Morrison v. DavisMorrison v. Davis
- Reporters:
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- Before:
- Marbley
OPINION & ORDER
MARBLEY, District Judge.
This matter comes before the Court on Plaintiffs Motion for Attorney Fees and Expenses. The Plaintiff moves the Court for an award of attorney fees and expenses in the amount of $137,395.21 against Defendants Karl Davis and Jeffery Felts for services provided in this case. Plaintiff also challenges the constitutionality of
I. Introduction
Plaintiff James Morrison was incarcerated in 1991 for an aggravated drug trafficking. He is currently serving a sentence of two and a half to ten years. In March of 1997, Plaintiff was housed at the Ross Correctional Institute (“RCI”), where Defendants are currently employed as corrections officers. On December 2, 1997, Plaintiff filed suit, under
As the prevailing party in the
Moreover, Plaintiff acknowledges that the PLRA lowers the amount of attorney fees permitted to be recovered by prison inmates following a successful civil rights suit. Plaintiff argues, however, that the PLRA’s restraints are an unconstitutional exercise of congressional power. Specifically, Plaintiff claims that the PLRA is “an unconstitutional denial of rights secured by the equal protection clause.”
Defendants counter that the PLRA is constitutionally sound because it is rationally related to the government interests of limiting excessive fee awards in prisoner cases and of limiting the disruptive impact of prison litigation. Defendants urge that Plaintiffs Motion should be denied for two reasons. First, assuming that the PLRA fee cap is constitutional, the amount that Plaintiff seeks is far in excess of what the PLRA allows. Second, even if the PLRA fee cap is constitutionally debatable, Defendants aver that other provisions of the PLRA limit the hourly rates that may be used in calculating the fee awards in prisoner cases. Finally, Defendants claim that
Pursuant to
II. Analysis
A. Entitlement to Fees
Under the mandate of
In determining the appropriate hourly rate, consistent with the paradigm set forth in
[t]he prevailing market rate may be established through affidavits reciting the precise fees that counsel with similar qualifications have received in comparable cases; information concerning recent fee awards by courts in comparable cases; and specific evidence of counsel’s actual billing practice or other evidence of the actual rates which counsel can command in the market.
See Spell v. McDaniel, 824 F.2d 1380, 1402 (4th Cir.1987) (citations omitted).
(d) Attorney’s Fees
(1) In any action brought by a prisoner who is confined to any jail, prison, or other correctional facility, in which attorney’s fees are authorized undersection 1988 ... such fees shall not be awarded, except to the extent that-
(A) the fee was directly and reasonably incurred in proving an actual violation of the plaintiffs rights protected by a statute pursuant to which a fee may be awarded undersection 1988 ...; and
(B)(i) the amount of the fee is proportionately related to the court ordered relief for the violation; or
(ii) the fee was directly and reasonably incurred in enforcing the relief ordered for the violation.
(2) Whenever a monetary judgment is awarded in an action described in paragraph (1), a portion of the judgment (not to exceed 25%) shall be applied to satisfy the amount of attorney’s fees awarded against the defendant. If the award of attorney’s fees is not greater than 150% of the judgment, the excess shall be paid by the defendant.
(3) No award of attorney’s fees in an action described in paragraph (1) shall be based on an hourly rate greater than 150% of the hourly rate established under section 3006A of Title 18, United States Code, for payment of court-appointed counsel.
(4) Nothing in this subsection shall prohibit a prisoner from entering into an agreement to pay an attorney’s fee in an amount greater than the amount authorized under this subsection, if the fee is paid by the individual rather than the defendant pursuant to section 1988 ....
The Court must engage in two levels of analysis in this case. First, it will consider whether the fee-limiting and fee-shifting provisions of
B. Constitutionality of
As a threshold consideration, the Court must determine whether
Plaintiff claims that the PLRA is unconstitutional because it violates the Equal Protection Clause of the Fifth Amendment. In particular, Plaintiff asserts that the PLRA burdens prisoners’ fundamental right of access to the courts. 3
In their Memorandum in Opposition, Defendants contend that because
The United States, an intervenor, avers that the PLRA was borne by Congress’s concern over the volume of prisoner litigation, and argues that Congress did not infringe upon any prisoner’s fundamental right of access to the courts by creating the PLRA. Rather, the United States contends, Congress intended the PLRA to give prisoners the same economic disincentives, such as contingency fees, to filing frivolous cases that other civil litigants face. 4 The United States maintains, therefore, that strict scrutiny is improper, and that the correct standard is rational basis. Citing Heller v. Doe, 509 U.S. 312, 113 S.Ct. 2637, 125 L.Ed.2d 257 (1993), the United States maintains that the proper application of the rational basis test negates a statute only if there is no conceivable basis to support it; and Plaintiff fails to negate every conceivable basis on which the PLRA stands. 5
1. Proper Standard of Review
Strict scrutiny requires that the challenged law be “suitably tailored to serve a compelling ... [government] interest.” City of Cleburne v. Cleburne Living Ctr., Inc., 473 U.S. 432, 440, 105 S.Ct. 3249, 87 L.Ed.2d 313 (1985). When a law involves a suspect classification (i.e., race or national origin), or a fundamental right protected by the Constitution (i.e., the right to free speech), this level of review is triggered. See id. On the opposite end of the spectrum, rational basis is the least demanding standard of review. See id. Under the rational basis test, the classification made by the challenged law is presumed to be valid and need only relate rationally to a legitimate governmental purpose. See id.
As prisoners are not a suspect class, the next issue to consider is whether the PLRA violates a prisoners fundamental right. 6 Strict scrutiny is not appropriate where “[prisoners still possess what the Supreme Court has said the Constitution requires: ‘a reasonably adequate opportunity to present claimed violations of fundamental constitutional rights to the courts.’ ” Zehner v. Trigg, 133 F.3d 459, 463 (7th Cir.1997) (quoting Lewis v. Casey, 518 U.S. 343, 345, 116 S.Ct. 2174, 135 L.Ed.2d 606 (1996)). Courts that have held the PLRA unconstitutional have not invoked strict scrutiny. See McLindon v. Russell, No. C-1-95-676, slip op. (S.D.Ohio, Dec. 13, 1999) (Sherman, Mag.); Walker v. Bain, 65 F.Supp.2d 591 (E.D.Mich.1999) (Komives, Mag.). The Supreme Court has held that the right of access to the courts requires authorities to provide prisoners with “[t]he tools ... that the inmates need in order to attack their sentences, directly or collaterally, and in order to challenge the conditions of their confinement.” Lewis v. Casey, 518 U.S. 343, 355, 116 S.Ct. 2174, 135 L.Ed.2d 606 (1996). The scope of the right of access, however, is quite limited. Prisoners need only have “the minimal help necessary” to file legal claims. Id. at 359, 116 S.Ct. 2174. The Constitution does not mandate “that prisoners (literate or illiterate) be able to conduct generalized research, but only that they be able to present their grievances to the courts....” Id. Thus, the assistance of counsel and counsel’s compensation in a prisoner’s civil litigation is not within the scope of the fundamental right of access to the courts. 7
In this case, Plaintiff has not demonstrated that the contested provisions of the
2. PLRA’s Rational Relationship to a Legitimate Government Interest
The rational basis standard “ ‘is not a license for courts to judge the wisdom, fairness, or logic of legislative choices.’ ” Heller v. Doe, 509 U.S. 312, 319, 113 S.Ct. 2637, 125 L.Ed.2d 257 (1993) (quotingFCC v. Beach Communications, Inc., 508 U.S. 307, 313, 113 S.Ct. 2096, 124 L.Ed.2d 211 (1993)). The Supreme Court has urged the judiciary not to act as a “ ‘superlegisla-ture to judge the wisdom or desirability of legislative policy determinations made in areas that neither affect fundamental rights nor proceed along suspect lines.’ ” Id. (quoting New Orleans v. Dukes, 427 U.S. 297, 303, 96 S.Ct. 2513, 49 L.Ed.2d 511 (1976) (per curiam)). A court must uphold the challenged classification “‘if there is any reasonably conceivable state of facts that could provide a rational basis’ ” for it. Id. at 320, 96 S.Ct. 2513 (quoting FCC v. Beach Communications, 508 U.S. at 313, 113 S.Ct. 2096). Under a rational basis review, “ ‘[t]he burden is on the one attacMng the legislative arrangement to negative every conceivable basis which might support it.’ ” Id. (quoting Lehnhausen v. Lake Shore Auto Parts Co., 410 U.S. 356, 364, 93 S.Ct. 1001, 35 L.Ed.2d 351 (1973)). Thus, a court is compelled to accept a “legislature’s generalizations,” even if “there is an imperfect fit between means and ends.” Id. at 321, 113 S.Ct. 2096.
a. Legislative History
This Court recognizes that rational basis review does not require the legislature “to produce evidence to sustain the rationality of a statutory classification.”
Heller,
509 U.S. at 320, 113 S.Ct. 2637. In fact, the legislature is not required “ ‘actually [to] articulate at any time the purpose or rationale supporting its classification.’ ”
Id.
(citations omitted) (quoting
Nordlinger v. Hahn,
505 U.S. 1, 15, 112 S.Ct. 2326, 120 L.Ed.2d 1 (1992)). In an abundance of caution, however, the Court has examined the Congressional Record and finds that Congress intended the PLRA to prevent prisoners from filing frivolous
b. Legitimacy of the Government’s Interest in Prison Litigation
The Supreme Court has held that some legislative objectives are so patently inappropriate as not to withstand even rational basis review. See City of Cleburne v. Cleburne Living Ctr., 473 U.S. 432, 446, 105 S.Ct. 3249, 87 L.Ed.2d 313 (1985). The legislature may not set out with “ ‘[a] bare ... desire to harm a politically unpopular group.’” See id (quoting United States Dep’t of Agric. v. Moreno, 413 U.S. 528, 534, 93 S.Ct. 2821, 37 L.Ed.2d 782 (1973)). Moreover, the legislature cannot draw classifications “for the purpose of disadvantaging the group burdened by the law.” See Romer v. Evans, 517 U.S. 620, 633, 116 S.Ct. 1620, 134 L.Ed.2d 855 (1996) (citation omitted). In Romer, for example, Supreme Court struck down an amendment to the Colorado constitution that prohibited “all legislative, executive or judicial action at any level of state or local government designed to protect the named class ... referred] to as homosexual persons or gays and lesbians.” Id. at 624, 116 S.Ct. 1620. The Court found that the amendment was “a status-based enactment divorced from any factual context from which [the Court] could discern a relationship to legitimate state interests.” See id. at 635, 116 S.Ct. 1620.
Plaintiff likens this case to Romer and urges the Court to void the PLRA on the very same grounds. The expansive reading of Romer that Plaintiff urges is inconsistent with Supreme Court jurisprudence. Romer dealt with a statutory provision that, on its face, baldly discriminated against a group based on their arguably immutable sexual identity. The Seventh Circuit distinguished Romer from prisoner’s challenges to the PLRA. See Zehner v. Trigg, 133 F.3d 459, 464 (7th Cir.1997). The Zehner court observed that the statute at issue in Romer “forbade any state or local government entity to enact any measure to protect or favor gays and lesbians,” and thereby created a broad restriction on that group that made it “ ‘more difficult [for them] ... than for all others to seek aid from the government.’ ” Id. at 463-64 (quoting Romer, 517 U.S. at 634, 116 S.Ct. 1620). The court held that the contested provision of the PLRA did not create the same kind of “across the board restriction on access to governmental assistance.” Id. 10 Rather, the contested provision created a “narrow restriction” on the means of obtaining relief that did not raise “the same ‘inevitable inference’ of animus as the Colorado” statute did. Id. (quotingRomer, 517 U.S. at 634, 116 S.Ct. 1620). This Court reiterates Zehner’s distinction and finds that the PLRA’s attorney fees provisions do not restrict prisoners’ access to the courts in the same way that the statute in Romer restricted all gays, lesbians and bisexual’s access to all governmental assistance. The Court rejects Plaintiffs extension of Romer and holds that Congress has a legitimate interest in limiting frivolous lawsuits filed by prisoners.
c. Rational Relationship of the Means to the Ends
This Court cannot strike down the PLRA merely on the basis that “ ‘it results in some inequality’ ” between incarcerated and non-incarcerated
Plaintiff argues, albeit tautologically, that a prevailing party under
Based on the presumed validity of laws subject to rational basis review, the courts in Madrid v. Gomez, 190 F.3d 990 (9th Cir.1999); and Collins v. Algarin, No. 95-4220, 1998 WL 10234, 1998 U.S. Dist. LEXIS 83, at *23-*25 (E.D.Pa. Jan. 9, 1998), affd en banc by an equally divided court sub nom. Collins v. Montgomery County Board of Prison Inspectors, 176 F.3d 679 (3d Cir.1999), reasoned that the means chosen by Congress in the PLRA to meet the ends of decreasing prisoners’ frivolous lawsuits are constitutional because: (1) it is a legitimate goal to deter the filing of prisoner lawsuits; and (2) it is conceivably based in Congress’s belief that prisoners file frivolous suits and that the pattern should be discouraged. Madrid, 190 F.3d at 996; Collins, 1998 WL 10234, 1998 U.S. Dist. LEXIS 83, at *25-*26, aff‘d en banc by an equally divided court, sub nom., 176 F.3d at 686 (affirming the district court’s decision “to the extent that it upheld” the provision of the PLRA that limits fees to 150% of the judgment). The Madrid and Collins courts found a rational basis to support the PLRA — necessarily concluding that the PLRA is rationally related to a governmental purpose.
Rational basis is by no means a rubber stamp. The Supreme Court has held that “[t]he State may not rely on a classification whose relationship to an asserted goal is so attenuated as to render the distinction arbitrary or irrational.” See City of Cleburne v. Cleburne Living Ctr., 473 U.S. 432, 446, 105 S.Ct. 3249, 87 L.Ed.2d 313 (1985) (citation omitted); see also Bannum v. City of Louisville, 958 F.2d 1354, 1360 (6th Cir.1992) (citations omitted). (“[T]he Court’s rational relationship review in City of Cleburne has been termed an ‘exacting’ rational relationship standard, in that the Court, finding the regulations at issue unconstitutional as applied, held that the desire to impede a politically unpopular group is not a legitimate state interest.”) If the legislative purpose in passing the PLRA was solely to disadvantage prisoner litigants as further punishment for then-status, then this Court would not endorse such animus. See City of Cleburne, 473 U.S. at 446, 105 S.Ct. 3249. Plaintiff, however, has not established that the PLRA has such a goal.
Two courts have held that the PLRA does not pass the constitutional muster under a rational basis analysis.
Walker v. Bain,
65 F.Supp.2d 591, 604 (1999) (Ko-
This Court disagrees with the conclusions in
Walker
and
McLindon.
This Court finds that although the PLRA does single out prisoners for a particular burden in
The Sixth Circuit has held that the Congress’s goal of creating disincentives for prisoners to file frivolous claims “undoubtedly m[et] the rational basis test” in the filing fee context. Hampton v. Hobbs, 106 F.3d 1281, 1286-87 (6th Cir.1997). Filing fees and attorney fees are both elements of the calculus that any potential litigant undertakes in deciding whether litigation is worth the economic risk. Although Plaintiff has argued effectively that there may be better means to Congress’s ends, Plaintiff has not distinguished filing fees from attorney fees so much as to show the former to be a valid restriction but the latter to be invalid.
In sum, Plaintiff has failed to negate every conceivable basis upon which the PLRA may stand. The PLRA certainly sets apart the prison population, but does not do so illegitimately. The Court, therefore, finds that the PLRA is constitutional.
C. Amount of the Fee Award
Few courts have addressed
This Court will take a progressive step-by-step approach to evaluating the potential fee award under
1. Lodestar Methodology
Pursuant to
a. Reasonable Hourly Rate
Plaintiff requests an hourly rate of $250 for Mr. Gerhardstein and $180 for Ms. Branch. Under
No award of attorney’s fees ... shall be based on an hourly rate greater than 150% of the hourly rate established undersection 3006A of title 18, UnitedStates Code, for payment of court-appointed counsel.
Pursuant to
As the rates claimed by Plaintiffs counsel exceed the maximum permitted pursuant to
b. Reasonable Hours Expended
Plaintiff seeks compensation for a total of 688.83 hours.
14
In support of Plaintiffs fee request, he submits the declaration of Mr. Gerhardstein as well as his billing records. This Court must limit the hours sought by Plaintiff to only those hours which were “directly and reasonably incurred in proving an actual violation of the plaintiffs rights.”
See
Beyond this base figure of $53,792.25,
2. The Amount of the Fee Must Be Proportionately Related to the Court Ordered Relief
The reverse fee-shifting portion of
Plaintiff argues that the fee-shifting provision should be limited to a nominal sum, such as $1. If fees were shifted back to the Plaintiff in this case, then the punitive effect of the damages award would be mitigated. Plaintiff also contends that this provision directly undercuts the purposes of
Citing
Alyeska Pipeline Service Co. v. Wilderness Society,
421 U.S. 240, 95 S.Ct. 1612, 44 L.Ed.2d 141 (1975), Defendants argue that attorney fees are only available by virtue of Congressionally enacted statutes which Congress can alter. Defendants urge the Court not to ignore the reverse fee shifting that Congress intended in
A plain reading of
The present case involves a significant violation of the Plaintiffs rights. The Court interprets
D. Liability of Defendant for Fees that Exceed 150 % of Plaintiffs Judgment
Plaintiff asserts that
Defendants counter that the construction of
The court in
Walker v. Bain,
65 F.Supp.2d 591 (E.D.Mich.1999) (Komives, Mag.), determined that, under
Moreover, the PLRA permits fee for in excess of 150%, although such fees are not to be paid by the Defendant.
Under
III. Conclusion
For the foregoing reasons, the Court GRANTS Plaintiffs Motion for Attorney Fees and Expenses in the amount of $22,-499 to be paid by the Defendant.
IT IS SO ORDERED.
Notes
. The total number of hours billed for services rendered is 688.83, which includes 5.45 hours allocated by Mr. Gerhardstein’s law clerk.
. Plaintiff‘s status as a prevailing party is undisputed. A prevailing party is one who “obtain[s] at least some relief on the merits of his claim.” Farrar v. Hobby, 506 U.S. 103, 111, 113 S.Ct. 566, 121 L.Ed.2d 494 (1992). Plaintiff‘s entitlement to attorney fees and expenses of some sort also is undisputed. The Court, therefore, must turn only to the questions of which statutes govern Plaintiff‘s recovery of attorney fees and expenses and whether the PLRA is inherently constitutional.
. Citing Lewis v. Casey, 518 U.S. 343, 116 S.Ct. 2174, 135 L.Ed.2d 606 (1996), Plaintiff argues that the right of access to the court is fundamental. With that argument, Plaintiff appears to implicate strict scrutiny, which is proper when a law draws a distinction that is based on a suspect classification or that burdens a fundamental right. Plaintiff thereby invokes a fundamental rights argument that raises the question of whether heightened scrutiny is required. Plaintiff contends, however, that the PLRA cannot even survive the lowest level of equal protection scrutiny, or rational basis. Plaintiff does not address fully strict scrutiny review.
. It should be noted that
. The United States also argues that, in creating the fee-shifting scheme of
. Neither have the poor been considered a suspect class, see Harris v. McRae, 448 U.S. 297, 323, 100 S.Ct. 2671, 65 L.Ed.2d 784 (1980) (“[T]his Court has held repeatedly that poverty, standing alone, is not a suspect classification.”) (citation omitted), as poverty is a mutable characteristics like race or national origin. See, e.g., City of Cleburne v. Cleburne Living Ctr., 473 U.S. 432, 438 & 440-41, 105 S.Ct. 3249, 87 L.Ed.2d 313 (1985) (discussing the immutable nature of personal characteristics that can trigger strict scrutiny, or at least heightened scrutiny).
Plaintiff‘s argument that the PLRA is an attack on an unpopular group is unavailing, therefore, in triggering strict scrutiny. As the Supreme Court held in Romer v. Evans, 517 U.S. 620, 622, 116 S.Ct. 1620, 134 L.Ed.2d 855 (1996) ”[a] law will be sustained if it can be said to advance a legitimate government interest, even if the law seems unwise or works to the disadvantage of a particular group, or if the rationale for seems tenuous.”
. The Supreme Court has held ”[a]n indigent litigant has a right to appointed counsel only when, if he loses, he may be deprived of his physical liberty.” Lassiter v. Department of Soc. Servs. of Durham County, 452 U.S. 18, 26-27, 101 S.Ct. 2153, 68 L.Ed.2d 640 (1981). The Lassiter court noted that, “[a]s a litigant’s interest in personal liberty diminishes, so does his right to appointed counsel.” Id. at 26, 101 S.Ct. 2153. In Lassiter, the Court held that due process clause of the Fourteenth Amendment did not require the trial court to appoint counsel for the petitioner in a termination of parental rights proceeding. Id. at 29-34, 101 S.Ct. 2153. Thus, it would stand beyond reason for a prisoner to claim any right to counsel in a civil case, even if he claims it as an extension of his right of access to the courts.
. At most, Plaintiff has shown that the PLRA may have some impact on a prisoner‘s ability to obtain particular counsel who expect to be compensated at a particular rate. Such an argument reaches far beyond any fundamental right to counsel or fundamental right of access to the courts that the Supreme Court has defined. See Lewis v. Casey, 518 U.S. 343, 354, 116 S.Ct. 2174, 135 L.Ed.2d 606 (1996) (“To demand conferral of ... sophisticated legal capabilities upon a mostly uneducated and indeed largely illiterate prison population is effectively to demand permanent provision of counsel, which we do not believe the Constitution requires”). Furthermore, Plaintiff has failed to show how the PLRA has actually prevented him from gaining effective legal representation — placing his argument on even more hypothetical grounds as to the prospective effect of the PLRA and thereby skirting the bounds of question of whether the Plaintiff has suffered an actual injury at the hands of the PLRA attorney fees provision. See, e.g., Lewis v. Casey, 518 U.S. 343, 349, 116 S.Ct. 2174, 135 L.Ed.2d 606 (1996) (“It is the role of courts to provide relief to claimants, in individual or class actions, who have suffered, or will imminently suffer, actual harm; it is not the role of courts, but that of the political branches, to shape the institutions of government in such fashion as to comply with the laws and the Constitution.”).
. The PLRA and frivolous suits by prisoners was the subject of debate many times in the Congress throughout 1995 and 1996.
See
142’ Cong. Rec. S10576 (daily ed. Sept. 16, 1996) (statement of Sen. Abraham); 142 Cong. Rec. S3703 (daily ed. April 19, 1996) (statement of Sen. Abraham); 141 Cong. Rec. S14413 (daily ed. Sept. 25, 1995) (statement of Sen. Dole); 141 Cong. Rec. S14316 (daily ed. Sept. 25, 1995) (statement of Sen. Abraham); 141 Cong. Rec. S7523 (daily ed. May 25, 1995) (statement of Sen. Dole); 141 Cong. Rec. H1038 (daily ed. Feb. 1, 1995) (statement of Rep. Hoke). Repeatedly, Congress expressed concern about prisoners taking advantage of the federal court system. As a result, the PLRA attorney fees cap was passed to even the field of litigation between incarcerated and non-incarcerated
. The
Zehner
case involved a challenge to
. Plaintiff argues that there is a great deal of animus underlying the PLRA. Moreover, Plaintiff contends, the attorney fees cap has no other purpose than to prevent prisoner litigants from gaining effective representation in
. The Supreme Court has recognized that the legislature did not intend to provide a windfall to a
. Defendants submit that Plaintiffs motion is limited by
. This figure assumes that the 5.45 hours for Mr. Gerhardstein’s law clerk is allowable.
.
Whenever a monetary judgment is awarded in an action described in paragraph (1), a portion of the judgment (not to exceed 25%) shall be applied to satisfy the amount of attorney‘s fees awarded against the defendant. If the award of attorney’s fees is not greater than 150% of the judgment, the excess shall be paid by the defendant.
. This percentage equals approximately $1 ($15,000 x .0000666 = .999). The Court rounds the amount to $ 1.
. At least one court has departed from the standards set forth in
This case is distinguishable on the ground that the Plaintiff received $15,000 in monetary damages. It is beyond reason to argue that the Plaintiff‘s award was not a “monetary judgment” as contemplated by