Order Conditionally Granting Habeas Corpus Petition & Closing Case
This capital case, which has spanned almost 40 years, has been before the Florida Supreme Court four times, and before the Eleventh Circuit once before. On this latest trip through the federal system, I conditionally grant the habeas corpus petition filed by Askari Abdullah Muhammad
Normally, the granting of habeas relief in a capital case means that, at least for a while, the defendant is no longer facing execution. Mr. Muhammad, however, is not the typical death-row petitioner, for he killed a prison guard — Officer James Burke — while he was in custody for the Gans murders, and was sentenced to death for that crime as well. The Florida Supreme Court affirmed that conviction and sentence. See Muhammad v. State,
In this proceeding, Mr. Muhammad contends that the state violated his Sixth Amendment Confrontation Clause rights; that his counsel rendered ineffective assistance at the resentencing phase; that the state failed to disclose material evidence or information in violation of Brady v. Maryland,
Put simply, the state violated Mr. Muhammad’s Confrontation Clause rights at the 1996 resentencing proceeding when it had an officer testify about the contents of a sworn statement of a witness who had never been cross-examined without first showing that the witness was unavailable or demonstrating that the sworn statement bore indicia of reliability, as required by Ohio v. Roberts,
I. The Underlying Facts and Procedural History
The state charged Mr. Muhammad with the first-degree murders of Mr. and Mrs. Gans in 1974. The facts with respect to those murders is as follows.
Mr. Muhammad ambushed Mr. Gans as he arrived at his business. See Knight v. State,
Mr. Gans went into the bank and warned the bank president about Mr. Muhammad. The bank president alerted the FBI and the police, but Mr. Gans also withdrew the $50,000, carried the money out of the bank, and gave it to Mr. Muhammad.
But Mr. Muhammad did not free Mr. and Mrs. Gans. He forced them, rather, to drive southwest, as far southwest as civilization went in Metropolitan Dade County in 1974. As Mrs. Gans drove, a platoon of law-enforcement officials — composed of FBI agents and Metro-Dade police officers — shadowed the Mercedes Benz in unmarked cars.
Mr. Muhammad commanded Mrs. Gans to stop in a secluded area. Mrs. Gans obeyed. With the Mercedes Benz at rest, the three passengers opened the car doors, stepped out, and loitered for a few moments. For unknown reasons, Mr. Muhammad ordered Mr. and Mrs. Gans back inside the car.
The Mercedes Benz moved and stopped at another spot. Here, Mr. Muhammad shot and killed Mrs. Gans with a bullet to the neck. It is unclear exactly what happened next, but Mr. Muhammad subsequently shot and killed Mr. Gans, also with a shot to the neck. Mr. Gans’s body lay a few feet from the car.
The police would soon find the bodies in the wooded area. See id. The police combed the area for hours and located Mr. Muhammad nearby. Underneath him— buried in the dirt — the police found an automatic rifle and a bag containing the $50,000. Blood was smeared on Mr. Muhammad’s pants. See id.
While he awaited trial, Mr. Muhammad escaped from jail. A massive, nationwide manhunt ensued. Mr. Muhammad was eventually recaptured and was tried for the Gans murders in 1975. A jury found him guilty and, after a separate sentencing proceeding, recommended that he be sentenced to death.
Mr. Muhammad then filed a petition for a writ of habeas corpus in the Florida Supreme Court, alleging ineffective assistance of appellate counsel. During the pendency of this habeas proceeding, Florida’s governor signed Mr. Muhammad’s death warrant. The governor scheduled the execution for March 3, 1981. Mr. Muhammad filed a motion for stay of execution in the Florida Supreme Court. On February 24, 1981, the Florida Supreme Court denied the habeas corpus petition and the motion for stay of execution. See Knight v. State,
On the day the Florida Supreme Court denied his state habeas petition, Mr. Muhammad filed a petition for writ of habeas corpus and motion for stay in federal district court. The district court granted a stay of execution and retained jurisdiction while Mr. Muhammad returned to state court to exhaust his claims. See Knight v. Wainwright, Case No. 81-00391-Civ-Hoeveler (S.D.Fla.1981) (Knight III). Mr. Muhammad then sought amended post-conviction relief in the state courts under Florida Rule of Criminal Procedure 3.850. The trial court denied relief, and the Florida Supreme Court affirmed. See Muham
After denial of his Rule 3.850 motion, Mr. Muhammad asked that the district court decide his federal petition for writ of habeas corpus. The district court denied the petition, and Mr. Muhammad appealed.
On appeal to the Eleventh Circuit, Mr. Muhammad raised seven claims. See Knight v. Dugger,
The Eleventh Circuit held that an error under Lockett v. Ohio,
Not until 1996 — eight years later — did a Florida court finally resentence Mr. Muhammad for the murders of Mr. and Mrs. Gans. By a nine to three vote on both counts, the jury recommended a sentence of death. The trial court agreed with the jury and sentenced Mr. Muhammad to death. The trial court found that six statutory aggravating circumstances applied: (1) Mr. Muhammad was convicted of another capital felony or of a felony involving the use or threat of violence to the person; (2) he kidnapped the victims; (3) he murdered Mr. and Mrs. Gans to avoid arrest; (4) he murdered for pecuniary gain; (5) the murders were especially heinous, atrocious, or cruel; and (6) Mr. Muhammad committed the capital felony in a cold, calculated, and premeditated way without pretense of moral or legal justification. Though it found no statutory mitigating circumstances, the trial court did find three non-statutory mitigators and gave them “weight.”
Mr. Muhammad appealed to the Florida Supreme Court, which affirmed, though it found that the trial court had incorrectly applied the heinous, atrocious, and cruel statutory aggravator. See Knight v. State,
Mr. Muhammad next filed a motion for post-conviction relief in the trial court, asserting 28 claims. The trial court denied Mr. Muhammad’s motion without an evidentiary hearing. Mr. Muhammad appealed to the Florida Supreme Court, which affirmed the denial of post-conviction relief. See Knight v. State,
II. Mr. Muhammad’s Claims and Applicable Standards
Mr. Muhammad’s habeas corpus petition is governed by the Anti-Terrorism and Effective Death Penalty Act of 1996 (AEDPA), Pub.L. 104-132, 110 Stat. 1214 (1996) (codified at various provisions in Title 28 of the U.S.Code), which significantly changed the standards of review that federal courts apply in habeas corpus proceedings. Under AEDPA, if a state court adjudicates a claim on the merits, a federal court may grant habeas corpus relief only when the state court’s decision “was contrary to, or involved an unreasonable application of clearly established federal law, as determined by the Supreme Court of the United States,” or “was based on an unreasonable determination of the facts in light of the evidence presented in the state court proceeding.” 28 U.S.C. § 2254(d)(1)-(2). This is an “exacting standard.” Maharaj v. Sec’y Dep’t of Corr.,
Under § 2254(d)(1), a state court decision is “contrary to” Supreme Court precedent if it “applies a rule that contradicts the governing law set forth in” Supreme Court opinions. See Gary v. Hall,
A state court’s decision unreasonably applies clearly established federal law “if the state court identifies the correct governing legal rule but unreasonably applies it to the facts of the particular state prisoner’s case.” Reese v. Sec’y Fla. Dep’t of Corr.,
As noted above, § 2254(d)(2) provides an alternative avenue for relief. A federal court may also grant habeas relief if the state court unreasonably determines the facts. “A state court’s determination of the facts, however, is entitled to substantial deference” under § 2254(e)(1). See Maharaj,
In certain limited circumstances, however, a federal habeas court does not need to give any deference to a state court on an issue of law. Where a state court does not adjudicate the merits of a claim— for instance, when it incorrectly bases a decision on a procedural bar — AEDPA’s strict standard of review does not apply to that claim, and a federal court reviews that claim de novo. See Magwood v. Warden Ala. Dep’t of Corr.,
III. The Confrontation Clause Claim
The Sixth Amendment to the U.S. Constitution provides that “[i]n all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him.” U.S. Const, amend. VI. This right applies to state criminal prosecutions as well as federal ones. See Pointer v. Texas,
A. Detective Smith’s Testimony
Detective Smith testified at length at the resentencing proceeding. He testified both when the state tried to prove certain statutory aggravators and in the state’s rebuttal case. Detective Smith did not testify in the original trial. Nor did he testify in the original sentencing proceeding. In fact, Detective Smith had barely graduated from the police academy when Mr. Muhammad murdered Mr. and Mrs. Gans. Trial Tr., App. FF., at 2843.
In an attempt to prove certain statutory aggravators, the state asked that Detective Smith read portions of Detective Julio Ojeda’s testimony. Detective Ojeda had investigated the murders of Mr. and Mrs. Gans and had testified in Mr. Muhammad’s original trial. Id. at 2345-46. To prove the relevant statutory aggravators, Detective Smith recounted much of Detective Ojeda’s investigation and also repeated testimony from other witnesses.
Objecting to this method of evidentiary presentation, Mr. Muhammad requested that, before Detective Smith testify, he identify the source of the information from which he was about to testify. The trial court granted this request.
Despite the request, Detective Smith struggled to identify the source or sources of his testimony. Defense counsel therefore continued to object, and the following exchange ensued.
Mrs. Weissenborn [Mr. Muhammad’s counsel]: Again, where is this coming from?
The Court: Just identify—
The Witness: It was testified to at length in Detective Ojeda’s Scene and Body Section of his report.
Mrs. Weissenborn: Were [sic ] you are saying Detective Ojeda is the one that testified to this?
The Witness: I believe Ojeda as well as Technician Zann testified to it.
Mrs. Weissenborn: Your honor, I would like to come sidebar again.
The Court: Yes.
Mrs. Weissenborn: There is a further objection to this process, Your Honor. It is impossible when they are going from testimony in reports to every other place. It is unfair to this defendant, not only for confrontation, it is simply beyond a simple hearsay. This is simply taking — if they had each individual witness here, there would be [] fairness. We can take each witness, we can cut down what they are saying. We have the right to impeach. Now we are going from this report to this testimony to that testimony. This is beyond simple hearsay I think the state envisioned. ■
The Court: You seem to distinguish little hearsay, medium hearsay and big hearsay. This you believe to be big hearsay. There is no distinction. Hearsay is hearsay. You are right this is hearsay.
*1292 Exactly the same thing was done in Clark versus State which can be found at 613 [Southern Second] 412 whereas concerned the prior convictions rather than bring in what the State did which is to bring in the eyewitnesses to the murder. They brought in a detective who testified about what everybody said at that trial.
The Supreme Court said essentially there is no problem. It was the same thing that they found and held in Water-house versus State — these are 1992 cases; these are not ancient cases — 596 [Southern Second] 1008. Tompkins versus State, Rhodes versus State.
Again, it is the same thing. I know you do not like it. You have made that clear.
Mrs. Weissenborn: I am beyond that at this point. I am also raising due process. This is not a fair process at this point in time, not when he jumped from place to place. You have no right to sit here and the reason we will be able to prepare when you have over 3,600 pages of testimony which he jumps back and forth from. At least in a normal trial, in a normal process you have a right to sit there and you can reasonably hear what is happening and cross-examine. This procedure did not issue that right.
The Court: All right. The objection is overruled.
Id. at 2386-88. With that ruling, Detective Smith continued with his testimony.
After the state rested, Mr. Muhammad presented evidence of mitigators — that is, reasons for why the state should not obtain the death penalty. He underscored his destitute childhood, a childhood punctuated by his father’s cruelty and abuse. He also presented evidence of his mental health. Mr. Muhammad’s expert witnesses — psychologists and psychiatrists— testifted that, because of schizophrenia, Mr. Muhammad likely lost his self-control when he discovered the police surveillance during the kidnapping. This loss of self-control then caused Mr. Muhammad to kill Mr. and Mrs. Gans. Mr. Muhammad argued, essentially, that he did not plan out the murders from the start.
The state relied on Detective Smith to rebut the assertion that Mr. Muhammad became aware of any police surveillance. When asked by the prosecutor if any marked police cars followed Mr. Muhammad from the bank to southwest Dade County, Detective Smith testified that “[t]here were absolutely none.” Id. at 3551.
Another witness, Agent Terry Nelson, had testified in the resentencing proceeding that aircraft — an airplane and a helicopter — dogged Mr. Muhammad during the surveillance too. Id. at 2089. To rebut this testimony, Detective Smith testified in rebuttal about the plane and helicopter as well, relying in large part on a sworn statement given to police by the helicopter pilot (who never testified). Detective Smith told the jury that the airplane made no noise. Id. at 3552-53. Plus, he testified that neither the airplane nor the helicopter had tracked Mr. Muhammad until after he had killed Mr. and Mrs. Gans. Id. at 3556-58. When asked if either the airplane pilot or the helicopter pilot saw the Mercedes Benz before it had stopped the second time, Detective Smith answered without prevarication: “No, ma’am.” Id. at 3562.
B. Procedural Bar
On direct appeal from the resentencing proceeding, Mr. Muhammad raised a Confrontation Clause/right-to-cross-examination claim. The Florida Supreme Court
In his first claim, [Mr. Muhammad] contends that Detective Smith’s hearsay testimony violated his right to confrontation, due process, and a reliable sentencing proceeding. The gravamen of [Mr. Muhammad’s] claim is that Detective Smith’s recounting, on rebuttal, of the helicopter pilot’s prior sworn statement violated his Confrontation Clause right to confront and cross-examine witnesses because, unlike Smith’s earlier testimony summarizing prior trial testimony, the pilot’s statement had never been subjected to adversarial testing and lacked the reliability accorded former testimony. However, because [Mr. Muhammad] never specifically objected to Smith’s testifying as to the contents of the pilot’s statement, we find this claim procedurally barred.
Knight V,
Federal courts reviewing petitions for habeas corpus generally honor state procedural bars. See Smith v. Dep’t of Corr.,
First, contrary to the Florida Supreme Court’s factual determination, Mr. Muhammad objected. Before Detective Smith testified, counsel for Mr. Muhammad
Mr. Weissenborn: May it please the Court. My basic objection as to what the State intends to use this witness for which is to come in here give some kind of summary of everything that happened which involves the witness based on his investigation, telling the jury what other people did, what other people said, either over the radio or in person, and the objection I raise is this violates the rights of — the confrontation rights of the defendant on the Sixth Amendment and Article 1616, whatever it is, of the Florida Constitution.
I would like to have a standing objection.
Mrs. Weissenborn: The best evidence is not the best evidence — the best evidence of Mr. Marinek is the transcript of what Mr. Marinek was asked and answered at that time.
Mr. Laeser [prosecutor]: Actually, my belief is that the best evidence rules involve writings.
The Court: That is my understanding. I will accept this objection as a continuing objection for all testimony from this witness referring to what other people told him or anything that is hearsay.
Mr. Weissenborn: My objection is—
The Court: — confrontation.
Mr. Weissenborn: There is a confrontation objection and that can’t be changed by Statute. That right would be watered down in the statute. And that would go to any documentary evi*1294 dence. It is not a procedural objection. I didn’t see it, any documentary evidence which would violate his confrontation rights. We will object to—
The Court: All right. The objection is overruled.
Trial Tr., App. FF, at 2352-58 (emphasis added). Thus, the trial court allowed Mr. Muhammad to have a standing objection to any testimony by Detective Smith based on hearsay, including the testimony based on the helicopter pilot’s sworn statement.
Throughout the remaining testimony of Detective Smith, Mr. Muhammad’s counsel kept objecting. These objections prompted the trial court to make the following admonishment:
The Court: If you find that the officer mischaracterizes what the testimony is, I will let you bring in the whole transcript. We will sit here until doomsday and read it to the jury.
But if the witness can testify in this manner and you do not find that he is saying things that are not true, there is no problem with this procedure. The Supreme Court has repeatedly — now I don’t want to hear the same objection and be brought sidebar for the same objection. This is hearsay. It is hearsay. You made your confrontation rule argument. I have accepted your objection, your [sic ] object to all of it.
I don’t want another sidebar on the subject of hearsay. You have preserved your record. I have ruled. The Supreme Court has ruled on this issue.
Mr. Weissenborn: Florida Supreme Court?
The Court: Yes. Yes. Let’s go on.
Id. at 2364 (emphasis added).
The transcript thus conclusively shows that Mr. Muhammad had a standing objection to Detective Smith’s hearsay testimony. To the extent that the Florida Supreme Court factually determined that Mr. Muhammad had not objected, the transcript constitutes clear and convincing evidence that contradicts such a determination, and I therefore will consider the merits of the Confrontation Clause claim. See Blanco v. Sec’y Fla. Dep’t of Corr.,
Second, Florida law consistently recognizes that a standing objection preserves an issue for appeal. See, e.g., Floyd v. State,
In sum, Florida courts have routinely considered issues on which a party has made a standing objection, have refused to apply procedural bars in similar situations, and have inconsistently (and incorrectly) applied the bar in this very case. In similar circumstances, the Eleventh Circuit has refused to apply a state procedural bar. For instance, in one case, the defendant noted that Florida law allowed him to attack the validity of his plea on collateral review, even if he never challenged the plea on direct appeal. The Florida Supreme Court nevertheless refused to review the argument on collateral review, and the defendant asserted that the Florida Supreme Court’s actions were inconsistent and unfair. See Upshaw,
C. Right to Cross-Examination
The Sixth Amendment generally guarantees a defendant the right to confront all the witnesses against him in a criminal prosecution. Since 1965, this right applies to state criminal prosecutions, for the Fourteenth Amendment incorporated the Sixth Amendment’s Confrontation Clause. See Pointer,
1. Standard of Review
Before I analyze the merits of the Confrontation Clause claim, I must decide what level of review applies. Generally, AEDPA demands that a federal court grant habeas corpus relief only if the state court’s decision “was contrary to, or involved an unreasonable application of, clearly established federal law, as deter
2. The Right to Cross-examination at Capital Sentencing Proceedings
I ultimately conclude, as explained below, that the Confrontation Clause applies in capital sentencing proceedings. I recognize, however, that the legal landscape is a quagmire.
The Supreme Court, in Williams v. New York,
These cases, however, come from a time before the Confrontation Clause applied to the states and before the Eighth Amendment placed limits on capital sentencing. And since then the Eleventh Circuit, in Proffitt v. Wainwright,
Unfortunately, the Eleventh Circuit’s more recent jurisprudence in this area is muddled. In Chandler v. Moore,
Proffitt was a habeas case in which Charles Proffit claimed that the state court admitted a court-appointed psychiatrist’s report without an opportunity for him to confront the psychiatrist at his death-penalty sentencing hearing. The report’s introduction, Mr. Proffit maintained, violated the Confrontation Clause. See Proffitt,
Nor is Proffitt deficient analytically. It discusses the relevant Supreme Court cases (e.g., Williams), finding them “no longer valid.” Id. at 1254. As the opinion put it, “[t]he constitutional requirements governing capital sentencing ... have undergone substantial evolution in the wake of Furman v. Georgia.” Id. at 1252 (citing Furman v. Georgia,
And, although the prior panel precedent rule does not apply if the Supreme Court or the Eleventh Circuit, sitting en banc, overrules an opinion, Proffitt has not been overturned. If anything, the Supreme Court has generally expanded the Confrontation Clause’s application, and nothing suggests that the Supreme Court would overturn Proffitt today. See Davis v. Washington,
Finally, I note that — Chandler aside— the Eleventh Circuit has consistently noted Proffitt’s recognition of the Confrontation Clause’s applicability at capital sentencing. See Moore v. Zant,
3. Applicable Law
Under Eleventh Circuit precedent, Mr. Muhammad had the right to cross-examine Detective Ojeda, the helicopter pilot, and the airplane pilot. But what does that right entail, exactly? The answer is not a simple one, for the right to cross-examination has changed over the years. As currently interpreted, the right to cross-examination prevents the state from introducing a witness’ “testimonial statements” unless
But this standard is a modern one which overturned the previous standard expounded in Ohio v. Roberts,
Fortunately, the Eleventh Circuit has settled the issue. A federal habeas court applies the Confrontation Clause standard as it existed at the time of the criminal defendant’s trial — or, here, the resentencing proceeding. See Mason v. Allen,
4. The Right to Cross-Examination Under Roberts
Under Roberts, where the prosecution wants to introduce a witness’ statement through a means other than the witness’ live testimony, that “statement is admissible only if it bears adequate ‘indicia of reliability.’”
Detective Smith read portions of Detective Ojeda’s prior trial testimony at the resentencing proceeding. Though the Supreme Court in Roberts found that prior testimony bears adequate indicia of reliability, id. at 73,
A witness is unavailable when the prosecutor makes “good faith efforts to obtain” his “presence at trial” but nonetheless fails. See United States v. Siddiqui,
Mr. Muhammad also complains about Detective Smith’s testimony parroting the sworn statement made to the police by the helicopter pilot.
5. Prejudice/Harmless Error
Even though the state court violated his right to cross examination, Mr. Muhammad cannot obtain habeas relief unless the error harmed him. “In habeas proceedings, [courts] review whether a constitutional violation is harmless” under Brecht v. Abrahamson,
Significantly, the state offers no argument whatsoever that the violation was harmless under Brecht. Instead, in a blatant misreading of the record, the state maintains that Mr. Muhammad’s Confrontation Clause claim is procedurally barred because his lawyers never objected. The record, of course, flatly contradicts this argument.
Despite the clarity of the transcript, the state pushes its procedural-bar argument
This forfeiture principle applies even under AEDPA, as a district court is not required to address harmless error when such an argument is not pressed by the state. See Prevatte v. French,
Even if the state had not forfeited its prejudice/harmlessness argument, and even if I had to conduct a Brecht analysis on my own, I would alternatively find that Mr. Muhammad merits habeas relief on his Confrontation Clause claim. As already mentioned, Brecht requires me to decide if “the error had substantial and injurious effect or influence in determining the jury’s verdict,” with the state bearing the burden on harmlessness. See Mason,
To understand why Detective Smith’s testimony had a substantial and injurious effect on the verdict, and was not harmless, one must be cognizant of Mr. Muhammad’s strategy at the resentencing proceeding. The state, which went first, introduced evidence that Mr. Muhammad had kidnapped Mr. and Mrs. Gans; that Mr. Muhammad had a prior capital felony; that Mr. Muhammad murdered' Mr. and Mrs. Gans in a cold, calculated, and premeditated manner; that Mr. Muhammad
With this in mind, Mr. Muhammad’s counsel posed a hypothetical to some of the mental-health experts. The long hypothetical essentially asked whether Mr. Muhammad could have snapped, because of extreme mental and emotional disturbances, when he saw the police or when he heard the aircraft or helicopter. Trial Tr., App. FF, at 2532-37, 2759-66, 2870. The experts answered the hypothetical and said that those stressors would have caused Mr. Muhammad to snap. Id. The hypothetical sought to eliminate, or at least diminish, the cold, calculated, and premeditated aggravator, as well as the notion that Mr. Muhammad murdered to avoid lawful arrest. Because the hypothetical depicted the murders as a psychological response from a mentally infirm man, the hypothetical also potentially boosted Mr. Muhammad’s mental-health mitigator.
In response, the state argued that Mr. Muhammad was a phony, a man who pretended to suffer from mental issues when he had none. The state introduced the testimony of two mental-health experts, who both opined that Mr. Muhammad did not have schizophrenia. But the state’s prime strategy was to show that Mr. Muhammad did not react impulsively to a police pursuit. And, to do so, the state relied on Detective Smith, whose hearsay testimony demolished the hypothetical.
Most of Detective Smith’s hearsay testimony did not have a substantial and injurious effect. Detective Smith testified, for instance, that none of the police cars chasing Mr. Muhammad had police identifiers. And, according to Detective Smith’s testimony, the police officers following Mr. Muhammad all wore plain, street clothes. Agent Nelson corroborated this testimony fully.
Agent Nelson’s testimony, with regard to the helicopter, actually favored Mr. Muhammad. When asked about helicopters and airplanes, Agent Nelson stated the following:
Mrs. Weissenborn: A helicopter at some point came in?
Agent Nelson: A helicopter came in.
Mrs. Weissenborn: Where did the helicopter come in?
*1302 Agent Nelson: Southwest Dade.
Mrs. Weissenborn: Of course the murders took place in Southwest Dade. You mean after the murders, the helicopters were brought in.
Agent Nelson: The helicopter was airborne during the surveillance.
Mrs. Weissenborn: During the procession?
Agent Nelson: During the procession.
Mrs. Weissenborn: It was not downtown at some point the helicopter got involved?
Agent Nelson: To the best of my knowledge, yeah.
Mrs. Weissenborn: At what point did it get involved?
Agent Nelson: I don’t recall.
Id. at 2089 (emphasis added).
The state rebutted this evidence, again through Detective Smith’s hearsay testimony. Detective Smith made clear, by relying on the helicopter pilot’s sworn statement, that Mr. Muhammad could not have possibly seen or heard the helicopter before the murders in part because the pilot was ordered to land. Id. at 3554-57. The order to land, moreover, came about because “[t]he officers involved ... did not want the surveillance ... being burned.” Id. at 3556. “That is, they didn’t want the helicopter to be seen because of its low altitude and the noise that it makes.” Id. at 3556-57.
Detective Smith then testified that, according to the helicopter pilot, the first time the pilot saw the car, it had stopped near the canal, i.e., he first saw the car after Mr. Muhammad had shot Mr. and Mrs. Gans. Id. at 3558. Mr. Muhammad had “absolutely not” heard the helicopter, according to Detective Smith. Id. at 3578. Thus, Detective Smith’s hearsay testimony — based solely on the sworn statement of the helicopter pilot — contradicted Agent Nelson’s testimony. Significantly, no other evidence corroborated Detective Smith’s testimony with regard to the helicopter and its lack of effect on Mr. Muhammad.
There is no question that the evidence about the helicopter was key. As already noted, the evidence debunked Mr. Muhammad’s contention that an impulse caused him to kill Mr. and Mrs. Gans. The evidence also boosted the state’s assertion that Mr. Muhammad was a phony who concocted the murders from the start. These different views of the event control (or at the very least significantly affect) whether a person saw Mr. Muhammad’s actions as cold, calculated, and premeditated, or saw the murders as an attempt by Mr. Muhammad to avoid lawful arrest.
The attorneys on both sides — who were operating in the crucible of a hotly-contested capital sentencing hearing — well understood the value of the evidence concerning the helicopter. In his opening statement, the prosecutor, for instance, underscored that Mr. Muhammad was unaware of the police surveillance until after he had murdered Mr. and Mrs. Gans. Id. at 1912, 1917. The implication, of course, was that Mr. Muhammad killed in a cold, calculated, and premeditated way. Id. at 1912.
The prosecutor continued with this theme at closing argument. There, the prosecutor harped on the helicopter’s absence and Mr. Muhammad’s hypothetical. The prosecutor noted that the hypothetical offered to the mental-health experts assumed that Mr. Muhammad saw marked police cars or saw or heard the helicopter and airplane overhead. “Well, those are not facts,” the prosecutor told the jury, because “[t]he facts came out when Detective Smith testified for the second time after going through all the records, all the reports, all the statements, all the testimony about what really happened.” Id. at 3781.
In her closing argument, Mr. Muhammad’s counsel too discussed the helicopter. She said the evidence showed that Mr. Muhammad stopped once, asked Mr. and Mrs. Gans to get out of the Mercedes Benz, and then forced them back in. The Mercedes Benz stopped at some other spot, where Mr. Muhammad then shot Mr. and Mrs. Gans. Mr. Muhammad’s counsel argued that this sequence made sense only if, after the first stop, Mr. Muhammad heard the helicopter and “that caused that break because ... that mind, be it antisocial, be it borderline, be it paranoid schizophrenic,” did not act like a healthy mind. Id. at 3911.
After closing arguments, the jury, by a vote of nine to three, recommended death for Mr. Muhammad as to both murders. Id. at 3935-36. The trial court followed that recommendation and sentenced Mr. Muhammad to death.
The evidence on the issue of premeditation was not one-sided. Agent Nelson testified that Mr. Muhammad did not behave as a man aware of surveillance and that the police worked diligently to keep the surveillance covert. Mr. Muhammad did hide from the police for hours after the murders, which might show design by him. But Agent Nelson lost sight of Mr. Muhammad at times, and Mr. Muhammad did stop the car once, forced Mr. and Mrs. Gans back into the car, and forced them to drive to another spot.
Most importantly, however, the helicopter testimony was vital to the trial court’s decision to sentence Mr. Muhammad to death. In large part, the court discarded the testimony of Mr. Muhammad’s mental-health experts because “[t]he most significant test for the expert opinions offered ,.. are the facts of the case.” Sentencing Order, Feb. 20, 1996 at 26. And the hypothetical given by Mr. Muhammad’s counsel, the court said, was of little consequence because “[t]he evidence showed that during the pursuit of the Gans vehicle ... there were no police aircraft in the air.” Id. at 29. According to the court, it was “eminently clear from the evidence that the defendant was unaware of the police presence until after he murdered the Ganses.” Id. at 30.
The trial court’s finding contradicts Agent Nelson’s testimony, which implied, if not stated, that the helicopter followed Mr. Muhammad through the procession of events. Detective Smith’s hearsay testimony, alone, contradicted Agent Nelson’s testimony, and so the court relied on Detective Smith’s testimony to discredit Mr. Muhammad’s health experts, Mr. Muhammad’s hypothetical, and Agent Nelson. If there is any doubt about the importance of Detective Smith’s hearsay testimony, the trial court put the doubt to rest. The discrepancy between the facts in the hypothetical and the facts stated by Detective Smith, the court wrote, was “extremely significant.” Id. at 29 (emphasis added).
There’s an additional reason why the hearsay testimony had a substantial and injurious effect and was not harmless. As noted above, the Florida Supreme Court held that the trial court applied the heinous, atrocious, and cruel aggravator when it should not have. See Knight V, 746 So.2d
Given the weight the trial court gave the discrepancy between Detective Smith’s testimony and the facts in the hypothetical, given Agent Nelson’s testimony that helicopters had followed Mr. Muhammad during the procession, given the inapplicability of the heinous, atrocious, and cruel aggravator, and given that Mr. Muhammad’s awareness of the police pursuit was so central to both the state’s case and the defense’s case, Detective Smith’s hearsay testimony about the helicopter had a substantial and injurious effect on the sentencing proceedings. The state, even if it had not forfeited the argument, cannot carry its burden to show harmlessness.
Finally, and although neither party briefed or mentioned this legal point, I note the following. On direct appeal, the Florida Supreme Court appears to have, in the alternative, suggested a possible harmless error analysis for the claim relating to Detective Smith’s hearsay testimony. In whole, the footnote with this suggestion states:
We also note that the trial court, in considering [Mr. Muhammad’s] objection to Smith presenting a summary of former trial testimony, offered [Mr. Muhammad] the opportunity to have that testimony read to the jury as an alternative to Smith’s presentation. In addition, Nelson’s nonhearsay testimony covered much of the same ground and he participated throughout the surveillance, while the helicopter pilot only became involved at the end. Moreover, while Smith admittedly was called to the stand to rebut the defense’s theory that the air surveillance caused [Mr. Muhammad’s] loss of mental faculties, his recitation of Detective Ojeda’s trial testimony recounted the same subject matter as that presented by Nelson.
Id. at 430 n. 8. As I read it, this footnote does not contain any harmless error ruling. There is no identification of Roberts as the governing law, no citation to any harmless error standard, and no mention of the word harmless. Assuming, however, that this was somehow an actual harmless-error ruling, it fails even under AED-PA’s deferential standard of review.
The ruling was summary in nature, but the Eleventh Circuit has “repeatedly held [that] AEDPA deference is due even if the state court decision was summary in nature.” Pope v. Sec’y Dep’t of Corr.,
Under Chapman,
First, the Florida Supreme Court violated the dictates of Roberts and White. The Florida Supreme Court stated that the trial court offered to have Detective Ojeda’s trial testimony read into the record, rather than restated by Detective Smith. The introduction of the transcript, the Florida Supreme Court presumed, would have cured any harm. But both Roberts and White make clear that the state must show a witness to be “unavailable” before the state can introduce a transcript of that witness’ prior testimony as evidence. See White,
Second, the Florida Supreme Court incorrectly (and unreasonably) found use of the helicopter pilot’s statement harmless on the understanding that Agent Nelson’s testimony covered the same evidence. The record flatly contradicts the Florida Supreme Court’s finding. As already mentioned, Agent Nelson testified that the helicopter joined during the surveillance or during the procession. Later on, Agent Nelson said he did not recall when the helicopter appeared. This hardly displaces Mr. Muhammad’s theory or hypothetical. By contrast, Detective Smith’s testimony left no doubt that the helicopter did not arrive until after Mr. Muhammad killed Mr. and Mrs. Gans. Again, no other evidence supports Detective Smith’s testimony. Cf. Ventura v. Fla. Attorney Gen.,
IY. The Ineffective Assistance of Counsel Claims
In the context of a capital case like this one,
*1306 [ineffective assistance under Strickland, is deficient performance by counsel resulting in prejudice, with performance being measured against an “objective standard of reasonableness,” “under prevailing professional norms.” [A court] ... looks to norms of adequate investigation in preparing for the sentencing phase of a capital trial, when defense counsel’s job is to counter the state’s evidence of aggravated culpability with evidence in mitigation. In judging the defense’s investigation, as in applying Strickland generally, hindsight is discounted by pegging adequacy to “counsel’s perspective at the time” investigative decisions are made, and by giving a “heavy measure of deference to counsel’s judgments.”
Rompilla v. Beard,
Mr. Muhammad asserts that his counsel was ineffective in various ways relating to his 1996 resentencing hearing. Each ineffectiveness claim is addressed below.
A. Failure to Object
In an admittedly circular argument, Mr. Muhammad contends that his counsel were ineffective for failing to object to the admission of the hearsay testimony that he claims violated his rights under the Confrontation Clause. Mr. Muhammad understandably asserts this claim because on direct appeal the Florida Supreme Court held that he “never specifically objected to Smith’s testifying as to the contents of the pilot’s statement” and found the claim “procedurally barred.” Knight V,
As noted earlier, counsel for Mr. Muhammad did assert, and were granted a continuing Sixth Amendment objection, to Detective Smith’s testimony. Mr. Muhammad does not therefore merit relief on this claim.
B. Failure to Resentence Mr. Muhammad in a Reasonable Period of Time
In 1988, the Eleventh Circuit granted Mr. Muhammad’s first federal habeas petition. In its opinion, the Eleventh Circuit ordered a resentencing hearing within “a reasonable period of time.” The state, however, did not resentence Mr. Muhammad until 1996 — eight years later.
This lag, Mr. Muhammad asserts, is not reasonable, and made evidence stale, witnesses unavailable, and evidence disappear. The state, Mr. Muhammad further claims, used this unreasonable delay as a strategic advantage and prevented him from producing certain witnesses. Plus, the delay forced the trial court to discredit certain testimony because those witnesses had not seen or (in the case of mental health experts) interviewed Mr. Muhammad in years. His counsel, Mr. Muhammad contends, never objected to this unreasonable delay, and therefore rendered ineffective assistance of counsel in violation of the Sixth Amendment.
The trial court found this claim “procedurally barred in as much as the issue of delay was raised on appeal and rejected by the Supreme Court where the Court found that both parties bear the responsibility
the delay was partially caused by the defendant. New counsel had been appointed and sought continuances to prepare, requested competency hearings, failed to cooperate with some appointed experts, litigated payments of expert bills against the County, and resisted and failed to provide discovery. Clearly since the defendant contributed to the delay, he cannot now complain about it.
Id. The Florida Supreme Court affirmed. It found that this claim was procedurally barred and attached as an appendix the order denying post-conviction relief rather than repeating in detail those reasons in the order. Id. at 391.
Initially, the trial court, in the Rule 3.850 proceedings, found that Mr. Muhammad had raised this issue on direct appeal and that it was rejected by the Florida Supreme Court. This, finding was incorrect. Mr. Muhammad argued that prolonged incarceration on death row constituted cruel and unusual punishment, but not that the delay in resentencing prejudiced him because of lack or loss of evidence. See Knight V,
But the trial court, in the alternative, decided this issue on the merits. I thus review the state court’s adjudication under AEDPA’s deferential standard of review. The Florida Supreme Court, in my view, correctly rejected Mr. Muhammad’s ineffective assistance of counsel claim on the failure to be resentenced in a reasonable period.
To prevail on a claim of ineffective assistance, a petitioner must demonstrate both that his attorney’s efforts fell below constitutional standards, and that he suffered prejudice as a result. See Strickland,
Before resentencing, Mr. Muhammad made no less than twenty motions that requested or necessitated extensions of time. Mr. Muhammad now claims that his counsel were ineffective for failing to object to the state using the loss of or inability to produce certain evidence to its advantage. But certain of the delays over the eight-year period between the Eleventh Circuit’s remand and Mr. Muhammad’s resentencing should be attributed to Mr. Muhammad. Repeatedly, Mr. Muhammad’s counsel requested continuances, because (understandably, given the case’s history) more time was needed for preparation. Thus, any objection to the untimely nature of resentencing would have lacked merit, and his counsel cannot be ineffective for failing to raise a non-meritorious argument. See Chandler,
In addition, the record also shows that Mr. Muhammad was not prejudiced by the failure to object. See Devier v.
But this misunderstands the trial court’s concerns. The court did worry that all the mental-health experts evaluated Mr. Muhammad years before or after the date of the crime. The delay in evaluation, however, was not caused by the delay in resentencing. As the court noted, most of these evaluations occurred years before the re-sentencing hearing — including one evaluation that happened years before the murder — but nonetheless occurred years after (or before) the crime. It is thus unclear how, exactly, the delay caused any prejudice. Mr. Muhammad’s claim fails because there simply is no indication that counsel’s failure to object to the delay rendered Mr. Muhammad’s trial “fundamentally unfair” or that “there is a reasonable probability that, but for counsel’s unprofessional errors the result of the proceeding would have been different.” Devier,
C. Failure to Adequately Investigate and Prepare Mitigation
Mr. Muhammad argues that his counsel failed to adequately prepare for, and investigate, the mitigation side of the resentencing proceeding. His counsel supposedly did not give mental health providers “critical and relevant materials,” such as Mr, Muhammad’s prison records, trial transcripts, and reports from other mental health providers who had conducted earlier evaluations. His attorney allegedly failed to provide evidence of Mr. Muhammad’s living conditions as a child, including his time spent at home and in the custody of the Okeechobee Boy’s School. Finally, his lawyers did not raise certain objections or move to strike certain witnesses’ testimony because they were unaware of the proper standards for statutory mitigation. D.E. 1 at 28-43.
The trial court in the Rule 3.850 proceeding found that Mr. and Mrs. Weissenborn had not rendered deficient performance by failing to investigate and prepare mitigation. As the court explained, the record reflected that Mr. Muhammad’s counsel called numerous mental health experts to testify. And the jury was presented with evidence of Mr. Muhammad’s “mental illness and bizarre behavior and upbringing.” Knight VII,
Mr. Muhammad is not entitled to habeas relief on this claim. The Eleventh Circuit has held that failure to make any preparations for the penalty phase of a capital murder trial deprives a client of effective assistance of counsel. See Blake v. Kemp,
D. Failure to Prepare to Rebut State’s Aggravating Factors
The state introduced evidence that Mr. Muhammad had been convicted of a capital felony. See Fla. Stat. § 921.141(5)(b) (evidence of another or prior capital felony is an aggravating factor). The state did so by showing that Mr. Muhammad had murdered a prison guard. Mr. Muhammad killed this prison guard, however, after the state convicted him of murdering Mr. and Mrs. Gans. Mr. Muhammad’s attorneys therefore objected to the state introducing this felony as a prior capital felony. Mr. Muhammad now asserts that his attorneys argued this legal issue without proper preparation. Had his attorneys prepared, he says, they could have blocked the state’s reliance upon that other capital conviction as an aggravator. But they did not, and so he claims they provided ineffective assistance of counsel.
The trial court, in the Rule 3.850 proceeding, found that Mr. Muhammad’s claim was “without merit, as the [other] conviction was valid and counsel cannot be ineffective for failing to challenge a valid conviction.” Knight VII,
Mr. Muhammad is not entitled to habeas relief on this claim either. After a careful review of the record, I find that the Florida Supreme Court’s ruling was not contrary to, and did not involve an unreasonable application of, clearly established federal law, as determined by the Supreme Court. Nor was it based on an unreasonable determination of the facts in light of the evidence presented.
I too find this claim to be without merit. In Rompilla v. Beard,
E. Failure to Zealously Advocate
The final Strickland claim by Mr. Muhammad is that his counsel failed to zealously advocate on his behalf. Although Mr. Muhammad makes this blanket heading in his petition, he fails to point to any specific instances of underwhelming
The trial court found that Mr. Muhammad failed to assert that “there was a reasonable probability that the news coverage affected the outcome of the trial.” The court concluded that the claim was “facially insufficient as conclusory allegations are insufficient to state a claim for relief.” As to the claim that mental health experts were not properly prepared by counsel, the trial court found this claim facially insufficient and conclusory because Mr. Muhammad failed to state how additional materials would have changed the testimony of the experts or how the outcome would have been different. The trial court reached a similar conclusion as to Mr. Muhammad’s merger claim, finding that Mr. Muhammad failed to allege how the merging instruction could have changed the outcome. Thus, Mr. Muhammad made conclusory allegations, the trial court found, insufficient to warrant an evidentiary hearing. With regard to Mr. Muhammad’s claim that his counsel opened the door, the trial court again found that argument conclusory and insufficient to support an evidentiary hearing. Finally, the trial court, applying Strickland, determined that Mr. Muhammad counsel’s presentation of the lengthy hypothetical was not unreasonable.
The Florida Supreme Court summarily affirmed the trial court’s rulings on these issues. It concluded that the assertions were either facially or legally insufficient as alleged or without merit as a matter of law. See Knight VII,
Ultimately, Mr. Muhammad seems to be making a cumulative error claim. Although I have engaged in a sub-claim by sub-claim analysis and have found each to be without merit, unless the trial was rendered fundamentally unfair, the Eleventh Circuit Court of Appeals has declined to validate “cumulative error” claims. See Cargill v. Turpin,
V. The Brady and Giglio Claims
Mr. Muhammad next argues that the state never disclosed evidence of his state of mind and of the events that led to the murder of the prison guard. Mr. Muhammad cites to multiple pieces of evidence regarding his mental state at the time of Officer Burke’s death, including that Mr. Muhammad “had a different look than he did before” and “was in his cell pacing back and forth and talking to himself.” Mr. Muhammad argues that the state withheld this and similar information and hence violated Brady v. Maryland,
At Mr. Muhammad’s resentencing for the Gans murders, the state sought to introduce evidence of the murder of Officer Burke. Mr. Muhammad was resentenced, and on direct appeal to the Florida Supreme Court, Mr. Muhammad did not raise the Brady claim, despite knowing of the state’s alleged violation for years. See Knight V,
The Florida Supreme Court correctly found the Brady claim procedurally barred. Mr. Muhammad knew of the alleged Brady violations years before the trial court resentenced him, yet he did not timely raise the issue. Florida courts have applied this procedural bar in a similar situation before. See Pittman v. State,
What’s more, Mr. Muhammad’s Brady claim fails on the merits. In Brady, the Supreme Court established three criteria a criminal defendant must prove in order to establish a violation of due process resulting from the prosecution’s withholding of evidence. The defendant alleging a Brady violation must demonstrate: “(1) that the prosecution suppressed evidence, (2) that the evidence suppressed was favorable to the defendant or exculpatory, and (3) that the evidence suppressed was material.” United States v. Severdija,
I conclude that Mr. Muhammad is not entitled to habeas relief on the Brady/Giglio claims. With regard to the ar
Further, Mr. Muhammad’s claim that the state failed to alert the trial court, the defense, and the jury that a state witness gave false testimony in violation of Giglio is conclusory. After making this claim in his petition, Mr. Muhammad fails to identify the false statement or even disclose the name of the witness who allegedly gave false testimony. I cannot evaluate the merits of, or grant relief on, the Giglio claim.
VI. The Improper Prosecutorial Argument Claim
Mr. Muhammad argues that the prosecutor’s inflammatory and improper comments and arguments rendered his death sentence fundamentally unfair and unreliable in violation of his Sixth, Eighth, and Fourteenth Amendment rights. Mr. Muhammad also argues that his attorneys failed to object to these comments. This failure to object, he says, denied him of his right to effective assistance of counsel.
The state, Mr. Muhammad contends, informed the jury through cross-examination of his expert witness that he had lost all his appeals, that he had sought (and was denied) clemency from the Governor, and that a previous jury had rejected his insanity defense. Mr. Muhammad also contends that the prosecutor misled the jurors by asking a hypothetical to an expert witness. The hypothetical raised the specter of rape, arson, and cruelty to animals — actions associated with an antisocial personality disorder that Mr. Muhammad supposedly has. Mr. Muhammad further argues that the prosecutor attacked the integrity of anyone who spoke or testified on his behalf, including the suggestion that one of the lawyers who represented him at his clemency hearing “spread her legs during an interview and allowed Mr. Muhammad to look up her dress.” And the prosecutor commented that Mr. Muhammad “didn’t believe in the moral law,” “was the worst of the worst,” “was beyond hope of rehabilitation,” “was evil,” and had “no feelings
On direct appeal, the Florida Supreme Court found that these matters were procedurally barred because “none of these arguments were raised in the trial court.” Knight V,
Mr. Muhammad again raised these claims in his Rule 3.850 proceeding. He did so in two ways: (1) alleging that his counsel was ineffective for failing to object to the comments; and (2) that it was error for the prosecutor to have made the comments and arguments. The trial court determined that Mr. Muhammad’s claim was “insufficient in that [Florida] the Supreme Court in its opinion indicated that even if the issue was properly preserved, the Court would still find no error.” Knight VII,
I have reviewed the questions complained of by Mr. Muhammad that were posed by the prosecutor to the expert witnesses. Certain of these questions were properly objected to by defense counsel and were preserved for appellate review. Therefore, they were and are not procedurally barred. On the other hand, certain of the questions were not objected to and were properly proeedurally barred from review by the Florida Supreme Court.
Regardless, I find these claims to be without substantive merit and refrain from a procedural-bar analysis, opting to resolve the merits first. See Lambrix v. Singletary,
During the state’s closing argument, the prosecution argued as follows:
He is angry, hostile, belligerent, suspicious, just like every doctor said, and when he gets angry he does what he wants without a conscience.
Who is this man? He does not abide by moral or legal laws. People often, when they talk about a bad criminal, they say oh, he is like an animal. He is like a beast. That is not true.
Beasts and animals don’t kill their own species. They don’t kill because it feels good or like the idea. They may kill in self-defense. They may kill for food but they don’t go hunting their own species so that they can execute them and get away with what they have done.
What he does, he is an angry, mean, ornery prisoner and he decides he is going to take out his revenge. This is a fair trade. “You did not give me a visit, I am going to kill somebody.”
In his mind, that is okay. After all, we are dealing with somebody who has no conscience, no moral values.
But the big decisions really is, does his life have more value than Sidney Gans’s, more value than Lillian Gans’s, more value than Richard Burke’s?
How do we value these lives? There were no hearings with jurors to evaluate aggravating and mitigating factors for these three innocent victims.
He is incapable of being rehabilitated. [His sister] becomes a certified nurse. He wastes the God given intelligence that he has.
She gets him a job in Miami. He uses the money to buy heroin and LSD. She*1314 becomes good and moral; he becomes hostile and evil.
Trial Tr., App. FF, Vols. 33-34.
At the conclusion of the state’s closing argument, counsel for Mr. Muhammad made a motion for mistrial. The trial court denied the motion.
“The relevant question is whether the prosecutors’ comments so infected the trial with unfairness as to make the resulting conviction a denial of due process.’ ” Darden v. Wainwright,
Some of the prosecutor’s comments during closing argument are improper and have no place in a capital sentence proceeding. Still, the Florida Supreme Court found that these comments, though partially improper, did not warrant resentencing. See Knight V,
The closing argument, furthermore, did not “manipulate or misstate evidence, nor did it implicate other specific rights of the accused such as the right to counsel or to remain silent.” Darden,
VII. The Conflict of Interest of Counsel Claim
“I have had meetings with him and concluded that I couldn’t deal with this guy.” Trial Tr., App. FF, at 1991. This statement by counsel, and others, form the basis for Mr. Muhammad’s claim that his counsel labored under an actual conflict of interest while representing him.
The trial court denied this claim because Mr. Muhammad did “not identify any specific lapse during the representation of the defendant that allegedly occurred because of the alleged conflict of interest.” Knight VII,
Mr. Muhammad argues that the “Sixth Amendment right to effective assistance of counsel is violated when an attorney had a conflict of interest.” D.E. 1 at 71. This is generally correct, but “a defendant who raised no objection at trial must demonstrate that an actual conflict of interest adversely affected his lawyer’s performance.” Cuyler v. Sullivan,
In the instant petition, Mr. Muhammad does not make any such showing. Mr. Muhammad’s entire argument is based on statements that his counsel made to the resentencing court, not on a motion to withdraw, but rather during argument on Mr. Muhammad’s competency to stand trial. It is from his counsel’s argument at a competency hearing that Mr. Muhammad now claims a conflict of interest existed and had “some adverse effect” on his counsel’s representation. Mr. Muhammad does not cite one page in the extensive record before me to where counsel’s performance adversely affected him. Instead, he appears to be asserting a per se violation of the right to effective assistance of counsel. This claim fails, however, for the Eleventh Circuit does not recognize per se violations of the right to effective assistance of counsel based on allegations of conflict. See McCorkle v. United States,
Even if I were not to apply the deferential AEDPA standard, Mr. Muhammad would have to show that “his attorney had an actual conflict of interest, and ... that the conflict of interest adversely affected counsel’s performance.” Id. See also Mickens v. Taylor,
Under the applicable AEDPA standard, Mr. Muhammad is not entitled to relief on this conflict-of-interest claim. The Florida Supreme Court’s ruling that the claim was
VIII. The Claim as to Possible Consecutive Sentences
Mr. Muhammad contends that the trial court’s refusal to determine and instruct the jury regarding consecutive life sentences with a minimum mandatory term of fifty years violated his Sixth, Eighth, and Fourteenth Amendment rights. I disagree.
Before the case went to the jury, Mr. Muhammad filed a motion to “determine alternative to death sentence and to present evidence regarding meaning of life sentence,” Trial Tr., App. FF, at 1425. The trial court denied the motion insofar as Mr. Muhammad requested that it instruct the jury about consecutive sentences. It did grant the motion such that Mr. Muhammad’s counsel was allowed to advise the jury “that he will be required to serve a total of at least 50 years in prison before he will be eligible for parole.” Trial Tr., App. FF, at 3737. Mr. Muhammad contends that “[pjostponing the decision whether the sentences would be consecutive or concurrent withheld from the jury accurate sentencing information and, by interfering with the jury’s ability to give effect to other mitigating evidence, skewed the balancing process in favor of death.” D.E. 1 at 77-78. Mr. Muhammad further argues that because the state relied upon future dangerousness in its closing, the trial court’s refusal to determine in advance whether any non-capital sentences would be concurrent or consecutive violated his due process rights.
On direct appeal, the Florida Supreme Court rejected this claim. It found “the fact that both defense counsel and the trial judge informed the jury here that consecutive life sentences totaling a minimum mandatory of fifty years could be imposed was sufficient to fully apprise the jury of the consequences of a life recommendation, and we find no abuse of discretion in the trial court’s ruling.” Knight V,
Under the applicable AEDPA standard, Mr. Muhammad is not entitled to habeas relief. The Florida Supreme Court’s ruling on the jury’s apprisal of the consequences of a life sentence was not contrary to, or an unreasonable application, of clearly established federal law. Nor was the ruling based on an unreasonable determination of the facts.
Nowhere does Mr. Muhammad argue that the Florida Supreme Court’s ruling on this claim was an unreasonable application of clearly established federal law or an unreasonable determination of the facts. Mr. Muhammad continues to assert, rather, the same arguments put forth on direct appeal which were reviewed and expressly rejected by the Florida Supreme Court under a different standard of review.
During closing argument, counsel for Mr. Muhammad specifically argued to the jury that if they chose to recommend life, “it could be two consecutive 25 year sentences.” Trial Tr., App. FF, at 3893. Counsel further argued that a consecutive sentence would be essentially a life sentence to Mr. Muhammad, who was age 45 at the time of his resentencing. See id. And counsel advised the jury that even if they recommended a life sentence for Mr. Muhammad, the parole board “is not going to release him.” Counsel further said that the judge would never give him a concurrent life sentence because no one would want him out of jail. Id. at 3894. Additionally, the trial court instructed the jury that a life-sentence recommendation would be for twenty-five years without the possibility of parole. Id. at 3928. In its in
“[T]he [Florida] legislature has vested the trial court with discretion in criminal cases to impose either concurrent or consecutive sentences in independent cases,” Bruce v. State,
Mr. Muhammad’s argument is premised primarily on a theory that the trial court was under a Constitutional obligation to inform the jury, in advance of the jury’s deliberations and verdict, as to whether it would impose concurrent or consecutive life sentences if it were inclined to impose a life sentence rather than a death sentence. Mr. Muhammad, however, has cited no cases that stand for this proposition. Nor am I aware of any. See Booker v. Sec’y Fla. Dep’t of Corr.,
IX. The Peremptory Challenge Claim
Mr. Muhammad asserts that the trial court erred in denying a peremptory challenge of a juror, Ms. Rivero-Saiz, at the resentencing. Mr. Muhammad argues that the right to peremptorily challenge prospective jurors is guaranteed in Florida by statute and rule, and that the arbitrary denial of that right violates the Fourteenth Amendment’s guarantee of due process.
Mr. Muhammad’s counsel attempted to exercise a peremptory challenge as to Ms. Rivero-Saiz, a Hispanic female. The state objected, and the trial court required defense counsel to state a valid race-, gender-, or ethnic-neutral reason for the challenge. Mr. Muhammad’s counsel stated that he believed her to be “a very weak juror” who “is just going to go along with somebody.” Trial Tr., App. FF, at 1126. The trial court found there was no ethnic- or gender-neutral reason, and disallowed the peremptory challenge. Id. at 1127.
On direct appeal, the Florida Supreme Court denied this claim as proeedurally barred because “the defense did not renew its objection before the jury was sworn.” Knight V,
These rulings by the state courts are inconsistent. If Mr. Muhammad’s peremptory challenge claim was barred on direct appeal because his counsel failed to renew the objection before the swearing in of the jury, then Mr. Muhammad may have had a potential ineffective assistance of counsel claim as to the failure to preserve the claim (at least as to the performance prong of Strickland). Nevertheless, the trial court in the Rule 3.850 proceeding all but ignored this aspect of the claim. The trial court focused on defense counsel’s voir dire of the jury panel as opposed to counsel’s failure to renew his prior objection to the denial of the peremptory challenge. In any event, because the denial of Mr. Muhammad’s peremptory challenge of Ms. Rivero-Saiz did not offend due process, Mr. Muhammad is not entitled to habeas relief on the merits.
The United States Supreme Court has ‘“long recognized’ that ‘peremptory challenges are not of federal constitutional dimension.’ ” Rivera v. Illinois,
Mr. Muhammad contends that, because Florida has a statutory and procedural mechanism for peremptory challenges, an arbitrary denial of that right violates the Fourteenth Amendment’s guarantee of due process. D.E. 1 at 80. But the denial here was not arbitrary. The trial court found Mr. Muhammad’s challenge of the juror not supported by any gender- or ethnic-neutral reason. And Mr. Muhammad does not even argue, let alone show, that the denial of this peremptory challenge caused the jury to be partial against him or that the jury was improperly instructed.
Mr. Muhammad seems to argue, instead, that the denial of his peremptory challenge automatically violated due process because he had a race-, gender-, and ethnic-neutral reason for excluding Ms. Rivera-Saiz. Mr. Muhammad, however, is incorrect.
Because peremptory challenges are within the States’ province to grant or withhold, the mistaken denial of a state-provided peremptory challenge does not, without more, violate the Federal Constitution. “[A] mere error of state law,” we have noted, “is not a denial of due process.” The Due Process Clause, our decisions instruct, safeguards not the meticulous observance of state procedural prescriptions, but “the fundamental elements of fairness in a criminal trial.”
Rivera,
Under the Constitution, “[n]o State shall ... pass any ... ex post facto law.” U.S. Const. art. I § 10. The Ex Post Facto Clause prohibits the operation of “ ‘any statute which punishes as a crime an act previously committed, which was innocent when done; which makes more burdensome the punishment for a crime, after its commission, or which deprives one charged with [a] crime of any defense available according to law at the time when the act was committed.’ ” Dobbert v. Florida,
Mr. Muhammad contends that the trial court’s instruction on the cold, calculated, premeditated aggravating factor violated the Ex Post Facto Clause. As this argument goes, Mr. Muhammad murdered Mr. and Mrs. Gans in 1974, yet the Florida legislature did not add the cold, calculated, and premeditated aggravator to the death penalty statute until 1979. Thus, the argument continues, the application of the cold, calculated, and premeditated aggravator at the 1996 resentencing altered the definition of criminal conduct in existence at the time of the crimes or increased the punishment for the crimes.
On direct appeal, the Florida Supreme Court rejected this claim, noting it had “previously determined that application of [this] aggravator in this situation is not an ex post facto violation.” Knight V,
In this case, the state originally indicted Mr. Muhammad on two counts of first-degree murder in 1974. In 1975, a jury found him guilty of the Gans murders. It was not until July 1, 1979, however, that the cold, calculated, and premeditated aggravator become effective. At his resentencing in 1996, the trial court instructed the jury that it could consider the cold, calculated, and premeditated aggravator when it recommended whether to impose the death penalty. Specifically, the trial court said that the jury could consider whether “[t]he crime for which the defendant is to be sentenced was committed in a cold and calculated and premeditated manner and without pretense of moral or legal justification.” Trial Tr., App. FF, at 3918-19. The prosecutor devoted six pages of the trial transcript to this aggravator, and the trial court, in adopting the jury’s recommendation, and sentencing Mr. Muhammad to death, found this too to be an applicable aggravating circumstance:
As stated swpra, the evidence clearly established that the defendant, as part of his plan to obtain the $50,000.00, planned to leave no witnesses, and thus planned to kill the Ganses. He obtained the .30 caliber carbine in advance, he ignored opportunities to let the Ganses go after he had obtained the money, he had the Ganses drive to a remote area, and without provocation from the Ganses, he killed them — execution style, with a bullet to their necks. Where there has been advance procurement of a weapon, the lack of resistance or provocation by the victims, and the appearance of a*1320 Trilling; carried out as a matter of course, such are indications of the existence of this aggravating factor. See Cruse v. State,588 So.2d 983 (Fla.1991). Contrary to the defendant’s assertions at the sentencing hearing during the testimony of Dr. Wells, that he did not plan to kill the Ganses until he heard the police aircraft and helicopter and panicked, the evidence showed otherwise; that is, that neither the aircraft nor the helicopter was in the air near the defendant at either of the times that he had the Ganses stop the Mercedes in the isolated areas of southwest Dade County. Rather the evidence established two planned or pre-arranged murders. Thus the State has proven this aggravating circumstance beyond a reasonable doubt, see, e.g., Thompson v. State,648 So.2d 692 (Fla.1994); Eutzy v. State,458 So.2d 755 (Fla.1984), and it should be given great weight by this Court in determining the appropriate sentence for the defendant.
Trial Tr., App. FF, at 1497-98. In its sentencing order, the trial court noted the defense’s argument that this aggravating factor should not be considered, but disagreed. The court then said that, “even in the absence of this aggravating circumstance the court’s analysis and conclusions herein would not change.” Id. at 1524.
Under Supreme Court precedent, two elements make a criminal or penal law ex post facto: “it must be retrospective, that is, it must apply to events occurring before its enactment, and it must disadvantage the offender affected by it.” Weaver,
Imagine a state with the same aggravators as Florida, but without the cold, calculated, and premeditated aggravator. Imagine too a husband who plots to poison his wife with hemlock or some untraceable chemical. He plans it out perfectly for a year. He goes through with the plan, he gives the poison to her in a wine glass, and she drinks it. The murderer’s motive is simply that, after years of friction, he no longer cares for his wife. The wife dies peacefully, without much pain. The state charges the husband with murder and seeks the death penalty. In this hypothetical, the murderer did not commit an especially “heinous, atrocious, or cruel” murder, at least as defined by Florida law. He also did not kill for money. Assume too that the murderer was a law-abiding citizen until he killed his wife. If true, then he was not previously convicted of a violent felony. In other words, no relevant aggravators under Florida law would apply, and the husband would be ineligible for the death sentence.
Dobbert,
I agree with Judge Hinkle (as well as with the Fourth Circuit in Higgs) with respect to the Ex Post Facto problems posed by retroactive application of an aggravating factor in a capital case, and if I were exercising plenary review on a blank slate I would grant habeas relief on this ground as well. The claim that adding an aggravating factor somehow does not prejudice a criminal defendant is “simply untenable.” Id. At the very least, it is untenable when the aggravating factor is created from scratch after the commission of the crime. Cf. Trotter v. Sec’y Dep’t of Corr.,
Still, I cannot grant Mr. Muhammad any relief on this claim. I am bound by the Eleventh Circuit precedent, and the Eleventh Circuit has rejected Mr. Muhammad’s Ex Post Facto Clause argument. Francis v. Dugger,
[T]he facts on which the trial judge relied in applying the “cold, calculated, and premeditated” factor were the same facts underlying application of other aggravating factors, such as “hindering law enforcement” and “especially atrocious and cruel.” Francis argues that the ret*1322 rospective application of this factor adversely affected his sentence because the trial judge mistakenly enumerated three, rather than two aggravating factors. The Florida sentencing scheme is not founded on “mere tabulation” of aggravating and mitigating factors, but relies instead on the weight of the underlying facts.
Id. It is true, of course, that Florida is a weighing state. Juries do not simply add the aggravating factors and subtract the mitigating factors (or vice-versa). But that isn’t the same as saying that aggravating factors do not affect a capital case’s determination to the defendant’s detriment.
Under Florida’s scheme, the jury and judge are free to give whatever weight they want to an aggravating factor. And common sense tells us that two is larger than one. Likewise, common sense dictates that two factors in favor of a capital sentence is a more persuasive reason for imposing a capital sentence than one factor in favor. The Eleventh Circuit’s reasoning ignores this truism; it pretends as if the Florida legislature had no reason for its expansion of the aggravating factors to include “cold, calculated, and premeditated” murders. Nevertheless, Francis binds me, and I therefore reject Mr. Muhammad’s Ex Post Facto Clause argument.
XI. The Cruel and Unusual Punishment Claim
Mr. Muhammad has been on Florida’s death row for over 30 years. He argues that because of his solitary confinement on the Q Wing of the Florida State Prison (following the 1980 murder of Officer Burke), execution would constitute unconstitutionally cruel and unusual punishment in violation of the Eighth and Fourteenth Amendments. He also argues that his execution after his inordinately long stay on death row would violate international law and norms.
On direct appeal, in 1999, the Florida Supreme Court found that Mr. Muhammad made “an interesting argument” but concluded that it lacked merit because “no federal or state courts have accepted [the] argument that a prolonged stay on death row constitutes cruel and unusual punishment, especially where both parties bear responsibility for the long delay.” Knight V,
Mr. Muhammad sought certiorari in the Supreme Court on this claim. The Supreme Court denied Mr. Muhammad’s petition. Justice Thomas concurred “to point out that [he was] unaware of any support in the American constitutional tradition or in this Court’s precedent for the proposition that a defendant can avail himself of the panoply of appellate and collateral procedures and then complain when his execution is delayed.” Knight VI,
Mr. Muhammad did not re-assert this claim in his post-conviction motion. In any event, under the applicable AEDPA standard, Mr. Muhammad is not entitled to habeas relief. Given the absence of Supreme Court precedent, the Florida Supreme Court’s rejection of the Eighth Amendment claim was not contrary to, or an unreasonable application of, clearly established federal law. Nor was the ruling
It is also important to note that the Eleventh Circuit has recently rejected the claim asserted by Mr. Muhammad. See Thompson v. Sec’y Dep’t of Corr.,
XII. The Competency Claim
Mr. Muhammad contends that he “may well be incompetent at the time of execution,” which would violate his “Eighth Amendment right against cruel and unusual punishment.” D.E. 1 at 101. Mr. Muhammad raised this claim in his Rule 3.850 proceeding, but the trial court denied this claim, acknowledging that it was being raised purely for preservation purposes. See Knight VII,
A state cannot execute an insane or incompetent defendant under the Eighth Amendment. See Atkins v. Virginia,
XIII. The Future Dangerousness Claim
Mr. Muhammad maintains that the prosecution’s reliance on the nonstatutory aggravating circumstance of future dangerousness tainted the validity of the jury’s recommendation and undermined the reliability of the sentencing hearing. As noted, defense counsel presented several mental health expert’s testimony on Mr. Muhammad’s mental state. The state, during cross examination, offered testimony on Mr. Muhammad’s ability to be cured and potentially successful treatment possibilities. Mr. Muhammad argues that the prosecutor used this information, along with improper and impermissible argument (Mr. Muhammad would “kill, and kill and kill again”) during closing argument to taint the jury with the concept of future dangerousness as an aggravator.
On direct appeal, the Florida Supreme Court denied this claim. It first found the argument to be procedurally barred because Mr. Muhammad never objected to the statement. Second, it found that “none of the instances of alleged impropriety were objected to or argued to the trial court and, therefore, they are procedurally barred.” Knight V, 746 So.2d at
The trial court in the Rule 3.850 proceeding rejected this claim. It found that the “Florida Supreme Court concluded that the State did not impermissibly inject [Mr. Muhammad’s] future dangerousness as an unlawful non-statutory aggravating circumstance sufficiently to constitute fundamental error.” Knight VII,
During the state’s closing argument to the jury at the resentencing proceeding, the prosecutor argued as follows:
What is the proper recommendation for a person like that? How do we punish somebody who has no conscience, who can act and act again, kill, and kill and kill again but does not have a conscience about it? Somebody who won’t control himself.
It just worked out that way and [Mr. Muhammad] was the worst of the worst. He always was and according to the doctors he always will be.
I can only ask you was it good enough for Richard James Burke or maybe are there some people for whom there is no prison safe enough?
If the death penalty is not enough for a person like [Mr. Muhammad], it has no purpose. An awful person who commits awful crimes beyond hope of rehabilitation and then does it again and again, and the great shame of this is he is a wasted life. Highly intelligent man, got his GED in prison, reads Chess review and New York Times and law books.
Trial Tr., App. FF, Vol. 33-34. At the conclusion of the state’s closing argument, counsel for Mr. Muhammad made a motion for mistrial because the state repeatedly “argued in effect that the jury should recommend death because of the continuing and future dangerousness of the defendant which is clearly not the aggravating circumstances in Florida.” Trial Tr., App. FF, at 3876. The trial court denied the motion. Id. at 3877.
To be sure, the state should not have argued Mr. Muhammad’s future dangerousness, for a future dangerousness non-statutory aggravator does not exist in Florida. See Kormondy v. State,
Here, the trial court denied Mr. Muhammad’s motion for a mistrial but instructed the jury that “[t]he aggravating circumstances that you may consider are limited to any of the following that are established by the evidence.” The judge only instructed the jury on statutory ag
After careful review of the record, I find that the prosecutor’s closing argument, though improper, did not deprive Mr. Muhammad of a fair resentencing hearing. In other words, this error was harmless. Additionally, there is nothing in the record to suggest that the trial court considered this non-statutory aggravator when adopting the jury’s recommendation to impose a death sentence on Mr. Muhammad. Accordingly, the decision of the Florida Supreme Court was not contrary to, or an unreasonable application of, clearly established federal law.
XIV. The Ring Claim
Mr. Muhammad contends that Florida’s death penalty scheme — in which a jury recommends a sentence of life imprisonment or death, but the trial court actually decides what sentence to impose— and his death sentence are unconstitutional in light of Ring v. Arizona,
As Mr. Muhammad recognizes, his Ring claim is foreclosed by Supreme Court precedent. In Schriro v. Summerlin,
XV. Conclusion
Mr. Muhammad’s petition for a writ of habeas corpus is conditionally granted as to sentencing on the Confrontation Clause claim, and is denied in all other respects. The state shall provide Mr. Muhammad with a resentencing hearing within one year of this order, or shall commute his death sentences for the Gans murders to life sentences consistent with Florida law. See Knight IV,
The Clerk is directed to close this case.
Notes
. In 1982, pursuant to Fla. Stat. § 68.07, Mr. Muhammad legally changed his name from Thomas Otis Knight to Askari Abdullah Muhammad. See Muhammad v. Wainwright,
. The advisory sentence does not indicate the numerical vote of the jury for the recommendation for death, other than to state “so say the majority.” App. DD, Vol. 16, at 3861.
. The trial court found that Mr. Muhammad had been abused as a child, suffered from some mental problem that did not rise to the level of statutory mitigation, and was raised in poverty. D.E. 16 at 48.
. Detective Smith did not read all of Detective Ojeda’s trial transcripts, but only those portions that the state gave him to read. Trial Tr., App. FF, at 2459.
. Mr. Muhammad was represented by both Mr. Lee Weissenborn and Mrs. Sheridan Weissenborn at his 1996 resentencing hearing. .
. In Chandler, a witness, like Detective Smith, mentioned the trial testimony of another witness at the sentencing proceeding. See
. As noted, Detective Smith relied on the transcripts of Detective Ojeda’s prior trial testimony. Mr. Muhammad, of course, cross-examined Detective Ojeda during his prior testimony. Thus, it may seem odd to find a violation of Mr. Muhammad's right to cross-examine Detective Ojeda. Yet the cross-examination issue here essentially mimics the one in Roberts, and the Supreme Court has nevertheless held that a prosecutor must show a good-faith effort to make the witness available before introducing this type of evidence. See White,
. Throughout his testimony at the sentencing hearing, the state asked Detective Smith to discuss the helicopter pilot’s testimony. Detective Smith, however, specified at one point that the helicopter pilot "did not testify to the jury” but rather "gave a sworn statement.” Trial Tr., App. FF, at 3558.
. The state does argue that Mr. Muhammad's attorneys offered effective assistance of counsel because Mr. Muhammad had no right to cross-examine Detective Ojeda and the helicopter pilot. Because of Proffitt, however, this argument fails.
. That said, much of Agent Nelson’s testimony came from the hearsay statements of other officers and agents, testimony to which Mr. Muhammad objected on hearsay and Confrontation Clause grounds. Trial Tr., App. FF, at 2039-40.
. The prosecutor misspoke, for, as Detective Smith acknowledged, he did not read all the
. Mr. Muhammad argues in his petition that "defense counsel was actually afraid of [his] mental illness and told the court that he did not want his wife, co-counsel, in the same room with Mr. Muhammad (11/4/91 hearing at R. 1986).” D.E. 1 at 71. I have reviewed the transcript from the November 4, 1991, hearing and don't find this statement to have been made. Further, the record citation provided by Mr. Muhammad is not from the November 4, 1991, hearing. Nor does this statement appear on the correct page of the
. I note that Mr. Muhammad’s case does not present a situation where a capital defendant does not file any appeals or post-conviction motions, and the state nevertheless delays more than 30 years in carrying out the death sentence.
. I note also that the Eleventh Circuit has recently held that, in light of cases like Hildwin v. Florida,
