OPINION
I. Introduction
Appellants Ken Murphy and Scott Toornburg, in his official capacity as representative of the estate of Deanna Kay Murphy (together, “the Murphys”), appeal the trial court’s order dismissing their suit against appellee Ed Gutierrez, individually and d/b/a J.E. & Associates. In two issues, the Murphys contend that the trial court abused its discretion by dismissing their claims against Gutierrez because (1) Gutierrez waived his right to file for dismissal under the applicable statute to this casе and (2) because the Murphys promptly cured their failure to file an accompanying certificate of merit with their original petition in accordance with that same statute. Because we hold that Gutierrez substantially invoked the judicial process prior to filing his motion to dismiss, thus waiving his right to complain that the Murphys failed to file a certificate of merit, we will reverse and remand.
II. Background
Ken and Deanna Murphy sued Classic Reflections Pools, Inc. аnd Gutierrez on August 3, 2007, for claims relating to the design and construction of a swimming pool at the Murphys’ home.
On August 20, 2007, Gutierrez filed his original answer. Accompanying his answer, Gutierrez filed a motion to dismiss the Murphys’ claims against him — arguing that the Murphys had failed to file an
For over three and one-half years, the parties litigated this case. Specifically, Gutierrez undertook written discovery; deposed the plaintiffs; participated in being deposed by co-defendant and cross-plaintiff Classic; designated an expert witness and presented him for deposition; filed traditional and no-evidence summary judgment motions, which the trial court granted in part; objected to the Murphys’ summary judgment evidence; and participated in post-summary judgment mediation. Gutierrez also entered into an agreement to extend discovery so that Gutierrez could conduct discovery with respect to Classic’s cross-claim. On January 5, 2011, five days before а scheduled trial on the merits, Gutierrez filed an amended motion to dismiss, again based on the Murphys’ failure to file a section 150.002 certificate of merit. After holding a hearing on Gutierrez’s reurged motion, the trial court granted the motion to dismiss on March 7, 2011. This appeal followed.
III. Discussion
In their first issue, the Murphys allege that the trial court abused its discretion by granting Gutierrez’s motion to dismiss. Specifically, the Murphys allege that Gutierrez waived his right to reurge his motion to dismiss after extеnsively participating in the litigation of this suit for over three and one-half years. Thus, the Mur-phys argue that the trial court should have denied Gutierrez’s motion to dismiss.
Gutierrez counters that no Texas court has ever held that a party waived its right to file a motion to dismiss under section 150.002. Furthermore, Gutierrez argues that if we hold that a party can waive the right to move for dismissal, the “ministerial and mandatory feature” of section 150.002 “would be thwarted, and both Trial Courts and Courts оf Appeals would be littered with waiver claims that, by their very nature, would require a case-by-case analysis, resulting in confusing and inconsistent results.” We agree with the Mur-phys that Gutierrez so thoroughly invoked the judicial process prior to filing his motion to dismiss that he waived his right to reurge his motion to dismiss.
A. Standard of Review
We review the trial court’s order denying a motion to dismiss the suit for failure to file an accompanying third-party affidavit of a licensed architect under an abuse of disсretion standard. See Palladian Bldg. Co. v. Nortex Found. Designs, Inc.,
B. The Doctrine of Waiver
Waiver is an intentional relinquishment of a known right or intentional conduct inconsistent with claiming that right. See Palladian,
C. Waiver and Section 150.002
The governing statute in this case is the version of section 150.002 of the Texas Civil Practice and Remedies Code that was in effect when this suit was brought in August 2007. Compare Tex. Civ. Prac. & Rem.Code Ann. § 150.002 with Act of May 18, 2005, 79th Leg., R.S., ch. 208, § 2, 2005 Tex. Gen. Laws 369, 370 (formerly codified at Tex. Civ. Prac. & Rem.Code § 150.002, amended 2009); Act of May 12, 2005, 79th Leg., R.S., ch. 189, §§ 1-2, 2005 Tex. Gen. Laws 348, 348 (formerly codified at Tex. Civ. Prac. & Rem.Code § 150.002, amended 2009). Chapter 150 applies to “any action or arbitration proceeding for damages arising out of the provision of professional services ” by a licensed engineering firm. Tex. Gen. Laws at 348, 370 (formerly codified at Tex. Civ. Prac. & Rem.Code § 150.002). The plaintiff in such an action is required to file a particular kind of affidavit, referred to as a “certificate of merit,” contemporaneously with the complaint or, under certain specified conditions, within thirty days after the complaint. Id. The certificatе of merit required by the statute is an affidavit from a third-party professional who holds the same license as the defendant. Id. At issue in this case is whether a party may waive its right to file a motion to dismiss under this chapter and, if so, what actions by a defendant constitute waiver. See Consol. Reinforcement, L.P. v. Carothers Exec. Homes, Ltd.,
A number of Texas courts of appeals have addressed the concept of waiver regarding whether a defendant can invoke the judicial process to such a degree that an opposing party can forfeit its right to seek dismissal under section 150.002. Palladian,
For example, in this court’s decision in Palladian, we held that the trial court did not abuse its discretion by dismissing Pal-ladian’s suit against Nortex for failure to file the affidavit required by section 150.002. Palladian,
Other courts of appeals have reached similar holdings. Ustanik,
These cases illustrate the kind of conduct that falls short of a party waiving the right to move the court to dismiss the case for failure of the plaintiff to file a section 150.002 certificate of merit. But they also connote that a party can substantially invoke the judicial process to such an extent that it is clear the litigant is abandoning the right to dismiss the cаse under section 150.002. See Landreth,
Furthermore, persuasion that waiver can occur even in the context of a statutory scheme where no deadline is found in the statute and dismissal appears mandatory on its face can also be found in Texas supreme court precedent. Roccaforte v. Jefferson Cnty.,
For example, in Jemigan, although the medical mаlpractice statute in question contained no statutory deadline to file a motion to dismiss, our supreme court reasoned that “we must decide whether [Jer-nigan] nevertheless waived the right” to move for a motion to dismiss when Jerni-gan had invoked the judicial process. Jernigan,
Seizing upon this precedent, Justice Wil-lett stated in his concurring opinion in Roccaforte, “Under [Texas supreme court] precedent, dismissal delayed is sometimes dismissal denied,” even when the statute, “mandates strict compliance.” Roccaforte,
The possibility of waiver in a section 150.002 certificate-of-merit case is also supported by the intent behind the statute. Indeed, one of the purposes of section 150.002 is to provide the trial court with a vehicle to determine the merit of claims against architects and engineers. See Criterium-Farrell Eng’rs v. Owens,
Based on Texas suрreme court precedent, our own precedent, other Texas courts of appeals precedent, and the purpose of this statute, we conclude and hold that when conduct by a litigant is consistent with a party who has intentionally
D. Gutierrez Waived His Right to Move for Dismissal
Determining waiver by substantial invocation of the judicial process inherently requires a reviewing court to look to the totality of circumstances. Perry Homes,
1. Participation in discovery
One factor considered by a number of courts that have addressed waiver in the section 150.002 context is whether the defendant participated, and to what extent, in pretrial discovery before moving for a motion to dismiss. See Landreth,
In this case, however, the record shows that Gutierrez participated extensively in discovery. Gutierrez noticed and took both of the Murphys’ depositions. More than one year after this suit was filed, Gutierrez allowed himself to be deposed. He participated in the deposition of one of the principals of co-defendant and cross-plaintiff Classic. He designated and presented for dеposition his own expert witness. Gutierrez also propounded written discovery to both the Murphys and Classic. And he responded to written discovery. It can hardly be said that Gutierrez’s participation in discovery was “purely preliminary.” Perry Homes,
Another factor considered by courts in determining whether a party waived its right to pursue dismissal under section 150.002 is whether the party sought and obtained affirmative relief from the trial court. Landreth,
In this case, not only did Gutierrez seek both traditional and no-evidence summary judgments, the trial court granted in part his motions for summary judgment. Thus, Gutierrez not only attempted to “achieve a satisfactory result” by filing his motions for summary judgment, but he allowed the trial court to rule on these motions before ever reurging his motion to dismiss. We conclude that this factor weighs in favor of finding thаt Gutierrez intended to proceed with litigating this case and waive his right to pursue dismissal under section 150.002. See Williams Indus., Inc. v. Earth Dev. Sys. Corp.,
3.Attempts at alternative means of dispute resolution
Although not often analyzed regarding the waiver of the right to move for dismissal under section 150.002, a factor we conсlude weighs against Gutierrez and in favor of finding that he intended to waive his right to seek dismissal in this case is the fact that he participated in court-ordered mediation regarding this case before ever reurging his motion to dismiss. See Marble Slab Creamery, Inc. v. Wesic, Inc.,
4.When did the party seek dismissal?
Another faсtor considered by courts addressing waiver, both in the context of section 150.002 and in other waiver settings, is when the party seeking the alter
In this case, after over three and one-half years of conducting discovery; filing motions for both traditional and no-evidence summary judgment, which the trial court granted in part; participating in court-ordered mediation; and filing claims against co-defendant Classic, Gutiеrrez then reurged his motion to dismiss only five days before trial was scheduled. We conclude that by reurging his motion to dismiss so late in the game and on the eve of trial, Gutierrez evinced intent to waive the right to seek dismissal under section 150.002. This factor also weighs in favor of finding waiver.
5. The factor of elapsed time
Most cases dealing with waiver, both in the section 150.002 setting and in other waiver settings, address how much time elapsed in the litigation process prior to seeking the alternative relief. See Republic Ins. Co. v. Paico Receivables, LLC,
But in this case, when coupled with the other factors present — extensive discovery, seeking affirmative action by the trial court, and participating in court-orderеd mediation — the over three and one-half years of litigation is a fact that also tends to demonstrate that Gutierrez intended to substantially invoke the judicial process and intended to relinquish his right to seek dismissal under section 150.002. Perry Homes,
6. The totality of the factors in this case
In this case, cоnsidering the totality of the circumstances and the factors discussed above that show Gutierrez’s intention to litigate this case, we conclude and hold that Gutierrez substantially invoked the judicial process and that he waived his right to pursue dismissal of the Murphys’ claims under section 150.002. Therefore, the trial court abused its discretion by granting Gutierrez’s section 150.002 mo
IV. Conclusion
Having sustained a part of the Murphys’ first issue, we need not address the remainder of their first issue pertaining to lаches. We also need not address their second issue. Accordingly, we reverse the trial court’s order dismissing the Murphys’ claims and remand the case for further proceedings consistent with this opinion.
Notes
. After the Murphys filed suit, Deanna passed away and Toornburg, the representative of her estate, took her place as a plaintiff in this suit.
. The Murphys allege in their brief that even though they did not file a certificate of merit contemporaneously with their original petition, they did file a certificate shortly thereafter. The Murphys contend that at this time Gutierrez abandoned his motion to dismiss and cancelled the motion to dismiss hearing. There is, however, no evidence in the record by which we can ascertain that the Murphys' version of why no hearing was held is correct or incorrect.
. As part of their first issue, the Murphys also contend that Gutierrez is barred from moving for dismissal under section 150.002 under the doctrine of laches. See Caldwell v. Barnes,
