Lead Opinion
Fоurth-grader Andrew Muller requested from his elementary school’s principal permission to hand out at school invitations to a religious meeting to be held at the church his family attends. After some dispute as to who had responsibility, the principal ultimately said no, basing his decision on the terms of the school district’s Code of Student Responsibilities and Rights. The Mullers sued in federal court for declaratory and injunctive relief, claiming the school district’s Code violated the constitution, most notably Andrew’s rights under the free speech and free exercise of religion clauses of the First Amendment. The district court declared the elementary school a non-public forum and upheld the facial validity of all of the challenged Code provisions except a requirement that the handout contain a statement disclaiming school endorsement. We reverse the district court only on its decision on the disclaimer and otherwise affirm.
I.
Andrew Muller attends Jefferson Lighthouse Elementary School, one of 23 elementary schools in the Racine Unified School District in Racine, Wisconsin. On January 19,1995, Andrew, then in fourth grade, asked his teachers for permission to hand out invitations to a meeting of a group called AWA-NA (“Approved Wоrkmen Are Not Ashamed”
Andrew’s teachers sent him to the principal’s office to obtain permission. According to the Mullers, the principal, defendant Steven Miley, told Andrew he could not distribute the invitations because they were religious. Defendants deny this. They maintain Miley told Andrew he could not distribute the AWANA fliers to his class
The Mullers claim that Ann Muller, Andrew’s mother, contacted Miley to clarify whether her son could distribute the invitations. Miley referred her to Osimitz at the district office, allegedly stating “I won’t let Frank [Osimitz] pass this one back on my lap.” But pass Osimitz did. On January 27, 1995, Mrs. Muller called Osimitz but was told the matter lay with principal Miley. Mrs. Muller returned to Miley’s office on February 6, 1995 and inquired into the school’s policy regarding materials like the AWANA flier. Miley asked about the contents of the flier and was given a copy. The parties differ as to what happened next.
According to defendants, Miley told Mrs. Muller that if the material was not related to a school program, a student could not hand the information out to his class. Mrs. Muller told Miley that her son received points in the AWANA group for bringing guests to its meetings but that previous guests had not anticipated the Christian nature of the program. The fliers would help prevent confusion by clarifying the nature of the activity. Miley said Andrew could give fliers to several of his friends but that he could not distribute them to his entire class. Asked what would have happened if Andrew had passed out thе fliers without permission, Miley allegedly responded that nothing would have occurred since he likely would not have known, but that if he had found out he would have told Andrew he should have obtained permission first and should do so in the future. Miley also informed Mrs. Muller that she could pursue the matter further with Osimitz or Frank Johnson (district counsel) at the district office. Defendants claim that on February 9 or 10, 1995, Mrs. Muller left a telephone message on Miley’s answering machine requesting his policy on distributing materials and a written response to Andrew’s request. In a letter dated February 10, 1995, Miley responded, stating it was his “policy that materials distributed at Jefferson Lighthouse School would relate to Jefferson Lighthouse School projects and programs,” but also granting permission for Andrew to distribute information to “specific friends.”
The Mullers tell a somewhat different story. They claim that at his office on February 6, 1995, Miley said he would like to allow Andrew to distribute his invitation but could not because he would be forced to allow distribution of materials from other churches, which he did not want. Mrs. Muller asked Miley why, in that case, parents were allowed to receive information from the YMCA, Boy Scouts, Skatetown, and other sources. Miley said those distributions had been approved by thе district’s central office and again referred Mrs. Muller to Frank Osimitz. Mrs. Muller indicated she had already spoken to Osimitz and had been told it was Miley’s call whether to allow distribution of literature at the school. Miley disagreed, saying it was actually Osimitz’s decision because all distributions not concerned with school business had to receive approval from the central office. Miley said he did not want to allow distribution of the invitation but that it would ultimately be up to Osimitz. He was concerned that if he allowed Andrew to distribute his fliers, “ten other churches” would want similar privileges. According to the Mullers, the next day Mrs. Muller again went to see Osimitz at the central office. Osimitz told her it was not his problem and that he would only get involved if the distribution concerned the whole district rather than one school. Mrs. Muller learned that Miley had contacted Chuck Melcher, the school’s curriculum and instruction department head, and that Melcher had in turn contacted Osimitz about the matter but he had refused to decide the issue. She also learned that Mel-cher had contacted Frank Johnson of the district’s legal department. Osimitz then asked Mrs. Muller for a copy of the invitation
On February 20, 1995, Mrs. Muller sent a letter to principal Miley, which was also addressed to Osimitz and Johnson, restating her version of the events and formally objecting to the provisions of the school board’s policy concerning non-school-sponsored publications. The Mullers did not file an official complaint with the district appealing the principal’s decision. A formal Complaint Form is included with the Code of Student Responsibilities and Rights (the district policy governing, among other things, distribution of handbills) for appeals to the district from the decisions of principals. Instead, on April 25, 1995, the Mullers filed a complaint in federal district court against Jefferson Lighthouse School, Steven Miley as principal, and the Racine Unified School District seeking a declaratory judgment and preliminary and permanent injunctive relief. The complaint alleged that Sections 6144.11
Characterizing the school as a nonpublic forum, the district court applied a reasonableness standard and upheld the facial validity of all the challenged Code provisions except the requirement that a handout contain a statement disclaiming school endorsement. The court found this to be an unreasonable “regulation of the content of pure speech.” The court did not resolve the discrepancies between the parties’ versions of the facts. Instead the court held that whichever rendition was correct, Miley violated the First Amendment either by not adhering to the school district’s own pоlicy or by prohibiting Andrew’s fliers solely because they were religious. The court issued an injunction precluding school officials from preventing Andrew from distributing the AWANA materials on those grounds.
Both parties appeal. The Mullers raise five issues: (1) whether the Code itself constitutes an unconstitutional prior restraint on speech; (2) whether the Code’s requirement
*1534 Distribution and Displaying Materials
The written permission of the school principal or the Superintendent of Schools is required before students may distribute or display on designated bulletin boards, materials from sources outside the school.
The first general question to explore is what speech rights elementary school children possess. To put this case in perspective, a brief historical review of the Supreme Court’s approach to student speech rights is helpful.
The Supreme Court’s case law addressing the First Amendment rights of high school students draws from two important but at times conflicting educational concepts. The first is the traditional view which holds that children are in the temporary custody of the state as “schoolmaster.” See Vernonia School Dist. 47J v. Acton, - U.S. -, -,
In the second concept, school children are autonomous individuals, treated as adults, entitled to free speech rights during school hours. The emphasis is on schools as expressive forums. Free speech and the “marketplace of ideas” it fosters are said to promote a wide and not entirely structured exposure to new ideas and robust debate. See Keyishian v. Bd. of Regents,
At common law, school teachers and administrators stood in loco parentis over the children entrusted to them. See Acton, — U.S. at-,
The Court first protected actual student expression in public schools in Tinker v. Des Moines Independent Community School District,
In Bethel School District No. J/J3 v. Fraser,
The Court in Fraser distinguished the “political viewpoint” at issue in Tinker from the type of speech before it. Id. at 685,
The Court repeated Fraser’s more deferential approach to the authority of educators in Hazelwood School District v. Kuhlmeier,
Key to the holding in Hazelwood, and ultimately to our holding here (see infra III.A.), was an initial determination of the type of forum at issue. When is a school a public forum? The Court answered that “school facilities may be deemed to be public forums only if school authorities have ‘by policy or by practice’ opened those facilities ‘for indiscriminate use by the general public,’ or by some segment of the public, such as student organizations.” Id. at 267,
The Supreme Court has not expressly considered whether the free expression rights first announced in Tinker extend to grade school children. Tinker and its progeny dealt principally with older students for whom adulthood and full citizenship were fast approaching. The Court has not suggested that fourth-graders have the free expression rights of high school students. See Baxter v. Vigo County School Corp.,
Age is a critical factor in student speech cases, as the Supreme Court has indicated and as we noted in Baxter,
This review of Supreme Court precedent reveals the current state of student speech rights. In sum, since Tinker, students retain First Amendment rights, but “the nature of those rights is what is appropriate for children in school” where the government as educator discharges its “custodial and tutelary responsibility for children.” Acton, —
III.
A Forum Analysis
As noted above, Hazelwood stressed the importance of determining whether a public or nonpublic forum is at issue. Thus, we begin by analyzing what kind of forum this public elementary school is. See Hazel-wood,
“[Sjchool facilities may be deemed to be public forums only if school authorities have ‘by policy or by practice’ opened those facilities ‘for indiscriminate use by the general public’ [citation omitted] or by some segment of the public, such as student organizations.” Id. In Hedges, we held that a “junior high school is a nonpublic forum, which may forbid or regulate many kinds of speech,” including non-school sponsored literature.
The Mullers ask us to modify or overrule Hedges and declare an elementary school a public forum, or a least a limited public forum for purposes of distributing student-sponsored literature. Their argument is based mainly on this language from Tinker: “The principal use to which schools are dedicated is to accommodate students during prescribed hours for the purpose of certain types of activities. Among those activities is personal intercommunication.” Tinker,
Further, the potential “verbal cacophony” of a public forum, see Cohen v. California,
Even assuming Tinker expression rights apply to children in public elementary schools, an elementary school’s nonpublic forum status remains, and we apply the most recent standard elaborated by the Supreme Court in Hazelwood, that of “reasonableness.” The test, therefore, is whether the restrictions on student expression are “reasonably related to legitimate pedagogical concerns.” Hazelwood,
B. Prior Restraint
The Mullers argue that the district’s Code of Student Responsibilities and Rights constitutes a facially unconstitutional prior restraint. The Code stipulates that a student wishing to distribute private handbills must give a copy “to the principal at least 24 hours before its distribution.” The Code also requires the “written permission of the school principal or the Superintendent of Schools ... before students may distribute or display on designated bulletin boards, materials from sources outside the school.” See supra, note 2.
Prior restraint of student speech in a nonpublic forum is constitutional if reasonable. Hazelwood dealt with prior restraint by a high school principal of articles to be published in a student newspaper. Deeming the newspaper a nonpublic forum, the Supreme Court engaged in a rational basis analysis and upheld the prior restraint as reasonable.
Prior restraint in the public school context, and especially where elementary schools are concerned, can be an important tool in preserving a proper educational environment. It may be necessary at times to prevent obscenity from reaching young students. Grade school students are generally between the ages of five and fourteen. The Supreme Court’s “First Amendment jurisprudence has acknowledged limitations on the otherwise absolute interest of the speaker in reaching an unlimited audience where the speech is sexually explicit and the audience may include children.” Fraser,
As a related argument, the Mullers contend the Code is unconstitutional because it does not contain adequate procedural safeguards and because it fails to provide a definite time limit within which the decision to grant or deny permission will be made. We disagree. The Supreme Court has never held that a detailed administrative code is required before student speech may be regulated. The Constitution does not dictate to school authorities a precise time limit for evaluating the propriety of a proposed student handout. Discretion is in the nature of the educational process and such matters of “daily operation” are reserved to the schools. Pico,
In a nonpublie forum, only unreasonable restrictions are forbidden. How much time is reasonable for evaluating a proposed student handout will depend on the nature of the handout-its subject matter, style, and length; its intended audience; the difficulty in evaluating its educational, emotional, and legal impact on its likely recipients, the broader school environment, and the school itself; the need it creates for prophylactic restrictions to ensure the materials are distributed only to children of sufficient maturity; and so on. Other factors can affect the length of a reasonable prescreening period, such as the ability to contact a student’s parents to confirm the requested distribution (especially if it is questionable), the quantity and diversity of proposed handouts, and unexpected school emergencies. Courts should not impose artificial time limits that might result in the distribution of obscene or otherwise harmful materials because a principal was out sick for a day or two, or that might unintentionally convince the school to ban (as it surely can) all student handouts rather than endure the administrative hassle. The Supreme Court’s repeated emphasis on school board discretion counsels against judicial imposition of rigid deadlines or intricate procedures to deal with all contingencies. These are schools, not courts or administrative tribunals. The reasonableness of a delay in prescreening a proposed handout must be determined in a highly specific factual inquiry, not in the abstract. Thus, the Mullers’ facial challenge cannot prevail.
The Mullers also attack the Code’s requirement that literature be screened for insulting messages as an unconstitutional content-based restriction. This argument has no merit. Even where adults with full First Amendment speech rights are concerned, the government can reserve a nonpublic forum for the purpose for which it was created, and in so doing can censor speech on the basis of content. Thus, contrary to the Mullers’ suggestion, “[t]he government can regulate content in a nonpublic forum.” May v. Evansville-Vanderburgh School Corp.,
Though it may not act unreasonably, a school need not tolerate student expression of viewpoints which are fundamentally “inconsistent with its basic educational mission.” Id. The older student who wishes to express his belief to first-graders on the playground that the life of a drug dealer is preferable to that of the civilized citizen may be reasonably restrained; there are compelling state and human interests at stake. Pico,
Schools, therefore, are free to screen student handouts for material that is insulting or lewd or otherwise inconsistent with legitimate pedagogical concerns. As we said above, schools have “an interest in protecting minors from exposure to vulgar and offensive” speech, Fraser,
In so holding we reject the Mullers’ implication that a school must spell out in intricate detail precisely what is “libelous or obscene language” or an incitement “to illegal acts” or an insult “to any group or individuals” or which materials “will greatly disrupt or materially interfere with school procedures and intrude into school affairs or the lives of others.” See supra note 2. The Mullers condemn the vagueness of such language with Supreme Court cases addressing restrictions on adult expression outside the school setting. See Smith v. Goguen,
D. Time and Place Restrictions
The Mullers claim the Code’s time and place restrictions for literature distribution irrespective of quantity are unreasonable. Again, we disagree. The Code states that “[a] time and place for the distribution [of student sponsored literature] must be set cooperatively with the principal.” See supra, note 2. This makes eminent sense. “[L]ike a pig in a parlor instead of the barnyard,” distribution of even appropriate literature (a good thing) at the wrong time or place can be a nuisance. Pico,
The establishment of an appropriate time, place, and manner for a student to distribute fliers, even where the quantities are small, is therefore appropriate. The Mullers disagree, arguing that “[s]tudents obviously should not be prohibited from passing a love note to another student, giving that student a birthday card, or giving another directions to his or her home.” But the simple response is that it depends on the time, place, and manner of the distribution. The school may reasonably prohibit distribution of love notes or birthday cards during math class; math class is for learning math, not for passing love notes or birthday cards. Prohibiting hand-billing in the hallway between classes is also reasonable to avoid congestion, confusion, and tardiness, to say nothing of the inevitable clutter caused when the recipient indiscriminately discards the handout. See Hemry by Hemry v. School Bd. of Colorado Springs,
E. Establishment Clause
Finally, the Mullers challenge the Code on Establishment Clause grounds. Their argument (a preemptive one) is that defendants cannot justify the Code by claiming it is necessary to prevent entanglement with religion. The Mullers are correct that speech cannot be suppressed or discriminated against solely because it is religious. See Hedges,
F. Disclaimer
Defendants cross-appeal the district court’s holding that the Code provision directing that nonschool sponsored publications contain a disclaimer is unconstitutional. The Code requires this phrase: “The opinions expressed are not necessarily those of the school district or its personnel.” The district court found this unreasonable as a regulation of the content of speech. However, the court found no such concern with a similar Code provision (not at issue here) requiring each publication to contain the name of the entity sponsoring the material, holding it was reasonable to vindicate the school’s interest in maintaining order and control and in identifying the sponsoring groups and individuals.
It is not clear why the district court found the provision requiring disclosure of sponsorship reasonable but the provision requiring a disclaimer unconstitutional. Both require a minimal interference with the content of a handout. Neither requirement would noticeably alter the message. The absence of a disclaimer could conceivably convey to students the false impression that the school or some other organization was the publication’s sponsor. Perhaps the difference between identifying sponsorship and disclaiming a connection to the school is that in some cases the sponsor would have to print the literature with the disclaimer separately, which might prevent it from distributing the literature at other locations because the disclaimer would not be relevant. But this would be a minor burden. Otherwise the disclaimer requirement is indistinguishable from the sponsorship requirement. It is simply emphasis: it underscores the fact that the school is not sponsoring the expression. That message is implicit in the requisite sponsorship statement. The disclaimer makes it explicit.
Perhaps the court’s holding was in response to another argument. Defendants defended the disclaimer by contending that the regulation was necessary to avoid Establishment Clause problems, an argument they no longer advance. The court’s analysis of the disclaimer was principally a rejection of the misconception that permitting distribution of religious literature on the same basis as nonreligious literature raises Establishment Clause concerns. Hedges,
No doubt a posted sign clarifying the school’s policy would be a reasonable alternative. But school administrators are not confined to those means least restrictive of student speech when they pursue legitimate educational interests. Hazelwood, where far less drastic measures could have been used,
The Mullers suggest the Code could require that every personal student note and birthday card be stamped with the disclaimer. This reading is unwarranted. The Code references “Non-School-Sponsored Publications” and “handbills.” Taken in context and applying nontechnical definitions, as students, parents, and principals would, these terms do not imply what the Mullers suggest. It is highly unlikely that anybody — including defendants and the Mullers — thinks of valentines and birthday invitations when contemplating the terms “nonschool-sponsored publications” and “handbills.” Even if, as the Mullers insist, someone may come to that conclusion, we decline to declare the provision constitutionally unreasonable because of the potential for nonsensical readings. Constitutional jurisprudence should not be driven by the absurd possibility, especially in the context of our public schools.
IY.
In conclusion, we express our sympathy with the Mullers’ frustration at the way school officials handled this whole affair. Andrew wanted to distribute a simple flier inviting friends to a church-sponsored activity. Regrettably, the principal’s evasive reaction got in the way of an accommodating resolution. Nothing in the Supreme Court’s Establishment Clause jurisprudence requires such a response, and indeed the Free Exercisе and Free Speech Clauses forbid it. Andrew’s right not to have his expression suppressed solely because it is religious was vindicated in the district court and not appealed by defendants. He is therefore free to express himself on religious matters, in both written and spoken form, subject only to restrictions reasonably related to legitimate pedagogical interests. Defendants confirm this on appeal. However, the Mullers’ challenge to the entire Code fails. The Code, including the provision requiring a statement disclaiming school endorsement which the district court found unconstitutional, is a facially reasonable tool for ensuring that student-sponsored publications do not interfere with the school’s critical educational mission. It is therefore constitutional.
AFFIRMED In PART, REVERSED In PART.
Notes
. The reference is to 2 Timothy 2:15: "Study to shew thyself approved unto God, a workman that needeth not to be ashamed, rightly dividing the word of truth.”
.Section 6144.11 states in part:
Non-School-Sponsored Publications
Publications produced by school district students without school sponsorship, or handbills, may be distributed and/or sold within the school according to the following procedure.
1. They must include the name of the sponsoring organization and/or individual.
2. A time and place for the distribution must be set cooperatively with thе principal.
3. A copy must be given to the principal at least 24 hours before its distribution.
4. The publication shall contain this phrase: "The opinions expressed are not necessarily those of the school district or its personnel.”
5. If the principal finds the publication (1) contains libelous [as defined in the "Definition of Terms"] or obscene language, (2) may incite (lead) persons to illegal acts, (3) is insulting to any group or individuals, or (4) he/she can reasonably forecast that its distribution to the students will greatly disrupt or materially interfere with school procedures and intrude into school affairs or the lives of others, the principal shall notify the sponsors of the publication that its distribution may not be started, or must stop. The principal shall state the reason for his/her decisions.
.Section 6144.12 states:
. See Cornelius,
.Some might consider Hazelwood a narrowing of the free speech rights Tinker had granted public high school students. See id. at 290,
. The Mullers cite one district court case extending such rights to elementary school students. See Johnston-Loehner v. O'Brien,
. John Stuart Mill, the principal proponent of the “marketplace of ideas” metaphor, thought it inapplicable to children: "It is, perhaps, hardly necessary to say that [the marketplace of ideas] doctrine is meant to apply only to human beings in the maturity of their faculties. We are not speaking of children....” See Hafen, supra, at n. 85 (quoting J. Mill, On Liberty 13 (C. Shields ed.1956)).
. "Any student of history who has been reprimanded for talking about the World Series during a class discussion of the First Amendment knows that it is incorrect to state that a 'time, place, or manner restriction may not be based on either the content or subject matter of speech.' " Consolidated Edison Co. v. Public Service Comm’n of N.Y.,
. John H. Ely, Democracy and Distrust 181-83 (1980) (pointless to tailor constitutional law to absurd circumstances); cf. Burns v. United States,
Concurrence in Part
concurring in part and in the judgment.
The issue before us today is whether Sections 6144.11 and 6144.12 of the Racine Unified School District Code of Student Responsibilities and Rights (the Code), which governs the display or distribution of non-school-sponsored publications on school
In Hazelwood School Dist. v. Kuhlmeier, the Supreme Court considered “the extent to which educators may exercise editorial control over the contents of a high school newspaper produced as part of the school’s journalism curriculum,”
Students in the public schools do not ‘shed their constitutional rights to freedom of speech or expression at the schoolhouse gate.’ They cannot be punished merely for expressing their personal views on school premises ... unless school authorities have reason to believe that such expression will ‘substantially interfere with the work of the school or impinge upon the rights of other students.’
Hazelwood,
It was in this context, then, that the Court held that educators may exercise control over the content of student speech “in school-sponsored expressive activities so long as their actions are reasonably related to legitimate pedagogical concerns.” Id. at 273,
In Tinker, the Supreme Court held that, in order to justify prohibition of student speech or expression, school officials must show that the speech would “materially and substantially interfere with the requirements of appropriate discipline in the operation of the school.”
Despite the disagreements I have outlined above, I nevertheless join thе majority in holding that the Code does not deprive grammar school children of their First Amendment rights. I do so because I am convinced that the Code would survive closer review than the majority applies. In my view, grammar school children are highly impressionable, and school is a powerful setting where speech is likely to make a stronger psychological impact on young minds than it would in most other settings. Because it is often difficult for children to distinguish the source of a message conveyed to them in school, or to decide what weight to give to that message, I concur that a regulation requiring the prescreening of printed materials distributed to children in grammar school is consistent with the First Amendment. Indeed, I agree with the majority that in grammar school, “there is no practical way to protect students from materials that can disrupt the educational environment or even severely traumatize a child without some form of prior restraint,” and that a “post-hoc response” certainly cannot be relied on to undo the damage caused by a distribution of literature that contains libelous or obscene language, promotes intolerance or hatred of groups or individuals, or otherwise greatly compromises school discipline or interferes with the rights of the other students. (Ante at 1541.) The majority’s own analysis therefore shows that educators in a grammar school have a substantial interest in protecting students from printed materials that could seriously harm young children, and that the prescreening provision of the Code is necessary to furthering that interest. This, in turn, implies that the Code is not merely a “reasonable” restriction on speech, but one that would survive a significantly more stringent review.
I also disagree with the majority that a time limit on the prescreening of printed materials is merely an administrative matter without constitutional implications. (See ante at 1541-42.) To the contrary, I believe that a reasonable time limit on the prior review of such materials remains an important factor in determining whether a prior restraint is constitutional, and that a regulation containing no limitation whatsoever on the review period would not pass constitutional muster. See Nitzberg v. Parks,
For these reasons, I join in the court’s judgment, and also in Parts III. D., E. and F. of its opinion.
. Indeed, one of the plaintiffs in Tinker was a 13-year-old junior high school student.
Concurrence Opinion
concurring.
I concur in all respects with the court’s opinion except for Part II. As the court makes clear in Part III, the Code provisions are reasonable and may be upheld on that ground. It is unnecessary, therefore, for this court to speculate that the free speech rights elaborated in the Tinker line of cases do not extend to elementary school children.
