MORSE ET AL. v. REPUBLICAN PARTY OF VIRGINIA ET AL.
No. 94-203
Supreme Court of the United States
Argued October 2, 1995—Decided March 27, 1996
517 U.S. 186
Pamela S. Karlan argued the cause for appellants. With her on the briefs were George A. Rutherglen, Eben Moglen, and Daniel R. Ortiz.
Deputy Solicitor General Bender argued the cause for the United States as amicus curiae urging reversal. With him on the brief were Solicitor General Days, Assistant Attorney General Patrick, Richard H. Seamon, and Steven H. Rosenbaum.
E. Duncan Getchell, Jr., argued the cause for appellees. With him on the brief were J. Robert Brame III, Patrick M. McSweeney, Donald W. Lemons, and Robert L. Hodges.*
*Briefs of amici curiae urging reversal were filed for the Lawyers’ Committee for Civil Rights under Law et al. by Donald B. Verrilli, Jr., Michael A. Cooper, Herbert J. Hansell, Norman Redlich, Barbara R. Arnwine, Thomas J. Henderson, Brenda Wright, and Laughlin McDonald;
James S. Gilmore III, Attorney General, David E. Anderson, Chief Deputy Attorney General, John Paul Woodley, Jr., and William H. Hurd, Deputy Attorneys General, and Maureen Riley Matsen, Assistant Attorney General, filed a brief for the Commonwealth of Virginia as amicus curiae urging affirmance.
JUSTICE STEVENS announced the judgment of the Court and delivered an opinion, in which JUSTICE GINSBURG joins.
In 1994, all registered voters in Virginia who were willing to declare their intent to support the Republican Party‘s nominees for public office at the next election could participate in the nomination of the Party‘s candidate for the office of United States Senator if they paid either a $35 or $45 registration fee. Appellants contend that the imposition of that fee as a condition precedent to participation in the candidate selection process was a poll tax prohibited by the Voting Rights Act of 1965. The questions we must decide are whether § 5 of the Act required preclearance of the Party‘s decision to exact the fee and whether appellants were permitted to challenge it as a poll tax prohibited by § 10.
I
On December 16, 1993, the Republican Party of Virginia (Party) issued a call for a state convention to be held on June 3, 1994, to nominate the Republican candidate for United States Senator. The call invited all registered voters in Virginia to participate in local mass meetings, canvasses, or conventions to be conducted by officials of the Party. Any voter could be certified as a delegate to the state convention by a local political committee upon payment of a registration fee of $35 or $45 depending on the date of certification. Over 14,000 voters paid the fee and took part in the convention.
In response to the call, appellants Bartholomew, Enderson, and Morse sought to become delegates to the convention.
On May 2, 1994, appellants filed a complaint in the United States District Court for the Western District of Virginia alleging that the imposition of the registration fee violated §§ 5 and 10 of the Voting Rights Act, 79 Stat. 439, 442, as amended,
After noting “a general rule” that political parties are subject to § 5 to the extent that they are empowered to conduct primary elections, the court gave two reasons for concluding that the rule did not apply to the selection of delegates to a state nominating convention. First, it read a regulation promulgated by the Attorney General as disavowing § 5 coverage of political party activities other than the conduct of primary elections. Second, it relied on our summary affirmance of the District Court‘s holding in Williams v. Democratic Party of Georgia, Civ. Action No. 16286 (ND Ga., Apr. 6, 1972), that § 5 does not cover a party‘s decision to change its method of selecting delegates to a national convention. See 409 U. S. 809 (1972). Its dismissal of the § 10 claim rested on its view that only the Attorney General has authority to enforce that section of the Act. 853 F. Supp., at 215-217.
II
In the Voting Rights Act of 1965, Congress enacted a complex scheme of remedies for racial discrimination in voting that were to be applied in areas where such discrimination had been most flagrant. Section 4 of the Act sets forth the formula for identifying the jurisdictions in which such discrimination had occurred, see South Carolina v. Katzenbach, 383 U. S. 301, 317-318 (1966), and § 5 prescribes the most stringent of those remedies. It prohibits the enactment or enforcement by any covered jurisdiction of voting qualifications or procedures that differ from those in effect on November 1, 1964, or two later dates, unless they have been precleared by the Attorney General or approved by the United States District Court for the District of Columbia. See Allen v. State Bd. of Elections, 393 U. S. 544, 548-550 (1969).5 Virginia is one of the seven States to which the § 4 coverage formula was found applicable on August 7, 1965.6 The entire Commonwealth has been subject to the preclearance obligation of § 5 ever since.
It is undisputed that the Party‘s practice of charging a registration fee as a prerequisite to participation in the process of selecting a candidate for United States Senator was
What is in dispute is whether the coverage of § 5 encompasses the Party‘s voting qualifications and procedures when its nominees are chosen at a convention. In answering that question, we first note that the District Court‘s decision is not supported either by the Attorney General‘s regulation or by the narrow holding in the Williams case. We then explain why coverage is mandated by our consistent construction of the text and history of the Act. Finally, we discuss the § 10 private cause of action issue.
III
The Party does not question the validity of the Attorney General‘s regulation. That regulation unambiguously provides that when a political party makes a change affecting voting, § 5 requires preclearance if two conditions are satisfied: The change must relate to “a public electoral function of the party” and the party must be “acting under authority explicitly or implicitly granted by a covered jurisdiction.”7
Virginia law creates two separate tracks for access to the ballot, depending on the affiliation of the candidate. An independent candidate for a statewide office must comply with several requirements. The candidate must file a declaration of candidacy with the State Board of Elections. He or she must also file a petition signed by a predetermined number of qualified voters. For elections to the United States Senate, that number is equal to one-half of one percent of the registered voters in the Commonwealth, with at least 200 signatures from each of the 11 congressional districts.
By contrast, the election code provides that the nominees of the two major political parties9 shall automatically appear
In this dual regime, the parties “ac[t] under authority” of Virginia when they decide who will appear on the general election ballot.
The Party is thus delegated the power to determine part of the field of candidates from which the voters must choose. Correspondingly, when Virginia incorporates the Party‘s selection, it “endorses, adopts and enforces” the delegate qualifications set by the Party for the right to choose that nominee. Smith v. Allwright, 321 U. S. 649, 664 (1944). The major parties have no inherent right to decide who may appear on the ballot. That is a privilege conferred by Virginia law, not natural law. If the Party chooses to avail itself of this delegated power over the electoral process, it necessarily becomes subject to the regulation.16
It is true that the example set forth in the Attorney General‘s regulation describes changes in the conduct of primary elections. That example, however, does not purport to define the outer limits of the coverage of § 5. Moreover, both in its brief amicus curiae supporting appellants in this case and in its prior implementation of the regulation, the Department of Justice has interpreted it as applying to changes affecting voting at a party convention.18 We are satisfied
The decision in Williams v. Democratic Party of Georgia, upon which the District Court relied in dismissing this complaint, is not to the contrary. The fact that Virginia statutes grant the nominee of the Party a position on the general election ballot graphically distinguishes the two cases. Wil-
If anything, the logic of Williams supports application of the preclearance requirement. The District Court stated that it was “convinced that voting rights connected with the delegate election process are the type of rights Congress intended to safeguard” by passage of the Act. Civ. Action No. 16286, at 4. It declined to require the party to preclear changes in its nominating methods only because there were no administrative procedures for submission of such changes at the time of the decision. Id., at 5. Since then, however, the Attorney General has clarified that “an appropriate official of the political party” may submit party rules affecting
The District Court was therefore incorrect to base its decision on either the Attorney General‘s regulation or on our summary affirmance in Williams. The Party‘s activities fall directly within the scope of the regulation. We next conclude, based on the language and structure of the Act, and the historical background which informed the Congress that enacted it, that § 5 of its own force covers changes in electoral practices such as the Party‘s imposition of a filing fee for delegates to its convention.
IV
Section 5 of the Act requires preclearance of changes in “any voting qualification or prerequisite to voting, or standard, practice, or procedure with respect to voting.” Section
Although a narrow reading of the text of the Voting Rights Act might have confined the coverage of § 5 to changes in election practices that limit individual voters’ access to the ballot in jurisdictions having authority to register voters, see United States v. Sheffield Bd. of Comm‘rs, 435 U. S. 110, 140-150 (1978) (STEVENS, J., dissenting); Holder v. Hall, 512 U. S. 874, 892, 914 (1994) (THOMAS, J., concurring in judgment), the Court has squarely rejected that construction. Shortly after the statute was passed, the Court thoroughly reviewed its legislative history and found that Congress intended § 5 to have “the broadest possible scope” reaching “any state enactment which altered the election law of a covered State in even a minor way.” Allen v. State Bd. of Elections, 393 U. S., at 566-567. Similarly, in Sheffield, the Court concluded that “the language of the Act does not require such a crippling interpretation, but rather is susceptible of a reading that will fully implement the congressional objectives.” 435 U. S., at 117. We expressly held that “§ 5, like the constitutional provisions it is designed to implement, applies to all entities having power over any aspect of the electoral process within designated jurisdictions, not only to counties or to whatever units of state government perform the function of registering voters.” Id., at 118. More recently we noted that § 5 is “expansive within its sphere of operation” and “comprehends all changes to rules governing voting.” Presley v. Etowah County Comm‘n, 502 U. S. 491, 501 (1992).
A filing fee for party delegates operates in precisely the same fashion as these covered practices. By limiting the opportunity for voters to participate in the Party‘s convention, the fee undercuts their influence on the field of candidates whose names will appear on the ballot, and thus weakens the “effectiveness” of their votes cast in the general election itself. As an elementary fact about our Nation‘s political system, the significance of the nominating convention to the outcome in the general election was recognized as long ago as Justice Pitney‘s concurrence in Newberry v. United States, 256 U. S. 232 (1921). Joined by Justices Brandeis and Clarke, he wrote: “As a practical matter, the ultimate choice
We have previously recognized that
Delegate qualifications are in fact more closely tied to the voting process than practices that may cause vote dilution, whose coverage under
The reference to “party office” in
The legislative history of
The text of
If such practices and procedures fall within the scope of
A fair reading of the text of
V
Consideration of the history that led to passage of the Act confirms our construction of
Nixon v. Herndon, 273 U. S. 536 (1927), involved the validity of a Texas statute enacted in 1923 that flatly provided “‘in no event shall a negro be eligible to participate in a Democratic party primary election held in the State of Texas,‘” id., at 540. It took only a paragraph for Justice Holmes to conclude that it was “unnecessary to consider the Fifteenth Amendment, because it seems to us hard to imagine a more direct and obvious infringement of the Fourteenth.” Id., at 540-541. Promptly after the announcement of that decision, the Texas Legislature responded to what it regarded as an emergency by replacing the invalid provision with a substitute that authorized the executive committee of every political party to determine “in its own way” who shall be “qualified to vote or otherwise participate in such political party.” Nixon v. Condon, 286 U. S. 73, 82
The decision in Nixon v. Condon relied on the fact that a state statute authorized the Party‘s Executive Committee to determine the qualifications of voters. Thereafter the Party implemented the same discriminatory policy without statutory authorization by adopting a resolution at a state convention restricting party membership to “white persons.” When it first confronted the issue, the Court held that implementation of that rule was not state action. Grovey v. Townsend, 295 U. S. 45 (1935). A few years later, however, Grovey was overruled and the Court decided that the resolution adopted by the party‘s state convention constituted state action violative of the Fifteenth Amendment even though it was not expressly authorized by statute. Smith v. Allwright, 321 U. S. 649 (1944). We wrote:
“The United States is a constitutional democracy. Its organic law grants to all citizens a right to participate in the choice of elected officials without restriction by any State because of race. This grant to the people of the opportunity for choice is not to be nullified by a State through casting its electoral process in a form which permits a private organization to practice racial discrimination in the election. Constitutional rights would be of little value if they could be thus indirectly denied. Lane v. Wilson, 307 U. S. 268, 275 [(1939)].” Id., at 664.
The same policy of excluding all nonwhite voters from the electoral process was thereafter implemented in certain
Congress passed the Voting Rights Act of 1964 because it concluded that case-by-case enforcement of the Fifteenth Amendment, as exemplified by the history of the white primary in Texas, had proved ineffective to stop discriminatory voting practices in certain areas of the country on account of the intransigence of officials who “resorted to the extraordinary stratagem of contriving new rules of various kinds for the sole purpose of perpetuating voting discrimination in the face of adverse federal court decrees.” South Carolina v. Katzenbach, 383 U. S., at 335 (citing H. R. Rep. No. 439, at 10-11; S. Rep. No. 162, 89th Cong., 1st Sess., pt. 3, pp. 8, 12 (1965)). The preclearance system of
The distinction between a primary and a nominating convention is just another variation in electoral practices that
Appellees nevertheless assert that Terry, like the other White Primary Cases, has no bearing on the proper interpretation of the Voting Rights Act. They offer three reasons for that contention: first, that their convention did not operate in a racially discriminatory manner, Brief for Appellees 37; second, that the 89th Congress did not intend to legislate to the “outer limit” of the Fifteenth Amendment, ibid.; and third, that present-day Virginia is not a one-party Commonwealth, unlike Texas after Reconstruction, id., at 36. None of these reasons is persuasive.
First, while it is true that the case before us today does not involve any charge of racial discrimination in voting, the decision whether discrimination has occurred or was intended to occur, as we have explained on many occasions, is for the Attorney General or the District Court for the District of Columbia to make in the first instance. NAACP v. Hampton County Election Comm‘n, 470 U. S. 166, 181 (1985); McCain v. Lybrand, 465 U. S., at 250; Dougherty County Bd. of Ed. v. White, 439 U. S., at 42; Georgia v. United States, 411 U. S. 526, 534 (1973); Perkins v. Matthews, 400 U. S. 379, 383-385 (1971); Allen v. State Bd. of Elections, 393 U. S., at 570. The critical question for us, as for the District Court below, is whether “the challenged alteration has the potential for discrimination.” Hampton County Election Comm‘n, 470 U. S., at 181 (emphasis in original). It is not contested that the Party‘s filing fee had that potential.29
The second argument misconceives the purpose of the preclearance system and the nature of the Act as a whole. Again, the very preamble of the Act states that its purpose is to enforce the Fifteenth Amendment. 79 Stat. 437.
The final argument fares no better. We have expressly rejected the contention that the right to vote depends on the success rate of the candidates one endorses. Voting at the nomination stage is protected regardless of whether it “invariably, sometimes or never determines the ultimate choice of the representative.” United States v. Classic, 313 U. S., at 318. The operative test, we have stated repeatedly, is whether a political party exercises power over the electoral process. See United States v. Sheffield Bd. of Comm‘rs, 435 U. S., at 122 (”
would make little sense. On appellees’ theory, one political party could not exclude blacks from the selection of its nominee, however it chose that individual, but two parties each independently could.
In any event, the controlling factor for our construction of
The imposition by an established political party—that is to say, a party authorized by state law to determine the method of selecting its candidates for elective office and also authorized to have those candidates’ names automatically appear atop the general election ballot—of a new prerequisite to voting for the party‘s nominees is subject to
VI
JUSTICE KENNEDY and JUSTICE THOMAS reject our construction of
Almost two decades ago we held in United States v. Sheffield Bd. of Comm‘rs that ”
Besides the fact that it contravenes our precedents, this argument fails at the purely textual level. The Voting Rights Act uses the same word as the Fifteenth Amendment—“State“—to define the authorities bound to honor the right to vote. Long before Congress passed the Voting Rights Act, we had repeatedly held that the word “State” in the Fifteenth Amendment encompassed political parties. See Smith v. Allwright; Terry v. Adams. How one can simultaneously concede that “State” reaches political parties under the Fifteenth Amendment, yet argue that it “plainly” excludes all such parties in
JUSTICE THOMAS makes two other arguments. First, he contends that we should not defer to the Attorney General‘s regulation when construing the coverage of
Second, relying principally on Jackson v. Metropolitan Edison Co., 419 U. S. 345 (1974), and Flagg Bros., Inc. v. Brooks, 436 U. S. 149 (1978), JUSTICE THOMAS argues that a major political party is not a “state actor” unless its nominees are virtually certain to win the general election. See post, at 264-276. Thus, the Party would be a state actor if Virginia allowed only its candidates’ names to appear on the ballot, but if the privilege of ballot access (or a preferred position) is reserved to two parties, neither is performing a public function when it selects its nominees. Given JUSTICE THOMAS’ reliance on cases construing the reach of the Fourteenth Amendment, the argument seems to challenge both the constitutional power of Congress to prohibit discrimination in the Party‘s selection of its nominees for federal office and our construction of the statute.
To the extent the argument addresses the constitutionality of the Act, it is wholly unconvincing. Jackson held that a private utility did not act “under color of any statute . . . of any State” within the meaning of
To the extent the argument addresses the coverage of the Act, it is equally unconvincing. As we have already explained, the legislative history of the Act makes it perfectly clear that Congress did not intend to limit the application of
In his separate dissent, JUSTICE KENNEDY accuses us of adopting a “blanket rule” that all political parties must preclear all of their “internal procedures.” See post, at 250, 251. That characterization is quite inaccurate. We hold that political parties are covered under
JUSTICE KENNEDY downplays the significance of this drastic limitation by arguing that voters who face electoral discrimination could sue under the Fifteenth Amendment. But lawsuits are no substitute for the preclearance requirement; if they were,
JUSTICE KENNEDY argues that this would be a “much different” case if the State “restructured its election laws in order to allow political parties the opportunity to practice unlawful discrimination in the nominating process.” Post, at 252. On his view, however, without any restructuring at all, the Party could now take advantage of Virginia‘s present election laws to perform the same discriminatory acts. It is simply inaccurate, moreover, to claim that the State had undertaken such legislative efforts in each of the White Primary Cases. The Jaybirds in Terry began discriminating against minority voters as early as 1889, and, as we have explained, they operated entirely outside the framework of Texas’ electoral laws. Finally, it is highly counterintuitive to rely on cases such as Smith and Terry for the proposition that voters affected by discrimination should sue the State rather than the political party that carries it out, for those cases were actions against parties, not the State.
What JUSTICE KENNEDY apparently finds most objectionable in our decision is the idea that political parties must seek preclearance from the Attorney General of the United States, because she is a “political officer,” post, at 251. Pursuant to
VII
Appellees advance two practical objections to our interpretation of
With respect to the first, it is important to emphasize the limitations spelled out in the Attorney General‘s regulation. To be subject to preclearance a change must be one “affecting voting.” Examples of changes that are not covered include “changes with respect to the recruitment of party members, the conduct of political campaigns, and the drafting of party platforms.”
With respect to the second argument, we wholeheartedly agree with appellees that the right of association of members of a political party “is a basic constitutional freedom” and that “governmental action that may have the effect of curtailing freedom to associate is subject to the closest scrutiny.” Brief for Appellees 25 (citing Buckley v. Valeo, 424 U. S. 1 (1976), and NAACP v. Alabama ex rel. Patterson, 357 U. S. 449 (1958)). Such scrutiny, however, could not justify a major political party‘s decision to exclude eligible voters from the candidate selection process because of their race; the
Moreover, appellees have not argued that the registration fee at issue in this case—which is challenged because it curtails the freedom of association of eligible voters arguably in conflict with the interests protected by the
VIII
The District Court dismissed appellants’ claim under
undue influence over the candidate selection process. See post, at 283. The argument is ironic, to say the least, given the evidence that the supporters of the successful candidate for the Party‘s nomination were willing to pay a delegate‘s registration fee in return for that delegate‘s vote. See App. 7-8 (Complaint ¶¶ 21-34).
Our holding in Cannon, that
In Allen we made two observations about
Congress has not only ratified Allen‘s construction of
Appellees argue that while
Furthermore, when Congress reenacted and extended the life of the Voting Rights Act in 1975, it recognized that private rights of action were equally available under
The same logic applies to
Last, appellees argue that
The judgment of the District Court is reversed, and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.
JUSTICE BREYER, with whom JUSTICE O‘CONNOR and JUSTICE SOUTER join, concurring in the judgment.
One historical fact makes it particularly difficult for me to accept the statutory and constitutional arguments of the appellees. In 1965, to have read this Act as excluding all political party activity would have opened a loophole in the statute the size of a mountain. And everybody knew it. They knew that, despite the enactment of the
In 1965, Congress knew this history well, see, e. g., H. R. Rep. No. 439, 89th Cong., 1st Sess., pp. 6-22 (noting White Primary Cases and discussing failure of case-by-case enforcement of
The answer is that Congress did not want to enact a statute with that loophole, and it did not do so. That is why Representative Bingham said, in offering the amendment that brought voting for “party office” within the Act, see
“to be most effective, [the Act] should include express coverage of party functions which directly, or indirectly, affect the primary or general elections in any State.” H. R. 6400 Hearings, at 457.
See also ibid. (explaining proposal as covering “political party meetings, councils, conventions, and referendums
“would extend the protections of the bill to the type of situation which arose last year when the regular Democratic delegation from Mississippi to the Democratic National Convention was chosen through a series of Party caucuses and conventions from which Negroes were excluded.” 111 Cong. Rec. 16273 (1965).
See also H. R. Rep. No. 439, supra, at 32.
Representative Bingham‘s amendment, as the dissents point out, applies only to actions taken by “State or political subdivision.”
The answer to this question must be “no.” In light of history—that of Jim Crow and that of the Act—one cannot understand Congress as having intended to endorse any such evasion. And that is as far as we need go to answer the statutory question presented by this case.
Nor need we go further to decide just which party nominating convention practices fall within the scope of the Act. There are already substantial limits as to which voting-related “practices and procedures” must be precleared. See Presley v. Etowah County Comm‘n, 502 U. S. 491, 502-503 (1992) (gathering cases and setting out four preclearance categories: changes involving “the manner of voting[,] . . . candidacy requirements and qualifications[,] . . . the composition of the electorate that may vote[,] . . . [and] the creation or abolition of an elective office“). Thus, for example, the Party here states that besides nominating candidates, “other business at its conventions” includes “adoption of resolutions or platforms outlining the philosophy [of the Party]” and rules governing its internal operation. App. 24. Under Presley, these activities are very likely not subject to preclearance. See also
While these limitations exclude much party activity—including much that takes place at an assembly of its members—I recognize that some of the
We go no further in this case because, as the dissents indicate,
Such questions, we are satisfied, are not so difficult as to warrant interpreting this Act as containing a loophole that Congress could not have intended to create. See, e. g., Terry v. Adams, 345 U. S. 461 (1953); Smith v. Allwright, 321 U. S. 649 (1944). See also Eu, supra, at 232 (recognizing that the First Amendment, while guaranteeing associational rights, does not bar “intervention . . . necessary to prevent the dero-
An interpretation of
Finally, I agree with JUSTICE STEVENS that Congress must be taken to have intended to authorize a private right of action to enforce
“Any interference with the freedom of a party is simultaneously an interference with the freedom of its adherents.” Sweezy v. New Hampshire, 354 U. S. 234, 250 (1957). For that reason, we have always treated government assertion of control over the internal affairs of political parties—which, after all, are simply groups of like-minded individual voters—as a matter of the utmost constitutional consequence. See, e. g., Democratic Party of United States v. Wisconsin ex rel. La Follette, 450 U. S. 107, 121-122 (1981); Cousins v. Wigoda, 419 U. S. 477, 487-488 (1975); O‘Brien v. Brown, 409 U. S. 1, 4-5 (1972) (per curiam). What is at issue in this case, therefore, is not merely interpretation of
There are several respects in which both JUSTICE STEVENS’ opinion and JUSTICE BREYER‘s opinion concurring in the judgment constitute remarkable departures from the settled course of our
Thus, to satisfy oneself that the particular practice challenged here lies “well outside the area of greatest ‘associational’ concern,” BREYER, J., ante, at 239, is to take only the first and smallest step in treating the weighty constitutional question posed by application of
Besides flouting the doctrine of overbreadth, the opinions’ refusal to provide “[f]urther definition” of
Another respect in which the Court today diverges from our free-speech jurisprudence is even more astounding, if possible, than its disregard of the doctrines of overbreadth and vagueness. From reading the majority‘s two opinions, one would surmise that the only constitutional question at issue is whether the
Our cases have heavily disfavored all manner of prior restraint upon the exercise of freedoms guaranteed by the
As the five Justices who support the judgment of the Court choose to read this statute, a political party (or at least one that the State has awarded a place on the ballot3) can make no change in its practices or procedures that might affect a voter‘s capacity to have his candidate elected—no
There would be reason enough for astonishment and regret if today‘s judgment upheld a statute clearly imposing a prior restraint upon private,
What drives a majority of the Court to find a prior restraint where the text does not demand (or even suggest) it is the notion that it “strains credulity” to think that Congress would enact a
Moreover, even if one were to accept the majority‘s question-begging assumption that Congress must have covered political-party activity, and even if one were to credit their sole textual support for such coverage, today‘s decision to impose a prior restraint upon purely private, political-party activity would still be incomprehensible. The sole textual support adduced by the two opinions consists of § 14‘s reference to elections for “party office,” and § 2‘s reference to “the political processes leading to nomination or election.” See STEVENS, J., ante, at 207-209; BREYER, J., ante, at 236-237. JUSTICE THOMAS gives compelling reasons why these phrases cannot bear the meaning the majority would ascribe, see post, at 277-282. But even accepting that they mean
JUSTICE KENNEDY, with whom THE CHIEF JUSTICE joins, dissenting.
I join Part II of JUSTICE THOMAS’ dissent, which demonstrates that § 10 of the
With respect to § 5 of the Act,
It is “unnecessary to traverse that difficult terrain in the present case,” Lebron v. National Railroad Passenger Corporation, 513 U. S. 374, 378 (1995), because § 5 of the
In the context of the
The First Amendment questions presented by governmental intrusion into political party functions are a further reason for caution before we adopt a blanket rule that preclearance is required on the theory that when Congress used the word “State” it also meant “political party.” Sensitive consideration of the rights of speech and association counsels much restraint before finding that a political party is a state actor for purposes of all preclearance requirements. In particular, we have called for circumspection in drawing the state-action line where political parties and their roles in selecting representative leaders are concerned. See Cousins v. Wigoda, 419 U. S. 477, 483, n. 4 (1975) (reserving question whether national political party‘s selection of delegates to nominating convention amounts to state action). See also id., at 492-494 (REHNQUIST, J., concurring in result); O‘Brien v. Brown, 409 U. S. 1, 4-5 (1972) (per curiam) (staying order that political party seat certain delegates at its national convention and expressing “grave doubts” about Court of Appeals’ action in case raising “[h]ighly important” state-action question); Republican State Central Comm. of Ariz. v. Ripon Society Inc., 409 U. S. 1222, 1226-1227 (1972) (REHNQUIST, J., in chambers); Ripon Society, Inc. v. National Republican Party, 525 F. 2d 567, 574-576 (1975) (en banc), cert. denied, 424 U. S. 933 (1976).
Notwithstanding the terse dismissals of these concerns in the opinions that support today‘s judgment, ante, at 228-229 (opinion of STEVENS, J.); ante, at 239 (BREYER, J., concurring in judgment), we have recognized before now the important First Amendment values that attach to a political party‘s “freedom to identify the people who constitute the association, and to limit the association to those people only.” Democratic Party of United States v. Wisconsin ex rel. La Follette, 450 U. S. 107, 122 (1981). These concerns would provide a sound basis for construing an ambiguous reference to the term “State” to avoid constitutional difficulties. See Miller v. Johnson, 515 U. S. 900, 924-928 (1995) (refusing to defer to Attorney General‘s interpretation of § 5 that raised equal protection concerns). Cf. Gregory v. Ashcroft, 501 U. S. 452, 460-464 (1991) (adopting plain statement rule with respect to statutory ambiguity that implicates Tenth Amendment concerns). Given the absence of any ambiguity in the statutory text before us, there is no basis for a grasping and implausible construction of the Act that brings these constitutional problems to the fore.
We are well advised to remember that Congress, too, can contribute in drawing the fine distinctions required in the balancing of associational and participatory rights. Cf. United States v. Lopez, 514 U. S. 549, 577 (1995) (KENNEDY, J., concurring) (“[I]t would be mistaken and mischievous for the political branches to forget that the sworn obligation to preserve and protect the Constitution in maintaining the federal balance is their own in the first and primary instance“). No such fine distinctions were attempted, I would submit, in this statute; if anything “strains credulity,” ante, at 217 (opinion of STEVENS, J.), it is that Congress meant to include the Democratic and Republican Parties when it used the simple word “State” in the
The opinions supporting the judgment express concern that cases like Smith and Terry would not be covered by the
Although Congress enacted § 5 to counteract the notorious history of attempts to evade the guarantees of equal treatment in voting, South Carolina v. Katzenbach, 383 U. S. 301, 327-328 (1966), that history does not give us license to expand the Act‘s coverage beyond the boundaries of the statutory text, Presley v. Etowah County Comm‘n, 502 U. S. 491, 509 (1992). I would adhere to that text, which reflects a decided intent on Congress’ part to reach governmental, not private, entities. With respect, I dissent.
Two discrete questions of statutory interpretation control appellants’ claim under § 5 of the
I
A
Section 5 declares that, “[w]henever a State or political subdivision . . . shall enact or seek to administer” any change with respect to voting, it may not institute that change absent preclearance.
JUSTICE STEVENS does not directly address this threshold question of pure statutory interpretation. He begins with the Attorney General‘s regulation, rather than with the text of § 5 itself. Cf. Norfolk & Western R. Co. v. Train Dispatchers, 499 U. S. 117, 128 (1991) (“As always, we begin with the language of the statute and ask whether Congress has
1
The
That the statutory term “State” should be applied in light of its ordinary meaning is reinforced by the Act‘s definition
There is further statutory evidence to support this interpretation of “State.” The Act elsewhere speaks of the “territory” of a State or political subdivision. See, e. g.,
A State, of course, cannot “enact or seek to administer” laws without resort to its governmental units.
Although JUSTICE STEVENS points to past preclearance submissions as evidence that § 5 covers political parties, ante, at 200-201, n. 18, those submissions are largely irrelevant to the meaning of § 5. It should come as no surprise that once the Attorney General promulgated a regulation expressly covering political parties,
My reading of § 5 is squarely supported by our only precedent on the applicability of § 5 to political parties, Williams v. Democratic Party of Georgia, Civ. Action No. 16286 (ND Ga., Apr. 6, 1972), aff‘d, 409 U. S. 809 (1972). Williams held, as a matter of “statutory construction,” Civ. Action No. 16286, at 5, that § 5 does not apply to political parties. The District Court stated that “[t]he Act does not refer to actions by political parties but refers to actions by a ‘State or political subdivision.‘” Id., at 4. Though the District Court be-
Contrary to the suggestion of JUSTICE STEVENS, United States v. Sheffield Bd. of Comm‘rs, 435 U. S. 110 (1978), does not support the contention that the Republican Party of Virginia is subject to § 5. See ante, at 204, 219. The precise question presented in that case was whether § 5 required the city of Sheffield, Alabama, to preclear a voting change. The
Whether or not Sheffield was correct as an original matter, it stands, at most, for the proposition that a local unit of government, like a city, may be considered the “State” for purposes of § 5: “[Section] 5 . . . applies territorially and includes political units like Sheffield whether or not they conduct voter registration.” Id., at 130. In accordance with that proposition, we have applied Sheffield to find coverage of other types of governmental bodies under § 5. See, e. g., Dougherty County Bd. of Ed. v. White, 439 U. S. 32, 45 (1978) (finding § 5 coverage of county school board under Sheffield and noting that “[i]f only those governmental units with official electoral obligations actuate the preclearance requirements of § 5,” the purposes of the Act could be undermined) (emphasis added). But we have never applied Sheffield to find a nongovernmental organization to be within the scope of § 5. This is because Sheffield says little about the question whether a group that does not operate in the name of the State, or in the name of any governmental unit of a State, must comply with § 5. If anything, Sheffield suggests, with respect to this case, that a political party is not so obligated, because a political party is quite plainly neither a territorial
Undoubtedly, Sheffield speaks in broad terms when it states that § 5 “applies to all entities having power over any aspect of the electoral process within designated jurisdictions, not only to counties or to whatever units of state government perform the function of registering voters.” 435 U. S., at 118 (quoted ante, at 204, 220). That language must be viewed in the context of the case, however. The holding of Sheffield applies only to governmental bodies within a State—i. e., cities, counties, or municipalities, and their agencies—not to private groups with a partisan, or “political,” agenda. See, e. g., Sheffield, 435 U. S., at 117 (“We first consider whether Congress intended to exclude from § 5 coverage political units, like Sheffield, which have never conducted voter registration“); id., at 124 (“Congress could not have intended § 5‘s duties to apply only to those cities that register voters“); ibid. (“local political entities like Sheffield” can impair minority votes in ways other than registration) (all emphases added). In the legislative history Sheffield cites as support for its holding that “political units” are covered regardless of whether they register voters, every entity mentioned is a governmental one. See id., at 133-134 (cities; school districts; city councils; precincts; county districts; and municipalities). There is no basis in Sheffield and its progeny for covering nongovernmental entities under § 5.
Nonetheless, there is a critical similarity between this case and Sheffield. Just as in Sheffield, a majority of the Court has inflated the phrase “State or political subdivision” to implausible proportions. The dissent in Sheffield warned that “the logistical and administrative problems inherent in reviewing all voting changes of all political units strongly suggest that Congress placed limits on the preclearance requirement.” Id., at 147 (STEVENS, J., dissenting). Today, the Justices that support the judgment go much further and re-
Without so much as a nod to the explicit “State or political subdivision” limitation in § 5, JUSTICE STEVENS substitutes the administrative regulation as the analytical starting point in this case. See ante, at 194-195. He apparently does so because the Party failed to challenge the regulation and its counsel stated at oral argument that § 5 could sometimes encompass political parties. See ante, at 194-195, 220, n. 32,
Furthermore, the tactical or legal error of a litigant cannot define the meaning of a federal statute. See generally Sibron v. New York, 392 U. S. 40 (1968). Our duty is to read the statute for ourselves. While the regulation may “unambiguously provid[e] that . . . a political party” must preclear, ante, at 194 (opinion of STEVENS, J.), the statute does nothing of the sort, regardless of any submission by the Party. Accordingly, I would decide this case on the ground that the Republican Party of Virginia is not a “State” in the ordinary sense of the word. Its rules and policies should therefore not be subject to § 5.6
2
To the limited extent that JUSTICE STEVENS and JUSTICE BREYER address the triggering language in § 5, they fail to explain adequately how it is that the Party could qualify as a “State or political subdivision” under the Act. By referring to the White Primary Cases, however, they reveal the only conceivable basis in law for deeming the acts of the Party to be those of the State: the doctrine of state action, as developed under the Fourteenth and Fifteenth Amendments.7 In attempting to establish the relevance of that
The text of § 5 does not support this constitutional gloss. There is a marked contrast between the language of § 5 and other federal statutes that we have read to be coextensive with the constitutional doctrine of state action. Specifically,
I would not, therefore, accept the proposition that the constitutional doctrine of state action defines the breadth of the statutory term “State.” Given the clarity of the word “State,” together with the facts that Congress has traditionally encompassed the broad category of state action by using the phrase “under color of law,” and has done so in other parts of this very Act, it is evident that Congress did not mean to incorporate state-action doctrine in § 5.
3
Even indulging the argument that § 5‘s coverage extends to all activity that qualifies as state action for constitutional purposes, the Court‘s further assumption that the actions of
JUSTICE STEVENS and JUSTICE BREYER are correct to suggest that, under the White Primary Cases—most notably Smith v. Allwright, 321 U. S. 649 (1944), and Terry v. Adams, 345 U. S. 461 (1953)—political parties may sometimes be characterized as state actors. Where they err, however, is in failing to recognize that the state-action principle of those cases “does not reach to all forms of private political activity.” Flagg Bros., Inc. v. Brooks, 436 U. S. 149, 158 (1978). Rather, it “encompasses only state-regulated elections or elections conducted by organizations which in practice produce ‘the uncontested choice of public officials.‘” Ibid. (quoting Terry, supra, at 484 (Clark, J., concurring)). Thus, the White Primary Cases do not stand for the categorical rule that political parties are state actors, but only for the proposition that, in limited factual circumstances, a particular political party may be deemed an agent of the State.
This case is not governed by the state-action principle enunciated in either Smith or Terry. Unlike the primary in Smith, the Republican Party of Virginia‘s convention was not a “‘state-regulated electio[n]‘” to which the doctrine of state action extends. Flagg Bros., Inc. v. Brooks, supra, at 158. As an initial matter, it is important to recognize that Smith is on its face limited to primary elections. That is, Smith requires a sufficient degree of state regulation that “the party which is required to follow these legislative directions [is made] an agency of the State in so far as it determines the participants in a primary election.” 321 U. S., at 663
But, even assuming that the reasoning of Smith applies to conventions as well as actual elections, there is still insufficient state regulation in this case to find that “the party . . . [is] an agency of the State.” Ibid. In Smith, the party was compelled by statute to hold a primary and was subject to myriad laws governing the primary from start to finish. See id., at 653, n. 6, 662-663. By comparison, the amount and burden of the state regulation in this case pale. Appellants point to only two provisions of the Virginia Code that directly regulate nominating conventions. Section 24.2-510 imposes certain deadlines for the nomination of candidates by methods other than a primary.
Nor does coverage of the Party in this case “follo[w] directly from . . . Terry.” Ante, at 215 (opinion of STEVENS, J.). The three separate opinions that constituted the major-
This case involves neither of the operative premises of Terry. First, there is no hint of state involvement in any purposeful evasion of the Constitution. No one—not the litigants, the Government, or the court below—has so much as suggested that the Party, in concert with the State, held a convention rather than a primary in order to avoid the constitutional ban on race-based discrimination. Nor has anyone implied that the Party had any intent to discriminate on the basis of race when it decided to charge a fee to cover
In any event, subsequent decisions of this Court have “carefully defined” the scope of Smith and Terry. Flagg Bros., Inc. v. Brooks, 436 U. S., at 158. As we have refined
In applying the public function test, “our holdings have made clear that the relevant question is not simply whether a private group is serving a ‘public function.‘” Rendell-Baker v. Kohn, 457 U. S. 830, 842 (1982) (citation omitted). Instead, “[w]e have held that the question is whether the function performed has been ‘traditionally the exclusive prerogative of the State.‘” Ibid. As JUSTICE O‘CONNOR explained the White Primary Cases, “the government functions in these cases had one thing in common: exclusivity.” Edmonson v. Leesville Concrete Co., 500 U. S., at 640 (dissenting opinion). Thus, in order to constitute state action under the public function test, “private conduct must not only comprise something that the government traditionally does, but something that only the government traditionally does.” Ibid.
The Party‘s selection of a candidate at the convention does not satisfy that test. As we stated in Flagg Bros., Inc. v. Brooks, “the Constitution protects private rights of association and advocacy with regard to the election of public officials” and it is only “the conduct of the elections themselves [that] is an exclusively public function.” 436 U. S., at 158 (citing Terry). Thus, we have carefully distinguished the “conduct” of an election by the State from the exercise of
By contrast, convening the members of a political association in order to select the person who can best represent and advance the group‘s goals is not, and historically never has been, the province of the State—much less its exclusive province. The selection of a party candidate is not the type of function, such as eminent domain, that is “traditionally associated with sovereignty.” Jackson v. Metropolitan Edison Co., supra, at 353. Cf. San Francisco Arts & Athletics, Inc. v. United States Olympic Comm., 483 U. S. 522, 545 (1987) (holding that United States Olympic Committee is not a state actor because “[n]either the conduct nor the coordination of amateur sports has been a traditional governmental function“); Blum v. Yaretsky, 457 U. S. 991, 1011-1012 (1982) (holding that nursing home is not a state actor in part because provision of nursing home services is not a traditional and exclusive sovereign function); Edmonson v. Leesville Concrete Co., supra, at 638-641 (O‘CONNOR, J., dissenting) (arguing that exercise of peremptory strikes by litigants in state court is not a government function but a matter of private choice). Though States often limit ballot access to persons who are official party nominees or who meet the requirements for independent candidates, see, e. g., Storer v. Brown, 415 U. S. 724 (1974), no State to my knowledge has ever held a convention in order to designate a political party‘s nominee for public office. Indeed, it would subvert the very purpose of democracy if the State possessed sole control over the identification of candidates for elective office.
In asking whether the Party acted under authority of the State in selecting its nominee at the convention, the Court emphasizes that Virginia automatically grants ballot access to the nominees of political parties, as defined by statute. See ante, at 195-198; ante, at 238 (BREYER, J., concurring in judgment). It does not follow from that fact, however, that “the Party exercised delegated state power when it certified its nominee for automatic placement on Virginia‘s general election ballot.” Ante, at 195 (opinion of STEVENS, J.). The formulation of rules for deciding which individuals enjoy sufficient public support to warrant placement on the ballot, and the actual placement of those candidates on the ballot, are indeed part of the traditional power of the States to manage elections. See Burdick v. Takushi, 504 U. S. 428, 433 (1992). But these criteria are established exclusively and definitively by the State of Virginia—not the Party—in the Virginia Code. See
What the Party does determine is something entirely distinct from the rules for ballot access, but which the Court fails to distinguish: the identity of the person who shall be entitled under state law, as the Party‘s nominee, to placement on the ballot by the State. In making that determination, the Party sets the “qualifications” necessary for the selection of its candidate. Though the Court conflates these two sets of criteria, the Party‘s standards for choosing its candidate are wholly separate from the State‘s standards for ballot access, as set forth in
To be sure, the Party takes advantage of favorable state law when it certifies its candidate for automatic placement on the ballot. See ante, at 195-197, and n. 13 (opinion of STEVENS, J.); ante, at 238 (BREYER, J., concurring in judgment). Nevertheless, according to our state-action cases, that is no basis for treating the Party as the State. The State‘s conferral of benefits upon an entity—even so great a benefit as monopoly status—is insufficient to convert the entity into a state actor. See Jackson v. Metropolitan Edison, 419 U. S., at 351-352.15 If appellants believe that the State
has created an unfair electoral system by granting parties automatic access to the ballot, the proper course of action is to bring suit against the appropriate state official and challenge the ballot-access statute itself, see, e. g., Burdick v. Takushi, supra, not to bring a preclearance suit against the Party and contest the registration fee. If the State sought to enact or administer a law limiting ballot access to only one group, as JUSTICE STEVENS repeatedly hypothesizes, see, e. g., ante, at 223, state action would most likely exist, and that law would be subject to § 5 and those provisions of the Constitution that impose restrictions on the States.
As for the point that Virginia allows the Party to choose its method of nomination, that fact does not warrant a finding of state action either. We have made it clear that an organization‘s “exercise of the choice allowed by state law where the initiative comes from it and not from the State, does not make its action in doing so ‘state action.‘” Jackson v. Metropolitan Edison, supra, at 357. Thus, when the Party exercised the choice afforded it by state law and opted to hold a convention, that decision did not amount to state action. The Party did not take the initiative to make that choice in order to serve the public interest; in reality, the selection of a nomination method is an intensely political matter, as recent
The basis for today‘s decision, which subjects a political party to the requirements of § 5, can only be state-action doctrine. But treating the Party as an agent of the State in this case is not only wrong as a matter of statutory interpretation, it also squarely contravenes our state-action precedents. In short, there is no legal justification—statutory, constitutional, or otherwise—for the conclusion that the Party is an entity governed by § 5.18
B
Assuming, arguendo, that the Republican Party of Virginia is a “State” within either the ordinary or the constitutional sense of the word, the question remains whether the Party has sought to administer a practice or procedure with respect to “voting.” Based on the statutory definition of “voting,” I conclude that the registration fee is not the type of election-related change with which the Act concerns itself.
Section 14 of the Act defines voting as “all action necessary to make a vote effective in any primary, special, or general election, including, but not limited to . . . casting a ballot, and having such ballot counted properly and included in the appropriate totals of votes cast with respect to candidates for public or party office.”
The omission of conventions from the list of elections covered in § 14 is especially revealing when compared to and contrasted with other federal election laws. The Federal Election Campaign Act of 1971 defines “election” to mean “(A) a general, special, primary, or runoff election; [and] (B) a convention or caucus of a political party which has authority to nominate a candidate.”
JUSTICE STEVENS maintains that the fee relates to “voting” because, even though it was not imposed at one of the three types of elections listed in § 14, it diminished the effectiveness of appellants’ votes at the general election. See ante, at 205-206. As I explained in Holder v. Hall, 512 U. S. 874 (1994), my view is that “as far as the Act is concerned, an ‘effective’ vote is merely one that has been cast and fairly counted.” Id., at 919 (THOMAS, J., concurring in judgment). Appellants do not contend that they were unable to submit a ballot in the general election or that their votes in that election were not properly registered and counted. I thus would not strain to hold, as do JUSTICES STEVENS and BREYER, that appellants’ votes at the general election lacked
JUSTICE STEVENS also reasons that party primaries and conventions are functionally indistinguishable. See ante, at 205-207, 214-215. Similarly, JUSTICE BREYER maintains that the convention in this case “resembles a primary about as closely as one could imagine.” Ante, at 238. These assertions may or may not be true as a matter of practical judgment (or imagination). One crucial difference between primaries and conventions is that in the context of the former, the party often avails itself of a system erected, funded, and managed by the State, whereas in the latter, it generally does not. Consequently, charging the State with responsibility for voting changes that occur in a primary, where there may be actual state involvement, makes more sense than holding the State accountable for changes implemented at a party convention. Though JUSTICE BREYER lists several reasons why the Party‘s convention was like a primary, see ibid., he fails to mention the critical factor of state involvement.
In any event, the question whether conventions ought to be governed by the Act is, at bottom, a matter of policy. And, as far as I can discern from the face of § 14, Congress made no policy determination in favor of regulating conventions under the Act. Though one might think it more sensible to include conventions in § 14, “[t]he short answer is that Congress did not write the statute that way.” United States v. Naftalin, 441 U. S. 768, 773 (1979). When we examine the legislative lines that Congress has drawn, we generally do not hold Congress to exceedingly rigorous standards of logic. See, e. g., FCC v. Beach Communications, Inc., 508 U. S. 307, 314 (1993) (reviewing statute for rational basis under Equal Protection Clause and noting that “‘judicial intervention is generally unwarranted no matter how unwisely we may think a political branch has acted‘“) (quoting Vance v. Bradley, 440 U. S. 93, 97 (1979)); International Primate Protec-tion League v. Administrators of Tulane Ed. Fund, 500 U. S. 72, 84-85 (1991) (enforcing, in statutory construction case, a distinction based on a “mere technicality” because “Congress could rationally have made such a distinction“).
JUSTICE STEVENS is right that “we have held that § 5 applies to cases like Whitley v. Williams, which involve candidacy requirements and qualifications.” Presley v. Etowah County Comm‘n, 502 U.S., at 502; see ante, at 206-207. However, those cases all involved qualifications for candidates running in either primary or general elections that are clearly within the scope of § 14. See 502 U. S., at 502. (“In Whitley v. Williams, there were changes in the requirements for independent candidates running in general elections“). See also NAACP v. Hampton County Election Comm‘n, 470 U. S. 166 (1985) (change in filing deadline to run for school board in general election); Hadnott v. Amos, 394 U. S. 358 (1969) (change in filing deadline for general election); Dougherty County Bd. of Ed. v. White, 439 U. S. 32 (1978) (rule requiring school board members to take unpaid leave of absence while campaigning for office, where plaintiff ran in primary and general election). The cases holding that changes in the composition of the electorate are covered by § 5 likewise involve general elections. See Allen v. State Bd. of Elections, 393 U. S., at 550, 569 (change from district to at-large, general election). Thus, we had no occasion in any of these cases to question whether activity that occurs at a nominating convention, as opposed to a primary, special, or general election, falls under the Act‘s definition of “voting.” Rather, the issue in these cases was whether the contested change had a sufficiently “direct relation to, or impact on, voting,” Presley v. Etowah County Comm‘n, supra, at 506, so as to constitute a “practice or procedure with respect to voting” subject to preclearance under § 5. See, e. g., Allen v. State Bd. of Elections, supra, at 569 (holding that “the enactment in each of these cases constitutes a ‘voting qualification or prerequisite to voting, or standard, practice,
Nor does the reference to the election of party officials bring the convention within the ambit of § 14, as JUSTICE STEVENS and JUSTICE BREYER argue. See ante, at 207-208; ante, at 236-237. Section 14 does refer to “votes cast with respect to candidates for public or party office.”
Finally, as JUSTICE STEVENS notes, §§ 2 and 5 would appear to be designed to work in tandem. See ante, at 209-210. Nonetheless, there is a patent discrepancy between the broad sweep of § 2, which refers to “the political processes leading to nomination or election,” and the undeniably narrower definition of voting set forth in § 14, which is limited to the context of a “primary, special, or general election.”
C
Were I otherwise willing to disregard the plain meaning of §§ 5 and 14, there is another factor counseling strongly against the Court‘s interpretation of the Act. Holding that the Party‘s convention fee must be precleared by the Government poses serious constitutional problems. Our stand-
Among the constitutional questions raised by this decision are ones relating to freedom of political association. “The First Amendment protects political association as well as political expression.” Buckley v. Valeo, 424 U. S. 1, 15 (1976). Political parties, and their supporters, enjoy this constitutional right of political affiliation. Cousins v. Wigoda, 419 U. S. 477, 487 (1975). “[A]t the very heart of the freedom of assembly and association,” is “[t]he right of members of a political party to gather in a . . . political convention in order to formulate proposed programs and nominate candidates for political office.” Id., at 491 (REHNQUIST, J., concurring in result). A convention to nominate a party candidate is perhaps the classic forum for individual expression of political views and for association with like-minded persons for the purpose of advancing those views.
We need not look beyond this case to “hypothetical,” ante, at 228, controversies in order to identify substantial First Amendment concerns. As applied today, § 5 burdens the rights of the Party and its members to freedom of political association. The Party has represented in this Court that it decided to charge each delegate a registration fee rather than to fund the convention with contributions from a few major donors in order to avoid undue influence from a small group of contributors. See Brief for Appellees 45-46. Under our precedents, the Party‘s choice of how to fund its statewide convention seems to be a constitutionally pro-
Moreover, if the Attorney General or a federal court were to refuse to preclear the registration fee, the Government would in effect be requiring the Party to include persons who could not, or would not, pay the registration fee for its convention. But, as we have held, “the freedom to associate for the ‘common advancement of political beliefs,’ necessarily presupposes the freedom to identify the people who constitute the association, and to limit the association to those people only.” Democratic Party of United States v. Wisconsin, supra, at 122 (citation omitted). See also Eu v. San Francisco County Democratic Central Comm., 489 U. S. 214, 224 (1989). Section 5, under the Court‘s novel construction, impinges upon that interest. Furthermore, the Court creates
Legislative burdens on associational rights are subject to scrutiny under the First Amendment. See Burdick v. Takushi, 504 U. S., at 433-434 (level of scrutiny depends upon severity of the infringement); cf. Eu, supra, at 225; Cousins, supra, at 489. Severe interference with protected rights of political association “may [only] be sustained if the [government] demonstrates a sufficiently important interest and employs means closely drawn to avoid unnecessary abridgment of associational freedoms.” Buckley, supra, at 25. Though JUSTICE STEVENS and JUSTICE BREYER glibly dismiss this constitutional inquiry, see ante, at 228-229; ante, at 239 (“[s]uch questions, we are satisfied, are not so difficult“), it is not equally obvious to me that § 5, as interpreted today, would survive a First Amendment challenge.
JUSTICE STEVENS is correct that, under the White Primary Cases, First Amendment rights of political association cede to the guarantees of the Fifteenth Amendment in certain circumstances. Ante, at 228. The Court has held that when state-approved exclusion from a political group is tantamount to exclusion from the actual election, that exclusion violates the Fifteenth Amendment. See Terry v. Adams, 345 U. S., at 469-470. However, where a person is refused membership in a political organization without any involvement on the part of the State, and membership in the group is not a precondition to participation in the ultimate choice of representatives, there can logically be no state denial of the right to vote. In such a situation, there is no conflict between the First and Fifteenth Amendments.
Exclusion of political parties from the coverage of § 5 obviates the foregoing First Amendment problems. Cf. Miller v. Johnson, 515 U. S. 900, 926-927 (1995) (rejecting possible reading of § 5 because it raised constitutional problems). By letting stand a construction of § 5 that encompasses political parties, however, the Court begets these weighty First
II
I also disagree with the Court that § 10 of the Voting Rights Act contains an implicit cause of action for private suits against States and localities that impose poll taxes upon voters. Section 10 states:
“[T]he Attorney General is authorized and directed to institute forthwith in the name of the United States such actions, including actions against States or political subdivisions, for declaratory judgment or injunctive relief against the enforcement of any requirement of the payment of a poll tax as a precondition to voting, or substitute therefor enacted after November 1, 1964, as will be necessary to implement the declaration of subsection (a) of this section and the purposes of this section.”
42 U. S. C. § 1973h(b) .
By its very terms, § 10 authorizes a single person to sue for relief from poll taxes: the Attorney General. The inescapable inference from this express grant of litigating authority to the Attorney General is that no other person may bring an action under § 10. Though JUSTICE STEVENS contends that implication of a private cause of action is crucial to the enforcement of voting rights, ante, at 231, § 10 itself indicates otherwise. Suits instituted by the Attorney General were evidently all that Congress thought “necessary to implement . . . the purposes of this section.” Ibid. Section 10 explicitly entrusts to the Attorney General, and to the Attorney General alone, the duty to seek relief from poll taxes under the Act.
Although Allen v. State Bd. of Elections, 393 U. S. 544 (1969), held that § 5 of the Voting Rights Act contains a private right of action, Allen does not require the same result under § 10. Section 5 affirmatively proclaims that “no per-
Unlike § 5, § 10 creates no statutory privilege in any particular class of persons to be free of poll taxes. The only possible “guarantee” created by § 10 is that the Attorney General will challenge the enforcement of poll taxes on behalf of those voters who reside in poll tax jurisdictions. What § 10 does not do, however, is actually prohibit a State or political subdivision from administering poll taxes. Nor does it declare that no person shall be required to pay a poll tax. Rather, § 10 merely provides, as a “declaration of policy” prefacing the authorization for civil suits, that “the constitutional right of citizens to vote is denied or abridged in some areas by the requirement of the payment of a poll tax as a precondition to voting.”
I am unpersuaded by the maxim that Congress is presumed to legislate against the backdrop of our “implied cause of action” jurisprudence. See Cannon v. University of Chicago, supra, at 698-699; ante, at 230-231. That maxim is relevant to but one of the three factors that were established for determining the existence of private rights of action in Cort v. Ash, 422 U. S. 66 (1975), and that were applied in Cannon. See Cannon v. University of Chicago, supra, at 699 (considering “contemporary legal context” of statute to assess the third Cort factor, whether the legislative history reveals an intent to create a cause of action). Though we may thus look to this presumption for guidance in evaluating the history of a statute‘s enactment, “what must ultimately be determined is whether Congress intended to create the private remedy asserted.” Transamerica Mortgage Advisors, Inc. v. Lewis, 444 U. S. 11, 15-16 (1979). See also Touche Ross & Co. v. Redington, 442 U. S. 560, 575 (1979). We do this by “begin[ning] with the language of the statute itself.” Transamerica Mortgage Advisors, Inc. v. Lewis, supra, at 16. In my view, § 10—which authorizes only the Attorney General to sue for relief and creates no enforceable right in any person to be free from poll taxes—precludes the inference that Congress intended the availability of implied causes of action under that section.21
Finally, the 1975 amendments to the Voting Rights Act do not justify the judicial creation of a private cause of action
At bottom, appellants complain that unless a private cause of action exists under § 10, private plaintiffs will be forced to challenge poll taxes by bringing constitutional claims in single-judge district courts. This, they contend, “is directly contrary to the special procedures for adjudicating poll tax claims established by Congress in section 10.” Brief for Appellants 38. It is appellants’ claim, however, that flatly contravenes § 10. The only “special procedure” for litigating poll tax challenges that Congress created in § 10 is an action by the Attorney General on behalf of the United States.
To conclude, I would decide this controversy on the ground that the Republican Party of Virginia is not a “State or political subdivision” for purposes of § 5. This is true whether one invokes the ordinary meaning of the term “State” or even, as the Court erroneously does, the state-action theory of our constitutional precedents. Even if the Party were a “State” or a state actor, the registration fee does not relate to “voting,” as defined by § 14. Because the argument for the applicability of § 5 in this case fails at each step, I would not require the Party to preclear its convention registration fee under § 5. Nor would I imply a private right of action under § 10.
Today, the Court cuts § 5 loose from its explicit textual moorings regarding both the types of entities and the kinds of changes that it governs. JUSTICE BREYER, writing for three Members of the Court, does so without attempting to define the limits of § 5‘s applicability to political parties and their practices. See ante, at 238 (“We need not . . . determin[e] when party activities are, in effect, substitutes for state nominating primaries“); ibid. (“Nor need we go further to decide just which party nominating convention practices fall within the scope of the Act“). Indeed, JUSTICE BREYER expends much ink evading inevitable questions about the Court‘s decision. See ante, at 239 (“We go no further in this case because, as the dissents indicate, First Amendment questions about the extent to which the Federal Government, through preclearance procedures, can regulate the workings of a political party convention, are difficult ones, as are those about the limits imposed by the state-action cases“) (citations omitted). This is not reassuring, and it will not do. Eventually, the Court will be forced to come to grips with the untenable and constitutionally flawed interpretation of § 5 that it has wrought in this case. That encounter,
When leveled against wholly private partisan organizations with respect to their internal affairs, § 5‘s potential for use as an instrument of political harassment should be obvious to all. I have no doubt that § 5 was never intended for such purposes. Rather, that section was aimed at preventing covered States from intentionally and systematically evading the guarantees of the Voting Rights Act by simply recasting their election laws. This suit, along with the ones certain to follow, trivializes that goal. I respectfully dissent.
Notes
“SEC. 5. Whenever a State or political subdivision with respect to which the prohibitions set forth in section 4(a) are in effect shall enact or seek to administer any voting qualification or prerequisite to voting, or standard, practice, or procedure with respect to voting different from that in force or effect on November 1, 1964, such State or subdivision may institute an action in the United States District Court for the District of Columbia for a declaratory judgment that such qualification, prerequisite, standard, practice, or procedure does not have the purpose and will not have the effect of denying or abridging the right to vote on account of race or color, and unless and until the court enters such judgment no person shall be denied the right to vote for failure to comply with such qualification, prerequisite, standard, practice, or procedure: Provided, That such qualification, prerequisite, standard, practice, or procedure may be enforced without such proceeding if the qualification, prerequisite, standard, practice, or procedure has been submitted by the chief legal officer or other appropriate official of such State or subdivision to the Attorney General and the Attorney General has not interposed an objection within sixty days after such submission, except that neither the Attorney General‘s failure to object nor a declaratory judgment entered under this section shall bar a subsequent action to enjoin enforcement of such qualification, prerequisite, standard, practice, or procedure. Any action under this section shall be heard and determined by a court of three judges in accordance with the provisions of section 2284 of title 28 of the United States Code and any appeal shall lie to the Supreme Court.” 79 Stat. 437.
For brevity‘s sake, I cite each of today‘s opinions by the name of its author. There is thus no colorable argument in this case that the Party is a “political subdivision” within the meaning of § 14(c)(2); it is not a geographic territory, such as a “county or parish,” within a State. Appellants assert no such claim, apparently in recognition of the weakness of the argument. If the Party falls under § 5, it could only be because it is a “State” or state actor, as appellants and the United States maintain. See infra, at 264.“Political parties. Certain activities of political parties are subject to the preclearance requirement of section 5. A change affecting voting effected by a political party is subject to the preclearance requirement: (a) If the change relates to a public electoral function of the party and (b) if the party is acting under authority explicitly or implicitly granted by a covered jurisdiction or political subunit subject to the preclearance requirement of section 5. For example, changes with respect to the recruitment of party members, the conduct of political campaigns, and the drafting of party platforms are not subject to the preclearance require-
ment. Changes with respect to the conduct of primary elections at which party nominees, delegates to party conventions, or party officials are chosen are subject to the preclearance requirement of section 5. Where appropriate the term ‘jurisdiction’ (but not ‘covered jurisdiction‘) includes political parties.”The definition has not been set in stone, however. Before 1991, the term “political party” included only parties that polled 10 percent of the vote at the last preceding statewide election. The Democratic Party, however, did not field a candidate for the 1990 Senate race, and thus would have lost its automatic ballot access for the next election. See 29 Council of State Governments, Book of the States 260 (1992-1993 ed.). Rather than allow that outcome, the Virginia Legislature amended the definition to qualify parties that polled the requisite number of votes at either of the two preceding elections and provided that the amendment would apply retroactively. See 1991 Va. Acts, ch. 12, § 1(7).
Although JUSTICE STEVENS and JUSTICE BREYER never expressly acknowledge their reliance on state-action theory, each finds it necessary to look to that case law for support. See ante, at 199-200, 210-219, 221; ante, at 235-237. Indeed, JUSTICE STEVENS’ discussion of whether the Party acted under the Commonwealth of Virginia‘s authority in holding the convention is virtually indistinguishable from state-action analysis. See ante, at 194-200.Such “crediting” does not answer the question why the Party nominee should receive automatic ballot access. The fact that the Party has polled well in previous elections does not logically entail any conclusion about the success of its present candidate—especially when that nominee is chosen at a convention attended by limited numbers of Party members, rather than a primary. Furthermore, ballot access for all other candidates is
predicated on a showing of individual electability. The Commonwealth certainly may choose to recognize the Party‘s selection of a nominee, but such recognition is not mandated by any right of the Party to demand placement on the ballot. Contrary to appellees, cases such as Williams v. Rhodes, 393 U. S. 23 (1968), Jenness v. Fortson, 403 U. S. 431 (1971), and American Party of Tex. v. White, 415 U. S. 767 (1974), establish only that political parties with at least a modicum of public support must be provided a reasonable method of ballot access. They do not establish that they are entitled to choose the method itself.According to JUSTICE THOMAS, the Party merely “takes advantage of favorable state law” when it certifies its nominee for automatic placement on the ballot. Post, at 274. On that theory, the requirements of
The irrelevance of state regulation was confirmed in two cases decided after Smith. Subsequent to Smith, South Carolina repealed all of its laws regulating political primaries. The Democratic primary was thereafter conducted under rules prescribed by the Democratic Party alone, which included rules restricting the primary to white persons. The Fourth Circuit struck down those practices, reasoning that “[s]tate law relating to the general election gives effect to what is done in the primary and makes it just as much a part of the election machinery of the state by which the people choose their officers as if it were regulated by law, as formerly.” Rice v. Elmore, 165 F. 2d 387, 390-391 (1947) (emphasis added); accord, Baskin v. Brown, 174 F. 2d 391 (1949). The principal opinion in Terry v. Adams, 345 U. S. 461 (1953), declared that these cases were “in accord with the commands of the Fifteenth Amendment and the laws passed pursuant to it.” Id., at 466 (opinion of Black, J.).
With respect to Congress’ power to prohibit discrimination in party affairs, see ante, at 223-224, it is enough for purposes of this case to note that it is well established that Congress may not regulate purely private behavior pursuant to its enforcement power under the Fourteenth and Fifteenth Amendments. See James v. Bowman, 190 U. S. 127, 139 (1903) (“[A] statute which purports to punish purely individual action cannot be sustained as an appropriate exercise of the power conferred by the Fifteenth Amendment upon Congress to prevent action by the State through some one or more of its official representatives“); Civil Rights Cases, 109 U. S. 3 (1883).Political parties submitted changes in their rules for preclearance, and the Department of Justice interposed objections to those changes, long before 1981. For example: the Sumter County, Alabama, Democratic Executive Committee submitted changes in 1974, and the Democratic Party of New York City submitted changes in 1975. See Extension of the Voting Rights Act: Hearings before the Subcommittee on Civil and Constitutional Rights of the House Committee on the Judiciary, 97th Cong., 1st Sess., pt. 3, pp. 2246, 2265 (1981) (app. to letter from James P. Turner, Acting Ass‘t Attorney General, to Rep. Edwards dated Apr. 9, 1981). Parties from New York, North Carolina, and Alabama submitted changes in 1972. See D. Hunter, Federal Review of Voting Changes 69, n. 30 (1974), reprinted in Hearings before the Subcommittee on Civil and Constitutional Rights of the House Committee on the Judiciary, 94th Cong., 1st Sess., 1541 (1975). In MacGuire v. Amos, 343 F. Supp. 119, 121 (MD Ala. 1972), a three-judge court held that rules promulgated by the Alabama Democratic and Republican Parties governing election of national delegates required preclearance, despite the fact that the rules were not passed by “the State‘s legislature or by a political subdivision of the State.” As a result of this decision, the Democratic Party of Alabama sought judicial preclearance under § 5. See Vance v. United States, Civ. Action No. 1529-72 (DDC Nov. 30, 1972), cited in Hunter, Federal Review of Voting Changes, at 69, n. 30.
Indeed, JUSTICE BREYER‘s concurrence is founded on little more than sheer disbelief that Congress passed a statute that does not go as far in terms of coverage as he thinks, in light of the history of voting rights, the statute should. See ante, at 236 (“How is it possible that a Congress, knowing this obvious history, would have wanted to enact a ‘voting rights’ law containing a major and obvious loophole . . .“). We are not free to construe statutes by wondering about what Congress “would have wanted to enact.” There are myriad reasons why measures that “a Congress“—I assume JUSTICE BREYER means a majority of the Members of that institution—might “wan[t] to enact” never become law. We must look to the extant text of the statute and see what Congress has in fact, and not in theory, enacted.