Muniz v. HoffmanMuniz v. Hoffman
Lead Opinion
delivered the opinion of the Court.
The issues in this case are whether a labor union or an individual, when charged with criminal contempt for violating an injunction issued pursuant to § 10 (Í) of the Labor Management Relations Act, as added, 61 Stat. 149, and as amended,
I
Early in 1970, Local 21 of the San Francisco Typographical Union commenced picketing a publishing plant of a daily newspaper in San Rafael, Cal. Shortly thereafter, the newspaper filed an unfair labor practice charge against this union activity, and the Regional Director of the National Labor Relations Board, in response to that filing, petitioned the District Court pursuant to § 10 (l) for a temporary injunction against those activities pending final disposition of the charge by the Board. The District Court, after a hearing, granted the requested relief and, more than two months later, granted a second petition for a temporary injunction filed by the Regional Director in response to other union activities related to
II
The petitioners’ claim to jury trial under
The crucial issue is whether in enacting the Wagner and Taft-Hartley Acts, Congress not only intended to exempt the injunctions they authorized from NorrisLaGuardia’s limitations, but also intended that civil and criminal contempt proceedings enforcing those injunctions were not to afford contemnors the right to a jury trial. Surely, if § 10 (i) of Taft-Hartley had expressly provided that contempt proceedings arising from the injunctions which the section authorized would not be subject to jury trial requirements, it would be as difficult to argue that
The Wagner Act made employers subject to court orders enforcing Board cease-and-desist orders. Those orders, or many of them, were of the kind NorrisLaGuardia, on its face, prohibited; but § 10 (h) of the Wagner Act provided that in “granting appropriate temporary relief or a restraining order, or . . . enforcing ... or setting aside ... an order of the Board, . . .
No party in this case suggests that the injunctions authorized by Congress in 1935 and 1947 were subject to the jurisdictional and procedural limitations of NorrisLaGuardia. Neither can it be seriously argued that, at the time of enactment of the Wagner and Taft-Hartley Acts, civil or criminal contempt charges arising from violations of injunctions authorized by those statutes were to be tried to a jury. The historic rule at the time was that, absent contrary provision by rule or statute, jury trial was not required in the case of either civil or criminal contempt. See Green v. United States,
It would be difficult to contend otherwise. It seems beyond doubt that since 1935 it had been understood that the injunctions and enforcement orders referred to in § 10 (h) were not subject to the jury requirements of § 11 of Norris-LaGuardia. When Congress subjected labor unions to unfair labor practice proceedings in 1947, and in §§ 10 (j) and 10 (l) provided for interim injunctive relief from the courts pending Board decision in unfair labor practice cases, it was equally plain that § 11 by its own terms would not apply to contempt cases arising out of these injunctions. By providing for labor
That this was the congressional understanding is revealed by the legislative history of the Labor Management Relations Act.
“Sections 10 (g), (h), and (i) of the present act, concerning the effect upon the Board's orders of enforcement and review proceedings, making inapplicable the provisions of the Norris-LaGuardia Act in proceedings before the courts, were unchanged either by the House bill or by the Senate amendment, and are carried into the conference agreement.” H. R. Conf. Rep. No. 510, 80th Cong., 1st Sess., 57 (1947) (emphasis added).7
“[T]he . . . Norris-LaGuardia Act is completely suspended ... in the current National Labor Relations Act whenever the Board goes into court to obtain an enforcement order for one of its decisions. Organized labor did not object to the suspension of the Norris-LaGuardia Act in that case, I suppose presumably because under the present act the only ones to whom it could apply are employers. Organized labor was perfectly willing to have the NorrisLaGuardia Act completely wiped off the books when it came to enforcing Board orders in labor disputes against employers.” 93 Cong. Rec. 4835 (1947).
This statement was made in the context of Senator Ball’s explanation of his proposed amendment to § 10 (l) as reported out of committee. That section provided generally that the Board would be required, under certain circumstances, to seek injunctive relief in the federal
“[W]hen the regional attorney of the NLRB seeks an injunction [pursuant to § 10 (7) as reported] the Norris-LaGuardia Act is completely suspended .... We do not go quite that far in our amendment. We simply provide that the Norris-LaGuardia Act shall not apply, with certain exceptions. We leave in effect the provisions of sections 11 and 12. Those are the sections which give an individual charged with contempt of court the right to a jury trial.'' 93 Cong. Rec. 4834 (1947).
The Ball amendment was defeated, and private injunctive actions were not authorized. But the provisions for Board injunctions were retained and the necessity for them explained in the Senate Report:
“Time is usually of the essence in these matters, and consequently the relatively slow procedure of Board hearing and order, followed many months later by an enforcing decree of the circuit court of appeals, falls short of achieving the desired objectives — the prompt elimination of the obstructions to the free flow of commerce and encouragement of the practice and procedure of free and private collective bargaining. Hence we have provided that the Board, acting in the public interest and not*467 in vindication of purely private rights, may seek injunctive relief in the case of all types of unfair labor practices and that it shall also seek such relief in the case of strikes and boycotts defined as unfair labor practices.” S. Rep. No. 105, 80th Cong., 1st Sess., 8 (1947) (emphasis added).
Ill
It is argued, however, that whatever the intention of' Congress might have been with respect to jury trial in contempt actions arising out of Taft-Hartley injunctions, all this was changed when § 11 was repealed and replaced by
This argument is unpersuasive. Not a word was said in connection with recodifying § 11 as
Just as
“Based onsection 111 of title 29, U. S. C., 1940 ed., Labor (Mar. 23, 1932, ch. 90, § 11, 47 Stat. 72).
“The phrase ‘or the District of Columbia arising under the laws of the United States governing the issuance of injunctions or restraining orders in any case involving or growing out of a labor dispute’ was inserted and the reference to specific sections of the Norris-LaGuardia Act (sections 101-115 of title 29, U. S. C., 1940 ed.) were eliminated.” H. R. Rep. No. 304, supra, at A176; 18 U. S. C., pp. 4442-4443.
It has long been a “familiar rule, that a thing may be within the letter of the statute and yet not within the statute, because not within its spirit, nor within the intention of its makers.” Holy Trinity Church v. United States,
The Court rejected this argument in terms acutely
In this case, involving the 1948 revision of the Criminal Code, the House and Senate Reports caution repeatedly against reading substantive changes into the revision, and the Reviser’s Note to
We also agree with the Court of Appeals that the union petitioner had no right to a jury trial under Art. Ill, § 2, and the Sixth Amendment. Green v. United States,
This Court has as yet not addressed the question whether and in what circumstances, if at all, the imposition of a fine for criminal contempt, unaccompanied by imprisonment, may require a jury trial if demanded by the defendant. This case presents the question whether a fine of $10,000 against an unincorporated labor union found guilty of criminal contempt may be imposed after denying the union’s claim that it was entitled to a jury trial under the Sixth Amendment. Local 70 insists that where a fine of this magnitude is imposed, a contempt cannot be considered a petty offense within the meaning of
We cannot agree. In determining the boundary between petty and serious contempts for purposes of applying the Sixth Amendment’s jury trial guarantee, and in holding that a punishment of more than six months in prison could not be ordered without making a jury trial available to the defendant, the Court has referred to the relevant rules and practices followed by the federal and state regimes, including the definition of petty offenses under
Affirmed.
Notes
A fine of $25,000 was imposed initiafiy, but $15,000 of that fine was subsequently remitted by the District Court based on Local 70’s obedience of the injunctions subsequent to the adjudication of contempt.
Title
“In all cases of contempt arising under the laws of the United States governing the issuance of injunctions or restraining orders in any case involving or growing out of a labor dispute, the accused shall enjoy the right to a speedy and public trial by an impartial jury of the State and district wherein the contempt shall have been committed.”
Although stating broadly at the outset that “[b]y its own terms [
“As the House passed the bill it did not apply to all contempt cases under the act. As the Senate passed it, it applied to aE cases, either under the act or otherwise. As the House passed it, it applied only to criminal contempt. As the Senate passed it, it applied to all contempts. The compromise was to confine it to aE cases under the act and to eliminate the word ‘criminal,’ but the cases must arise under this act.” Id.., at 6450.
And, Senator Norris continued:
“Under the compromise made, the language of the Senate was agreed to, so that now anyone charged with any kind of a contempt arising under any of the provisions of this act will be entitled to a jury trial in the contempt proceedings.” Id., at 6453.
Certainly when Congress used the phrase “the accused” in § 11, it did not mean to limit that phrase to describing only those accused of criminal contempt.
The dissent of Mr. Justice Stewart also suggests that this limited reading of
In arguing that
There is also a suggestion in the dissent of Mr. Justice Stewart that one charged with contempt of an injunction issued during a national emergency,
Mr. Justice Stewart’s position with respect to the applicability of
On the other hand, if Mr. Justice Stewart would limit
Section 11 of the Norris-LaGuardia Act,
“In all cases arising under sections 101-116 of this title in which a person shall be charged with contempt in a court of the United States (as herein defined), the accused shall enjoy the right to a speedy and public trial by an impartial jury of the State and district wherein the contempt shall have been committed.”
The position of Mr. Justice Douglas, dissenting, post, at 478-479, that injunctions issued pursuant to the Wagner and Taft-Hartley Acts are or would have been “arising under” the Norris-LaGuardia Act, and therefore subject to § 11 prior to 1948, is contrary to the understanding of the Congresses that passed the Wagner Act, n. 6, infra, and the Taft-Hartley Act, infra, at 46L-467, and of every court to have considered this question, see cases cited n. 12, infra.
The only legislative history of the Wagner Act addressing this question was- the statement of a witness, apparently made in reference to the original version of § 10 (h), § 304 (a) of S. 2926, which was uncontradicted by any prior or subsequent history:
“The whole theory of enforcement of these orders is through contempt proceedings .... [T]he order of the labor board is made an order of the Federal court, subject to being punished by contempt. Now, in the Norris-LaGuardia Act, there has been considerable change of the ordinary procedure on contempt. I won’t go into detail, but simply state that in a great majority of instances punishment, where the employees are the defendants, must be by trial by jury. This is, of course, not permissible in any case under the Wagner bill.” Hearings on S. 2926 before the Senate Committee on Education and Labor, 73d Cong., 2d Sess., 505 (1934).
The dissents suggest that the word “jurisdiction” as used in both § 10 (h) and § 10 (l) is to be read in the technical sense and that the reference to all the provisions of Norris-LaGuardia in § 10 (h) was merely “an additional means of identifying” the NorrisLaGuardia Act. Post, at 486. Yet the language quoted in the text from the House Managers’ statement supports only the position that Congress, in re-enacting § 10 (h) in 1947, understood that section as “making inapplicable the provisions of the Norris-LaGuardia
Petitioners’ contention that
There could be no argument that the change in wording in
The House Report states that “[t]he reviser’s notes . . . explain in detail every change made in text.” H. R. Rep. No. 304, 80th Cong., 1st Sess., 9 (1947).
The Court’s analysis in Fourco Glass Co. v. Transmirra Corp.,
“Revision, as distinguished from codification, required the substitution of plain language for awkward terms, reconciliation of conflicting laws, repeal of superseded sections, and consolidation of related provisions.”
The Senate Reports on the two revisions likewise expressed the intention of preserving the original meaning of the statutes undergoing revision. Compare S. Rep. No. 1620, 80th Cong., 2d Sess., 1 (1948), quoted in the text, supra, at 469, with S. Rep. No. 1559, 80th Cong., 2d Sess., 2 (1948) (“great care has been exercised to make no changes in the existing law which would not meet with substantially unanimous approval”). Testimony in the House joint hearings confirms that the methods and intent of the revisers themselves were the same with respect to both revisions. Hearings, supra, at 6.
This point was clearly made by the Law Revision Counsel to the House subcommittee which held joint hearings on the revisions to the Judicial and Criminal Codes:
“There is one thing that I would like to point out . . . and that is the rule of statutory construction.
“In the work of revision, principally codification, as we have*473 done here, keeping revision to a minimum, I believe the rule of statutory construction is that a mere change of wording will not effect a change in meaning unless a clear intent to change the meaning is evidenced.
“To find out the intent, I think the courts would go to the report of the committee on the bills and these reports are most comprehensive. We have incorporated in them . . . notes to each section of the bills, both the criminal code and the judicial code.
“It is clearly indicated in each of those revisers’ notes whether any change was intended so that merely because we have changed the language — we have changed the language to get a uniform style, to avoid awkward expression, to state a thing more concisely and succinctly — but a mere change in language will not be interpreted as an intent to change the law unless there is some other clear evidence of an intent to change the law.” Hearings on Revision of Titles 18 and 28 of the United States Code before Subcommittee No. 1 of the House Committee on the Judiciary, 80th Cong., 1st Sess., 40 (1947) (emphasis added).
This statement is particularly persuasive in view of the fact that its maker, Mr. Zinn, had served as Counsel to the Committee on Revision of the Laws for the previous eight years; the House Report on the revision of the Criminal Code pointed out that Mr. Zinn had, for that Committee, “exercised close and constant supervision” over the work of the revisers who prepared the revision. H. R. Rep. No. 304, 80th Cong., 1st Sess., 3 (1947). The nature of the revision process itself requires the courts, including this Court, to give particular force to the many express disavowals in the House and Senate Reports of any intent to effect substantive changes in the law.
Madden v. Grain Elevator, Flour & Feed Mill Workers,
Dissenting Opinion
dissenting.
I
I believe that petitioners are entitled to trial by jury under 18 XJ. S. C.
“In all cases of contempt arising under the laws of the United States governing the issuance of injunctions or restraining orders in any case involving or growing out of a labor dispute, the accused shall enjoy the right to a speedy and public trial by an impartial jury . . . .”
In enacting this language in 1948, Congress reaffirmed the purpose originally expressed in § 11 of the NorrisLaGuardia Act, 47 Stat. 72,
For the reasons stated by Mr. Justice Stewart, post, at 485-486, I am persuaded that §§10 (h) and 10 (l) of the National Labor Relations Act made inapplicable only the anti-injunction provisions of the Norris-LaGuardia Act and did not disturb § 11. The broad mandate of § 11, to afford trial by jury in a contempt proceeding involving an injunction issued in a labor dispute, was thus continued in
II
1 would reverse the judgment against Local 70 on constitutional grounds.
“In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed . . . (Emphasis added.)
The Court fails to give effect to this language when it declares that a $10,000 fine is not “of such magnitude that a jury should have been interposed to guard against bias or mistake.” Ante, at 477. I have previously protested this Court’s refusal to recognize a right to jury trial in cases where it deems an offense to be “petty.”
“In a suit at common law to recover above $20.00, a jury trial is assured. And to us, it seems improbable that while providing for this protection in such a trifling matter the framers of the Constitution intended that it might be denied where imprisonment for a considerable time or liability for fifteen times $20.00 confronts the accused.”
I would follow the clear command of Art. Ill and the Sixth Amendment and reverse the judgment as to Local 70.
As initially enacted by the Senate, § 11 contained no “arising under” language and would have applied in all criminal contempt proceedings, whether or not involving an injunction issued in a
This construction is consistent with the remark in United States v. Mine Workers,
We deal here with criminal contempt proceedings. Whether
Petitioner Muniz apparently decided not to raise the constitutional issue in this Court; our grant of certiorari on the issue thus extended only to Local 70.
E. g., Baldwin v. New York,
As noted in my dissenting opinion in Chef¡ v. Schnackenberg,
Dissenting Opinion
with whom Mr. Justice Marshall and Mr. Justice Powell join, dissenting.
In 1948 Congress repealed § 11 of the Norris-LaGuardia Act, 47 Stat. 72,
The contempt proceedings in the present case arose out of a dispute between Local 21 of the International Typographical Union and the San Rafael Independent Jour
“In all cases of contempt arising under the laws of the United States governing the issuance of injunctions or restraining orders in any case involving or growing out of a labor dispute, the accused shall enjoy the right to a speedy and public trial by an impartial jury of the State and district wherein the contempt shall have been committed.”
Section 10 (i) requires the Board’s regional official to petition the appropriate district court for injunctive relief pending final Board adjudication when he has “reasonable cause” to believe that a labor organization or its agents have engaged in certain specified unfair labor practices.
There is nothing in the rather meager legislative history of
Nothing in § 10 (?), or in any other provision of the National Labor Relations Act, requires that
Similarly, § 10 (h) does not indicate a congressional intent to eliminate the jury trial requirement for criminal contempts arising from disobedience of injunctions issued pursuant to the National Labor Relations Act.
In contrast, when Congress provided for the issuance of injunctions during national emergencies as part of the Taft-Hartley Act,
Section 10(¿), as enacted in 1947, 61 Stat. 149, provided that whenever the Board’s regional official has “reasonable cause” to believe the truth of a charge of illegal secondary boycotting or minority picketing, the official “shall,” on behalf of the Board, petition a district court for appropriate injunctive relief pending final Board adjudication. Once reasonable cause is found, a Board petition for temporary relief under § 10 (l) is mandatory. See S. Rep. No. 105, 80th Cong., 1st Sess., 8, 27. Congress in 1959 added charges of illegal hot cargo agreements and recognitional picketing to the mandatory injunction provision of § 10 (l). 73 Stat. 544.
“Labor dispute” as defined for the purpose of § 11 of the NorrisLaGuardia Act, upon which
While the respondent concedes that unfair labor practices often arise out of a “labor dispute,” he argues that the National Labor Relations Act is not essentially a law “governing the issuance of injunctions or restraining orders” in cases “involving or growing out of a labor dispute.” Although it may be true that not all provisions of the Act authorizing restraining orders are properly classified as such laws, it is clear that Congress concluded that at least some provisions were. Otherwise, there would have been no reason for Congress to have specifically exempted the jurisdiction of courts “sitting in equity” under § 10 of the Act from the limitations of Norris-LaGuardia, which apply only in cases involving requests for injunctive relief growing out of a labor dispute. See In re Union Nacional de Trabajadores,
Any such intention would be inconsistent with the decision to repeal § 11 and to replace it with a broadly worded provision in the title of the United States Code dealing generally with “Crimes and Criminal Procedure.”
It may be questioned whether § 10 (h) has any relevance at all to the issue before us. As enacted in 1935, § 10 (h) was concerned solely with the jurisdiction of the courts of appeals (and district courts “if all the . . . courts of appeals to which application may be made are in vacation,” § 10 (e)) to modify and enforce Board orders following an administrative hearing and entry of findings by the Board. Section 10 (h) was retained without significant change at the time of the 1947 Taft-Hartley amendments to the National Labor Relations Act: “Sections 10 (g), (h), and (i) of the present act, concerning the effect upon the Board’s orders of enforcement and review proceedings, making inapplicable the provisions of the
The principal piece of legislative history offered as evidence of an affirmative congressional intent to free from the requirements of
On its face
Although injunctive relief under §§10 (j) and (l) is sought by the Board acting on behalf of the public rather than to vindicate private economic interests, this fact has little significance in considering the policy justifications for requiring a jury trial in criminal contempt proceedings. Regardless of whether the Board or an employer has sought the injunction, in the absence of a jury trial the judge who granted the order will be given complete authority to impose criminal punishment if he finds that his injunction has been deliberately disobeyed. The existence of this unbridled power in district court judges prior to 1932 was one of the principal factors leading to enactment of the Norris-LaGuardia Act, and in particular passage of the § 11 jury trial requirement. See generally A. Cox & D. Bolt, Cases and Materials on Labor Law 75-76 (7th ed.). Accordingly, the accommodation of § 10 (l) and