101 Wash. App. 560 | Wash. Ct. App. | 2000
Maria Laura Musso-Escude appeals the summary judgment dismissal of her claims against Lawrance Edwards, an attorney who prosecuted criminal charges against her on behalf of the City of Bothell. We affirm the dismissal of her 42 U.S.C. § 1983 claim because Musso-Escude has not shown an infringement of her civil rights. We affirm the dismissal of her state law abuse of process claim because Edwards was acting within the scope of his duties when he offered to dismiss criminal charges against Musso-Escude in return for a release of potential
I
A moving party is entitled to summary judgment when there is no genuine issue as to any material fact, as demonstrated by the pleadings, affidavits, depositions, and admissions on file.
II
Bothell is a noncharter code city subject to the optional municipal code provisions of Title 35A RCW.
RCW 35A. 13.090 requires the city to obtain legal counsel, either by appointment of a city attorney on a full-time or part-time basis, or by any reasonable contractual arrange
The Bothell Municipal Code (BMC) does not provide for an office of “prosecuting attorney.” Instead, the City contracted with Edwards to provide “all municipal court related prosecution legal services for the City.” The contract provided that Edwards:
shall make decisions involving, but not limited to, the charging of crimes, plea agreements, compromises, sentencing recommendations, review and revocation of probation, independently of the City, the Bothell Police Department, and the Chief of Police. These decisions shall be within the exclusive jurisdiction of [Edwards] and be made in accordance with accepted prosecutor ethics, cannons, and current practices.
The contract further provided that Edwards would obtain his own liability insurance, he would indemnify Bothell for any claims or losses arising out of his performance of the contract, and his status was that of an “independent contractor.” As an independent contractor, Edwards was not afforded sick leave, vacation time, or additional pay for overtime applicable to city employees, and the city was not responsible for payment of his social security taxes or income tax withholding. If Edwards was not available to perform his duties under the contract, such as when he was on vacation, he was required to associate (at his expense) another attorney to perform the services required under the contract.
Musso-Escude was arrested for obstruction of justice contrary to BMC 9.60.10 because she purportedly tried to enter her house after being told not to do so by a Bothell police officer who had followed her home after observing her speeding. Musso-Escude allegedly struggled with the officer after he grabbed her arms. The officer arrested Musso-Escude and took her to the police station.
Edwards offered to dismiss the obstruction charge against Musso-Escude in exchange for her release of poten
After Musso-Escude rejected the release-dismissal offer, Edwards added two additional charges: resisting arrest contrary to BMC 9.60.020 and negligent driving contrary to BMC 10.10.010.
A jury acquitted Musso-Escude of all three charges. Musso-Escude then filed this suit against Bothell, the police officer that had arrested her, and Edwards. She pleaded causes of action under state law for malicious prosecution, abuse of process, and emotional distress, and further claimed a violation of her civil rights under 42 U.S.C. § 1983. Edwards moved for summary judgment, contending that he was absolutely immune from suit or, alternatively, that Musso-Escude’s suit should be dismissed because he was either qualifiedly immune or the claims failed as a matter of law. The trial court concluded that Edwards was absolutely immune from suit and dismissed all claims against him. The claims against the other defendants were settled.
On appeal, Musso-Escude argues that the trial court erred in dismissing her state law claim of abuse of process and her claim under 42 U.S.C. § 1983.
42 U.S.C. § 1983 is a codification of section 1 of the Civil Rights Act of 1871.
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress. . . .[10 ]
Where a cause of action is brought under this statute, the first inquiry is necessarily “whether the plaintiff has alleged the deprivation of an actual constitutional right at all.”
IV
Edwards claims that he is entitled to absolute immunity from Musso-Escude’s state tort claims, citing Dang v. Ehredt
Common law immunity is usually afforded to government officials for public policy reasons, including the injustice of finding liability against an official who is charged by law to exercise discretion and a concern that the threat of liability would damper an official’s desire to perform his or her duties zealously.
We do not have a license to establish immunities from § 1983 actions in the interests of what we judge to be sound public policy. When [a] prosecutorial function is not within the advocate’s role and there is no historical tradition of immunity on which we can draw, our inquiry is at an end.[27 ]
In Imbler v. Pachtman, a former prisoner whose conviction had been set aside in collateral proceedings sought damages under 42 U.S.C. § 1983 against the prosecutor who had tried the charges against him.
The parties here do not dispute the basic premise that a state prosecuting attorney is absolutely immune from suit for actions taken within the scope of his or her duties in initiating and pursuing a criminal prosecution. But Musso-Escude argues that Edwards cannot be classified as a state prosecuting attorney given the facts of this case. An analysis of federal precedent resolves the dispute in Edwards’ favor.
We first note that the Court in Imbler refused to address “immunity for those aspects of the prosecutor’s responsibility that cast him in the role of an administrator or investigative officer rather than that of advocate.”
The Court in Kalina v. Fletcher followed the Imbler framework when presented with the question of whether a King County Prosecutor was absolutely or qualifiedly immune in vouching for the facts in a “Certification for Determination of Probable Cause.”
As an alternative ground for claiming absolute immunity, petitioner draws an analogy between an officer requesting a*572 warrant and a prosecutor who asks a grand jury to indict a suspect. Like the prosecutor, petitioner argues, the officer must exercise a discretionary judgment based on the evidence before him, and like the prosecutor, the officer may not exercise his best judgment if the threat of retaliatory lawsuits hangs over him. Thus, petitioner urges us to read § 1983 as giving the officer the same absolute immunity enjoyed by the prosecutor.
. . . We intend no disrespect to the officer applying for a warrant by observing that his action, while a vital part of the administration of criminal justice, is farther removed from the judicial phase of criminal proceedings than the act of a prosecutor in seeking an indictment. Furthermore, petitioner’s analogy, while it has some force, does not take account of the fact that the prosecutor’s act in seeking an indictment is but the first step in the process of seeking a conviction. Exposing the prosecutor to liability for the initial phase of his prosecutorial work could interfere with his exercise of independent judgment at every phase of his work, since the prosecutor might come to see later decisions in terms of their effect on his potential liability. Thus, we shield the prosecutor seeking an indictment because any lesser immunity could impair the performance of a central actor in the judicial process.[41 ]
Turning to the facts in Kalina, the Court framed the relevant inquiry as “whether [the prosecutor] was acting as a complaining witness rather than a lawyer when she executed the certification under penalty of perjury.”
While the absolute immunity protecting the prosecutor’s role as an advocate is warranted because any lesser degree of immunity could impair the judicial process itself, it is not grounded in any special “esteem for those who perform these functions, and certainly not from a desire to shield abuses of office.”
In reaching that conclusion, we reject Musso-Escude’s contention that Edwards is not immune because he was “acting outside the scope of his duties” in attempting to obtain a release of her civil claim and bringing additional criminal charges “in retaliation” for her rejection of the release-dismissal agreement.
The steps taken by Edwards are intrinsically within the scope of a prosecutor’s duties in initiating and pursuing a criminal prosecution. It is of no moment that Edwards’ services were furnished pursuant to a contract. The contract did not require him to obtain specific authorization to negotiate a release from Musso-Escude, nor did it prevent him from doing so. To the contrary, the contract allowed Edwards to enter “compromises.” The failed attempt to
V
Because Musso-Escude has failed to explain how her civil rights were infringed for purposes of an action under 42 U.S.C. § 1983, we affirm dismissal of her claim under that statute. Because Edwards was acting within the scope of his duties when he attempted to obtain Musso-Escude’s release of potential civil claims, we affirm dismissal of the state law abuse of process claim.
Affirmed.
Becker, A.C.J., and Coleman, J., concur.
CR 56(c); Folsom v. Burger King, 135 Wn.2d 658, 663, 958 P.2d 301 (1998).
Folsom, 135 Wn.2d at 663.
Folsom, 135 Wn.2d at 663.
Folsom, 135 Wn.2d at 663.
Staats v. Brown, 139 Wn.2d 757, 763, 991 P.2d 615 (2000); Kalina v. Fletcher, 522 U.S. 118, 122, 118 S. Ct. 502, 139 L. Ed. 2d 471 (1997).
Bothell Municipal Code (BMC) 1.08.010.
Edwards disputes that he added these two additional charges after he made the release-dismissal offer. As noted above, we view the disputed facts in the light most favorable to the nonmoving party upon review of a summary judgment motion.
State v. Knapstad, 107 Wn.2d 346, 729 P.2d 48 (1986). Such motions request that a trial court dismiss criminal charges for insufficiency of evidence, assuming that the prosecution’s version of facts in the case are true for purposes of the motion. See generally Knapstad, 107 Wn.2d at 356-57.
See Briscoe v. LaHue, 460 U.S. 325, 337,103 S. Ct. 1108, 75 L. Ed. 2d 96 (1983).
42 U.S.C. § 1983.
Conn v. Gabbert, 526 U.S. 286, 290, 119 S. Ct. 1292, 143 L. Ed. 2d 399 (1999).
California Motor Transp. Co. v. Trucking Unlimited, 404 U.S. 508, 510, 92 S. Ct. 609, 30 L. Ed. 2d 642 (1972).
Foster v. City of Lake Jackson, 28 F.3d 425, 430 (5th Cir. 1994) (quoting Crowder v. Sinyard, 884 F.2d 804, 814 (5th Cir. 1989), cert. denied, 496 U.S. 924, 110 S. Ct. 2617, 110 L. Ed. 2d 638 (1990)); Ryland v. Shapiro, 708 F.2d 967, 971 (5th Cir. 1983).
Venable v. Keener, 61 F. Supp. 2d 552, 560 (N.D. Tex. 1999) (quoting Foster, 28 F.3d at 430 (noting a requirement of demonstrating prejudice to the right to
Musso-Escude unquestionably filed this case, and has not alleged that she was delayed by even one minute due to Edwards’ actions.
See Venable v. Keener, 61 F. Supp. 2d at 560.
95 Wn. App. 670, 977 P.2d 29, review denied, 139 Wn.2d 1012 (1999).
The seminal case setting forth the construct of prosecutorial immunity in Washington is Anderson v. Manley, 181 Wash. 327, 43 P.2d 39 (1935), which approved the federal construct set forth in Yaselli v. Goff, 12 F.2d 396 (2d Cir. 1926). Subsequent cases cite only Anderson, Yaselli, federal cases subsequent to Yaselli that relied upon its holding (see Imbler v. Pachtman, 424 U.S. 409, 422, 96 S. Ct. 984, 47 L. Ed. 2d 128 (1976)), or cases based upon one of the foregoing. See Mitchelle v. Steele, 39 Wn.2d 473, 474, 236 P.2d 349 (1951) (following Anderson, 181 Wash. 327); Creelman v. Svenning, 67 Wn.2d 882, 884, 410 P.2d 606 (1966) (following Mitchelle, 39 Wn.2d 473, Arlderson, 181 Wash. 327, and Yaselli, 12 F.2d 396); Kuchenreuther v. Whatcom County, 24 Wn. App. 716, 717-18, 604 P.2d 499 (1979) (following Imbler, 424 U.S. at 422-24); Filan v. Martin, 38 Wn. App. 91, 96, 684 P.2d 769 (1984) (following Imbler, 424 U.S. at 422-23); Coffel v. Clallam County, 47 Wn. App. 397, 402, 735 P.2d 686 (1987) (following Creelman, 67 Wn.2d
See Kuchenreuther, 24 Wn. App. at 717; Collins, 49 Wn. App. at 267-69; Altshuler v. City of Seattle, 63 Wn. App. 389, 819 P.2d 393 (1991), review denied 118 Wn.2d 1023 (1992); see Briscoe, 460 U.S. at 330 (in interpreting 42 U.S.C. § 1983, the United States Supreme Court has concluded that Congress intended the statute to be construed in the light of common law immunity principles). However, Staats v. Brown, 139 Wn.2d at 778-79, notes that state and federal law diverge insofar as qualified immunity of arresting officers is implicated. Arresting officers are afforded a sui generis qualified immunity that is apparently inapplicable here because it protects arresting officers from claims of false arrest and imprisonment while performing statutory duties according to procedures dictated by their superiors and by statute. Staats, 139 Wn.2d at 778.
Donna S. Spurlock, Note, Liability of State Officials and Prison Corporations for Excessive Use of Force Against Inmates of Private Prisons, 40 Vand. L. Rev. 983, 1007 (1987).
Spurlock, 40 Vand. L. Rev. at 1007.
Gilliam, 89 Wn. App. at 578.
Spurlock, 40 Vand. L. Rev. at 1007.
Barbara E. Armacost, Qualified Immunity: Ignorance Excused, 51 Vand. L.
Malley v. Briggs, 475 U.S. 335, 339-40, 106 S. Ct. 1092, 89 L. Ed. 2d 271 (1986) (citing Tower v. Glover, 467 U.S. 914, 104 S. Ct. 2820, 81 L. Ed. 2d 758 (1984)).
509 U.S. 259, 113 S. Ct. 2606, 125 L. Ed. 2d 209 (1993).
Buckley, 509 U.S. at 278 (internal citations and quotation marks omitted). Where “an official was accorded immunity from tort actions at common law when the Civil Rights Act was enacted in 1871, the Court next considers whether § 1983’s history or purposes nonetheless counsel against recognizing the same immunity in § 1983 actions.” Tower, 467 U.S. at 920. In other words, the courts look to the common law for guidance, but do not assume that Congress intended to incorporate every historical common law immunity into 42 U.S.C. § 1983 in unaltered form. Malley, 475 U.S. at 340.
Imbler v. Pachtman, 424 U.S. 409, 96 S. Ct. 984, 47 L. Ed. 2d 128 (1976).
Imbler v. Pachtman, 424 U.S. at 424.
See Kalina, 522 U.S. at 125.
Imbler, 424 U.S. at 410.
Imbler, 424 U.S. at 430-31.
See Kalina, 522 U.S. at 125.
500 U.S. 478, 492, 111 S. Ct. 1934, 114 L. Ed. 2d 547 (1991).
Burns, 500 U.S. at 482, 492-96.
Buckley, 509 U.S. at 276-78.
Kalina v. Fletcher, 522 U.S. 118, 121-22, 118 S. Ct. 502, 139 L. Ed. 2d 471 (1997).
Kalina, 522 U.S. at 127; Malley v. Briggs, 475 U.S. 335, 106 S. Ct. 1092, 89 L. Ed. 2d 271 (1986).
Kalina, 522 U.S. at 127 (citing Malley 475 U.S. at 340-41). Under the common law, one who procured the issuance of an arrest warrant by submitting a complaint could be held liable if the complaint was made maliciously and without probable cause. Kalina, 522 U.S. at 127.
Kalina, 522 U.S. at 128 (citing Malley 475 U.S. at 341-43).
Malley v. Briggs, 475 U.S. 341-43 (internal citations and quotation marks omitted).
Kalina, 522 U.S. at 129 (internal quotation marks omitted).
Kalina, 522 U.S. at 129.
Kalina, 522 U.S. at 129-31.
Kalina, 522 U.S. at 131.
Kalina, 522 U.S. at 135.
Malley, 475 U.S. at 342.
Forrester v. White, 484 U.S. 219, 229, 108 S. Ct. 538, 98 L. Ed. 2d 555 (1988).
See Mitchell v. Forsyth, 472 U.S. 511, 105 S. Ct. 2806, 86 L. Ed. 2d 411 (1985).
See Doe v. Phillips, 81 F.3d 1204, 1210 (2d Cir. 1996); Schloss v. Bouse, 876 F.2d 287, 291 (2d Cir. 1989).
McGruder v. Necaise, 733 F.2d 1146, 1148 (5th Cir. 1984) (prosecutor’s decision to maintain criminal prosecution after unsuccessfully attempting to obtain a release from civil liability, while reprehensible, is still within the scope of prosecutorial immunity protected by Imbler).
Imbler, 424 U.S. at 410.
Retaliatory prosecution is an actionable form of malicious prosecution or abuse of process. See Haynesworth v. Miller, 820 F.2d 1245 (D.C. Cir. 1987); Magnotti v. Kuntz, 918 F.2d 364 (2d Cir. 1990); Mozzochi v. Borden, 959 F.2d 1174 (2d Cir. 1992); Coughlen v. Coots, 5 F.3d 970 (6th Cir. 1993); Moore v. Voider, 65 F.3d 189 (D.C. Cir. 1995); Connell v. Signoracci, 153 F.3d 74 (2d Cir. 1998); Burke v. Johnson, 167 F.3d 276 (6th Cir. 1999).