Munoz v. MabusMunoz v. Mabus
OPINION
Ysаuro Munoz appeals an adverse summary judgment ruling on two claims arising from a single dispute over whether a Title VII predetermination settlement agreement required the Navy to provide him a particular type of training. Munoz foremost brings a breach of contract action, over which the district court lacked subject matter jurisdiction, and we therefore vacate summary judgment on Count 1 and remand with instructions to dismiss. Munoz also alleges that the denial of training was in retаliation for filing his underlying age and race discrimination complaint. We have jurisdiction over this Count and affirm.
BACKGROUND
I. Facts
Munoz has been employed for a number of years at the Naval Ship Repair Facility (“Ship Repair”) in Yokosuka, Japan. As an Engineering Technician in the Combat Systems Department, Weapons System Division, Munoz provides technical, repair, and modernization services to the Navy’s ships and weapons systems. Munoz has worked on a variety of weapons systems over the course of his career, prominently including the MK 13 Guided Missile Launcher system.
Soon after execution of the agreement, Munoz requested training on a new missile launch system (Vertical Missile Launch System, or ‘VLS”), which was in the process of replacing the MK 13 Missile. Only certified Systems Maintenance Technicians (“SMTs”), who have completed a specialized three-month course, are permitted to supervise VLS work. Peter Rita, Munoz’s supervisor and Combat Systems Director, denied the request for VLS training, explaining that (1) Ship Repair had no vacаnt VLS positions nor any need for additional VLS technicians; (2) in any event, even if a position were available, Munoz would not qualify until he acquired years of necessary experience in addition to the three-month training; and (3) the requested training was cost prohibitive, amounting to one-third of the annual training budget for the entire department.
Munoz made several additional requests for VLS training, all of which were denied on similar grounds. Meanwhile, however, the Navy sent Munoz to a variety of other training programs, at least two of which Munoz acknowledges were career-enhancing, though he insists that the settlement agreement entitles him specifically to VLS training. 1
II. Procedural History
Munoz filed a request with the Navy’s EEO officer to enforce the settlement agreement, alleging that the denial of VLS training violated its terms. Upon review of Munoz’s training records, the agency determined that three of the five classes Munoz had attended since execution of the settlemеnt agreement (rigging gear inspection, MK 44 machine gun training, and the MK 13 Engineering Working Group conference) were “directly related to [his] duties as an Engineering Technician, GS-
While his first complaint remained pending, Munoz filed a formal complaint, this time alleging retaliatory breach as well as seeking enforcement of the settlement agreement. The Navy EEO officer issued a report finding no breach. After an EEOC Administrative Law Judge (“ALJ”) dismissed Munoz’s hearing request for lack of jurisdiction because the Office of Federal Operations was already processing an identical claim, the Navy issued a final decision finding that Ship Repair had not discriminated against Munoz on the basis of race or age nor retaliated against him for his prior EEO activity in denying his requests for VLS training. Munoz appealed to the EEOC, which consolidated the two appeals and issued a decision finding that the settlement agreement did not specify any particular training sessions and that no breach had occurred, thereby disposing of Munoz’s retaliation claim as well without separately addressing it.
Munoz v. England,
Dissatisfied with the EEOC decision, Munoz filed a complaint in district court alleging: (1) breach of the settlement agreement; and (2) violation of Sections 704 and 717 of Title VII of the Civil Rights Act of 1964,
STANDARD OF REVIEW’
We review
de novo
a district court’s subject matter jurisdiction, interpretation of statutes, and grant of summary judgment.
See Singh v. Clinton,
DISCUSSION
I. Count 1: Breach of Predetermination Settlement Agreement
Although not raised by the parties, we have an independent obligation to address subject matter jurisdiction before turning to the merits of the case.
Williams v. United Airlines, Inc.,
A. Text of the Regulation
The Navy cannot be sued absent an express Congressional waiver of sovereign immunity.
See United States v. Sherwood,
Section 717 of Title VII protects federal employees and provides an express waiver of sovereign immunity in suits against the government for discriminatory employment practiсes.
See
To determine whether the district court had jurisdiction over the breach of
Because any waiver of sovereign immunity must be unequivocally expressed, this silence counsels against a finding of jurisdiction. But the text of
B. Regulatory Context
No such waiver of sovereign immunity exists in the regulatory or statutory scheme as a whole; rather, reading
The district court’s conflation of generic “complaints” of noncompliance with formal Title VII “complaints” of prohibited conduct led it to the oppоsite conclusion. The district court reasoned as follows: (1)
A closer examination of the regulatory provisions, however, reveals that “сomplaint,” as used throughout
The district court reasoned that Munoz has “already filed a complaint” (that is, the underlying complaint resolved by the settlement agreement he now seeks to enforce), and that this serves as a sufficient gateway for judicial review of all subsequent EEOC actions concerning him.
See Munoz,
C. The Tucker Act and Sovereign Immunity
We note, finally, that our reasoning conforms with the Supreme Court’s teaching that a suit to enforce a settlement agreement requires its own bаsis of jurisdiction independent from the federal source of the underlying claim,
Kokkonen v. Guardian Life Ins. Co. of Am.,
While recognizing that Title VII “provides the exclusive judicial remedy for
claims of discrimination
in federal employment,”
Brown v. Gen. Servs. Admin.,
Congress, while encouraging resolution of Title VII complaints through predetermination settlement agreements,
7
see
Without determining whether the settlement agreement entitled Munoz to VLS training, we now consider whether the Navy’s denial of his rеquests was retaliatory in nature.
In a Title VII retaliation action, plaintiff bears the ultimate burden of showing defendant’s stated reasons to be merely pretextual, once defendant has given legitimate, non-retaliatory grounds for its actions.
McDonnell Douglas Corp. v. Green,
Here, the Navy produced legitimate, non-retaliatory, and non-discriminatory reasons for denying Munoz VLS training, consistent with the reasons repeatedly given at the time of Munoz’s requests and prior to commencement of litigation. First, the only authorized VLS billet was already filled by a certified SMT, and no other VLS billets were available or would soon become available; second, even with the classroom training he sought, Munoz would still be unqualified to fill a VLS billet, which requires not only SMT certification but also ten years of on-the-job experience; and third, training Munoz would be cost-prohibitive.
Munoz is unable to produce more than mere allegations of retaliatory or discriminatory motives. In response to the Navy’s legitimate explanation that no vacant VLS position was available, Munoz argues that the Navy acknowledged a need for more VLS technicians and had the ability to add new VLS billets. Even if the Navy could have created a new billet, Munoz fails to show any retaliatory motive behind its decision not to exercise that authority. He has no better response to the Navy’s second proffered reason, simply alleging, without evidence, that his supervisor revised the VLS position description intentionally to preclude him from qualifying, and that others lacking the new qualification requirements were allowed to fill the slot. The assertion is undermined by evidence showing that Ship Repair imposed the ten-year requirement before Munoz filed his first complaint or requested VLS training, and therefore before Ship Repair even had notice that Munoz wanted VLS training. Unsubstantiated assertions of retaliatory intent, without more, are insufficient to overcome the Navy’s profferеd neutral reasons.
Tarín v. County of Los Angeles,
Finally, Munoz claims that the credibility of the Navy’s third ground for denial, budgetary constraints, is undermined by the fact that the Navy paid the same per diem and travel expenses to send him to other training sessions, such as the three-month MK 45 training. The district court, however, correctly concluded that this evidence is not sufficiently specific and substantial to support an inference of retaliatory intent where it is the employer’s prerogative to determine how best to allocate its limited training funds.
AFFIRMED in part, VACATED in part, and REMANDED for proceedings consistent with this Opinion. Each party to bear its own costs on appeal.
Notes
. Within the twelve-month period provided for in the settlement agreement, Ship Repair sent Munoz to an MK 13 Engineering Working Group conference, as well as training programs on VLS deluge valve overhaul and the MK 44 machine gun. Since then, Munoz has also attended trainings on magazine sprinkler operations and maintenance, and MK 45 five-inch gun systems. The last of these sessions qualified him for his current position as an MK 45 five-inch gun technician at Ship Repair, and he is no longer on the PPP list for reassignment.
. The contract at issue is known as a "predеtermination settlement agreement,” i.e., an agreement negotiated and entered into prior to formal investigation, determination of reasonable cause, and conciliation attempt by the EEOC.
See
. Two of our earlier cases bear on this question but do not directly answer it. In the first, we held that the EEOC could not "leapfrog[]” Title VII administrative prоcedures, which serve as jurisdictional prerequisites, by
.
(a) ... If the complainant believes that the agency has failed to comply with the terms of a settlement agreement or decision, the complainant shall notify the EEO Director, in writing, of the alleged noncompliance ... The complainant may request that the terms of [the] settlement agreement be specifically implemented or, alternatively, that the complaint be reinstated for further processing from the point processing ceased.
(b) ... If ... complainant is not satisfied with the agency’s attempt to resolve the matter, the complainant may appeal to the Commission for a determination as to whether the agency has compliеd with the terms of the settlement agreement or decision. ...
(c) ... If the Commission determines that the agency is not in compliance ..., it may order such compliance or it may order that the complaint be reinstated for further processing from the point processing ceased. Allegations that subsequent acts of discrimination violate a settlement agreement shall be processed as separate complaints under § 1614.106 or § 1614.204, as appropriatе, rather than under this section.
. Congress has effected a limited waiver of sovereign immunity in such suits pursuant to the Tucker and Little Tucker Acts. Tucker Act,
. Indеed, for a long time, the Court of Federal Claims relied on this principle to find that it therefore lacked jurisdiction over suits to enforce settlement agreements resolving Title VII disputes.
See, e.g., Fausto v. United States,
. In fact, several other circuits have relied on the central role of voluntary agreements in Title VII’s overall statutory scheme in finding Title VII jurisdiction to еnforce such agreements.
See EEOC v. Liberty Trucking Co.,
. Even if the district court had been able to exercise jurisdiction over Munoz's breach of settlement agreement claim, we agree with the district court and with the EEOC that no breach occurred. The settlement agreement stated Munoz would receive career-enhancing training but did not identify any specific classes. Munoz conceded that the Magazine Sprinkler Inspection and MK 45 trainings he received were career-enhancing, and the plain meaning of the agreement entitles him to nothing more. Although these career-enhancing trainings admittedly took place after the twelve-month period contemplated by the settlement agreement, Munoz’s remedies under