54 V.I. 338 | Supreme Court of The Virgin Islands | 2010
OPINION OF THE COURT
(September 13, 2010)
Appellant Roland G. Murrell (hereafter “Murrell”) requests that this Court reverse his convictions for driving under the
I. FACTUAL AND PROCEDURAL BACKGROUND
On November 22, 2007, Virgin Islands Police Officers Vivian Newton (hereafter “Newton”) and Alester Carty (hereafter “Carty”) were dispatched to the scene of a car accident in the vicinity of Estate Tutu, St. Thomas, involving a vehicle operated by Murrell, another vehicle operated by Karen Turbe (hereafter “Turbe”), and a parked tow truck. At the scene, the officers spoke to both Turbe and Murrell, and, after smelling alcohol on Murrell’s breath and performing three sobriety tests on him, concluded that he had been intoxicated.
The People of the Virgin Islands (hereafter “People”) initiated criminal proceedings against Murrell on November 23, 2007. At his November 29, 2007 arraignment, Murrell pled not guilty and demanded, through his counsel, a jury trial on the charged offenses of driving under the influence and being involved in a traffic collision in violation of title 20, section 493(a)(1) of the Virgin Islands Code, as well as negligent driving in violation of title 20, section 503 of the Virgin Islands Code. On January 31, 2008, the Superior Court granted a January 9, 2008 motion by the People to amend the criminal complaint to add a second count of negligent driving.
The Superior Court held a pre-trial conference in the matter on February 11, 2008. At this conference, counsel for both Murrell and the People indicated that they were ready to proceed to trial, and the Superior Court scheduled jury selection for April 14, 2008. However, at an April 9, 2008 status hearing, Murrell’s counsel informed the Superior Court that he had discussed waiving the right to a jury trial with Murrell, but Murrell had objected to the waiver. Accordingly, the Superior Court continued jury selection until April 21, 2008.
At the conclusion of the May 2, 2008 bench trial, the Superior Court, after hearing testimony from Newton, Turbe, Carty, and Murrell, found Murrell guilty on all three counts. The Superior Court orally sentenced Murrell on July 7, 2008 to thirty days of suspended incarceration, one year of probation, fifty hours of community service, restitution of $3,809.00, a $500.00 fine, and a three month suspension of his drivers license on the driving under the influence charge and concurrently imposed a $200.00 fine and twenty-five hours of community service for each count of negligent driving. Murrell timely filed his notice of appeal on July 15, 2008.
II. DISCUSSION
A. Jurisdiction and Standard of Review
“The Supreme Court [has] jurisdiction over all appeals arising from final judgments, final decrees or final orders of the Superior Court, or as otherwise provided by law.” V.I. CODE Ann. tit. 4 § 32(a). Because the Superior Court’s July 17, 2008 Judgment constitutes a final judgment, this Court possesses jurisdiction over Murrell’s appeal.
Ordinarily, the standard of review for this Court’s examination of the Superior Court’s application of law is plenary, while the trial court’s findings of fact are reviewed for clear error. St. Thomas-St. John Bd. of Elections v. Daniel, 49 V.I. 322, 329 (V.I. 2007). However, when a criminal defendant fails to object to a Superior Court decision or order,
B. The Superior Court Acted Contrary to Law When it Invoked 14 V.i.C. § 4
Murrell, as his sole issue on appeal, contends that he is entitled to a new trial because the Superior Court violated his constitutional right to a jury trial when it invoked 14 V.I.C. § 4 to hold a bench trial instead of a jury trial. The People, however, argue that Murrell did not have a right to a jury trial with respect to any of the charged offenses and, even if he did, that any right to a jury trial had been waived. Moreover, both parties acknowledge that because Murrell did not object to the Superior Court’s invocation of 14 V.I.C. § 4, the Superior Court’s invocation of 14 V.I.C. § 4 must also satisfy all prongs of the plain error standard of review even if its decision constituted error and Murrell did not waive his right to a jury trial. For the reasons that follow, we hold that the Superior Court violated 14 V.I.C. § 4 when it invoked that statute to order a bench trial on the driving under the influence charge, and also violated Murrell’s right to a jury trial pursuant to section 3 of the Revised Organic Act of 1954 (hereafter “ROA”), codified as 48 U.S.C. §§ 1541-1645, when it invoked 14 V.I.C. § 4 on the driving under the influence and negligent driving charges.
1. 14 V.I.C. §4 Does Not Authorize a Bench Trial for Driving Under the Influence in This Case
Murrell does not contend on appeal that 14 V.I.C. § 4 itself did not authorize the Superior Court to hold a bench trial with respect to all charges, but instead solely argues that invocation of 14 V.I.C. § 4 violated his constitutional right to a jury trial. However, it is well-established that courts possess an “obligation ... to avoid deciding constitutional issues needlessly.” Christopher v. Harbury, 536 U.S. 403, 417, 122 S. Ct. 2179, 2188, 153 L. Ed. 2d 413 (2002). See also United States v. A.D., 28 F.3d 1353, 1359 (3d Cir. 1994) (recognizing that it is a “well established rule of statutory construction” to give a statute “every reasonable construction” that is not plainly contrary to the legislature’s intent prior to considering a serious challenge to its constitutionality) (quoting DeBartolo Corp. v. Florida Gulf Coast Trades Council, 485 U.S. 568,
Section 4 of title 14 expressly provides that “[i]n misdemeanor cases only, trial judges are authorized to limit the term of imprisonment to six months in prison; in which event, the defendant may be tried by the court, except in cases where a mandatory sentence is imposed.” (emphases added). Pursuant to statute, “a felony is a crime or offense which is punishable by imprisonment for more than one year; and . . . every other crime or offense is a misdemeanor.” 14 V.I.C. § 2(b). While the statute codifying the offense of negligent driving does not provide for a maximum or minimum sentence or identify the offense as a felony or a misdemeanor, see 20 V.I.C. § 503, the Legislature has instructed that “[w]hen ... an act or omission is declared by this Code or other law to be a crime or public offense, but without designation thereof as either a felony or a misdemeanor; and ... no penalty therefor is prescribed by this Code or other law ... the act or omission is punishable as a misdemeanor,” 14 V.I.C. § 3(b), and has further provided that, “[ejxcept in cases where a different punishment is prescribed by law... every crime or offense declared to be a misdemeanor is punishable by a fine not exceeding $200 or by imprisonment not exceeding one year, or by both” 14 V.I.C. § 3(a)(2). Accordingly, because negligent driving is a misdemeanor that does not contain a mandatory sentence, 14 V.I.C. § 4 authorized the Superior Court to hold a bench trial sua sponte or upon motion of either party.
The same is not true, however, for the charge of driving under the influence. Pursuant to the statute codifying the offense of driving under the influence, an individual convicted of driving under the influence for the first time “shall be guilty of a misdemeanor and shall be punished by imprisonment for not more than one year, or by a fine of not less than three hundred dollars, or by both[,] [provided, however, if the person was involved in an accident... the minimum fine shall not be less than five hundred dollars.” 20 V.I.C. § 493(b)(1) (emphases added). Thus, unlike
The Virgin Islands Code does not define the term “sentence,” let alone “mandatory sentence.” In the absence of such a definition, the Legislature has directed that “[w]ords and phrases shall be read with their context and shall be construed according to the common and approved usage of the English language. Technical words and phrases, and such others as may have acquired a peculiar and appropriate meaning in the law, shall be construed and understood according to their peculiar and appropriate meaning.” 1 V.I.C. § 42. While the Virgin Islands Code does not have a general definition of “sentence,” it does discuss the related term “punishment,” and expressly provides that incarceration, fines, removal from office, and disqualification from office are all part of the punishment for a crime or offense. 14 V.I.C. § 1. Moreover, the phrase “mandatory sentence” has been defined as any sentence in which a judge lacks the discretion to individualize punishment. See Black’s Law Dictionary 1394 (8th ed. 2004) (defining “mandatory sentence” as “[a] sentence set by law with no discretion for the judge to individualize punishment.”). In addition, the United States Supreme Court has expressly characterized mandatory fines as part of a defendant’s sentence for an offense. See Bozza v. United States, 330 U.S. 160, 165-66, 67 S. Ct. 645, 648-49, 91 L. Ed. 818 (1947). Finally, had the Legislature intended to refer only to mandatory incarceration in 14 V.I.C. § 4, it could have used the phrase “term of imprisonment” as it did earlier in the statute instead of using the broader term “sentence.” Accordingly, because of the mandatory $500.00 fine applicable to this case involving an accident, we conclude that 14 V.I.C. § 4 did not authorize the Superior Court to order a bench trial on the driving under the influence charge.
Although the Superior Court violated 14 V.I.C. § 4 when it ordered a bench trial on the driving under the influence charge, the plain text of 14 V.I.C. § 4 authorized the Superior Court to hold a bench trial for both counts of negligent driving. Therefore, it remains necessary for this Court to consider Murrell’s argument that 14 V.I.C. § 4 is inconsistent with the ROA and, in the process, resolve a recent split among the judges of the Superior Court as to that statute’s constitutionality. Compare People v. Daly, 53 V.I. 17 (V.I. Super. Ct. 2010) (holding 14 V.I.C. § 4 is inconsistent with the Revised Organic Act) with People v. Chandler, 53 V.I. 304 (V.I. Super. Ct. 2010) (holding 14 V.I.C. § 4 does not violate the Revised Organic Act); People v. Shallow, 53 V.I. 154 (V.I. Super. Ct. 2010) (same). To determine whether the Superior Court’s invocation of 14 V.I.C. § 4 violated Murrell’s right to a jury trial, this Court must consider (1) the source of the right to a jury trial in Virgin Islands local courts; (2) whether Murrell would have possessed a right to a jury trial with respect to all charged offenses if 14 V.I.C. § 4 had not been invoked; and (3) whether invocation of 14 V.I.C. § 4, if proper, affects the seriousness of the charged offenses. For the reasons that follow, we hold that the Superior Court’s invocation of 14 V.I.C. § 4 violated Murrell’s right to a jury trial under the Sixth Amendment right to a jury trial incorporated through section 3 of the ROA.
a. The Source of the Right to a Jury Trial in Virgin Islands Local Courts
It is not in dispute that the United States Supreme Court has held that the Sixth Amendment right to a jury trial is not a constitutional right that is so fundamental that it must automatically apply to the Virgin Islands and other unincorporated territories. See Balzac v. Porto Rico, 258 U.S. 298, 304-05, 42 S. Ct. 343, 345, 66 L. Ed. 627 (1922); Gov’t of the V.I. v. Bodle, 427 F.2d 532, 533 n.l, 7 V.I. 507 (3d Cir. 1970). However, the ROA, which serves as the equivalent of a constitution for the Virgin Islands, see Browne v. People, 50 V.I. 241, 254 (V.I. 2008), contains two provisions that could be construed as conferring criminal defendants with a right to a jury trial. Section 26 of the ROA, which was last amended in 1958, provides that “[a]ll criminal cases originating in the district court shall be tried by jury upon demand by the defendant or by
In his brief, Murrell, citing the Superior Court’s decision in Daly, contends that sections 3 and 26 both bestow a right to a jury trial on criminal defendants in Virgin Islands local courts, and that section 26 confers greater protection than the Sixth Amendment because it provides that “defendants in all criminal matters” are entitled to “a right to a jury trial when demanded, irrespective of whether the charge is a felony or misdemeanor.” 53 V.I. at 23-24 (emphasis added). We disagree, and hold that — in Virgin Islands local courts — only the Sixth Amendment, incorporated through section 3 of the ROA, establishes the substantive right to a jury trial.
Because literal interpretation of a statute is strongly favored, Gov’t of the V.I. v. Knight, 28 V.I. 249, 259, 989 F.2d 619 (3d Cir. 1993), a court should not adopt an interpretation of a statute that contradicts its plain text unless “it is uncontested that legislative intent is at odds with the literal terms of the statute.” Gilbert v. People, 52 V.I. 350, 357 (V.I. 2009) (quoting Morgan v. Gay, 466 F.3d 276, 278 (3d Cir. 2006)) (emphasis in original). Here, we conclude that Congress, in adopting section 26 of the ROA, intended for section 26 to apply the right to a jury trial to all Virgin Islands courts. “It is firmly entrenched that Congress is
This result is consistent with previous decisions interpreting laws enacted prior to the expansion of the Superior Court’s original jurisdiction and the corresponding reduction of the District Court’s jurisdiction over purely local matters. For instance, in Parrott v. Gov’t of the V.I., 230 F.3d 615, 43 V.I. 277 (3d Cir. 2000), the United States Court of Appeals for the
Nevertheless, a finding that section 26 applies to both the District Court and the Superior Court does not end this Court’s inquiry as to the source of the substantive right to a jury trial. As noted earlier, Congress amended section 3 of the ROA in 1968 — ten years after it last amended section 26 — to extend the Sixth Amendment to the Virgin Islands and for it to “have the same force and effect there as in the United States or any State of the United States.” 48 U.S.C. § 1561. Moreover, the 1968 amendments to section 3 also provided that “[a]ll laws enacted by Congress with respect to the Virgin Islands ... which are inconsistent with the provisions of this subsection are repealed to the extent of such inconsistency.” Id. Consequently, this Court must consider whether the 1968 amendments to section 3 had the effect of repealing all or part of section 26.
The Third Circuit considered the relationship between sections 3 and 26 of the ROA in Gov’t of the V.I. v. Parrott, 10 V.I. 564, 476 F.2d 1058, 1060 (3d Cir. 1973). In Parrott, the Third Circuit noted that while the language in section 26 providing for a jury trial had been adopted in 1958, the portion of section 3 extending the Sixth Amendment to the Virgin Islands was enacted in 1968. Id. at 1060. Accordingly, while section 26, prior to the 1968 amendment to section 3, conferred “basic guarantees similar to those of the Sixth Amendment,” Bodle, 427 F.2d at 533 n.l, the 1968 amendment to section 3 of the ROA, “by extending the Sixth Amendment to the Constitution of the United States to the territory conferred upon persons accused of crimes ... the right to trial by jury.” Parrott, 476 F.2d at 1060. In other words, “whatever may have been the
b. The Superior Court’s Invocation of 14 V.I.C. § 4 Violated the Sixth Amendment as Incorporated Through Section 3 of the ROA
“The Sixth Amendment guarantees that ‘[i]n all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed....’ It is well established that the Sixth Amendment, like the common law, reserves this jury trial right for prosecutions of serious offenses, and that ‘there is a category of petty crimes or offenses which is not subject to the Sixth Amendment jury trial provision.’ ” Lewis v. United States, 518 U.S. 322, 325, 116 S. Ct. 2163, 2166, 135 L. Ed. 2d 590 (1996) (quoting Duncan v. Louisiana, 391 U.S. 145, 159, 88 S. Ct. 1444, 1453, 20 L. Ed. 2d 491 (1968)). To determine whether an offense is “petty” or “serious,” a court must consider “objective indications of the seriousness with which society regards the offense.” Frank v. United States, 395 U.S. 147, 148, 89 S. Ct. 1503, 1505, 23 L. Ed. 2d 162 (1969). Under this objective test, a court must “place primary emphasis on the maximum prison term authorized” because “[t]his criterion is considered the most relevant with which to assess the character of an offense, because it reveals the legislature’s judgment about the offense’s severity.” Lewis, 518 U.S. at 326. Significantly, applying the objective test prevents the judiciary from substituting its judgment for that of a legislature, “which is far better equipped” to determine whether an offense is “serious” or “petty.” Id. (quoting Blanton v. North Las Vegas, 489 U.S. 538, 541, 109 S. Ct. 1289, 1292, 103 L. Ed. 2d 550 (1989)). The United States Supreme Court has expressly instructed that “[a]n offense carrying a
The Virgin Islands Code, however, does not classify crimes and offenses as “serious” or “petty,” but only as “felonies” and “misdemeanors.” 14 V.I.C. § 2(a). Pursuant to statute, “a felony is a crime or offense which is punishable by imprisonment for more than one year; and . . . every other crime or offense is a misdemeanor.” 14 V.I.C. § 2(b). Therefore, while all crimes the Legislature has classified as felonies are “serious” offenses, a misdemeanor may be either “serious” or “petty” depending on whether the maximum period of incarceration authorized for that offense exceeds six months. Consequently, while the People’s briefs, as well as the Superior Court’s decisions in Shallow and Chandler, conflate misdemeanors with petty offenses, the United States Supreme Court precedents preclude treating these terms as synonyms for purposes of determining whether the Sixth Amendment right to a trial by jury attaches.
As discussed above, the maximum authorized period of incarceration for both driving under the influence in violation of 20 V.I.C.
c. The Impact of 14 V.I.C. §4 on the Seriousness of an Offense
Having established that negligent driving and driving under the influence are both “serious” offenses, it is necessary for this Court to consider whether invocation of 14 V.I.C. § 4 — which authorizes trial judges “to limit the term of imprisonment to six months in prison” — transforms both of these crimes into “petty” offenses to which the Sixth Amendment right to a jury trial does not attach. However, as the Daly court recognized and the Shallow and Chandler courts did not, this Court has already examined the impact of 14 V.I.C. § 4 on an offense:
The plain language of title 14, section 4 clearly states that a trial judge may “limit the term of imprisonment to six months in prison,” and therefore allow for a bench trial in lieu of a jury trial, (emphasis added). The People are correct, however, that this statute only appears to limit the term of incarceration, and thus, for purposes of interpreting title 5, section 3711, the trial court’s invocation of title 14, section 4 does not change the maximum punishment available under title 14, section 2101(b).
Cheatham v. People, S. Ct. Crim. No. 2008-0026, 2009 VI. Supreme LEXIS 22, *6 (V.I. Mar. 27, 2009) (emphases in original).
This Court’s holding in Cheatham is consistent with the United States Supreme Court’s objective test. As discussed above, the objective test — for purposes of determining whether the Sixth Amendment right to a jury trial attaches — does not consider the sentence a judge has agreed to give with respect to a particular defendant, but the “maximum authorized penalty” that could potentially be imposed on any
We recognize that, “[t]he legislature, under the State’s police power, has wide discretion to classify offenses and prescribe penalties for those offenses.” People v. R.L., 158 Ill. 2d 432, 634 N.E.2d 733, 738 (1994). See also 48 U.S.C. § 1574(a) (“The legislative authority and power of the Virgin Islands shall extend to all rightful subjects of legislation not inconsistent with [the ROA] or the laws of the United States made applicable to the Virgin Islands----”). However, unlike other jurisdictions, whose legislatures have exercised that discretion to adopt multiple classes of misdemeanors or different degrees of misdemeanor offenses in order to grant prosecutors and judges the discretion to order a bench trial over a defendant’s objection without violating the defendant’s Sixth Amendment right to a jury trial,
Although the Superior Court violated 14 V.I.C. § 4 when it ordered a bench trial on the driving under the influence charge and violated section 3 of the ROA when it invoked 14 V.I.C. § 4 to order a bench trial on each count of negligent driving and driving under the influence, this Court must, in order to determine whether the remedy of a new trial is appropriate, consider (1) whether Murrell waived, rather than forfeited, his right to a jury trial; and (2) if Murrell merely forfeited this right, whether the Superior Court’s errors rise to the level of plain error. For the reasons that follow, this Court holds that Murrell did not waive his right to a jury trial and is entitled to a new trial even under the plain error standard of review.
1. Murrell Forfeited, Flather than Waived, His Right to a Jury Trial
In its brief, the People contend that Murrell waived his right to a jury trial because his attorney invited any error by orally moving for the Superior Court to invoke 14 V.I.C. § 4 at the April 21, 2008 in-chambers hearing. Murrell, however, argues that there is no evidence that he — as opposed to his attorney — waived his right to a jury trial, and thus the right was only forfeited and reviewable by this Corut for plain error. We agree.
“[W]hen a legal rule has been waived, an appeal based upon the nonadherence to that legal principle is precluded. If, however, the correct application of the rule merely was ‘forfeited,’ ” then an appellate court may nevertheless review for plain error pursuant to Federal Rule of
“The threshold question in deciding whether there is appellate authority to grant relief under Rule 52(b), is therefore whether the appellant who failed to object in the trial court to an error that violated his rights was aware of the relinquished or abandoned right.” Rosa, 399 F.3d at 291 (citing United States v. Perez, 116 F.3d 840, 845 (9th Cir. 1997)). “If he had that knowledge, yet intentionally chose to abandon the right, his failure to object will be deemed a ‘waiver’ depriving him of the opportunity to obtain relief on appeal. Accordingly, an explicit agreement or stipulation constitutes a waiver of rights if the defendant was aware of the right.” Id. (citing United States v. Malpeso, 126 F.3d 92, 95 (2d Cir. 1997)). “Additionally, a number of courts of appeals have held that the failure of the defendant to raise a timely objection can be deemed a waiver in circumstances where the defendant ‘consciously refrains from objecting as a tactical matter.’ ” Id. (quoting United States v. Yu-Leung, 51 F.3d 1116, 1122 (2d Cir. 1995)).
As discussed earlier, section 3 of the ROA, and not section 26, codifies the substantive right to a jury trial in Virgin Islands local courts after 1968. However, section 26 did not simply provide that “[a]ll criminal cases originating in the district court shall be tried by jury,” but also provided that a jury trial would only occur “upon demand by the defendant or by the Government.” 48 U.S.C. § 1616. Thus, the plain language of section 26 of the ROA differs from Federal Rule of Criminal Procedure 23, which mandates jury trials as the default rule unless the defendant has expressly waived that right.
But while Murrell complied with section 26 of the ROA and Federal Rule of Criminal Procedure 23 when he demanded a jury trial at his arraignment, both of these provisions are silent as to the procedure the Superior Court must employ to determine whether a defendant’s waiver of the right to a jury trial is valid after the right to a jury trial has been properly invoked. Moreover, the Superior Court lacks any rules that establish a procedure governing waiver of one’s right to a jury trial. Pursuant to Superior Court Rule 7, “[t]he practice and procedure in the Superior Court shall be governed by the Rules of the Superior Court and, to the extent not inconsistent therewith, by the Rules of the District Court.” During the pendency of the Superior Court proceedings in this
Pursuant to the Local Rules of Criminal Procedure, “[o]nce a jury trial is demanded, it may be waived by the defendant if consented to by the court and the [government].” LRCr 23.1 (emphasis added). In addition to the plain language of Rule 23.1, appellate courts have consistently held that the right to a jury trial is of such importance that a trial judge may not rely solely on the defendant’s attorney’s statement that the defendant wishes to waive his right to a jury trial, but must speak to the defendant personally prior to accepting the waiver. See United States v. Lilly, 536 F.3d 190, 197 (3d Cir. 2008) (collecting cases from the First, Second, Fourth, Sixth, Seventh, Ninth, Tenth, and District of Columbia Circuit Courts of Appeals). Moreover, a defendant’s participation in a bench trial cannot, without more, substitute for a waiver of the right to a jury trial. See, e.g., Johnson v. State, 994 So.2d 960, 964 (Fla. 2008); State v. Feliciano, 2010 Ohio 2809, ¶ 61 (Ohio Ct. App. 2010).
Here, we cannot conclude, based on the facts of this case, that Murrell waived his right to a jury trial. Significantly, the record of proceedings for the April 21, 2008 conference indicates that Murrell was not present when his attorney moved the Superior Court to invoke 14 V.I.C. § 4, and the transcript of the May 2, 2008 bench trial and the Superior Court’s certified docket entries indicate that the Superior Court took no steps to ascertain that Murrell — as opposed to his attorney — had decided to rescind his prior demand for a jury trial. Therefore, given the importance of the right to a jury trial, as well as the fact that LRCr 23.1 required Murrell to personally waive his right to a jury trial yet the Superior Court failed to follow that procedure, we hold that Murrell, by
2. The Superior Court’s Invocation of 14 V.I.C. § 4 Constitutes Plain Error
Because Murrell forfeited, rather than waived, his right to a jury trial, this Court may review the Superior Court’s decision to invoke 14 V.I.C. § 4 for plain error. This Court has recently set forth the four elements that must be met in order to reverse a conviction under the plain error standard of review:
[u]nder [Federal Rule of Criminal Procedure] 52(b), “[a] plain error that affects substantial rights may be considered even though it was not brought to the court’s attention.” FED R. CRIM. P. 52(b). Thus, “before an appellate court can correct an error not raised at trial, there must be (1) ‘error,’ (2) that is ‘plain,’ and (3) that ‘affect[s] substantial rights. ’ ” Johnson v. United States, 520 U.S. 461, 466-67, 117 S.Ct. 1544, 1549, 137 L. Ed. 2d 718 (1997) (quoting United States v. Olano, 507 U.S. 725, 732, 113 S. Ct. 1770, 1776, 123 L. Ed. 2d 508 (1993)). “If all three conditions are met, an appellate court may then exercise its discretion to notice a forfeited error, but only if (4) the error seriously affect[s] the fairness, integrity, or public reputation of judicial proceedings.” Id. at 467 (citations and punctuation omitted).
Francis, 52 VI. at 390. As mentioned above, the Superior Court (1) acted contrary to 14 V.I.C. § 4 when it invoked that statute to order a bench trial for a charge of driving under the influence where the statute codifies a mandatory sentence; and (2) violated section 3 of the ROA when it invoked 14 V.I.C. § 4 to hold a bench trial for the serious charges of negligent driving and driving under the influence. Moreover, with respect to the third Olano factor — that the error be of the sort that “affect[s] substantial rights” — courts have consistently held that the right to a jury trial is a substantial right, see, e.g., People v. Jennings, 268 Ill. App. 3d 439, 644 N.E.2d 1199, 1203 (1994) (“The right to a jury trial is a substantial right, and issues regarding the waiver of that right should be considered even when not properly preserved.”); State ex rel. Rhodes v. Simpson, 325 N.C. 514, 385 S.E.2d 329, 331 (1989), and that the right is adversely affected when ajury trial is denied after it has been requested. See, e.g., State v. Gomez, 239 S.W.3d 733, 741
Nevertheless, to warrant reversal under the plain error standard of review, the Superior Court must not have only committed an error that adversely affects a substantial right, but a “plain” error. “ ‘Plain’ is synonymous with ‘clear’ or, equivalently, ‘obvious.’ ” Olano, 507 U.S. at 734. Accordingly, the United States Supreme Court has directed that “[a]t a minimum, court of appeals cannot correct an error pursuant to Rule 52(b) unless the error is clear under current law.” Id. Thus, “where the explicit language of a statute or rule does not specifically resolve an issue, there can be no plain error where there is no precedent . . . directly resolving it.” United States v. Lejarde-Rada, 319 F.3d 1288, 1291 (11th Cir. 2003).
Here, we find that all of the Superior Court’s errors in this case rise to the level of plain error. With respect to its improper invocation of 14 V.I.C. § 4 on the driving under the influence charge, section 4, by its own terms, only authorizes the Superior Court to invoke its provisions in misdemeanor cases where a mandatory sentence will not be imposed. However, section 493(b)(1) of title 20 provides, in cases where the defendant was involved in a traffic accident while driving under the influence, for a mandatory fine upon conviction that a judge does not have any discretion to waive. Thus, because the explicit and unambiguous language of 14 V.I.C. § 4 expressly precluded the Superior Court from ordering a bench trial on that charge, the Superior Court’s decision to invoke 14 V.I.C. § 4 on the driving under the influence charge notwithstanding the statutory language rose to the level of plain error and satisfies the second prong of Olano.
Similarly, this Court concludes that the Superior Court’s violation of Murrell’s right to a jury trial under section 3 of the ROA was also “clear under current law.” Although neither this Court, the Third Circuit, nor the Appellate Division of the District Court had held that 14 V.I.C. § 4 violated the ROA prior to Murrell’s trial, this silence cannot be construed as these courts approving of section 4, but can be attributed to no criminal defendant challenging the constitutionality of that statute in the more than twenty-five years since its enactment. Moreover, although three Superior Court judges in Daly, Chandler, and Shallow reached different interpretations on this issue in a short amount of time once the issue was raised, the existence of this split is not dispositive when the United States
Lastly, even when the first three Olano prongs have been satisfied, an appellate court may nevertheless not reverse a conviction based upon that error unless it also finds that “the error seriously affect[s] the fairness, integrity, or public reputation of judicial proceedings.” Johnson, 520 U.S. at 467. However, “[e]ven where the guilt of a defendant is beyond dispute, denial of a jury trial undoubtedly implicates ‘the fairness, integrity or public reputation of judicial proceedings . . . thereby constituting clear error.’ ” Brown v. State, 995 So.2d 698, 704 (Miss. 2008). Consequently, this Court shall reverse Murrell’s convictions and remand the matter for a new trial.
III. CONCLUSION
Because the offense of driving under the influence carries a mandatory sentence when it is alleged that the defendant was involved in an accident when committing that offense, the Superior Court violated 14 V.I.C. § 4 when it ordered a bench trial on that charge. Moreover, because invocation of 14 V.I.C. § 4 does not transform an otherwise “serious”
Although the record of proceedings for the April 9,2008 status conference states that the Superior Court continued jury selection until April 28, 2008, subsequent docket entries indicate that jury selection had only been continued until April 21, 2008.
Pursuant to statute, a second conviction for driving under the influence is punishable as a felony rather than a misdemeanor so long as it is within ten years of the first conviction. See 20 V.I.C. § 493(b)(2).
See V.I.S.Ct.R. 5(b)(1). (“A notice of appeal filed after the announcement of a decision, sentence, or order — but before entry of the judgment or order — is treated as filed on the date of and after the entry of judgment.”)
Because the amended criminal complaint alleged that Murrell was involved in an accident, (J.A. at 12), it is not necessary or proper for this Court to determine, in this appeal, whether the $200.00 fine provided for in driving under the influence cases that do not involve accidents is mandatory or discretionary.
“In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district where in the crime shall have been committed, which district shall have been previously ascertained by law, and to be informed of the nature and cause of the accusation; to be confronted with the witnesses against him; to have compulsory process for obtaining witnesses in his favor, and to have the Assistance of Counsel for his defence.” U.S. CONST, amend. VI.
We note that, in Chandler, the Superior Court rejected the argument that section 26 of the ROA provides greater protection than the Sixth Amendment right to a jury trial on the basis that “it is illogical that Congress would bestow more rights on the residents of the Virgin Islands than citizens of the United States.” 53 V.I. at 313-314. Putting aside that all those born in the Virgin Islands after January 17,1917 are citizens of the United States, see 8 U.S.C. § 1406, numerous examples exist of Congress conferring, through a territory’s organic act or constitution, rights that are greater than those afforded by the United States Constitution. For example, the Guam Organic Act guarantees the right to compulsory education for chil
See, e.g., Gov’t v. Boynes, 45 V.I. 195, 201-04 (V.I. Super. Ct. 2003) (applying section 26 to criminal prosecution in Virgin Islands local court, but failing to acknowledge language that section 26 only applies to district court).
Significantly, we note that Congress, in enacting section 26 of the ROA — which, as the Third Circuit has noted, conferred “basic guarantees similar to those of the Sixth Amendment,” Bodle, 427 F.2d at 533 n.l •— recognized the distinction between a “petty” misdemeanor and a “serious” misdemeanor by providing for the right to a trial by a six person jury in misdemeanor cases tried in the District Court, which — pursuant to section 21 of the ROA — would have been limited only to cases where the maximum incarcerative penalty for an offense exceeds six months, with all misdemeanors with lower maximum penalties being tried in the Municipal Court without a jury.
Although not determinative to this Court’s statutory analysis, we note that in Cheatham it was the People who argued that this Court should adopt this interpretation of 14 V.I.C. § 4. See Cheatham, 2009 V.I. Supreme LEXIS 22, at *6 (“The People note that section 4 of title 14 only limits the term of imprisonment to six months, and thus does not change the maximum possible sentence, which may include a punishment other than imprisonment.”)
Although on appeal the People have not directly argued that the Legislature, in enacting 14 V.I.C. § 4, has chosen to deem convictions obtained after 14 V.I.C. § 4 has been invoked as “petty,” we note that, in both Chandler and Shallow, the Superior Court implied — but did not explicitly hold — that the Legislature made such a judgment when it enacted 14 V.I.C. § 4. See Chandler, 53 V.I. at 310-311; Shallow, 53 V.I. at 161. However, this Court cannot find any basis to support such a proposition. Given that the Virgin Islands Code only classifies crimes as “felonies” and “misdemeanors,” we cannot conclude that the Legislature has made such a judgment. In addition, the fact that no provision of the Virgin Islands Code refers to convictions obtained pursuant to 14 V.I.C. § 4 as less serious or in any way treats such convictions — other than the sentence imposed — differently than a conviction obtained after a jury trial provides further support that the Legislature intended such convictions to remain full misdemeanor convictions. Finally, we note that unlike statutes authorizing higher penalties for recidivist offenders and lower penalties for youthful offenders, 14 V.I.C. § 4 — by vesting the decision to invoke leniency solely with Superior Court judges without providing any guidelines or limitations on exercising that discretion — cannot be construed as a legislative judgment to treat a certain class of defendants more leniently than other defendants. See Modeste v. Horn, 499 F. Supp. 2d 272, 277-78 (E.D.N.Y. 2007).
Moreover, we note that the Superior Court did not recognize, in either Chandler or Shallow, the United States Supreme Court’s holding in United States v. Jackson, 390 U.S. 570, 581-82, 88 S. Ct. 1209, 20 L. Ed. 2d 138 (1968), in which that court held that it is unconstitutional for a legislature to promote bench trials and guilty pleas by requiring judges to impose a lesser maximum penalty after a bench trial or a guilty plea than could be imposed
See, e.g., Amancio v. Forster, 196 Ariz. 95, 993 P.2d 1059, 1059-60 (1999) (holding right to jury trial not attached when prosecutor exercised discretion to charge offense of “unlawful imprisonment” as a class 1 misdemeanor — punishable by a maximum of six months incarceration — rather than a class 6 felony, when statute authorized prosecutor to charge offense as either a misdemeanor or a felony).
We note that, in Shallow, the Superior Court observed that “the realistic effect” of a holding that 14 V.I.C. § 4 is inconsistent with the Sixth Amendment “would be to erase the advantages gained by the Superior Court upon the implementation of the Magistrate Division” and fur
Pursuant to Superior Court Rule 7, “[t]he practice and procedure in the Superior Court shall be governed by the Rules of the Superior Court and, to the extent not inconsistent therewith, by ... the Federal Rules of Criminal Procedure.”
Effective October 10,2008, the District Court amended the Local Rules of Criminal Procedure to remove LRCr 23.1 and several other provisions. However, “this Court applies on appeal the ... rules that were in effect at the time [the defendant] was tried in the Superior Court.” Blyden v. People, 53 V.I. 637, 654 n.15 (V.I. 2010).