Lead Opinion
Opinion for the Court filed by Circuit Judge GRIFFITH.
Dissenting opinion filed by Chief Judge SENTELLE.
Under the Freedom of Information Act (“FOIA”), “an agency must disclose all records requested by ‘any person,’ 5 U.S.C. § 552(a)(3), unless the information sought falls "within a specific statutory exemption. 5 U.S.C. § 552(d).” Nat’l Ass’n of Retired Fed. Employees v. Horner,
I.
Within USDA, the Farm Service Agency (“FSA”) is the principal agency charged with promoting a stable and abundant American food supply. FSA meets this responsibility, in part, by offering subsidies and other financial assistance to farms. To qualify for FSA’s benefits, farmers must submit information about their operations to a local FSA office. The information includes data on each farm’s agricultural practices, acreage, soil, crops, livestock, and geographical location.
On July 13, 2005, Multi Ag submitted a FOIA request to USDA seeking release of thirteen databases maintained by FSA relevant to its agricultural subsidy and benefit programs. FSA processed the request and released some information, but withheld other information on the ground that it contained private information about individual farmers protected by FOIA Exemption 6. Pressing its claim for the withheld information, Multi Ag exhausted its administrative appeals within USDA without success, then filed suit in the district court. The district court sided with Multi Ag in ordering the disclosure of requested information in two of the files, but also partly granted USDA’s motion for summary judgment and allowed the agency to withhold information in two other files, the Compliance File and the Geographic Information System (“GIS”) database. Multi AG Media LLC v. USDA, No. 05-01908,
The GIS database provides farm data on a digitized aerial photograph. USDA uses GIS as part of a system that combines Global Positioning System technology and aerial photographs to calculate acreage, identify crop types, and create maps of
USDA argues on appeal that disclosure of the Compliance File and the GIS database would compromise farmers’ privacy interests and that these files are properly withheld under FOIA Exemption 6. Multi Ag contends that disclosure of the files would not reveal anything personal about individual farmers and would advance a significant public interest by shedding light on USDA’s administration of its subsidy and benefit programs.
II.
We review the district court’s grant of summary judgment de novo. Judicial Watch, Inc. v. FDA
FOIA’s basic purpose reflects “ ‘a general philosophy of full agency disclosure unless information is exempted under clearly delineated statutory language.’ ” Dep’t of Air Force v. Rose,
III.
FOIA Exemption 6 allows an agency to withhold “personnel and medical files
“Similar Files ”
The district court concluded that the Compliance File and the GIS database are “similar files” within Exemption 6, and even though the parties on appeal do not contest this point, we think it merits some explanation why business records such as these are covered by Exemption 6. In National Parks and Conservation Ass’n v. Kleppe, we reversed the district court’s ruling that FOIA Exemption 4, which protects “trade secrets and commercial or financial information obtained from a person [that is] privileged or confidential,” 5 U.S.C. § 552(b)(4), could be used to lawfully withhold business records on grounds of individual privacy.
What we said in Kleppe about Exemption 6 was correct and we apply it here. In United States Department of State v. Washington Post Co., the Supreme Court explained that “Congress’ primary purpose in enacting Exemption 6 was to protect individuals from the injury and embarrassment that can result from the unnecessary disclosure of personal information.”
In our case, to determine whether the Compliance File and the GIS database are “similar files” covered by Exemption 6, we must consider whether the farms are individually owned or closely held, and whether disclosure of the files would reveal information about individual farmers’ personal finances. In its affidavits, USDA asserts that approximately ninety-eight percent of the farms represented in the files are “family owned,” meaning they are closely-held businesses or “small family farms” in which “the financial makeup of the businesses mirrors the financial situation of the individual family members.” Wieland Declaration, ¶¶ 16, 28. USDA explains that the requested files contain various data fields such as state code, county code, farm number, and tract number, which are used together to trace the files to “a specific agricultural producer or landowner, who are [sic] almost exclusively individual producers and closely held businesses.” Id. ¶¶ 50, 60. In the affidavit of its president, Multi Ag responds that the data in the Compliance File and the GIS database are not about individuals, but are “all generic or demographic.” Affidavit of John L. Montandon, ¶ 18 (Mar. 3, 2006) (Montandon Affidavit). Multi Ag further argues that many farms have multiple owners and operators and that this “wide variety of ownership and operating vehicles ... completely negates any inference about the personal finances of any individual.” Id. ¶ 19, 21.
Although USDA does not offer evidence of specific farms owned by named individuals whose privacy interests in their personal financial information would be compromised by disclosure, it nonetheless establishes that a significant portion of the farms described in the Compliance File and in the GIS database are individually owned or closely held. Information about the crops on these farms “would necessarily reveal at least a portion of the owner’s personal finances.” Kleppe,
Balancing Privacy and Public Interests
The balancing analysis for FOIA Exemption 6 requires that we first determine whether disclosure of the files “would compromise a substantial, as opposed to de minimis, privacy interest,” because “[i]f no significant privacy interest is implicated ... FOIA demands disclosure.” Nat’l Ass’n of Retired Fed. Employees v. Horner,
The parties dispute whether disclosure of the Compliance File and the GIS database would reveal private personal financial information. USDA argues that disclosing the withheld information would reveal assets that, for family owned farms, would invade their owners’ privacy interests. For example, as USDA explains, the field and crop information in the Compliance File “bear[] directly on the value of the producer’s land and the wealth of the producer in general.” Wie-land Declaration ¶ 52a. Disclosure of a farm’s reported acreage and data on the number and width of rows of tobacco “may provide a snapshot” of a farm’s financial circumstances and “shed[] light on the financial condition of the farmer.” Id. ¶ 52b-h. Disclosure of the GIS database only heightens these privacy concerns because its information is set forth in photographs or maps.
By contrast, Multi Ag contends that release of the Compliance File and the GIS database would not “shed light on the financial condition of any particular farm, because there are too many very common economic variables,” such as “market price variability, weather variability, technological changes, and disease impacts” that affect farm and crop values. Montandon Affidavit, ¶ 19; Affidavit of William E. Nganje, ¶ 3 (Mar. 3, 2006) (“Nganje Affidavit”). Multi Ag argues that “it is not accurate to equate information about crops and acreage directly with financial information of farms.” Nganje Affidavit, ¶ 3. It also argues, as noted above, that the complexity of farm ownership negates any inference that might be drawn from the crop information about the finances of individual farmers.
Although Multi Ag has shown that economic variables weaken the correlation between farm assets and a farmer’s financial situation, we conclude that the privacy interest that would be compromised by disclosure of the files is greater than de minimis. See Horner,
Having found a greater than de minimis privacy interest in the requested information, “we must weigh that privacy interest in non-disclosure against the public interest in the release of the records in order to determine whether, on balance, disclosure would work a clearly unwarrant
USDA argues that because the Compliance File does not include payment information linking the farm data to specific subsidies, its disclosure would involve no public interest. The agency explains that some of the crops listed in the Compliance File are not tied to a subsidy program at all, but are merely reported because the farmer has an ownership interest in them and is required to submit information on all such crops. In response, Multi Ag argues that eligibility for farm benefits requires submission of all the data that is in the Compliance File. Multi Ag points out that USDA acknowledges that it collects only that information “necessary for acceptance into one or more of FSA’s programs.” Wieland Declaration, ¶ 28. If the information contained in the Compliance File is required of all farmers receiving benefits through FSA’s programs, so the argument goes, then the public has an interest in knowing whether farmers who receive subsidies have complied by submitting the necessary information.
The district court agreed with USDA and found a “drastically decreas[ed]” public interest in disclosure of the Compliance File because it does not include payment information connecting its data to specific subsidies. Multi AG Media LLC,
Having found both a greater than de minimis privacy interest and a significant public interest in disclosure of the Compliance File and the GIS database, we must now balance the two to determine whether the agency has met its burden to show that “the substantial interest in personal privacy is not outweighed by the public interest in disclosure.” Sims v. CIA,
We are mindful that Congress enacted FOIA “to pierce the veil of administrative secrecy and to open agency action to the light of public scrutiny.” Dep’t of Air Force v. Rose,
That presumption is of special force here because the public has a particular and significant interest in the information Mul-ti Ag seeks. USDA uses this information in the administration of its subsidy and benefit programs, and there is a special need for public scrutiny of agency action that distributes extensive amounts of public funds in the form of subsidies and other financial benefits. Brock v. Pierce County,
In sum, given USDA’s rather tepid showing that release of the files would allow the public to draw inferences about some farmers’ financial circumstances, the interest in data that would allow the public to more easily monitor USDA’s administration of its subsidy and benefit programs, and FOIA’s presumption in favor of disclosure, we conclude that the public interest in disclosure of the Compliance file and GIS database outweighs the personal privacy interest. Accordingly, release of these files would not “constitute a clearly unwarranted invasion of personal privacy,” 5 U.S.C. § 552(b)(6), and USDA’s reliance on Exemption 6 in withholding information from the files was improper.
IV.
We reverse the district court’s grant of summary judgment with respect to the Compliance File and the GIS database and remand the case to the district court for further proceedings consistent with this opinion.
So ordered.
Notes
. USDA filed a cross-appeal challenging the district court’s order that it release the withheld information from the Livestock Assistance and Livestock Compensation program files, but has since abandoned that appeal.
. Although Multi Ag may not want the information to check up on the government itself, the use for which the requestor seeks the information is not relevant for purposes of determining the public interest under FOIA Exemption 6. Horner,
Dissenting Opinion
dissenting:
Although I am largely in agreement with the majority’s analysis, that analysis leads me to a different conclusion, and I therefore respectfully dissent.
The majority is clearly correct that FOIA Exemption 6, 5 U.S.C. § 552(b)(6), permits the withholding of the Compliance File and Geographic Information System (“GIS”) database if such disclosure “would constitute a clearly unwarranted invasion of personal privacy.” Id.; Maj. Op. at 1227. The majority is further correct in acknowledging that “ ‘Congress’ primary purpose in enacting Exemption 6 was to protect individuals from the injury and embarrassment that can result from the unnecessary disclosure of personal information.’ ” Maj. Op. at 1228 (quoting U.S. Dep’t of State v. Wash. Post Co.,
I join the majority’s further reasoning when it concludes that the disclosure of data bearing directly on the value of the producer’s land and therefore, upon the wealth and income of the producer compromises the privacy interest of the farmer
As the district court noted, and the majority acknowledges, there is a “ ‘drastically deereas[ed]’ public interest in disclosure of the Compliance File because it does not include payment information connecting its data to specific subsidies.” Maj. Op. at 1231 (quoting Multi AG Media LLC,
Again, although I join in most of the reasoning of the majority, I dissent from its conclusion.
