4 Iowa 77 | Iowa | 1856
The subject matter of this cause, namely, the law relating to the collateral impeachment of the proceedings of courts, has received quite a free investigation by this court, in the case of Cooper v. Sunderland, 3 Iowa, 114. Many questions arise- — the cases are exceedingly numerous — and great confusion, and but little rule, prevails among them. In the ease of Cooper v. Sunderland, we endeavored to ascertain some rules which should serve as guides in the decision of all similar cases; and to that, we refer for the principal part of our discussion of the subject.
In regard to courts superior, and of general jurisdiction, every presumption is made in favor, not only of their -proceedings, but of their jurisdiction.' 1 Smith’s-Lead. Ca. (5th ed.,) note, 820, 848, where the subject is considered,
The next inquiry is: how shall the necessary facts conferring jurisdiction “ be shown,” or “ appear?” A good deal of ambiguity seems to have arisen from the answer to this question, as made in practice. A superior court is presumed to act rightly and within its jurisdiction, but an inferior court should set out the requisite facts, on the face of its
But laying aside minor questions, we come to the points which will enable us to decide the case before us upon rule, and not merely upon detached cases. We think the cases will support the following two rules: If there be a petition, or the proper matter of that nature, to call into action the power or jurisdiction of the court, the sufficiency of it cannot be called in question collaterally. This is for the appellate power only. If there be a notice or publication, or whatever of this nature the law requires in reference to persons or other matters, its sufficiency cannot be questioned collaterally. Of course, this means a notice coming within the legal idea and range of such a matter. An absurdity could not be permitted to pass. Smith’s Cases, supra, 837, 843; Wight v. Sheldon, 1 Seld. 497; Borden v. The State, 6 Eng. 519; Ewing v. Higby, 6-7 Ohio, 343; Paine v. Mooreland, 15 Ohio, 435; Wright v. Marsh et al., 2 G. Greene, 109, 112.
In case of an action relating to any estate sold by an administrator, in which an heir, or other person claiming under the deceased, shall contest the validity of the sale, it shall not be avoided on account of any irregularity in the proceedings, provided it shall appear:
First. That the administrator was licensed to make the sale by a court of competent jurisdiction.
Second. That he gave bond, in case any was required by the court.
Third. That he took the oath prescribed in that chapter.
Fourth. That he gave notice of the time and place of sale, as prescribed therein.
Fifth. That the premises were sold accordingly at public auction, and are held by one who purchased them in good faith.
The objections made are to be tried by these tests, and the somewhat ample examination made in the other case, served mainly to determine what constituted or gave jurisdiction, and how matters might legally “ appear,” in the sense of the statute.
First, Then, the court was one of competent jurisdiction. The law and the petition gave jurisdiction of the subject matter, and the notice, of the person. The objection that the petition was not a sufficient one, comes under one of the rules before stated. It was for the court to decide. It is matter of appeal or error, but cannot be brought up in this manner. This must be so; for if such questions can be raised in a collateral action, questions would be intermina
Second. No bond was required by the court.
Third. The administrator took the oath prescribed by the act.
Fourth. As to the notice of the time and place of sale. The act (chap. 10, § 11) authorizes the court to order notice to be published “ three weeks successively.” The court ordered it “for three successive weeks.” The publication was on July 81st, and August 7th and 14th, and the sale on the 15th of August. The terms of the act admit of the question, whether three full weeks were required, or only a publication on some day in each of three weeks, so as to give at least two full weeks’ notice. This would not be unreasonable, for that is a longer time than is required to put a party to answer to a suit, however great the magnitude of the matter involved. According to the rule before stated, this, also, was a question for the adjudication of the court; and if its decision was erroneous, an appeal was the method for correcting it, and the error cannot be tried in this collateral action. If this were admissible, then every question relating to the sufficiency of a notice, and of its service, too, in any of the courts, could be brought up and reviewed in the same manner.
Fifth. No question is made relative to the lona fides of the sale and the purchase.
The objection to the sale must be overruled, and the sale held good. Therefore the judgment of the District Court is reversed, and a procedendo ordered.
Upon the delivery of the foregoing opinion, the appellee filed a petition for a rehearing, which having been granted, the cause was continued. At the December term, 1856, the cause was re-argued, by David G. Cloud, for the appellant, and Bichman & Brother, for the appellee.
Woodward, J. — In this cause, a rehearing was granted, upon the petition of the plaintiff and appellee. The granting a rehearing, in our present practice, does not import a reversal of the opinion of the court, as under the former and the common law course. It is, now, but a re-argument and reconsideration, on the petition of -the party. When the court itself desires it, the cause is set down, technically for re-argument. In neither case, does it necessarily imply that the court is convinced that it has fallen into error. In the present cause, the rehearing was granted for several reasons.
The subject is a difficult one. The decisions are very numerous, but for the most part, do not stand on rule; at least, the rule they recognize, is so general, that it admits, within its ample range, almost any construction or application in details. The rule referred to is, that inferior jurisdictions and special authorities, must show their jurisdiction, and must pursue their authority strictly. It was not necessary for the petitioner to labor to cite a long train of authorities, to prove this proposition. It is stated in all the forms of which it is susceptible, in the various cases, and is repeated in a large number of them. The doctrine is admitted by all. Whether a court of probate is an inferior court, in the technical sense, is not a question altogether so well settled. It is so called in many cases, it is true, and probably the courts of New York have settled the question for that state. But the question is held otherwise by the courts of some states, and it is doubted by others. This, however, has not been made a point in the present cause. Leaving that troublesome question, we have assumed the court to be an inferior one, in the technical acceptation.
There is no difficulty in proving or in admitting the common rule in relation to inferior jurisdiction and special powers ; the difficulty lies in the application of the rule to details. In reference to the exercise of a statutory power, we
The argument derived from the supposed disregard for the interests of minor heirs, and the alleged sacrifice of their property, is undoubtedly entitled to its weight, but yet it does not afford much assistance towards forming a rule by which all cases are to be tried alike. It teaches, however, that a fair degree of strictness in the observance of the laws, should be required. But there is no security for any one, except in the tribunal which administers the law in the first instance. There has always appeared to be a degree of absurdity in requiring a notice, or other process, to be served on an infant child, the only use of which would be the bringing the knowledge home to the friends incidentally. These friends, too, seldom discover any advantage to the minor in setting the proceedings right, and in keeping them correct, so as to be binding; but they complain of irregularities at a subsequent day, when circumstances have changed. And however true it may be, that speculators stand ready to purchase cheaply the property of minor heirs sold under the
Before taking up the matter of the case, one or two explanatory remarks should be ma.de. The cases on the subject of these sales, are exceedingly numerous ; and it is impossible, as well as useless, to attempt a review of all of them; but in this and the preceding examinations, all which were accessible have been examined; and all those cited by the plaintiff, have been seen, unless it be where there is a mis-reference, of which there are several; and in those instances, the case intended has probably been found. There may be instances where we shall have occasion to refer to cases which we have not seen; but this is done only upon the authority of other cases, or of proper books. This was remarked in the case of Cooper v. Sunderland, where many such were cited; but it was thought advisable to give the references, for the benefit of those who may have access to them; and if some of them are not to the point, the fault is
We proceed now to examine the cause in detail, with reference to the objections made to the validity of the sale. The plaintiff shows title, and should recover, unless that title has been divested by the administrator’s sale. From the nature and position of the cause, the objections to the sale were to be pointed out on the trial; and in the argument, there are no pleadings setting them forth. The reasons given why the sale is invalid, are the following:
1. That the administrator’s petition for leave to sell the real estate, does not state the value of the personal property.
2. That no specific account of the debts due from the deceased, is filed with the petition.
8. That the publication of the notice of the sale, was insufficient.
4. (In the petition for archearing.) That the notice calling upon all persons interested, to show cause why a sale of the realty should not be ordered, was insufficient in itself.
Tbe case of Corwin v. Denning, 11 Wend. 648, was a suit for partition, in which tbe decree of partition was held void, for tbe reason that there bad been no advertisement to bring in unknown owners, as was required by tbe statute. They were necessary parties. But in this case, (see 17 AYend. 483, and 21 Wend. 40,) by tbe statute of New York, an administrator petitioning to sell real estate, was required to file an account of tbe debts and of tbe personal estate. In Ford v. Wadsworth, 15 Wend. 450, there was no such account filed, nor any substitute for it, and tbe order of sale was held in
In Bloom v. Burdick, 1 Hill, 139, the administrator did not file his inventory of the estate, until he filed his petition for leave to sell realty; and the court permitted the inventory to stand for the account called for by the statute. This is a departure from the strict requirement of the statute. But the court reason that the account was required, to show the present state of the property; and that if the inventory was made at that time, that is, at the time of filing the petition to sell, it answered the same purpose, and was sufficient to meet the demand of the statute. The idea of an equivalent or substitute, is adopted. Corwin v. Merritt, 3 Barb. 341, was a case of a sale by an executor, under the authority of the Surrogate’s Court. The sale was held void, because no account of the property and debts of the deceased, was presented ; and because there was no proof of any kind, of the publication of the order. We come now to Atkins v. Kinnan, 20 Wend. 241. The statute of New York required, that on a sale of real estate by the administrator, in the deed of conveyance, the surrogate’s order should be set forth at large. The deed was held insufficient, for want of thus setting forth the order at large, at least, until rectified by an application to the chancellor, under the provisions of another statute. The court say: “ We do not say it should be literally recited, but it is impossible to say that a document is set forth at large, unless every part of it is substantially presented.” Here is an act — the copying of a paper — in its nature allowing, if not requiring, a greater degree of literalness than any other; and yet that court would not require a literal performance of it, but would hold a substantial one sufficient. This case contains other remarks bearing upon some of the points before us. The court say: “ It is clear
The plaintiff in the case at bar, makes particular reference to the case of Corwin v. Merritt; to The Matter of Underwood, 3 Cow. 59, in which a publication for six weeks, was held not to be a sufficient compliance with an order directing a notice of ten weeks; and to Kennedy v. Greer, 13 Ill. 432. The only matter in point in this last case, is the reiteration of the general proposition, concerning the conclusiveness of the judgment of courts of limited jurisdiction. The discussion is upon the character of the circuit courts of the state of Illinois. Smith v. Hielman, 1 Scam. 323, held that when the statute requires an order to be set out in full, it is not sufficient to set it out in substance. This is, so far, against Atkins v. Kinnan.
The case of Young v. Loraine, 11 Ill. 625, was an action for the recovery of land sold at a guardian’s sale, and. impeaching the former proceedings. The former guardian resigned; and a new one was appointed, by whom the land was sold; and it was doubted whether the- first guardian
Now, taking the averment which the petition, in the case at bar, does make, and the finding of the court as to the necessity of the sale, we feel that we .are justified by the cases, in holding that the averment of the petition, is an equivalent for the statute; and that it was within the jurisdiction of the court to decide on the sufficiency of the petition. Other cases, also, and some'hereafter cited, have a bearing upon, and support the same doctrine.
The second objection made in the principal cause is, that there is no specific account of the debts due from the deceased. Upon this, it is sufficient to remark, that the statute does not require it. It calls for the amount of the debts and charges, and not for an account of them. It is not like the New York statute, and therefore Ford v. Walsworth, 15 Wend. 450, and 19 Ib. 334, and Corwin v. Merritt, 3 Barb. 341, are not entirely similar to the present case. In the case before us, the amount of the debts and charges is given. There was enough alleged to call into action the powers of the court. If a demurrer should be made the test, as suggested by counsel, we doubt whether he would venture a general demurrer to this petition, under the old practice, when judgment on demurrer was final.
The third objection to this sale is, that the publication of the notice of sale was not sufficient, for that it should have been published three full weeks, whilst it was published but two full weeks and a fraction. The act, (chap. 10, § 13,) authorizes the court, in lieu of another notice, to order notice to be published “three weeks successively, in any newspaper.” In this cause, the court ordered it published in that manner. It was published on the 31st of July, and the 7th and 14th of August, and the sale was on the fifteenth. In the former opinion, we said that the terms of this act admit of the question, whether three full weeks were required, or only a publication on some day in each of three weeks, so as to insure at least two full weeks’ notice. It may be suggested, appropriately, in reference to this, that whilst peti
The fourth objection to these proceedings, is made to the notice of the pendency of the petition for leave to sell, The objection is to the qualities of the notice itself. The notice is thus presented in the record of the proceedings of the Probate Court: “At a court held at Bloomington, on the 25th July, 1846, the administrator filed the following affidavit : ‘ All persons interested are hereby notified,’ &e., that he would petition for license to sell, the hearing of which will be on Saturday, the 25th inst., at Bloomington, before his Honor, T. S. Parvin, judge of probate, when and where,” &c. The affidavit of publication attached, is entitled of the territory of Iowa and county of Muscatine. The objections are, that the county and state do not appear in the notice; the lands are not described; and the court is not named, but the judge only. It will be noticed that this is but the recital, in the affidavit or record, of the body of the notice, and it does not import that there was not a proper caption, showing the state, county, and even the court. But we do not propose to examine this objection in detail, for there are two observations to be applied to it: First, The court finds, expressly, “that all interested have been duly notifiedand under this, we will presume that the j)aper possessed the requisite external forms. And, Secondly, This objection is made for the first time now, on the petition for a rehearing. It was not presented on the first argument.
But however this may be, we must set down his record of facts, and the adjudication of the court, as sufficient to cover the objection. In this, we feel sustained by the cases before cited, but desire to add two' or three to the list, as throwing light on these questions. The case of Dykman v. The Mayor, &c., of New York (1 Seld. 434), is referred to and commented on in Sheldon v. Wright (1 Seld. 497), so fully that it seems requisite to give the substance of the former case, first, upon the present point. That was a case of proceedings under the right of eminent domain. The city took a portion of the appellant’s land, upon which to build the reservoir of the Croton Water Works. The statute law is, that the commissioners should first endeavor, bona fide, to purchase the land by private agreement, but if the owner and commissioners cannot agree, then the vice-chancellor has jurisdiction of the matter, upon proper proceedings, to condemn the land.. Either party can bring it before that officer by petition. In the above case, the mayor, &e., filed the petition, and alleged such disagreement, and the petition was .sworn to by one of the commissioners. It was held that the disagreement between the owner and the commissioners, was. an essential prerequisite to the jurisdiction of the viee-chancelloi’.
In a collateral proceeding, attacking those by which the land was condemned, the appellant sought to contradict and disprove this allegation. This is the point of present atten tion. It was held to be an issuable fact. Foot, J., who delivered the opinion, says: “The real question in this cause, is whether the appellant could contradict the record by proof, and thus collaterally open axxd review the proceedings, &c. On examining the authorities respecting the conclusiveness of records on jurisdictional questions, there will be found great and irreconcilable diversity.” He then takes the proposition, that when the jurisdiction of a court of limited authority, depends upon a fact which must be ascertained by that court, and such fact appears and is stated in
Tbe case of Sheldon v. Wright, (1 Seld. 497,) was ejectment for land, brought by tbe heir, in which be attacked the-sale made by tbe administrator, for tbe payment of debts. The second point made, related to tbe publication of tbe order tó show cause. This is held to be “ a jurisdictional fact, of the evidence of which the surrogate must necessarily judge. He has judged and decided that tbe order was published as required by tbe statute, and bis judgment appears on tbe record of bis proceedings.” The question drises bow does this appear. Tbe record recites, in tbe usual manner of record recitals, that tbe order bad been published. Tbe court then proceeds: “The first inquiry is, can that judgment be overhauled in this collateral action, at tbe instance of tbe appellant ?” They refer to Dykman v. The Mayor, as deciding a similar question, but say: “ An important particular in which tbe present case differs from that of Dykman v. The Mayor, is, that in tbe latter, Dykman appeared in tbe summary proceedings, and litigated, while in tbe former, tbe appellant did not appear. Tbe question then arises, does bis omission place him in a more favorable condition for litigating tbe jurisdictional fact? or, in other words, can a party to a judicial proceeding, by lying by and omitting to appear, acquire a right to open tbe proceedings at any time, and litigate in a collateral action, a jurisdictional fact? It will be perceived at once, that if tbe right depends on appearance or non-appearance, the fact that tbe party claiming it has been served with personal or statutory notice, makes no difference.” Tbe court here means, it is presumed, that it makes no difference by which method tbe party has been served; for they go on and say, that if there is any difference, it is in favor of tbe personal notice, for tbe reason that this is, in general, more difficult to prove than
In the foregoing case, the facts which were proven, are shown, and the court refuse to look back to them. The judgment was no more full, than in the case at bar. This case shows that the court does and must decide on its jurisdiction, in these matters. It is true, it goes the length that you cannot contradict the' record on an appropriate matter
There are a few points upon which the former opinion of this court appears to have been misconceived, probably on account of its too great generality. One of these relates to the Probate Court being satisfied of its own jurisdiction. We have not held that the court may assume jurisdiction, and that this shall be conclusive, except on error. We have recognized those cases which hold, that where there is a want, a destitution, of evidence of the jurisdictional facts, the question may be raised collaterally; but when there is such evidence — for instance, where there is a petition, a notice, &c., and the only question is of its sufficiency under a construction of either the law or the paper itself — then, so far, the court must judge of its own jurisdiction, and its adjudication is good, until set aside in some regular manner.
The order of the Probate Court, is not to give “ twenty - one days’ notice.” This is a construction, and involves one of the questions of the case, and therefore is not to be gratuitously assumed. The argument of counsel for petitioner, on rehearing, intimates that there is no proper evidence of record, or in the papers, of the advertisement of the sale. Among the proceedings of the District Court, we find, (over the hand of the judge of that court,) that “ it was shown and
~We have thus endeavored to review this cause, with a reference to those cases which approach the nearest to the precise points made, and which have been most rigid in their construction; and are constrained to abide by the conclusion, at which we arrived in the former opinion. But we are supported and strengthened yet more, when we refer to the cases cited in the former opinions, and principally, in Cooper v. Sunderland, from the.-federal courts, and especially that of Grignon's Lessee v. Astor, 2 How. 317, (15 Curtis, 125,) and those in 11 S. & R. 429; 11 Mass. 227, and the later one of Betts v. Bagley, 12 Pick. 571, 582. It is by no means clear, but that these cases- establish a doctrine, going much beyond what is demanded, to sustain the proceedings in the present cause.
The former opinion of this court is sustained, and the judgment of the District Court is reversed.