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Mosley v. State
836 A.2d 678
Md.
2003
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*1 836 A.2d 678 Lawrence MOSLEY Maryland. STATE of 16, Sept. Term, No. 2003. Appeals Maryland.

Court of

Nov. *4 Pierce, Doyle Bernhardt, Allison E. Julia Asst. Public De- Harris, (Stephen Defender, brief), fenders E. Public on for petitioner. (J. Ince, Ann

Mary Atty. Asst. Curran, Jr., Gen. Joseph Gen., brief), Atty. for respondent.

Argued BELL, C.J., ELDRIDGE,* RAKER, before WILNER, CATHELL, HARRELL, BATTAGLIA, JJ.

BATTAGLIA, Judge. Mosley

Lawrence asks this Court to review a decision rendered of Special Court Appeals that he was not denied effective assistance counsel when his did not counsel articulate insufficiency of the as a specific evidence basis motion for acquittal. For the reasons stated * J., retired, Eldridge, now participated hearing in the and conference of Court; this case while an active being member of this after recalled Constitution, IV, pursuant 3A, to the Article participated Section he also adoption opinion. in the decision and of this *5 should Appeals of Special that the Court below, we conclude appeal. on direct claim Mosley’s have not reviewed Background I.

A. Facts a.m., and Bellamy Yvonne at 12:45 January On located Baltimore. restaurant a Chinese Fields left Angela Mosley, Lawrence victims as man, by the A later identified Ms. Fields while grabbed and from behind them approached back, to her gun to be a a holding weapon appeared cooperate not with they if did kill women both threatening and their back-pack, a a purse, then took Mosley him. away through to walk and ordered them food Chinese them walking away, he told they began lot. As parking women, weapon the waving approached He stop. again so two air, them. He did after walking with began and The lot. through parking them people approached other officers, Agent police out plainclothes two turned to be people area, Jackson, working in the and Officer Donna Kevin Allis and called robbery of the had had events who witnessed backup. arrived, Mosley released backup subsequently When the in his hand toward weapon to run with the began women and Mosley out. Allis, pulled badge gun then his Agent who 1- as State’s Exhibit which was admitted dropped weapon, both identified Allis and Officer Jackson Agent A at trial. Mosley, they 1-A used which weapon Exhibit as the State’s that he Agent “air Allis testified gun.” characterized as an it. Mosley dropped when weapon plastic realized the was their delibera- jurors during to the Exhibit 1-A was available tions. convicted Mosley Lawrence

On March of second City of two counts Court for Baltimore Circuit wearing assault, two counts of robbery, two counts of degree robbery two counts of weapon, carrying dangerous or sentenced to two He was deadly weapon. with a dangerous thirteen-year terms of imprisonment, which were to be served concurrently. Appellate History

B. Procedural *6 Mosley the appealed to Court of Special Appeals on March 11, 2002, single raising a issue for He argued review. that he had been denied effective assistance of counsel because his counsel had failed to state with particularity grounds the for the motion for of acquittal at the made close of all the evidence. The evidence the air regarding gun, Mosley maintained, was to insufficient his support convictions for robbery with a or dangerous deadly weapon and wearing or carrying a dangerous weapon, and he that argued his counsel had failed to this point raise with the specifically, result that the issue of of insufficiency the the relating evidence to the dangerousness air gun of the was not for preserved appellate review. The Mosley’s State opposed appeal, arguing that the of issue counsel ineffective should resolved in a be post- conviction proceeding.

When the record was to transmitted the Court of Special Appeals 10, 2002, however, on May the air gun was not included. Mosley record, filed motion to correct the which the Court of Special Appeals granted. It appeared that the gun, air which was to be transmitted the Court of Special Appeals, had been stolen from the of Agent trunk Allis’s car. lost, With the gun now of his support appeal, Mosley secured and affidavits of filed the Assistant State’s Attorney, counsel, Mosley’s trial and the judge as to their recollec- tions of gun’s physical Only characteristics. the Assistant Attorney State’s remembered the gun, stating his affidavit it that was a “plastic gun,” air “heavy,” “weighed approximate- ly ten pounds,” and was “between seven and nine inches in length.”

The Court of Special Appeals, in an unreported opinion, held that “the evidence was sufficient to sustain [Mosley’s] robbery convictions for with a deadly weapon wearing and carrying dangerous concealed well weapon” as as concluded claim “must counsel ineffective assistance Mosley’s proceeding.”1 post-conviction in a decided certiorari, present- for writ of granted Mosley’s petition We our review: following questions ing authority have Appeals Special 1. Did the Court trial counsel Petitioner’s to decide whether direct appeal in violation of of counsel assistance rendered ineffective United States Constitution Sixth Amendment he Rights when Declaration 21 of the Article judgment of the motion for particularity failed with argue toy no offered evidence the State acquittal after deadly dangerous as a gun robbery qualified in the used weapon? in the Court statements contained conflicting

2. Given the actually address did Court Special Appeals’s opinion, *7 claim, and, if of counsel ineffective assistance Petitioner’s claim, its of decision the merits his the Court did address the toy gun the lost in of the fact that State light incorrect the Court Court it was transmitted before the gun about failed to draw inferences subsequently solely its decision favor and instead based of Petitioner however, were, As we have inconsistent. 1. These two determinations out, argument predi- pointed of counsel was the ineffective assistance argue insufficiency of entirely upon cated failure to counsel’s gun. relating sufficient, dangerousness the air If the of the evidence performance was not constitu- was then counsel's evidence Moreover, tionally regard. Special Court of ineffective this holdings problems Maryland's Appeals's present under inconsistent Act, requires infra, which Conviction discussed Uniform Post that, Procedure post- an in a for a to have issue considered in order defendant previ- alleged error not have proceeding, [must been] "the conviction litigated resulting ously finally proceeding waived in the any person has proceeding that the taken conviction or in other Code, See person’s secure from the conviction." relief Here, (2001). 102(b)(2) alleged § Article of the Criminal Procedure Appeals “finally litigated” Special of held error when the Court was Mosley’s Mosley, because was to convict that the evidence sufficient on his assertion that claim based ineffective assistance counsel acquittal with his should have moved for counsel insufficiency particularity on the of the evidence. based 556

an affidavit the Assistant State’s Attorney gave which an implausible description of the gun? Although opposed State direct review of Mosley’s claim

in the Court Special Appeals, the argues State before us that the Court of Special Appeals correctly found that Mosley was not denied effective assistance of counsel. The State also maintains that the Court of Special Appeals properly based its decision on the affidavit of the Assistant State’s Attorney.

III. Discussion A. Analysis The Strickland The Sixth Amendment to the United States Constit ution,2 applicable to the states through the Fourteenth Amendment, and Article 21 of the Maryland Declaration of Rights3 guarantee criminal right defendants the to the assis tance of counsel at critical stages the proceedings. United Cronic, States v. 648, 659, 466 U.S. 2039, 2047, 104 S.Ct. 80 657, (1984); L.Ed.2d 668 Strickland v. Washington, 466 U.S. 668, 684-85, 2052, 2063, 104 S.Ct. 674, 80 (1984); L.Ed.2d 691 Gideon v. Wainwright, 335, 372 343, U.S. 792, 796, 83 S.Ct. 9 799, Glasser (1963); L.Ed.2d 805 States, v. United 60, 315 U.S. 69-70, 457, 62 464-65, S.Ct. 680, 86 (1942); L.Ed. 699 Lettley State, 26, 33, 358 Md. (2000); A.2d State v. Wischhusen, 530, 537, 342 Md. (1996)(dis cussing the constitutional right to counsel at “critical stages” State, case); the criminal Austin v. A.2d State, (1992); Harris v. 730-31 695 n. Md. 3, 496 A.2d 1079 n. 3 (1985)(stating “[t]his Court has not distinguished right between the to counsel guaranteed by the *8 the, Sixth and Fourteenth Amendments and right provided by Art. 21 of Maryland the Declaration of Rights”)(hereinafter 2. The provides Sixth pertinent Amendment part: in "In all criminal prosecutions, enjoy the accused right shall ... to have the Assis- tance of Counsel for his defence.” 3. Article 21 of the Rights Declaration provides pertinent part: prosecutions, "That in every all criminal right man hath a ... to be allowed counsel....”

557 ”). right is the to effective right III to this Integral “Harris Morrison, v. 477 U.S. See Kimmelman of counsel. assistance (1986); 305, 2574, 2584, L.Ed.2d 321 365, 377, 91 106 S.Ct. 2063, 686, at Strickland, 104 at 80 L.Ed.2d at S.Ct. 466 U.S. 202, W., 717, 724, 206 692; In re Parris 1179, 440, Tichnell, 428, A.2d (2001); 306 509 Md. State v. (1986). 1185

The Court established Strickland Supreme 2064, 687, at at 80 L.Ed.2d at 104 S.Ct. Washington, 466 U.S. counsel’s 693, prove competence must that that a defendant and of reasonableness objective to meet an standard failed to the defense order prejudiced counsel’s performance that also of counsel claim. See in an ineffectiveness be successful at W., Md. at A.2d 206. This two- In re Parris 363 770 it process when test to correct the adversarial pronged serves Strickland, 466 a reliable trial result. has failed render 693 that (stating at L.Ed.2d at at 104 S.Ct. U.S. it said showings, a makes both cannot be defendant “[u]nless or death resulted from a break that the conviction sentence unrelia process in the that renders result adversary down ble”). is When a denied effective assistance defendant that, counsel, process integrity it is the adversarial 686, at at at 80 L.Ed.2d compromised. Id. S.Ct. claim of judging any benchmark for (stating 692-93 that “[t]he under be counsel’s conduct so ineffectiveness must whether functioning process of the adversarial proper mined result”). just on as having produced cannot be relied court prong, With first Strickland respect attorney proper performance standard explained “the Id. effective assistance.” at reasonably is that “Prevailing at professional 80 L.Ed.2d S.Ct. assistance, reasonably constitutes effective norms” define what surrounding perform all of counsel’s the circumstances 688, must be Id. at S.Ct. at ance considered. it is for both “tempting” at 694. a defendant L.Ed.2d Because conduct convic second-guess a court counsel’s after tion, when “highly they courts deferential” scrutinize must *9 558 performance. 689,

counsel’s Id. at 2065, 104 at S.Ct. 80 L.Ed.2d at 694. Reviewing assume, courts must thus until otherwise, proven that counsel’s conduct fell within a broad range professional reasonable judgment, and that counsel’s conduct derived not from error but from trial strategy. Har- III, 698, ris 303 Md. at 496 A.2d at 1081. respect

With to the second prong test, of the preju dice, the Strickland court explained that by error coun “[a]n sel, if unreasonable, even professionally does not warrant setting aside the judgment of a criminal proceeding if the Strickland, error had no on judgment.” effect 466 at U.S. 691, 2066, 104 S.Ct. at 80 L.Ed.2d at 696. Because the goal ultimate of the process adversarial is to produce reliable results, the defendant must also be prejudiced by coun performance sel’s deficient in order to succeed under an ineffective 692, 104 assistance of counsel claim. Id. at at S.Ct. 2067, 80 at L.Ed.2d 696. A “limited” exception require ment of prejudice arises claims involving conflict of interest. that, Id. (explaining although conflict of interest rule is not se,” “per there is “a fairly rigid presumed rule of prejudice for interest”). conflicts of

B. Ineffective Assistance of Counsel Claims 1) Maryland’s Uniform Post Conviction Procedure Act

We have explained numerous occasions that a post-conviction proceeding pursuant to the Maryland Uniform Act, Post Conviction Maryland Code, § Procedure 7-102 of the Criminal (2001),4 Procedure Article is the most appropri- 4. Section 7-102 states: (a) (b) section, general. Subject In §§ subsection of this 7-103 — title, and 7-104 of this subtitle and 2 Subtitle of this a convicted person may begin proceeding under this title in the circuit court for county place any which the conviction took at time if the person claims that: (1) the sentence or imposed in violation of the Constitu- State; tion of the United States or the Constitution or laws of the sentence; n

(2) jurisdiction the court impose lacked (3) law; the sentence exceeds the maximum allowed

559 counsel. assistance of ineffective the claim to raise way ate v. Ware 207; W., 770 A.2d Md. at Parris 363 In re v. (2000); Perry State, Md. Walker (1996); State, A.2d Md. *10 denied, 516 239, 243, cert. 262, State, 253, A.2d 658 Md. 338 v. Stewart (1995); 254, 179 L.Ed.2d 898, 116 133 S.Ct. U.S. v. (1990); Johnson 1229, State, 81, 92, 1234 570 A.2d Md. 319 v. State (1982); 542, State, 434, 559 405, 439 A.2d 292 Md. (1971). 156, Zimmerman, 24-25, 163 11, 273 A.2d Md. 261 the attack to person convicted Act allows the The and conviction of the legality the challenging collaterally by Per See evidentiary proceeding.5 separate in a incarceration Davis (1999); 1162, State, 37, 1181 72, A.2d Md. 741 ry v. 357 (1979). A 406, post- State, 19, 22, A.2d 407 400 285 Md. proceeding,” a “collateral often called proceeding, conviction judgment; an of the appeal Act is not under brought alleged address designed attack rather, it a collateral violations fundamental constitutional, or other jurisdictional, ground of (4) subject attack on a to collateral is otherwise the sentence a writ of available under would otherwise be alleged error that nobis, statuto- law or or other common corpus, writ of coram habeas remedy. ry may begin pro- (b) person a begin proceeding. Requirements to —A ceeding if: this title under sentence; (1) judgment or person to set aside or correct seeks finally litigated or (2) previously and alleged not been error has any or in other resulting in the conviction proceeding waived in the relief from the person taken to secure has proceeding that person's conviction. State, Maryland Post Convic Ruby v. Uniform explained in As we simple statutory 'to create a "was enacted in 1958 Act tion Procedure corpus and coram nobis law habeas place of the common procedure, in remedies, and sen upon criminal convictions attacks for collateral ” 673, (1999) (quoting, 676 n. 4 n. 724 A.2d 353 Md. 106 tences.’ denied, 634, 658, Sutton, 909 cert. 574 A.2d Gluckstern v. Act, (1990)). The 331 S.Ct. 112 L.Ed.2d U.S. 111 corpus however, of habeas common law remedies not abolish the does a defen may suitable when remedies Id. These and coram nobis. incarcerated, subject probation subject parole, is not dant remedy proceeding post-conviction provide a the Act does not because Id. in these circumstances. for claims occurred at trial. See Code, § 7-102 of the Criminal Article; Kerr, Bar State Ass’n v. Procedure 687, 689-90, Md. 181 (1974)(explaining that a post-conviction proceeding Maryland “does not constitute cause, of the criminal part original but is an independent and civil inquiry validity collateral into the of the conviction and sentence”). Ineffective assistance of counsel is one of the Act, claims cognizable under and it is the one most Perry, commonly 72-73 & n. raised. 357 Md. at A.2d at 1181 & 1182 n. 10 (finding that the claim of evidentiary error fell within the Act’s purview noting also that other include, others, claims allowed under the Act among whether assistance, counsel rendered ineffective whether the prosecu- evidence, tion suppressed exculpatory whether the govern- ment violated terms of a plea agreement, whether there was a failure to on the trial place record the factual of guilty basis plea, whether there was use of perjured police testimony, *11 whether pursuant arrest, the evidence was to an unlawful and admitted). whether a confession erroneously When a defendant attacks a criminal counsel, the basis of denial of effective assistance of the Act thus provides the defendant with possibility the of an ev identiary hearing, reflecting a recognition that “adequate procedures level, exist at the trial as distinguished from the level, appellate taking evidence, testimony, receiving and factual making findings thereon concerning allegations the of State, v. Wilson 664, error.” 284 Md. 399 A.2d 262 (1979). Post-conviction proceedings are preferred with re spect ineffective assistance of counsel claims because the trial record rarely reveals why counsel acted or omitted to act, and such allow for proceedings in fact-finding the troduction of testimony and evidence directly related to alle Walker, gations of the counsel’s ineffectiveness.6 338 Md. at fact, Maryland In Uniform Post Conviction Act has been described generous many as more than states because it allows for a full eviden- tiary hearing opposed as to a more limited one. See Edward A.

561 243; Johnson, 434-35, at at 658 A.2d 292 Md. 439 A.2d see, State, 559; 298, 302, e.g., Redman v. 363 Md. (2001)(agreeing A.2d that the defendant was denied effective of assistance counsel where counsel failed to seek a that, change of venue and at the hear- noting post-conviction ing, the defendant’s counsel “admitted that he was unaware of capital right defendant has the automatic removal State, of the case to v. county”); another Oken 286-87, 30, 41 with (1996)(agreeing post-convic- tion findings court’s that there was no ineffective assistance of counsel when counsel did not introduce evidence related to drug noting the defendant’s alcohol and abuse and specifical- ly explanation post-conviction hearing counsel’s and his evidence). tactical reasons for not including such As explore, we shall the trial record must clearly because, illuminate why counsel’s actions were ineffective oth erwise, the Maryland appellate courts would be entangled perilous process “the of without the second-guessing” benefit Johnson, potentially essential information. 292 Md. at Miller, 439 A.2d at 559 (quoting People Cal.3d (1972)). 841, 848, Cal.Rptr. 498 P.2d As Supreme recently explained, Court such second-guessing appel on the part may late court’s compromise analysis: Strickland When an claim is brought ineffective-assistance on direct appeal, appellate counsel and the court must on a proceed trial object record not for the developed precisely litigat or ing preserving the claim and thus incomplete often or for this inadequate purpose.... The evidence introduced at ... innocence, will be devoted to guilt issues resulting many record cases will not disclose the facts necessary decide either prong analysis. Strickland *12 If alleged commission, error is of one the record may reflect the action by taken counsel but not the reasons it.... And of alleged evidence conflicts of interest be might only found in attorney-client correspondence or other docu- Tomlinson, Past, Future, Maryland: Post-Conviction in Present and 45 927, (1986). Md. L.Rev. 959 trial, not introduced. that, criminal are typical in the

ments moreover, an appel- development, additional factual Without alleged whether the able to ascertain may court not be late was prejudicial. error States, 1694, 538 U.S. S.Ct.

Massaro United omitted). (internal (2003) citations L.Ed.2d 720-21 post-conviction found Therefore, process adversarial method order is the generally preferable proceeding evidence, facts, as it reveals counsel’s performance, evaluate court appellate to an may that be unavailable testimony Walker, trial record. only original using A.2d at 243. 2) Appeals Direct post-conviction proceedings Although prefer we claims, of we assistance counsel denial of effective address nevertheless, be may exceptional there recognized, have counsel’s ineffectiveness reveals where the record cases appeal review egregious” “so blatant and to be Johnson, at 559 435 n. 439 A.2d 292 Md. at appropriate.7,8 way part, to obtain provides, pertinent Maryland Rule 8-301 by appellate this Court: review may (a) by Appeals Generally. the Court of Appellate review only: obtained (1) appeal, where allowed by appeal application for leave to direct law; by Questions (2) of of Law pursuant Maryland Uniform Certification to the Act; or (3) by in all other cases. writ of certiorari way pertinent part, the to obtain provides, in Rule 8-201 Appeals: by Special appellate review the Court 8-204, only a) Except provided in Rule By appeal. as notice by Special Appeals is securing the Court of method of review prescribed filing appeal time in Rule 8-202. a notice of within the way raising of counsel possible ineffective assistance 8. Another Special Appeals has The Court of in a motion for a new trial. claims is Maryland, 133 possibility in Ruth v. to address this had occasion case, (2000). appeal- the defendant Md.App. A.2d 152 In that he a new trial in which claimed ed after the denial of his motion for counsel and that there denied effective assistance of that he was analyzing the at 156. After juror Id. at misconduct. claims, Special Appeals affirmed the Court of of both of these merits *13 n. 15. Review ineffective assistance of counsel claims may occur on in a appeal direct number of circumstances. For a example, alleges when defendant his counsel’s effectiveness interest, was compromised by prejudicial conflicts of we have Austin, addressed the issue direct appeal.9 See 327 Md. at 393, 609 A.2d at 737 (concluding the trial record suffi- ciently demonstrated that counsel’s conflicts of interest ad- II, versely performance); affected his see also Harris 299 Md. judgment of the trial Noting, court. Id. at 757 A.2d at 156-57. however, "appellate attorney's review of a trial conduct is best post-conviction done proceeding, in a appeal, rather than on direct setting 'provide[ where a trial-like opportunity develop ] will ” issues,’ concerning full record relevant factual Special the Court of nevertheless, because, Appeals, decided to review the issue at the hearing, defendant’s motion for testimony a new trial "the court heard accepted regarding [the evidence defendant’s] ineffective assistance Although of counsel claim.” Id. at 757 A.2d at 157. we have not here, possibility directly considered this and decline to do so we note that the subsequent denial of a new trial motion and the affirmance of appeal may the conviction on result in a determination that the sub- allegation stance of the of ineffective assistance of counsel has been Code, finally litigated § under 7-106 of the Criminal Proce- (2001)(providing allegation dure Article that an “finally of error is litigated” appellate when an court of the State decides the merits of the allegation original jurisdiction, or "a court of after a full and fair hearing, decides allegation petition on the merits of the in a for a writ nobis, corpus of habeas a or writ of error coram unless the decision on erroneous”). petition clearly merits of the potential way raising Another a claim of ineffective assistance of hy including counsel is guilty claim within a motion to withdraw a plea pursuant Maryland State, 4-242(g). Rule In Harris v. we that, explained although preferred post-conviction we proceedings for claims, ineffective assistance of counsel the trial court could consider the merits of an ineffective assistance of counsel claim on a motion to 511, 517, guilty plea. withdraw a 892-93 (1984)(hereinafter II"). view, noted, “Harris Such a we is consistent preference because, post-conviction with our proceedings in such an instance, the trial court is able to testimony entertain evidence and claim, related to the ineffective assistance of counsel creating thus record sufficient to evaluate the claim. Id. however, that, emphasize, 9. We we explain infra, as shall whether the appellate court should hear the ineffective assistance of counsel claim appeal on direct question, is a depends different and it on whether the met, test we namely, established in In re Parris W. is that "the critical dispute facts are not in sufficiently the record is developed to permit W., a fair evaluation of the claim.” In re Parris 363 Md. at 770 A.2d at 207. that an (acknowledging A.2d. at 893 ineffective may be on direct appeal of counsel claim heard assistance the trial court related to the claim were heard when facts addition, In a guilty plea). as of a motion withdraw part ineffective assistance of counsel this Court has reviewed *14 cases, as reviewing penalty on death appeal claims direct when Code, § 2-401 of the Maryland statute. required by See (2002).10 II, 518, 299 Article See Harris Md. at Criminal Law 474 A.2d at 893. circumstances, in thus person,

A convicted limited was denied claim that he she effective may raise the a counsel on direct review the benefit of assistance of without W., In re at See Parris post-conviction proceeding. 207; Austin, 737; Md. 609 at 770 A.2d at 327 at A.2d II, 518, 474 A.2d. The Supreme Harris 299 Md. at at 893. counsel on ineffective assistance of claims Court has evaluated critical are direct in the rare instance where the facts review sufficiently undisputed, developed, the record is and/or is ineffective that it is legal representation egregiously so his that a defendant was denied obvious from the record Massaro, counsel. U.S. right Amendment to See 538 Sixth at that (explaining 155 L.Ed.2d 720-21 S.Ct. appeal review is direct for decid post-conviction preferable also ing holding claims of ineffective assistance of counsel failure to raise an ineffective assistance claim in being not the claim from a brought direct does bar appeal Numerous other federal courts post-conviction proceeding). See, Khedr, opined. e.g., also have so United States (2nd to hear defen Cir.2003)(declining F.3d 99-100 and, claim without dant’s ineffective assistance counsel claim, a “baseline aver describing grounds noting sion to ineffectiveness claims on direct review” but resolving is allowing direct in such cases when their “resolution appeal Code, 2-401(a)(l) provides, § of the Law Article Criminal pertinent imposed part: in "After death sentence and the final, Appeals becomes the Court shall the sentence on the review record.” ”); ‘beyond any doubt’ United States v. 330 F.3d Hughes, (8th Cir.2003)(explaining, a case where defense preserve counsel went trial to assert and issues that did not relate to the defendant’s factual guilt object and did not to the presentence report recommending the defendant’s offense level be reduced two levels for acceptance responsibility Guidelines, Sentencing under the U.S. that collateral proceed are more than ings appropriate direct review because ineffec tive counsel claims involve facts usually original outside the (4th record); United v. King, States 119 F.3d Cir.l997)(observing, a case where the his defendant claimed counsel was constitutionally ineffective for failing to move dismiss the indictment upon right based violation of his to a speedy trial and for to file failing timely objections to the presentence report, that it is “well settled” that ineffective assistance of counsel claims should be reviewed at the district court level rather than on direct appeal). Various of our sister state courts in states which the Uniform Post Conviction *15 in Procedure Act is effect also have so held. In v. State Zernechel, (Minn.1981), 304 N.W.2d 367 the Supreme that, Court Minnesota stated without indicating speci with ficity the defendant’s regarding claims that he was denied counsel, effective assistance of appeals direct disfavored are because do “we not have the benefit of all concerning the facts why defense counsel did or did not do In things.” certain Miller, 114, 125-26 (1995), State v. 194 W.Va. 459 S.E.2d Supreme Court of Appeals Virginia, of West in a case where the defendant claimed that her trial counsel lacked an effective trial strategy by failing to offer instructions on her affirmative self-defense, defense of concluded that review of the on case appeal direct was inappropriate not, because the record did not, and often could adequately reveal the counsel’s trial strategy, explaining that judi mission of the appellate “[t]he is ciary neither to mull theoretical abstractions practice nor to clairvoyance” and that very nature of “[t]he an ineffective assistance of counsel claim demonstrates the inappropriate ness of review on direct appeal.” See also State v. Kelley, Neb. 658 N.W.2d 290 (2003)(finding to record on strategy trial to determine counsel’s regarding insufficient was deficient performance whether counsel’s appeal direct witnesses, object to his failure of certain his cross-examination search, and his illegal of the purportedly certain fruits to that the defendant claimed object to certain evidence failure 1238, 1240 A.2d Cyran, State irrelevant); was “nu defendant’s on direct review (Me.1991)(declining to hear and, counsel claims assistance of of ineffective merous” claims claims, refuse they explaining those elucidating without ap claims direct of counsel ineffective assistance review beyond record shows appeal in cases where the “except peal, that the defendant disagreement rational possibility to seek relief leaving defendant represented, inadequately was proceedings”). through post-conviction direct review permitted we have instances which The rare to enter- instructive, willingness indicate our they because are in the when the facts only on direct review tain such claims claim of the basis for the illuminate sufficiently trial record in In re Parris explained As we of counsel. ineffectiveness W., when “the applies only exception is an direct review sufficiently and the record dispute are not critical facts of the claim.” a fair evaluation permit developed counsel, case, the defense 207. In that A.2d at at corroborating the for five witnesses issuing subpoenas after date, he made the conceded wrong alibi for the defendant’s 720, 727, Id. at 770 A.2d at scheduling error. and the record “undisputed” were these facts Because it appro- concluded that was sufficiently,” we “developed that counsel on direct review for us to determine priate under the Strickland analysis. assistance rendered ineffective Id. A.2d at 207. *16 in two cases that direct review

Similarly, we determined con- apparent counsel had defense because appropriate Austin, contin- partners law In where two flicts of interest. after one codefendants even two criminal represent ued to other, concluded we testify against to decided defendant that defense demonstrated sufficiently trial record that the adversely perform- affected his of interest counsel’s conflict 387, 609 had occasion anee. 327 Md. at A.2d at 729. We also conflict of issue in in which Lettley, to address another interest defense counsel another client who had not been represented to charged with the crime at issue but had confessed commit- 29, ting the crime to him. 358 Md. at 746 A.2d at 394. We that, counsel although concluded ineffective assistance of proceeding, claims best reviewed in a post-conviction were interest, the claim is based on conflict of and the “[w]here clear,” 32, appropriate.11 record is direct review is Id. at A.2d at 396. thus, have been to consider claims on willing,

We these direct review when facts found in are only the trial record sufficiently developed clearly reveal ineffective assistance of performance adversely counsel and that counsel’s prejudiced W., the defendant. See In re Parris 363 Md. at at 207. utilize the We same rationale when we have declined to Johnson, review claims on direct In appeal. example, we that, if emphasized why the trial record does not reveal only counsel made certain decisions and suggests may he have assistance, provided ineffective prefer post-conviction pro- we ceedings they provide because counsel with the opportunity his actions. 292 explain Md. at 439 A.2d at In 559. case, we declined to consider the defendant’s ineffective assis- Notably, conflict of interest issues in ineffective counsel cases often require showing prejudice. Lettley, do not See 358 Md. at reason, A.2d appears likely at 397. For this it we have been more performance evaluate counsel's on direct review when conflict of inter- Austin, clearly est is at issue. See 327 Md. at 609 A.2d at 737. We note, however, that, though may even conflict of interest issues capable revealed in the criminal trial record and thus of evaluation on review, post-conviction direct proceedings may nevertheless be more appropriate conclusively in cases where the trial record does not reflect adversely how the conflict See, performance. of interest affected counsel's Massaro, e.g., 538 U.S. 123 S.Ct. at 155 L.Ed.2d at 720- (stating alleged might that “evidence of conflicts of interest be found that, only attorney-client correspondence or other documents in the trial, introduced”); Walker, typical criminal are not 338 Md. at (concluding 658 A.2d at 243 representa- that whether defense counsel's tion of two adversely co-defendants constituted a conflict of interest affecting performance post-convic- counsel’s was best determined in a review). proceeding tion rather than on direct *17 “to a coherent develop counsel failed claim that his tance why counsel did not reveal the record theory” defense because cited new counsel did, the defendant’s though as he even acted face of the on the appearing counsel “many alleged errors in 434-35, Similarly, A.2d at 558-59. Id. at record.” Stewart, declined to tell counsel a case where the defendant’s recused trial had previous that judge judge trial a new would waive his if the defendant only from the case herself judge new to allow and never asked the jury to a right trial, jury a we determined to elect the defendant to evaluate sufficiently developed not were facts the record jury to a right waived his voluntarily defendant whether ineffec- on counsel’s premised election was trial or whether his 91-92, A.2d at 1234. representation. tive Walker, per- counsel’s Moreover, declined to evaluate we counsel remained though even on direct review formance a “full record trial because we believed throughout silent developed to factual issues” needed relevant concerning 261-62, 658 A.2d at 338 Md. at proceeding. post-conviction a 243.

3) Mosley’s Claim because he his counsel was ineffective According Mosley, to for for the motion of the bases not articulate as one did that the-air prove that the State did not of judgment acquittal doing, Mosley In so deadly weapon.12 or dangerous was a gun Code, Article enables § 6-104 of the Criminal Procedure judgment acquittal at the close of the for of defendant to make a motion pertinent provides, in of all evidence. It and at the close State’s case part: a) Motion State’s after evidence. —(cid:127) State, (1) may move for for the a defendant At the close of the evidence or acquittal or counts or on one more judgment on one more crime, ground is insufficient in degrees that the evidence of a on the degree. the count or to a conviction as to law sustain subsection, (3) (2) if the court denies the Subject paragraph of this may evidence judgment acquittal, the defendant offer for motion having right do so. behalf without reserved on the defendant’s (3) making a motion for offers evidence after If the defendant withdrawn. acquittal, the motion is deemed first, the evidence two accept premises: asks us to robbery with a his convictions support not sufficient or dangerous wearing deadly weapon dangerous and, second, ineffective that his counsel was deadly weapon; per specific to articulate bases of his failure se as a result *18 demonstrate for As we judgment acquittal. motion for the below, determine whether that we cannot we conclude so, the test we elucidated applying was sufficient and evidence W., in In re Parris appeal evaluate on direct we cannot assistance ineffective provided or not his counsel whether in dispute. because critical facts are W., to In re Parris facts In the critical here contrast First, doubt, itself is are, weapon dispute. without a Second, affida requesting from the record. after missing now of Special Appeals, vits to the record at the Court supplement affidavits, of of those now the contents one Mosley disputes Attorney’s description the Assistant disagreeing with State’s Yet, in of these spite of the lost air characteristics.13 gun’s (b) Motion all evidence.— after (1) acquittal may judgment of at the close of all The defendant move for judgment acquittal evidence whether or not a motion for of was the State. made at the close of evidence for (2) judgment acquittal, the defen- If the court denies the motion for of may ruling appeal. review of the on dant have 4-324(a) procedure making Rule establishes judgment acquittal: motion for may judgment acquittal move for on one or more A defendant counts, by degrees of an offense which law is or on one or more degrees, at the close of the evidence offered the State divided into and, trial, jury of all the evidence. The defendant in a the close why particularity should be shall state with all reasons motion granted. objection acquittal shall No to the motion for necessary. right A defendant does not waive the to make the by introducing during presentation of the motion evidence State's case. that, testimony Mosley suggests there little in the also because gun’s “density,” "weight” and the State failed to record about the air however, argument, prove dangerous deadly weapon. it was a or This ignores may no need to include such detail the fact that there have been gun at trial the air was not lost until after the because see, touch, jurors completed were able to and evaluate the and that the gun during air their deliberations. facts, Mosley argues with the critical also that the problems is sufficient his assertion enough support face the record gun dangerous deadly weapon-even that the air was not a his brief and at oral attempted suggest argument as he Attorney’s that the Assistant characterization of the air State following was incorrect. The from oral gun excerpt argument gun more than indicates that the characteristics of the air were, are, still at issue: I

Mosley: very plain But think the face of this record it’s prove plastic toy gun that the State didn’t that this could bludgeon. testimony have been used as a There’s no heaviness, density. about it’s about its about its weight, suggests The fact that it’s and of itself that it plastic was lightweight— Well, varieties,

The comes in kinds of there plastic Court: anybody are that can’t hurt but can really toy guns you damage. that can do a lot of get plastic *19 also, That before the trial court wasn’t it? was Mosley: Judge There’s no indication that the it picked up. it,

Obviously he saw and the itself did back into gun go jury during room deliberations. The Court: So it was evidence? itself,

Mosley: It was evidence. But in and of plastic know, even if it’s a than a plastic pistol, you heavier water a plastic pistol, inherently lightweight water still a object that—

The This wasn’t a this air pistol, gun. Court: water was an Mosley: An air and in on the various gun, doing research of air heaviest air I could

types guns, plastic gun find weighed just under 500 which grams, pound. is about certainly There are metal air that guns weigh a little bit more, more, not much more but little bit but— It a projectile, The Court: shoots does it not? Whether it’s or Air plastic something gun. metal? forces out of the that, maybe understanding my it’s And Mosley: Correct. plastic. it shoots is gun, projectile with the plastic Is what? The Court: heavy or lightweight it a was it? Was gun kind of air

What remain unresolved. and more questions These plastic? was sufficient whether there no to evaluate ability We have with a robbery as to Mosley’s conviction support evidence or wearing dangerous deadly weapon or dangerous conclude with Therefore, we cannot simply deadly weapon. nothing air confidence, gun Mosley urges, as and, thus, danger cannot be a toy gun,” a “plastic more than State, Brooks per se.14 See deadly weapon ous or 585, 600-01, (1989)(concluding plastic that a deadly weapon explaining or dangerous not a toy gun was as a object qualifies an determining for whether the test for as one of the elements weapon, listing dangerous deadly as a “blud could be used weapon whether the dangerousness geon”). was insuffi- cannot conclude that the evidence

Because we conviction, cannot take the next we Mosley’s cient to sustain provided that his counsel and determine step urged by Mosley judgment a motion for for making not ineffective assistance of the long sufficiency As as the acquittal particularity. with issue, Mosley’s remains that possibility is at evidence place. motion in the first grounds to make the counsel lacked (Iowa Scalise, 2003)(concluding See State v. N.W.2d because, if even counsel was not ineffective defendant’s without acquittal speci- was made his motion evidence to find the defendant jury had substantial ficity, two-pronged this under Strickland’s guilty). possibility, Given *20 the motion with Mosley’s support counsel’s failure analysis, gun gun, jury not a "real” was told that the air 14. We note that holding gun, testimony Mosley which was described heard about "hard,” while and to the back of the victims the victims as "black” threatening they cooperate, simultaneously kill them if did not gun jury opportunity for themselves in the had the to review the air they room while deliberated. 572

particularity may either not have been ineffective assistance of may prejudicial counsel or not have been to the defendant. Therefore, we conclude that the issues are presented more in post-conviction for elucidation appropriate proceeding. result, although may As a there be instances where failure to make a motion for for with judgment acquittal particularity might be to be determined ineffective counsel based alone, unwilling per trial record we are to make such failure in re explained se ineffective assistance counsel. As we In here, if only appropriate Parris W. and iterate direct review is sufficiently developed the record is and the critical facts are 726, not 363 Md. at 770 A.2d at 207. dispute. from the

Mosley’s distinguishable case cases he cites because, cases, support position his those the critical facts counsel’s regarding performance undisputed were and the record was more than sufficient to allow the specific, appellate court evaluate the case. See United States v. (5th Bass, 321, Cir.2002); 310 F.3d 330 United States v. (9th Recio, 1069, Cir.2001), Jimenez 258 F.3d 1074 rev’d on 270, 819, grounds, other 537 123 S.Ct. 154 L.Ed.2d 744 U.S. (5th (2003); Rosalez-Orozco, 198, v. United States 8 F.3d 199 Cir.1993); West, v. 187 Ill.2d 241 Ill.Dec. People 719 (1999); Westeen, N.E.2d v. State N.W.2d (Iowa W., 1999); 726-27, re In Parris 363 Md. at 770 A.2d at State, 207; (Miss.1995); Holland v. 656 So.2d 1197-98 Denis, App.3d State Ohio 678 N.E.2d (1996). case, however, In Mosley’s critical facts relating both to sufficiency of the evidence and to his counsel’s failure to for acquittal particularity move with We, thus, undisputed. are neither clear nor conclude that a is the post-conviction proceeding appropriate venue to evalu Mosley’s ate ineffective assistance of counsel claim.

III. Conclusion For the foregoing long-standing reasons we adhere to our view that ineffective assistance of counsel claims are best in post-conviction tested and that of such proceedings review claims on appeal direct is limited to the rare where exception *21 critical facts are and the developed sufficiently the record is therefore, of the Court We, vacate the order not dispute. of to the Court with directions remand Special Appeals of of the vacating the The appeal. to dismiss Special Appeals his right to assert claims Mosley’s prejudice order shall not to so.15 he desire do should proceeding, a post-conviction OF APPEALS OF THE COURT SPECIAL JUDGMENT OF THE COURT REMANDED TO AND CASE VACATED TO DISMISS APPEALS WITH DIRECTIONS SPECIAL IN THIS PREJUDICE. COSTS THE APPEAL WITHOUT APPEALS TO THE SPECIAL IN COURT OF COURT AND BE PAID BY PETITIONER.

WILNER, J., concurs. WILNER, J.

Concurring Opinion by that record I the agree I in the because concur before the Court us, the same record being before to a determination permit is Special Appeals, inadequate the to legally support evidence was sufficient whether the comment, however. following conviction. I offer vacating Special Appeals's decision and we are the Court 15. Because post-conviction preserving Mosley’s ability pursue his in a to claims Special proceeding, his that the Court of we decline to address claim supplemented the record with affidavit Appeals not have trial an should note, however, gun. is describing air that it well-estab- the lost We III, Md. appellate is not a trier of fact. lished that court Harris an Mosley’s at claim that he was rendered disputed directly counsel is related ineffective assistance gun. of the factual attributes allowing way appellate Our here in limit the court from comments no necessary appeal pursuant be corrected on when record to authority (providing appellate with court Rule 8-414 in the be corrected” and that an error or omission record “order papers in the record or based on facts not contained "motion that is by parties all the appellate file court and not admitted other in the case, affidavit”). by supported Given the situation in this shall be however, evidence, parties dispute the of lost where the characteristics post-conviction proceeding better we in a believe that the court testimony may be introduced able to whatever evidence evaluate danger- weapon it could characterized as regarding and whether deadly. or ous 4-324(a) Maryland Rule permits defendant, at the close of the evidence and, offered trial, State in a jury at the evidence, close of all of the to move for judgment of acquittal on one or more counts or on one more degrees of an offense that is divided into degrees. The Rule requires, however, that *22 the defendant “shall state with particularity all reasons why the motion granted.” should be This Court that, has held if made, such a motion is not an appellate court will not review the case to determine sufficiency the of the evidence. The issue-perhaps the important most one in the regarded case—is State, waived, as Wersten v. unpreserved. 228 Md. (1962). A.2d 364 that, We have also held even if such a motion is made, the failure of the defendant to particularize his/her complaint point out why how and the evidence legally is —to insufficient —also withdraws the issue from appellate review. See State v. Lyles, 308 Md. Muir v. (1986); A.2d 761 State, (1986); Md. 517 A.2d 1105 cf. Warfield State, (1989). 554 A.2d 1238 lawyer

A is not required to make a motion for judgment of acquittal unless there is a motion, reasonable basis for the and, indeed, likely it would be a violation of Rule 3.1 of the Code of Professional Responsibility for the lawyer to make such a motion frivolously a reasonable in basis the —without Nonetheless, record.1 it has become routine in criminal cases for motion, counsel to file such a regardless of the state of the record. reasons, There are two both pragmatic. Nothing is motion, lost filing the but everything may be lost if one is not filed. In the battle, heat of the one may never for know certain whether the presiding judge might entertain some doubt about the legal sufficiency the evidence and be inclined to grant motion, in whole or in part. Whether any group appellate judges would find the evidence insuffi- 1. Rule 3.1 lawyer states that bring "[a] shall not proceed- or defend a ing, therein, or assert or controvert an issue unless there is a basis for frivolous, doing so that is not good which argument includes a faith extension, an existing modification or lawyer reversal of may law. A nevertheless proceeding so defend the require every as to that element moving party's of the case be established.” situation, irrelevant, for if the trial would, be

cient matter, at that ends grants acquittal, a judge hand, if other acquittal. of the On the to the extent least made, lost, at the trial and the issue is both motion is not not judge given opportunity trial is levels. The appellate opportunity not given court is appellate to rule and the insufficient, if would judge even the evidence find Strickland of a From the of view point found otherwise. have issue, performance prongs as to both analysis, —deficient cases, entirely on whether depend in most prejudice will, — court, proceedings, conviction concludes post a reviewing a basis for such motion. proper that there was particularized, may not the situation If a motion is made but that, if not always There is the chance even be worse. judge, the trial may granted by the motion particularized, analysis her that the his or own might who well conclude course, If the issue happens, evidence insufficient. an appeal and will never surface either disappear will *23 such The concern we face is when post proceeding. conviction is not unparticularized is If an motion granted. a motion not right appellate has lost the granted, the defendant review^ all, if motion had never at but loss just as been made that, in even making may assumption be made worse motion, the that there was generalized lawyer believed deficiency appellate for it. withdraws from some basis The lawyer believed existed. presumably review an issue relief will post end will be the conviction The result same— Strickland, unavailable, of the prejudice prong because court that the evidence as reviewing unless finds I find would it legally least one conviction was insufficient. difficult, however, to a conclusion that there was not justify If the that there performance. lawyer believed deficient it, it for the how could not enough a basis motion make asway to fail to make it in such a performance be deficient simply it This is one instance which make effective? (unless, no effect making motion “for record” has fortuitously, granted). it is

This is an area in can, which trial judges should, provide some meaningful A assistance. motion for acquit- tal asks the judge case, to end the or at part least of the case. The judge entitled to every know possible basis for the motion, and should not permit counsel to rest on an unparticu- motion, unless, larized as sometimes happens, the in- judge tends to grant the motion based on his or her own analysis. It counsel, is a simple matter to ask “on what ground,” or to ask counsel to explain what necessary element is I missing. do not suggest that the judge any legal has duty or responsibility to make that inquiry, and, made, even when it will not necessarily result in all proper grounds (1) being stated, but it (2) might cases, help some it will not leave the record showing only a legally useless motion.

Case Details

Case Name: Mosley v. State
Court Name: Court of Appeals of Maryland
Date Published: Nov 26, 2003
Citation: 836 A.2d 678
Docket Number: 16, Sept. Term, 2003
Court Abbreviation: Md.
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