History
  • No items yet
midpage
Morton v. Continental Baking Co.
938 P.2d 271
Utah
1997
Check Treatment

*1 (Utah 1993); Hinckley, H. v. Robert Inc. Comm’n, Tax 17 Utah 2d

State MORTON, William W. Plaintiff (1965). noted, 662, 668 As we have the stat- Respondent, language ap- plain ute’s makes the exclusion plicable phrase. to the entire Commis- otherwise,

sion’s rule cannot do and we do COMPANY, CONTINENTAL BAKING fairly, not find that when read it does so. corporation, Delaware Defendant and Petitioner. reading applies A fair of the rule elementa- ry punctuation grammar. rules No. 950485. expanding Commission oper- defined “new or by setting forth ations” three alternative Supreme Court of Utah. single tests. These tests are listed in a sentence, April 8, separated albeit one into three sub- 1997.

parts by a colon and semicolons. Utah Ad- Rehearing Denied June R865-19-85S(A)(3) (1991). mimCode This sentence is followed sentence that states, subject “This to limita- definition dealing operating replace-

tions normal added). (emphasis

ments.” Id. Because the

preceding containing sentence the three tests expanding operations,”

defines “new or

plain meaning of “[t]his the words definition”

in the last sentence is to refer entire defining expanding “new opera-

sentence

tions,” test, merely to the last alternative argues.

as NAG

Thus, language of both section 59-12-

104(16) 865-19-85S(A)(3) and rule confirm replacements operating the normal limi-. applies expanding

tation to both new

operations. Because the Commission rea-

sonably presses found were normal

operating replacements and because the nor-

mal operating replacements applies limitation expanding operations,

to both new and NAC 59-12-104(16)

is not entitled to the section

exemption. Consequently, ap-

peals overruling erred in the Commission.

We appeals. therefore reverse the court of

HOWE, DURHAM, NOEL, RUSSON

JJ., concur in Chief Justice ZIMMERMAN’S

opinion. himself,

Having disqualified Associate

Chief Justice does not STEWART herein;

participate Judge District FRANK

G. NOEL sat. *2 Snuffer, Jr., plaintiff. Sandy, for C.

Denver Helsten, Plant, Bradley R. Terry Salt M. City, for Lake defendant.

RUSSON, Justice:

I. INTRODUCTION Baking Compa- granted We (“Continental”) petition ny’s for writ Ap- the Utah Court of certiorari review dismissal of peals’ of the trial court’s reversal complaint for Morton’s W. William comply with the trial court’s discov- failure to ery order. We reverse.

II. BACKGROUND against Continen- Morton filed a civil suit 15, 1991, damages July recover tal on injuries as a conse- allegedly sustained involving accident Morton quence of auto by driv- Continental and and vehicle owned employees. en one of Continental’s original trial date was December 9, 1992, September but on motion, In the moved for continuance. asserted that Morton was Morton’s counsel surgery for knee December scheduled properly could not and that Morton damage until after the award calculate grant- surgery and rehabilitation. The the trial for the motion and rescheduled ed 15, 1993, 1993. On June continuance, stating sought counsel another busy more too and needed that counsel was expert depositions of wit- time to schedule nesses, discovery. well as conduct other trial, again The court rescheduled or face- “the dismissal of of Plaintiffs 11,1994. order, January time for claims for relief.” the court made it clear that Morton had “until 5:00 January day On before trial p.m. day” sign o’clock on the tenth from the begin, was to Morton’s counsel initiated *3 ing of the order to comply.1 This order was telephone judge and conference with April mailed to Morton on 12. conference, for In this counsel Continental. ex- Morton’s counsel stated that one of his respond way Morton did not in to pert going present opinions, witnesses was either the notice to submit or the court’s evidence, and at trial that were en- theories discovery responses order. The tirely new different from those which 22, by Friday, April received the deadline. previously pre- Morton stated would be 25, 1996, Monday, April pre- On Continental announcement, sented. As a result of this pared proposed pursuant a order to dismiss again court rescheduled trial allow order, April copy to the a of which was time to Continental conduct additional dis- hand-delivered' Morton. On that same covery light of Morton’s new theories. day, responded first for the time to August The new trial date for was set requests discovery by faxing responses signed Continental. court the order to on dismiss 1994. Morton claims days following telephone A few confer- nothing he knew the court’s activities ence, 14, 1994, January on Continental compel between March 18 motion to interrogatories served on Morton and re- signing judgment a notice that he re- quests production for of documents. Morton 9,1994. May ceived on provide responses discovery faded to to the thirty requests days prescribed by within the Following dismissal, Morton fiied sev- 33(a) rule of the Utah Rules Civil Proce- eral motions with the court aimed 25, 1994, February dure. On Continental overturning the part dismissal. As of Mor- inquiring sent a letter Morton about the efforts, May ton’s an filed affidavit dated discovery responses. status 11, 1994, in which he admitted that he had letter, Continental stated that Morton did both the discovery requests received and the provide by discovery responses compel. rejected motion The trial court Continental file mo- March would a appealed, Morton’s motions. Morton then compel. tion to poured and we the ease to the court of appeals. provide Morton did not re- 18,1994, sponses by March and on March September ap On the court of copy compel, Continental filed motion to peals a memorandum issued decision wherein on which was served Morton. In the that it stated had “reviewed each of the motion, requested that the trial by regarding raised [Morton] issues excuses respond court order Morton to within ten noncompliance for with the trial court’s dis days or face dismissal of his case. Morton order, covery or reasons for extension of the

failed to to this motion. imposed deadline, court found [had] 31, 1994, However, March On Continental filed them to be without merit.” while appeals agreed notice to submit decision its motion to the court of [Morton’s] “that compel, copy sanction,” of which was sent to Morton. conduct merited court indicat respond. court, April suggested Morton did not on its Utah ed that review of case law prepare directed Continental to sanction of rule dismissal under court, requiring respond order Morton to Conti within the discretion of the trial while days requests only applied nental’s ten “in within was a sanction which was so, upon question 1. The order stated: ... and failure to do will days signing Plaintiff shall have 10 from the Rule 37 of suffer sanctions accordance with Order, p.m. Procedure, until 5:00 o'clock tenth will the Utah Rules Civil which 22], day [April [Continental] deliver to full be the dismissal of of Plaintiff's claims for complete responses interrogatories and and relief. requests production of documents in (C) pleadings or striking out neglect an order egregious involving more eases thereof, proceed- further by parts staying displayed Morton. than was misconduct” ,cWe obeyed, dismiss- stated, ings con until the order is are appeals The court any part or approv ing proceeding the action or prior to follow decisions strained thereof, rendering judgment de- Proce or Rule of Civil under Utah dismissal party[.] against the disobedient only circumstances much more fault under dure here.” those evidence egregious than added.) a trial court can (Emphasis Before Thus, appeals held that the rule impose discovery sanctions under its and reversed had abused discretion court part of the noneom- must find on the and remanded. willfulness, faith, fault, plying party bad *4 Osguthorpe, Dep’t Transp. v. 892 Utah argues on certiorari that the Continental (Utah 1995); 4, Sav. & 6 First Fed. P.2d re- in appeals erred its decision court of Schamanek, 684 P.2d Loan Ass’n v. argues trial court. Continental verse the (Utah 1984); Amica Mut. Ins. accord 1266 given trial court is broad discretion that the (Utah.Ct. Schettler, P.2d 961 768 Co. v. imposing such decisions are in sanctions and dilatory tactics “persistent App.1989), or only of discretion. Conti- reviewed for abuse judicial frustrating process,” W.W. & the only requires that argues that rule 37 nental Gardner, Village, Inc. v. Park West W.B. a trial actions be willful before Morton’s (Utah 1977); see also P.2d 738 568 sanctions and that there impose court can Osguthorpe, at n. Once the 892 P.2d support ample in the record was evidence ap are that sanctions trial court determines finding that Morton’s non- trial court’s the appropriate dis choice of an propriate, By “[t]he requiring compliance was indeed willful. responsibili the covery primarily sanction is egregious, be more behavior to Schamanek, judge.” 684 P.2d ty trial of the ig- argues, appeals the court of Continental at 1266. not af- the “willful” standard did nored proper amount of trial court the

ford the though non Even dismissal Further, claims that deference. of the “most complying party’s action is one requiring in not appeals erred potential sanctions that can be severe showing Morton to sustain burden P.2d it is imposed,” Osguthorpe, 892 a clear trial court’s decision was abuse language of rule 37 that it is clear from the discretion. impose court’s within a trial discretion “ trial courts must appeals such a sanction. ‘Because responds that the court Morton dis deal first hand with correctly held that the trial court’s dismissal covery process, they given are broad discre Mor- his was an abuse discretion. claim imposition discovery regarding any delay complying in tion argues that ton ” because, P.2d at 6 892 be sanctions.’ the court’s order should excused Wade, reasons, (quoting Darrington v. 812 P.2d he never received the for various long and, all, (Utah.Ct.App.1991)). Thus we have responses 457 after orders “ were, ‘abuse that we will not interfere unless 25 held faxed to Continental ” most, clearly shown.’ only day [is] of that discretion business late.” “one Pierce, 732 P.2d 93 8 Katz v. (Utah 1986)); Realty, Inc. v. see also Tucker III. ANALYSIS 2d P.2d 16 Nunley, 396 Utah 37(b)(2)(C) of the Utah Rules Rule (1964) (“Unless trial [the it is shown that states, part: in relevant Procedure of Civil support is in rec action without court’s] (2) obey an order If a ... fails to discretion, ord, should plain or is abuse permit provide or disturbed.”). find not We will trial be pending may in the action is court which choosing in has its discretion court abused regard to orders in the failure make such impose only is if there which sanction just, among others the follow- are of law ... either “an erroneous conclusion ing: rul evidentiary no for the trial court’s basis Hardman,

ing.” Askew v. (Utah 1996); Schamanek, complained Morton also the dismissal case, clearly has at 1266. this hardship, considering would be a all of the shown that abused its discre- in time and cost invested case. We think dismissing ease. response perceptive: the trial court’s ample case There evidence stake, why With all this at would counsel support ruling. case the trial court’s This fail to answer interrogatories or at set four different times. provide partial least opposing answers to generously granted The trial court continu they Why counsel when were due? would ances, surgery first for Morton’s knee counsel, knowing that motion to compel depose then to allow Morton time more filed, to the Court in years Finally, two and a half witnesses. way? Why provide would not then case, after the commencement of this Why answers he had? would he not seek trial court allowed continuance as a result surprise of Morton’s extension of time from announcement that one the Court if he experts presenting of his would be an entire having difficulty obtaining the infor- ly theory day. new trial the next The trial Why, ready present mation? he were patience court showed *5 tremendous allow part least of the information trial on ing many delays interrupt so to this case. January produce could he not Yet, this even after third continuance to to counsel within the time limits of the him, nothing did accommodate Morton to mistakes, Any rules? inadvertence show the court that he in was interested neglect may and which have occurred diligently prosecuting his case. Three of office Plaintiffs are counsel not passed, months and Morton made no re- excuse in manner which Plaintiffs sponse whatever to Continental’s counsel has handled this matter. requests, of inquiry, Continental’s letter the various and motions orders filed with argues Morton for relief due to his invest- the court and served on Morton. Morton money ment of time and in this case. But plenty warning of that his case inwas action, there are two to this and both trouble, considering having he admitted to to are entitled fair treatment. Continental received the to compel specifi- motion which not litigation. did seek this of Its investment cally requested requiring a court com- order time and resources toward the resolution pliance threatening and dismissal of Mor- voluntary. this ease not was And it was ton’s case. Morton, Continental, responsi- not who was given great A judge trial is deal delays ble for all three of the in this case— determining in latitude the most fair and delays length which increased the of this efficient manner to conduct court business. years. matter six from months to three judge in position trial is to best judge There comes a time when a trial is cases, evaluate status his as well justified saying in enough enough. attitudes, motives, credibility par and say We eannot under these facts that ties. This case is no different. The trial judge abused in his discretion dismiss- judge had been involved in this case for three ing the complaint. years. time, Over that he met with the attorneys for both sides numerous times. claims did that he not re thoroughly He reviewed all documents filed ceive the court’s order to to Conti in connection with the case and ruled on discovery requests not compel nental’s are numerous motions. He heard consid ling. Morton admitted that he received the comply ered all Morton’s excuses discovery requests as well as the motion to ing with the court’s order and concluded compel. disingenuous It for Morton to he satisfactory had “not offered been argue now of his explanation he was aware by Morton’s counsel” for the noncomplianee. obligation respond. to Morton’s counsel them to be “without merit.” significance of which found understood the

must have presents same excuses to this compel. He should have been Morton motion to However, has not attacked diligent enough seek another extension court. Morton or, least, very try court at the appeals’ from the determination that such the court However, way. some contact “without On the other excuses were merit.” anything nor his counsel did neither Morton hand, a motion because Morton knew that All of the motions and filed, until it was too late. compel had which dis- threatened dis- filed in relation to Continental’s orders case, missal his because covery requests properly served on properly and orders were served motions receiving Although some Morton. “he denies Morton, ample evi- we think that there is them, given ample notice of the support that Morton’s fail- dence to the view obligations against him proceedings discovery requests in supply ure Osguthorpe, 892 P.2d at 8. under the law.” timely willful. manner was at least appeals, reversing The court of incorrectly interpret appeals court of court, it felt com- cited several cases which relating ed case law issue. While egregious pelled the that more conclusion argued that sanc it can be behavior part required on the of Morton behavior was tioned the cases cited discretionary rul- to sustain the trial court’s appeals egregious than Morton’s was more However, holding, in so under rule 37. 8-9; behavior, Osguthorpe, 892 P.2d at see requiring appeals, without even (Utah Collina, Larsen clearly an abuse of discre- show Co., 1984); 962; P.2d at Amica Mut. Ins. Katz, tion, v. Leisure accord Charlie Brown Constr. Co. P.2d at undertook rewrite rule 37 *6 (Utah. Inc., Sports, 740 P.2d 1370-71 ignored prior decisions of this court. trial Ct.App.1987), we have affirmed a dismissal as a sanction for behavior court’s any expressed have rule which We never apparently clearly egregious than that less specific delineates a level of behavior which See, e.g., required by appeals. the court 37 sanctions are must be met before rule Gardner, at W.B. 568 P.2d 736-38 W.W. & previously, party’s a As warranted. stated (affirming judgment against default entered any 37 if conduct merits sanctions under rule defendant’s answers to defendant because (1) following found: of the circumstances are requests for plaintiffs interrogatories and (2) willful; party’s par- behavior late, production of documents were even (3) faith; ty acted in the court can has bad hearing they filed though before (4) party; or attribute some fault to the motion); Realty, summary judgment Tucker persistent dilatory tac- engaged has (af 2d 99-101 396 P.2d at 16 Utah judicial process. tending tics to frustrate the judgment plaintiff re firming default where Schamanek, Osguthorpe, 892 P.2d at See production sponded compel to court order to 684 P.2d at 1266. many by only producing of documents documents); Schoney required Me accord party’s To that a has find behavior “ Estates, Inc., morial 790 P.2d 586-87 willful, ‘any only be inten been there need (affirming judg (Utah.Ct.App.1990) default distinguished from involun tional failure ” timely re plaintiffs failed to ment where Co., tary noncompliance.’ Amica Mut. Ins. interrogatories spond granted after court Co. v. M.E.N. Con behalf, plaintiffs’ several continuances on (10th Fluidics, trol 834 F.2d in dis plaintiffs uneven had “somewhat Cir.1987)); also prosecuting charging their burden of presented to trial court nu 8. Morton fashion”). event, timely any In case in a failing comply excuses for merous clearly proposi for the of these cases stand following order in numerous motions court’s granted great a trial courts are the dismissal of his case. The trial court was dismissing a as a presented deal of case persuaded. then deference arguments appeals, to the court of sanction. same knee-replacement surgery on IV. CONCLUSION December requested 1992. Morton’s counsel the first foregoing, the basis of the we reverse On surgery. continuation to accommodate this appeals and affirm the Morton’s counsel noted that because the sur- under court’s dismissal Morton’s claims gery accident, consequence was a fix- 37(b)(2)(C) of Utah of Civil rule Rules damages the amount of would be easier Procedure. the trial was continued until after the date surgery. Notably, Continental did not ZIMMERMAN, C.J., J., HOWE, object motion, and the trial court concur. begin rescheduled on June Justice, STEWART, Associate Chief 1993. dissenting: parties stipulated then into entered utterly I dissent. I think indefensible continuation, agreement ato further and the this Court hold that client whose case begin January trial was reset ready for trial can be thrown out of court Although stipulation stated that Morton’s attorney day because his was one late in attorney requested had a continuation due to complying with a deadline. Pun- schedule, busy there was formal motion hapless, ishing a innocent client for his attor- particular both for this continu- ney’s day being “crime” late in answer- Discovery ance. was conducted without will, believe, ing interrogatories I evoke a controversy difficulty. substantial sense of utter disillusionment with our sense short, demonstrates, as far as the record judicial capri- fairness and avoidance ordinary both continuations were occurrences punishment appropriate ciousness. If process. all, punish the Court should Shortly begin, before the trial was to Mor- deprive than opportu- rather the client apparently ton’s counsel announced that Dr. nity present proce- his ease. The rules of Philip Hoyt, one expert of Morton’s wit- provide array dure a whole of sanctions that nesses, photo- skid noticed marks in appropriately employed against way- can be graphs. Apparently, Morton believed those To argue ward counsel. that the client can way marks in previously some had been adjudication right have his to an of his claim *7 misinterpreted. overlooked or Continental by malpractice this ease ac- vindicated requested opportunity prepare an to for the against sophistry pure is alleged theory Hoyt present new that would injury. and adds insult to I would affirm the respect interpretation to his of the skid Appeals. Court of Thus, marks. the third and continua- final granted request tion was not at the Mor- of I. FACTS request ton but at the Continental. majority opinion provide Though majority epi- The does not the characterizes this Morton, complete picture being entirely factual the record. On sode as the fault of 29, 1989, April again simply Morton was in a that involved characterization once speculation extremely collision with a vehicle that upon sparse was owned and based operated by Baking Company. Continental record does spe- which not even mention the killed, Continental’s driver was and Morton “new the evidence” that was to be cifics of injuries. presented suffered severe Morton filed suit or how much additional time Con- against Continental, required asserting genuinely prepare that its driver tinental to it. negligently directly, had indirectly, caused the accident. All that can The be derived or originally begin trial was to on set December from the record is that the accident occurred major changed highway, 1992. The trial date then on was that there were skid majority opinion portion three highway times. asserts marks on the where the occurred, responsible prior Hoyt’s that Morton was for all three of accident and that to ease, delays the in this photographs, but it does ade- examination some certain lay quately parties apparently out the context in which those witnesses or believed delays occurred. Morton was scheduled one set skid marks was unrelated to the hand, persons at the acci- Morton, to include all be- is meant on the other

accident. thereafter, occurred, shortly it shortly before trial that dent when convinced came by to persons plaintiff the by a and all known caused trailer marks were those skid during the that the have visited the accident scene Morton’s truck and attached to days after the accident. had remained demonstrated Morton marks immediately prior to lane of travel within his requested interrogatories detailed Other the collision. the of these as to reasons each statements begin August scene, testimony The trial was rescheduled persons was at any them, court did not enter planned 1994. The trial to elicit from plaintiff discovery, reopening respecting by order became aware means which that is no indication either person’s presence and there at the scene of clarify that matter. Nor attempted to was no reason for Continen- accident. There requests further any particular indication that these propound there tal to theory necessary. sim- Because the new was date. To extent the late information interpretation discoverable, new to be ply related it could have relevant and was (of both applied to skid marks which much and should have been obtained aware), questions or have been were aware should from related Aside earlier. no for Continental to en- directly theory any there was reason or other to Morton’s new any questions evidence, gage in on appears broad from the record that new testimony specifics of related interrogatories other than the of most intent Nevertheless, theory. Morton, on directly re- perhaps to burden harass 14, 1994, propounded January theory Continental presenting his taliation for new discovery demands extensive upon Morton a late date.1 such thirty respond within requiring Morton Feb- counsel asserts Continental’s days. ruary a letter to Morton’s counsel sent discovery requests consisted of inter- demanding response to the an immediate requests. A few rogatories and document threatening discovery requests to file requested re- interrogatories information responses compel those motion any theory and additional lated to the new forthcoming.2 On March Continental of Morton’s other ex- information that two compel.3 moved to On pert offer. But witnesses intended to other signed compel, requir- trial court an order beyond theory the new requests went well dis- to Continental’s any testimony that would be days. covery requests within ten Neither affected theory, requiring detailed nor made at- trial court information virtually every person had been who counsel, about directly tempt contact Morton’s of, or investigation who involved with the hearing was no- and no ever scheduled or *8 to, example, a witness the accident. For was compel The to was issued with- ticed. order interrogatory number one stated: hearing. notice or a stated out comply to every person inexplicably to that Morton’s failure Identify each and known in the sanction of “dismissal plaintiff representative or his who was would result the question on De- claims for relief.” Continen- the in Plaintiffs accident scene 1989, supporting and a 29, motion to dismiss from an hour before tal’s cember filed on question including a memorandum and affidavit were up accident in to and court, 28,1994,4 question. April apparent and the trial accident in This week after the aware point attempt to counsel concedes that he was not an absolve 3. Morton's 1. This is made in any responsibility, but counsel of rather Morton's to counterbalance that he was never made of motion but asserts majority’s characterization aware of the outcome of that motion. any- only party who had done of Morton as the thing questionable of a nature. signed and dated these 4. Continental’s counsel April on documents ap- copy of this was submitted an 2. A letter pendage compel but to motion to Continental’s lodged apparently was filed or time was written. 279 37, ly pursuant to Rule Utah Rules Civil it also stated that unusually “dismissal ‘is an Procedure, entered an order dated the same harsh sanction that should be meted with out day dismissing granting caution,”’ the motion and Mor- id. 1 Dairington v. prejudice. parte Wade, claims with ton’s ex 456 (Utah.Ct.App.1991)), nature of con- the court’s Continental’s and concluded that the imposi- court’s preparation duct continued and en- penalty tion of the of dismissal was an abuse try any without order communication of discretion. at 2. simply

to Morton’s counsel. The trial eourt II. DISCUSSION motion for received the dismissal and imme- diately directed Continental’s to Although possess trial courts in discretion prepare the order in accordance with its imposing appropriate penalties for violation A copy instructions. of the order was mailed discovery orders, Dep’t Transp. Utah v. day. to Morton’s counsel on the same Mor- (Utah 1995), Osguthorpe, 6 steadfastly ton’s counsel has maintained that discretion is not without limits. v. Hathcock he never received the notice of the order and Transp. Navistar Corp., Int’l 53 F.3d 40 entry was unaware its or the deadline for (4th Cir.1995) (citing v. Volkswagen Wilson responding to it. America, Inc., (4th 561 F.2d 503 of Cir.1977)); Slavens, see also v. Carman respond Morton’s counsel failed to (Utah 1976); Westinghouse P.2d 22,1994, requests by Friday, April Contractor, Supply Elec. Co. v. Paul Larsen eourt, Monday, deadline set but (Utah 1975); 544 P.2d 876 Velazquez- sent, April Morton’s counsel and Conti- Serv., Inc., Rivera Sear-Land 920 F.2d acknowledges received, partial nental that it (1st Cir.1990); 1075-76 Marshall v. responses discovery requests, to the one (5th Segona, Cir.1980); 621 F.2d 766-67 day Apparently, business late. Am., v. Aluminum Co. 564 F.2d eourt was notified of never 25 Griffin (5th Cir.1977). 1171, 1172 As we noted in responses prior to the order of dismissal. Westinghouse, a case where the trial eourt respond Morton’s counsel fail did plaintiffs dismissed the causes action for questions directly few that dealt with new prosecute, and primarily failure for fail or new Concededly, evidence theories. Mor- discovery requests: ures to being ton’s counsel was at fault day It be doubted interrogatory late with the answers and for court should have a reasonable being latitude of complete. their not He should have dismissing pros- discretion in for failure to attempted to opposing contact the court and ecute fails to move forward respect counsel with difficulties and according the rules and the directions of delays he experiencing responding court, justifiable without But Nevertheless, excuse. discovery requests. prerogative falls short of unreasonable question is not whether Morton’s counsel arbitrary action which will ought result to be but sanctioned whether the sanc- injustice. imposed was so extreme relation to the infraction as to constitute abuse of (footnotes omitted); P.2d discretion, and whether himself Carman, also 546 P.2d at 8A Charles be should sanctioned. After extensive at- Miller, Wright Alan Arthur R. Richard L. tempts by Morton’s counsel to set aside or Marcus, § *9 Federal Practice at 612. otherwise obtain relief from the effects of discretion, respect Wright With to this & judgment that ultimately of which were —all Miller note: denied appealed. eourt —Morton Rule 37 is flexible. The court is directed

By unpublished disposition, just,” of Court to make such “as orders are and is Appeals v. response. reversed. Morton stereotyped not limited to a Co., Baking 749, 940747-CA, No. The sanctions enumerated in the rule are (Utah 14, 1995) slip op. at Ct.App. Sept. flexible, 2-3 arbitrary exclusive but “appel selective, [“Morton I The plural. ”]. Court stated that The district court sanction,” 2, reason, lant’s conduct merited may, many id. at but use within as and as 280 exceptional Liquid necessary to circumstances.” In re are hold

varied sanctions as Drivers, 819, 822 justice Truck 580 F.2d even. Carbonic the scales of (5th Cir.1978); see Fed. & also Mutual Sav. Miller, 2284, § Wright Federal Practice & Assocs., F.2d Ass’n v. Richards 872 Loan & added) omitted). (footnotes (emphasis 612-13 (4th 88, Cir.1989); Donnelly v. 92 Johns- a trial court’s explicit One limitation on (3d 339, 342 Corp., Manville Sales 677 F.2d may is of discretion sanction dismissal Wilson, 504; Cir.1982); Wright F.2d at “ 561 ‘willful- imposed the absence of not be 2284, Miller, § & Federal Practice ” ness, faith, or fault.’ 892 bad overriding rules of purpose The of modem (quoting & Loan P.2d at 6 First Fed. Sav. de procedure disputes to assure that are is P.2d, 1257, Schamanek, 1266 684 Ass’n v. possible. Ap cided on merits whenever 1984)). (Utah requires a show- “Willfulness” pellate repeatedly stressed that courts have intentional, comply the failure impose penalties trial courts should seek to distinguished negligent or careless from 37 less than the dismissal that Rule severe noncompliance. Id. at 8. v. Navistar Int’l makes available. Hathcock degree accorded trial discretion (4th Cir.1995); 36, Transp. Corp., 53 F.3d 41 severity proportion courts varies Inc., 757, Casinos, Brooks v. Hilton 959 F.2d imposed. It that a trial the sanction follows (9th Foods, Cir.1992); 768 Poulos v. Naas range is narrow court’s of discretion more Inc., (7th 69, Cir.1992); 959 F.2d 75 Ve imposes when it the ultimate sanction Serv., Inc., lazquez-Rivera v. 920 Sea-Land imposes less severe dismissal than when 1072, (1st Cir.1990); F.2d 1076 v. Meade must there- Appellate sanctions. courts (10th Grubbs, 1512, n. 841 F.2d 1520 & 7 entry of a fore examine a dismissal default Cir.1988); Township Patterson v. Grand greater judgment with much care and scruti- (6th Cir.1985); Blanc, F.2d 760 689 majority ny than lesser sanction. Segona, v. 621 F.2d 766-68 Marshall opinion ignores principle. this established (5th Cir.1980). Although are due trial courts afforded defer- sanctions, Indeed, appellate general is extreme ence in their choice of an rule only simply “rubber-stamp employed the deci- sanctions if the court cannot “should be Velazquez-Riv- district court has determined that it could [lower] sions of court.” era, Wilson, 1075; ‘equally but less 920 F.2d at see also 561 fashion effective ” remedy.’ Velazquez-Rivera, F.2d at 506. drastic 920 Pole F.2d at 1076 United States v. Indeed, process rights constitutional due (1st Hopkinton, 642 No. 852 F.2d may if court to hear the be violated refuses Cir.1988)). Thus, “[t]he district court abuses case where there has been a merits imposes- its if it of dis discretion sanction relatively procedural trivial infraction of considering impact missal without first Co., rules.5 v. Motor See Malautea Suzuki adequacy less drastic sanction (11th Cir.1993). 987 F.2d sanctions.” v. National Med. United States Thus, generally imposed only “[dismissal (9th Enters., 792 F.2d 912 Cir. misconduct, egregious repeated for such as 1542; Malautea, 1986); see also 987 F.2d at deposition.” Regional appear failure to (11th Cohan, 142 Navarro 856 F.2d Co., Sys., Inc. v. Inland Reclamation Refuse Cir.1988); 342; Donnelly, 677 F.2d at Mar (6th Cir.1988) (first 150, 155 empha 842 F.2d shall, 621 F.2d 767-68. added); Velazquez-Rivera, sis see also Sears, Co., is, course, distinguish It F.2d at Silas v. Roebuck & essential Cir.1978). (5th the client 586 F.2d Dismissal between the blameworthiness of provided most for in and that of the for a failure to is “the extreme sanction rule, Supreme empha comply and the has with court Flaksa v. Little Court orders. Co., necessity use the River 389 F.2d 888- sized the cautious Marine Constr. (5th Cir.1968). only especially be This rule.... should exercised critical [I]t *10 limitations, 613; yet Osguthorpe, § at also 892 P.2d at "[T]here are constitutional see indistinct, (treating implications be of dis- somewhat on the sanctions can 7-8 missal). constitutional Miller, imposed.” Wright & Federal Practice

281 dismissal, nearly when the sanction effect draw amend was made until four- disproportionately, requests if not teen months after the which falls exclu had been year sively, on the client. If the client did not made —and over a after the had matters automatically if opposing by op- contribute to the violation and deemed admitted genuine granted do not suffer eration of Rule 36. The trial severe motion, prejudice attorney’s allowing as a result of the viola defendant’s the case to tion, dismissing go rank Despite client’s ease makes forward on the merits. the limit- mockery requirement that sanctions ed discretion standard adopted we in that “ short, case, “just.” In majority be the rule is that ‘[d]is- of the members of this court generally upheld 6-9, inappropriate missal is lesser court’s decision. Id. at at-(Durham, J., neglect plainly joined sanctions are favored where by Stew- art, A.C.J.); attorney 9, at-(Zimmerman, attributable to an than to his at rather id. Marshall, C.J., result). concurring client.’” 621 at blameless F.2d in the Silas, 385); 768 586 F.2d at also Appeals correctly The Court of in this case Navarro, 141-42; Lolatchy 856 F.2d at v. noted thát Utah cases upholding a sanction (4th Inc., Murray, Arthur 816 F.2d 953 flagrant of dismissal involved far more viola- Cir.1987); v. Albert Med. Carter Einstein tions than occurred here. Cf (3d Ctr., Cir.1986); 804 F.2d 807-08 Pat Schamanek, 7-8; 892 P.2d at 684 at P.2d terson, 688-89; 760 F.2d at Titus v. Mer Collina, Larsen v. 684 P.2d 54 Am., cedes Benz N. n. 695 F.2d 749 6 (Utah 1984); Gardner, &W.W. W.B. Inc. v. (3d Cir.1982); City Carter Memphis, v. (Utah Village Park P.2d W. 568 736 (6th Cir.1980). Tenn., 159, 161 F.2d 636 1977); Realty, Tucker Inc. Nunley, v. 16 97, 98-101, Utah 2d When a case is dismissed or a default (1964); Hockey League see also National judgment attorney’s entered for an miscon- Club, Metropolitan Hockey 427 U.S. duct, only remedy left to a client is an 640-41, 2778, 2779-80, 96 S.Ct. 49 L.Ed.2d malpractice. totally action But that is a (1976) curiam). (per 747 inadequate alternative when other reasonable against an attorney sanctions are available. majority cites &W.W. W.B. Gardner Ctr., See v. Albert Carter Einstein Med. Realty and Tucker asserts those (3d Cir.1986). Making F.2d 805 a malprac- support argument. cases its somehow Both only option tice action the for a whose eases, however, clearly of those cir- involved punishes has erred client for a cumstances which merited severe sanctions. commit, crime he did not burdens the courts defaulted, Realty, In Tucker the defendant unnecessary lawsuits, and leaves a aside, the default was set and the defendant wrongdoer free all sanctions if the disillu- persistently, repeatedly, then and intention- disgusted sioned and client can no tolerate ally discovery. failed “justice” system. more such our court If a at 411-12. The defendant’s evasiveness ant, sledgehammer is to be used to kill an merely made it that he obvious was not right least ant ought to be smashed. negligent but in- attempting to conceal formation that would be harmful his de- majority result reaches in this fense and his Id. defendant’s counterclaim. Langeland ease is inconsistent with v. Mon This Court ruled 412-13. that defendant’s — Motors, Inc., Rep. arch 307 Utah Adv. patently counterclaim was frivolous and that P.2d —, (Utah 1996), WL changed story multiple had occa- of our recent cases. The defendant sions, offering inconsistent excuses for his Langeland respond properly failed to re respond appropriately. failure quests admission, requests and the Gardner, by operation deemed admitted of Utah Rule &W.W. W.B. the defendant Rep. Civil Procedure 36. 307 separate Utah Adv. was served with at least four discov- —3, ery —. requests, ten P.2d After some three which were served at passed, months the defendant’s counsel least P.2d at twice. 568 786. The defendant them, responded was notified of an failure and belated to none of submitted, swers were judgment. but no motion to with- filed a motion for default Id. at *11 characterized defen- This Court 738. dilatory Twyla Young “persistent tac- Heidi conduct as HAMILTON and

dant’s Plaintiffs, Although Hamilton, minor, defendant tics.” Id. 736. discovery requests responded to some of the (ten subsequent filing of that motion REGAN, Stephen Avin Defendant original for due date months after the Appellant. production discovery requests), requests for Id. The remained unsatisfied. of documents Co., Support Child Enforcement appear at the hear- then failed to defendant Appellee. Intervenor and judgment. for ing on the motion default finding No. 950521. an affirmative trial court made delay prejudiced the had the defendant’s Supreme Court of Utah. ruled, plaintiff’s prosecution case merits, was entitled on 2,May summary judgment. Appeals ruled that the sanc- The Court for the of Morton’s case dismissal by Morton’s counsel was

violation committed conduct,

wholly proportion to his out

say nothing at of Morton’s own innocence. 940747-CA, I, slip I op. at 3. No. Court, court,

agree. and now The trial view, my ignored requirement that the “just” arbitrary capri- and not

sanction be

cious, of the fact that especially view many months

lawsuit issue verge going when

and was on entered, no dismissal and there is

showing that Continental was whatsoever delay by the minor that Morton

prejudiced itself, Indeed, by its

caused.

sweeping demands issues theory” “new bore

unrelated delay. responsibility It is for the

substantial hard to find a order in our

indeed harsh, unreasonable, and

published cases as one-day-

unjust in this case. A certainly drop-dead rule will enhance

late justice authority, judge’s but cost

and fairness is exorbitant. Appeals.

I would affirm the Court

DURHAM, J., concurs.

Case Details

Case Name: Morton v. Continental Baking Co.
Court Name: Utah Supreme Court
Date Published: Apr 8, 1997
Citation: 938 P.2d 271
Docket Number: 950485
Court Abbreviation: Utah
AI-generated responses must be verified and are not legal advice.
Log In