MUNIZ ET AL. v. HOFFMAN, REGIONAL DIRECTOR, NATIONAL LABOR RELATIONS BOARD
No. 73-1924
SUPREME COURT OF THE UNITED STATES
June 25, 1975
422 U.S. 454
Solicitor General Bork argued the cause for respondent. With him on the brief were Allan Abbot Tuttle, Peter G. Nash, John S. Irving, Patrick Hardin, and Norton J. Come.*
The issues in this case are whether a labor union or an individual, when charged with criminal contempt for violating an injunction issued pursuant to
I
Early in 1970, Local 21 of the San Francisco Typographical Union commenced picketing a publishing plant of a daily newspaper in San Rafael, Cal. Shortly thereafter, the newspaper filed an unfair labor practice charge against this union activity, and the Regional Director of the National Labor Relations Board, in response to that filing, petitioned the District Court pursuant to
II
The petitioners’ claim to jury trial under
The crucial issue is whether in enacting the Wagner and Taft-Hartley Acts, Congress not only intended to exempt the injunctions they authorized from Norris-LaGuardia‘s limitations, but also intended that civil and criminal contempt proceedings enforcing those injunctions were not to afford contemnors the right to a jury trial. Surely, if
The Wagner Act made employers subject to court orders enforcing Board cease-and-desist orders. Those orders, or many of them, were of the kind Norris-LaGuardia, on its face, prohibited; but
No party in this case suggests that the injunctions authorized by Congress in 1935 and 1947 were subject to the jurisdictional and procedural limitations of Norris-LaGuardia. Neither can it be seriously argued that, at the time of enactment of the Wagner and Taft-Hartley Acts, civil or criminal contempt charges arising from violations of injunctions authorized by those statutes were to be tried to a jury. The historic rule at the time was that, absent contrary provision by rule or statute, jury trial was not required in the case of either civil or criminal contempt. See Green v. United States, 356 U. S. 165, 183, 189 (1958).
It would be difficult to contend otherwise. It seems beyond doubt that since 1935 it had been understood that the injunctions and enforcement orders referred to in
That this was the congressional understanding is revealed by the legislative history of the Labor Management Relations Act.6 The House Managers’ statement in explanation of the House Conference Report on Taft-Hartley stated:
“Sections 10 (g), (h), and (i) of the present act, concerning the effect upon the Board‘s orders of enforcement and review proceedings, making inapplicable the provisions of the Norris-LaGuardia Act in proceedings before the courts, were unchanged either by the House bill or by the Senate amendment, and are carried into the conference agreement.” H. R. Conf. Rep. No. 510, 80th Cong., 1st Sess., 57 (1947) (emphasis added).7
Such also was the understanding of Senator Ball, unchallenged on this point by his colleagues on the floor of the Senate during the debate on Taft-Hartley. Senator Ball stated:
“[T]he... Norris-LaGuardia Act is completely suspended... in the current National Labor Relations Act whenever the Board goes into court to obtain an enforcement order for one of its decisions. Organized labor did not object to the suspension of the Norris-LaGuardia Act in that case, I suppose presumably because under the present act the only ones to whom it could apply are employers. Organized labor was perfectly willing to have the Norris-LaGuardia Act completely wiped off the books when it came to enforcing Board orders in labor disputes against employers.” 93 Cong. Rec. 4835 (1947).
This statement was made in the context of Senator Ball‘s explanation of his proposed amendment to
“[W]hen the regional attorney of the NLRB seeks an injunction [pursuant to § 10 (l) as reported] the Norris-LaGuardia Act is completely suspended.... We do not go quite that far in our amendment. We simply provide that the Norris-LaGuardia Act shall not apply, with certain exceptions. We leave in effect the provisions of sections 11 and 12. Those are the sections which give an individual charged with contempt of court the right to a jury trial.” 93 Cong. Rec. 4834 (1947).
The Ball amendment was defeated, and private injunctive actions were not authorized. But the provisions for Board injunctions were retained and the necessity for them explained in the Senate Report:
“Time is usually of the essence in these matters, and consequently the relatively slow procedure of Board hearing and order, followed many months later by an enforcing decree of the circuit court of appeals, falls short of achieving the desired objectives-the prompt elimination of the obstructions to the free flow of commerce and encouragement of the practice and procedure of free and private collective bargaining. Hence we have provided that the Board, acting in the public interest and not
in vindication of purely private rights, may seek injunctive relief in the case of all types of unfair labor practices and that it shall also seek such relief in the case of strikes and boycotts defined as unfair labor practices.” S. Rep. No. 105, 80th Cong., 1st Sess., 8 (1947) (emphasis added).
III
It is argued, however, that whatever the intention of Congress might have been with respect to jury trial in contempt actions arising out of Taft-Hartley injunctions, all this was changed when § 11 was repealed and replaced by
This argument is unpersuasive. Not a word was said in connection with recodifying § 11 as
Just as
“Based on section 111 of title 29, U. S. C., 1940 ed., Labor (Mar. 23, 1932, ch. 90, § 11, 47 Stat. 72).
“The phrase ‘or the District of Columbia arising under the laws of the United States governing the issuance of injunctions or restraining orders in any case involving or growing out of a labor dispute’ was inserted and the reference to specific sections of the Norris-LaGuardia Act (sections 101-115 of title 29, U. S. C., 1940 ed.) were eliminated.” H. R. Rep. No. 304, supra, at A176; 18 U. S. C., pp. 4442-4443.
It has long been a “familiar rule, that a thing may be within the letter of the statute and yet not within the statute, because not within its spirit, nor within the intention of its makers.” Holy Trinity Church v. United States, 143 U. S. 457, 459 (1892). Whatever may be said with regard to the application of this rule in other
The general rule announced in Ryder was applied by this Court in Fourco Glass Co. v. Transmirra Corp., 353 U. S. 222 (1957). In that case, the question was whether venue in patent infringement actions was to be governed by
The Court rejected this argument in terms acutely
In Tidewater Oil Co. v. United States, 409 U. S. 151 (1972), the Court applied the rule that revisions contained in the 1948 Judicial Code should be construed by reference to the Reviser‘s Notes. The question was whether a change in the language of
In this case, involving the 1948 revision of the Criminal Code, the House and Senate Reports caution repeatedly against reading substantive changes into the revision, and the Reviser‘s Note to
IV
We also agree with the Court of Appeals that the union petitioner had no right to a jury trial under
This Court has as yet not addressed the question whether and in what circumstances, if at all, the imposition of a fine for criminal contempt, unaccompanied by imprisonment, may require a jury trial if demanded by the defendant. This case presents the question whether a fine of $10,000 against an unincorporated labor union found guilty of criminal contempt may be imposed after denying the union‘s claim that it was entitled to a jury trial under the
We cannot agree. In determining the boundary between petty and serious contempts for purposes of applying the
Affirmed.
I
I believe that petitioners are entitled to trial by jury under
“In all cases of contempt arising under the laws of the United States governing the issuance of injunctions or restraining orders in any case involving or growing out of a labor dispute, the accused shall enjoy the right to a speedy and public trial by an impartial jury....”
In enacting this language in 1948, Congress reaffirmed the purpose originally expressed in § 11 of the Norris-LaGuardia Act, 47 Stat. 72,
For the reasons stated by MR. JUSTICE STEWART, post, at 485-486, I am persuaded that §§ 10 (h) and 10 (l) of the National Labor Relations Act made inapplicable only the anti-injunction provisions of the Norris-LaGuardia Act and did not disturb § 11. The broad mandate of § 11, to afford trial by jury in a contempt proceeding involving an injunction issued in a labor dispute, was thus continued in
II
I would reverse the judgment against Local 70 on constitutional grounds.4
“In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed....” (Emphasis added.)
The Court fails to give effect to this language when it declares that a $10,000 fine is not “of such magnitude that a jury should have been interposed to guard against bias or mistake.” Ante, at 477. I have previously protested this Court‘s refusal to recognize a right to jury trial in cases where it deems an offense to be “petty.”5 But even the “petty offense” exception cannot justify today‘s result, for it is impossible fairly to characterize either the offense or its penalty as “petty.”6 Disobedience of an injunction obtained by the Board is hardly a transgression trivial by its nature; and the imposition of a $10,000 fine is not a matter most locals would take lightly. In any event, the Constitution deprives us of the power to grant or withhold trial by jury depending upon our assessment of the substantiality of the penalty. To the argument that the Framers could not have intended to provide trial by jury in cases involving only
“In a suit at common law to recover above $20.00, a jury trial is assured. And to us, it seems improbable that while providing for this protection in such a trifling matter the framers of the Constitution intended that it might be denied where imprisonment for a considerable time or liability for fifteen times $20.00 confronts the accused.”
I would follow the clear command of
MR. JUSTICE STEWART, with whom MR. JUSTICE MARSHALL and MR. JUSTICE POWELL join, dissenting.
In 1948 Congress repealed § 11 of the Norris-LaGuardia Act, 47 Stat. 72,
The contempt proceedings in the present case arose out of a dispute between Local 21 of the International Typographical Union and the San Rafael Independent Jour
“In all cases of contempt arising under the laws of the United States governing the issuance of injunctions or restraining orders in any case involving or growing out of a labor dispute, the accused shall enjoy the right to a speedy and public trial by an impartial jury of the State and district wherein the contempt shall have been committed.”
Section 10 (l) requires the Board‘s regional official to petition the appropriate district court for injunctive relief pending final Board adjudication when he has “reasonable cause” to believe that a labor organization or its agents have engaged in certain specified unfair labor practices.1 Although not all unfair labor practices potentially subject to § 10 (l) injunctions need arise out of a “labor dispute,” both the primary strike and the secondary activity in this case concerned the “terms or conditions of employment” of Local 21 members. Thus, the injunction and subsequent contempt proceedings clearly involved a “labor dispute” as that term is defined in the Norris-LaGuardia Act and the National Labor Relations Act.2 Accordingly, § 10 (l) is here a law governing the issuance of an injunction in
There is nothing in the rather meager legislative history of
Nothing in § 10 (l), or in any other provision of the National Labor Relations Act, requires that
Similarly, § 10 (h) does not indicate a congressional intent to eliminate the jury trial requirement for criminal contempts arising from disobedience of injunctions issued pursuant to the National Labor Relations Act.5 That
In contrast, when Congress provided for the issuance of injunctions during national emergencies as part of the Taft-Hartley Act,
Notes
“In all cases arising under sections 101-115 of this title in which a person shall be charged with contempt in a court of the United States (as herein defined), the accused shall enjoy the right to a speedy and public trial by an impartial jury of the State and district wherein the contempt shall have been committed.” Petitioner Muniz apparently decided not to raise the constitutional issue in this Court; our grant of certiorari on the issue thus extended only to Local 70. 419 U. S. 992 (1974). Any such intention would be inconsistent with the decision to repeal § 11 and to replace it with a broadly worded provision in the title of the United States Code dealing generally with “Crimes and Criminal Procedure.”
“The whole theory of enforcement of these orders is through contempt proceedings.... [T]he order of the labor board is made an order of the Federal court, subject to being punished by contempt. Now, in the Norris-LaGuardia Act, there has been considerable change of the ordinary procedure on contempt. I won‘t go into detail, but simply state that in a great majority of instances punishment, where the employees are the defendants, must be by trial by jury. This is, of course, not permissible in any case under the Wagner bill.” Hearings on S. 2926 before the Senate Committee on Education and Labor, 73d Cong., 2d Sess., 505 (1934). As noted in my dissenting opinion in Cheff v. Schnackenberg, 384 U. S. 373, 386-391 (1966), the “petty offense” doctrine began as an effort to identify offenses that were by their nature “petty,” and the punishment prescribed or imposed was one factor to be considered in characterizing the offense. Under the Court‘s current formulation, the penalty is of controlling significance. See Codispoti v. Pennsylvania, 418 U. S. 506, 512 (1974). The principal piece of legislative history offered as evidence of an affirmative congressional intent to free from the requirements of Norris-LaGuardia criminal contempt proceedings for violations of a § 10 (l) injunction is a statement by Senator Ball made during debate over the Senator‘s proposed amendment to that section. See 93 Cong. Rec. 4834. Particularly in view of the complete absence of any support for Senator Ball‘s expansive interpretation of § 10 (l) in the committee and conference reports, see, e. g., S. Rep. No. 105, 80th Cong., 1st Sess., 8, 27; H. R. Conf. Rep. No. 510, 80th Cong., 1st Sess. (House Managers’ statement), 57, that individual expression of opinion is without significant weight in the interpretation of the statute. McCaughn v. Hershey Chocolate Co., 283 U. S. 488, 493-494 (1931); Lapina v. Williams, 232 U. S. 78, 90 (1914).
There could be no argument that the change in wording in
“Revision, as distinguished from codification, required the substitution of plain language for awkward terms, reconciliation of conflicting laws, repeal of superseded sections, and consolidation of related provisions.”
The Senate Reports on the two revisions likewise expressed the intention of preserving the original meaning of the statutes undergoing revision. Compare S. Rep. No. 1620, 80th Cong., 2d Sess., 1 (1948), quoted in the text, supra, at 469, with S. Rep. No. 1559, 80th Cong., 2d Sess., 2 (1948) (“great care has been exercised to make no changes in the existing law which would not meet with substantially unanimous approval“). Testimony in the House joint hearings confirms that the methods and intent of the revisers themselves were the same with respect to both revisions. Hearings, supra, at 6.
“There is one thing that I would like to point out... and that is the rule of statutory construction.
“In the work of revision, principally codification, as we have
“To find out the intent, I think the courts would go to the report of the committee on the bills and these reports are most comprehensive. We have incorporated in them... notes to each section of the bills, both the criminal code and the judicial code.
“It is clearly indicated in each of those revisers’ notes whether any change was intended so that merely because we have changed the language-we have changed the language to get a uniform style, to avoid awkward expression, to state a thing more concisely and succinctly-but a mere change in language will not be interpreted as an intent to change the law unless there is some other clear evidence of an intent to change the law.” Hearings on Revision of Titles 18 and 28 of the United States Code before Subcommittee No. 1 of the House Committee on the Judiciary, 80th Cong., 1st Sess., 40 (1947) (emphasis added).
This statement is particularly persuasive in view of the fact that its maker, Mr. Zinn, had served as Counsel to the Committee on Revision of the Laws for the previous eight years; the House Report on the revision of the Criminal Code pointed out that Mr. Zinn had, for that Committee, “exercised close and constant supervision” over the work of the revisers who prepared the revision. H. R. Rep. No. 304, 80th Cong., 1st Sess., 3 (1947). The nature of the revision process itself requires the courts, including this Court, to give particular force to the many express disavowals in the House and Senate Reports of any intent to effect substantive changes in the law.
Nathan R. Berke filed a brief for California Newspapers, Inc., dba San Rafael Independent Journal, as amicus curiae urging affirmance.
