (2004) (per curiam) (“[P]ublic employees are often the members of the community who are likely to have informed opinions as to the operations of their public employers, operations which are of substantial concern to the public. Were they not able to speak on these matters, the community would be deprived of informed opinions on important public issues.“); cf. Garcetti v. Ceballos, 547 U.S. 410, 421, 126 S. Ct. 1951, 164 L. Ed. 2d 689 (2006) (“[W]hen public employees [including deputy district attorneys] make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes, and the Constitution does not
Finally, the mere fact that Naffe knew Frey was a prosecutor does not mean he abused his government position to violate her rights. See Stanewich, 92 F.3d at 839 (“Merely because Donald recognized Stanewich, however, would not make the attack under color of law.“). Indeed, the focus of the inquiry is not on what Naffe knew about Frey but rather on how Frey used his position as a state employee to harm Naffe, and Naffe has pleaded insufficient facts to support her numerous allegations that Frey used his position as a Deputy District Attorney to harm her. See Iqbal, 556 U.S. at 678 (requiring a complaint to contain alleged factual matter sufficient to support a plausible claim to relief).
In sum, Naffe seeks to support her allegation of state action by claiming repeatedly that Frey acted “[i]n his capacity as a Deputy District Attorney” when he criticized her online. But she does not allege facts that support this claim. And, as the district court correctly held, a bare claim of state action does not withstand a Rule 12(b)(6) motion. See id. at 678; Price, 939 F.2d at 708 (“[A] defendant is entitled to more than the bald legal conclusion that there was action under color of state law.“).3
IV
Naffe next argues the district court erred when it dismissed her six state law claims for lack of subject matter jurisdiction. Even absent a
A
To establish federal jurisdiction under
When a plaintiff files suit in federal court, we use the “legal certainty” test to determine whether the complaint meets
the legal certainty test makes it very difficult to secure a dismissal of a case on the ground that it does not appear to satisfy the jurisdictional amount requirement. Only three situations clearly meet the legal certainty standard: 1) when the terms of a contract limit the plaintiff‘s possible recovery; 2) when a specific rule of law or measure of damages limits the amount of damages recoverable; and 3) when independent facts show that the amount of damages was claimed merely to obtаin federal court jurisdiction.
Pachinger, 802 F.2d at 364 (quoting 14A Wright, Miller, & Cooper, Federal Practice & Procedure, Jurisdiction § 3702, at 48-50 (2d ed. 1985)).
Citing McNutt, 298 U.S. at 189, the district court required Naffe to establish the amount in controversy by a preponderance of the evidence, and it dismissed her case when she failed to meet this burden. Naffe v. Frey, Case 2:12-cv-08443-GW-MRW, slip op. at 6 & n.11 (C.D. Cal. Apr. 18, 2013). That was error. It is true that some cases warrant a more thorough inquiry into the facts underpinning jurisdiction than the legal certainty test permits. For example, where a party seeks to remove a case from state to federal court under
B
Here, it does not appear to a legal certainty that Naffe‘s claim is really for less than the jurisdictional amount. Naffe alleges she incurred more than $75,000 in damages as a result of Frey‘s conduct. That sum includes the money Naffe allegedly spent repairing her credit history after Frey posted her social security number and other private information online. It also includes damages resulting from the medical problems, emotional distress, lost job opportunities, and harm to her reputation she allegedly suffered because of the disparaging comments Frey published
V
The district court properly dismissed Naffe‘s
AFFIRMED in part, REVERSED in part, and REMANDED.
Each party shall bear its own costs.
Theodore WASHINGTON, Petitioner-Appellant, v. Charles L. RYAN, Respondent-Appellee.
Nos. 05-99009, 07-15536
United States Court of Appeals, Ninth Circuit
Argued July 11, 2013. Submitted Sept. 8, 2014. Filed June 17, 2015.
