*2 WALD, STARR, Before BORK and Cir- Judges. cuit by Opinion for the Court filed Circuit Judge STARR.
Dissenting opinion Judge filed Circuit BORK.
STARR,
Judge.
Circuit
Appellant Myrtle Nell Catrett filed this
wrongful death action in United States Dis-
September
trict Court in
1980. Her com-
plaint, sounding
negligence,
breach of
warranty,'
liability, alleged
and strict
husband,
the death in 1979 of her
Louis H.
Catrett,
exposure
prod-
resulted from his
containing
ucts
manufactured or
asbestos
corporations.
fifteen named
distributed
below,
During
proceedings
two manu-
challeng-
facturer-defendants filed motions
personam juris-
the District Court’s diction;
corporate
the other thirteen
de-
summary judg-
fendants filed motions for
granted
ment. The District Court
the vari-
motion,
opposing
this
Mrs. Catrett re-
all
Mrs.
motions as to
defendants.
ous
which,
primarily on three documents
lied
appeals only from the District
now
Catrett
claimed, “demonstrate that there is
she
to Cel-
Court’s
dispute”4
genuine material
Corporation.1
otex
exposed
Mr. Catrett had ever been
whether
reviewing
the record
After
products.5 The docu-
to Celotex asbestos
*3
are constrained to conclude that
the
we
copy
transcript
ments were a
of the
of her
summary
granting
erred in
District Court
17, 1979,
July
deposition taken
husband’s
According-
judgment in favor of Celotex.
proceedings
for use in
in his earlier work-
pro-
and remand for further
ly, we reverse
compensation claim and
man’s
two letters:
ceedings.
O’Keefe,
one from William
of Aetna Life &
Casualty,
attorney
to Mrs. Catrett’s
Secretary
I
one from
Assistant
of a Chi-
enterprise, Anning
Co.,
cago
& Johnson
moving papers
The version of Celotex’s
Aetna,
stating
both
that Mr. Catrett had
granted
was
on which
product during
employ-
used Celotex
his
23,
December
1981.2 Celotex
was filed on
Anning
Chicago
ment with
& Johnson in
in
prop-
argued that
was
argued
1970-71. Mrs. Catrett
unsuccess-
pro-
Mrs. Catrett had “failed to
er because
fully to the District Court that these three
any
product
duce evidence
[Celotex]
documents
the essential link
“evinced
be-
injuries
proximate
cause of the
... was
product
tween
Ca-
[Celotex’s]
[Mr.
jurisdictional limits of
alleged
within
trett],
question
and it would
for
further
Court.”3 Celotex
District]
[the
jury
proximate
toas whether this was the
is no evidence
contended that “[t]here
injuries
cause of the decedent’s
and ulti-
that the defendant was ever
whatsoever
mate death.”6
product
exposed
contain-
[Celotex]
product
strenuously argues
appeal
on
ing asbestos ... or that
such
Celotex
proximate
plaintiff’s evidence is infirm in that the
any way
in
cause of the
jurisdictional
hearsay
documents are
and are inad-
decedent’s death within the
three
any exception
under
to the hear-
Court.”
missible
limits of
Statement
District]
[the
evidence,
say
There Is No
rule. Such inadmissible
Celo-
of Material Facts as to Which
Issue,
may
oppo-
in
argues,
3sa-
tex
not be considered
reprinted
Genuine
in S.R.E. at
summary judgment.
a motion for
4sa.
sition to
challenge
based on its conclusion that
there was “no
1. Mrs. Catrett declined to
the dismiss-
showing
exposed
parties
de-
of the other fourteen
dis-
al of twelve
and,
argu-
prior
product
defendants
to oral
District
missed as
fendant Celotex’s
in the
of Co-
court,
appeal
statutory peri-
discontinued her
ment
in this
lumbia or elsewhere within the
21,
parties, Armstrong
of two
Transcript
July
Proceedings
from the dismissal
at
od.”
Newall, Ltd.,
9,
added).
and Turner &
World Industries
(emphasis
reprinted in R.E. at 595a
agreements.
pursuant to settlement
ruling
District Court’s
was from the bench
July
proceeding.
No written
at
Corp.
Celotex
for Sum-
2. Motion of Defendant
ruling.
opinion accompanied the
(Motion
Judgment
Summary Judg-
mary
ment),
Appellee’s Supplemental
reprinted in
4. Plaintiffs Memorandum of Points and Author-
(S.R.E.)
Excerpts
at Isa. Celotex had
Record
Opposition
ities in
to Motion of Defendant Celo-
filed,
September
an earlier motion
on
(Plain-
Corporation
Summary Judgment
tex
summary judgment, which it withdrew on
361a,
Memorandum), reprinted in R.E. at
tiff’s
3-4,
See Docket Entries at
November
362a.
(R.E.)
Excerpts
reprinted
Record
at 7a-8a.
reference,
5. For ease of
we use the term "Celo-
Judgment
Summary
reprinted
3. Motion for
products
products”
tex
to refer to those
manu-
argument might
While such an
in S.R.E. at Isa.
predecessors
factured
Celotex's
in interest
basis for dismissal for lack of
read as a
be
personal
allegedly exposed.
and to which Mr. Catrett was
venue,
change
jurisdiction
or for a
was for
the motion
Memorandum, reprinted
6. Plaintiffs
in R.E. at
56(b).
District Court’s
Fed.R.Civ.P.
361a, 362a.
summary judgment must therefore have been
specific
set forth
facts
not, however,
need
reach
We
genuine issue for trial.
issue,7
there is a
evidentiary
inasmuch as defendant’s
moving papers
patently
were
defective
56(e)
added).
(emphasis
This
Fed.R.Civ.P.
face,
rendering inappropriate
their
unequivocally places a burden of com-
rule
record
summary judgment on the
grant of
upon
specific facts
ing forward with
Court. Celo
it stood before the District
as
a motion for
party opposing
affidavits, declarations or
tex offered
mo-
proponent’s
when
support
any sort
evidence of
whatever
provided in
supported
“made and
tion is
the con
summary judgment motion. To
Advisory
Note
rule.” The
Committee
th[e]
solely on
was based
trary, Celotex’s motion
“[wjhere
explains that
the evi-
to Rule 56
purported failure to
support
the motion
dentiary matter
her claim.8
credible
genuine
not establish the absence
does
difficulty, to
faced
While Celotex
issue, summary judgment must
denied
sure,
negative”9 that
“proving
*4
opposing evidentiary
if no
matter is
even
exposed
not
decedent had
been
plaintiff’s
Advisory Committee Note on
presented.”
appellee made no effort
products,
to its
56(e)(em-
1963 Amendment to Fed.R.Civ.P.
evidence,
of affida
in the form
any
adduce
added).
Supreme
phasis
As the
Court
otherwise,
support its motion.
vits or
clearly
respect,
in this
the
stated
“[b]oth
see,
undisputed
that
failure
now
As we will
commentary
background
the
of the
fatally
motion
defective.
renders its
conclusively show that it
1963 amendment
of
modify
intended to
the burden
was not
II
moving
initially
the
party
the
...
show
56(e)
of
of the Federal Rules
Rule
concerning any
genuine
of a
issue
absence
1963,
Procedure,
amended in
Civil
as
Kress &
material fact.” Adickes v. S.H.
summary judgment un
not
clearer that
144,
1598, 1609,
Co.,
159,
398
90 S.Ct.
U.S.
not lie.
the circumstances before us will
der
(1970).
firmly
It is
estab-
plaintiffs could not be
before
complaint.
in her
Bare
leged causation
they
least some evi-
to reveal that
had at
complaint
in a
are
admissi-
allegations
of
supporting the essential elements
dence
trial, however,
sup-
and would not
ble at
their lawsuit.7
for Mrs. Catrett.8
jury verdict
port a
obliga
Finally,
imposes
Rule 56 itself
no
focussing
in-
properly
than
Rather
parties seeking summary judgment
tion on
triable,
dispute
on whether a
factual
quiry
positive
prov
always to introduce
evidence
case, majority
in this
has become
Al
exists
dispute.
ing the absence of a factual
interplay
the de-
entangled in the
between
probably
the rule
though the framers of
on the
of
necessary
fendant’s burden
thought
be
such evidence would
plaintiff’s
motion and the
burden
cases,
in most
Advisory
see
Note
Committee
lawsuit,
persuasion in this
which she
re
of
56, they imposed no ironclad
to Rule
majority has re-
at all times. The
Indeed,
specifically al
retains
Rule 56
quirement.
in effect the
prove
the defendant to
quired
motion
summary judgment on
lows for
negative
plaintiff’s
even
supporting affidavit. Fed.R.
without
on an
though the
evidence
56(b).
appropriate in cases
This is
Civ.P.
of her claim. This tem-
accepting
essential element
even
present
like the
one where
plaintiff’s
switches the
burden
allegations
porarily
non-moving parties’ factual
to the defendant
persuasion
the lawsuit
judgment for the mov
one must still enter
States,
prove
that it could not
See,
which now
v.
e.g.,
ant.
Chambers United
conceivably
plaintiff’s inju-
(8th Cir.1966);
have caused
227
Hubicki v.
357 F.2d
(3d
majority
required the
Inc.,
ry. The
should have
484 F.2d
522
ACF Industries
persuade
trial
Cir.1973);
States,
defendant
to
Ramsey
329
v. United
triable,
dispute on
Cir.1964);
there is no
factual
(9th
Reynolds v. Nee
F.2d 432
(D.C.Cir.1942);
dle,
causation.9
132 F.2d
Theatres, Inc., 42
Seago v. North Carolina
in most
agree
majority
I
with the
(4th Cir.),
F.2d 987
aff'd,
F.R.D. 627
able to estab-
cases defendants will
(cid:127)
(1966). Here as in
“no factual
Chambers
dispute by
lish the absence of
factual
complaint
dispute exists and the
[absent
positive evidence that under-
producing
does not state a
evidence of causation]
showing.
factual
So
mines
evidence of an ripe That ease would be
that case. Here, by summary judgment.
disposition years has had almost two
Mrs. Catrett
prepare her case for trial. The motion for put her notice that
summary judgment she had no evidence of Celotex claimed ATLANTA GAS LIGHT represented Mrs. Catrett causation. COMPANY, Petitioner, certainly aware that counsel who were v. judge the district could consider ad- FEDERAL ENERGY REGULATORY determining the exist- missible evidence COMMISSION, Respondent, triable, dispute.10 factual 6 J. ence of Moore, Moore’s Federal Practice K56- Corporation, Pipe- Alabama Gas Carolina (2d 1972), Re- ed. Government 11[1 8]— Company, line Electric South Carolina public Compass China Communica- Gas, Chattanooga Company, & Gas (D.D.C.1979). F.Supp. Corp., 473 tions Company, Southern Natural Gas Mis- Any attorney should have known trained Valley sissippi Company, Nipro, Gas offered inadmissible. that what was Inc., al., Georgia Group, et Industrial produce any failed to ad- Counsel Intervenors. of causation but failed at missible evidence No. 82-2231. hearing to seek Appeals, United Court of produce such evidence. States additional time to circumstances, District of Columbia Circuit. the district these Under judge clearly acted within his discretion Argued 4,Oct. giv- without granting Decided March additional, unrequested Mrs. Catrett opportunity admissible evidence appellate judges, to her case. As
essential leave the district court substan-
we should rules, 10. departure established narrow and isolate the factual issues are to from the majority’s holding inevitably majority suggests be tried. The will that the district pointless anticipated of causation be- lead to trials where inadmissible evidence consider disputes admissibility problems evi- fail to materialize with the because cause the admissible holding majority’s might eventually evidence cannot be be cured. This found. The inno- dence point parties substantially destroys any now face to vation on this will under- incentive that trial, prior utility summary judgment proce- form mine the put into admissible utility pre-trial yielding efforts to dures while concomitant benefits. and diminishes notes The dissent's cite to supported any particular be man- provides support Miller & Kane no better for its does, however, require The motion some ner. position. similarity The treatise does note the support, support totally lacking. and here was underlying summary judgment in the theories and directed verdict but also notes the movant's supra 16. See at 184. opponent burden to demonstrate that his support not a supra in his favor at trial. See note 17. See that, proceed- for further to the District Court argues The dissent since also ings. under some circumstances the court no grant summary judgment sponte, sua It is so ordered. requirement exists that the lack of a factu dispute affirmatively demonstrated al BORK, Judge, dissenting. Circuit Support moving party. for this Wright, A. proposition is found in 10A C. majority’s decision this case un- Kane, Miller & M. Federal Practice and authority the traditional dermines trial § However, 2720 at 28. Procedure grant summary judgment judges to in mer- salutary principle applies propriety to the though plaintiff itless Even cases. has summary judgment when no admissible evidence on an essential ele- summary judg there was no motion case, majority today ment of her allows court, there ment before the not when a motion summary judg- her to survive summary judgment mot support for a This probably ment. decision will lead to ion.19 unnecessary an trial followed a directed exception to Lastly, respectfully we take gen- verdict for defendant Celotex. More suggestion are creat- the dissent’s that we erally, precedent today established will plaintiff, having requirement a that a energy trial court time and waste un- support his or her should be failed necessarily procedural to the add costs and more time to admissible allowed by litigants. burdens faced nothing doing are evidence. We The issue here is whether a trial supported its properly Had sort. Celotex summary judgment procedures may use motion, we would require plaintiff, ample a who has had time inadmissibility of Mrs. Ca- agree that the discovery, to show that she has some oppo- fatal to her trett’s evidence would be admissible evidence essential However, the motion. we refuse sition to element of her case. The alternatives are plaintiff the case law is to hold the —and defendant, moving is the which abundantly should not so clear that she negative party, held, higher stan- —that supra see note 10—to can find evidence—or that never prop- dard than the movant. Until Celotex go so that the the ease forward motion, erly supported Mrs. Catrett more time to cure her lack of still required offer evidence at all. apparently latter evidence. The alternative do not hold that she should have more We proffer means that the need never simply yet that her time had not time but she faces a motion for a evidence until come. me directed verdict at trial. It seems to IV better that be awarded
