3 Denio 381 | Court for the Trial of Impeachments and Correction of Errors | 1846
By the act “ for the better organization of criminal courts in the city and county of New-York,” it is enacted that “ the court of general sessions in the city and county of New-York shall hereafter be held and all the powers thereof exercised ” by a recorder and two judges ; and a salary of $2000 each is given to those judges. (Stat. 1840, p. 257, §§ 1, 5.) Mr. Lynch was appointed one of the judges. By an act passed in 1841, it is declared that “ the arrears of salary ” of those associate judges “ now due and their salaries hereafter to become due,” shall be county charges, and that the supervisors “ shall audit and allow the account for such arrears on or before the 10th day of July next, and hereafter quarterly as such salaries may become due.” (Stat. of 1841, p. 267, § 4.) A provision of the revised statutes declares that “ if any supervisor shall refuse or neglect to perform any of the duties which are or shall be
Perhaps the constitutional question referred to in the charge of the judge, does fairly arise in this case; for if the act appointing Mr. Lynch an assosiate judge was unconstitutional, his acts as such, certainly as to himself, were void, however they might affect third persons. Consequently he was personally liable to any one injured thereby, and could not justify under his appointment, much less could he claim compensation for performing those acts. But it is not clear that the legislature had not the power to direct, by another law passed after the services were rendered, that he should be paid therefor by the county. It could not require a corporation to pay this, for that would be the same as taking the property of an individual for that purpose : and not being for public benefit, that could not be done even with compensation. But the power of the legislature to make an appropriation to be paid by a certain portion of the state, might possibly be quite a different question. That the whole scope and aim of the law of 1840 was an infringement upon the corporate rights of New-York, I have very little doubt. That the language, spirit and intent of the act were to reorganize the court of general sessions in that city, to me is obvious, and I cannot eviscerate it, and abrogate some of the most important of its provisions, for the purpose of making it innoxious and enabling it to evade the constitution. A higher power than the legislature has forbidden it. The jury was distinctly instructed that the law of 1840 was constitutional; and even if we suppose a conviction could have been had for the violation of the law of 1841, yet not knowing what course the cause would otherwise have taken, we are not to consider the effect of that charge as harmless.
But I do not put my vote in tnis cause upon that ground alone. There is in my opinion another, and perhaps in its effects upon community a more serious error in this decision. The liability of public officers is a matter of grave importance. On the one hand, they should be held to a faithful, vigilant and
I cannot believe for a moment that the statute giving this penalty was ever intended to reach a case of an imperfect or mistaken performance of dut]r as a member of the board—a mere misfeasance—when there was no malice or corruption. The evidence shews that the defendant was willing to join in a vote to audit and allow the account, if it could be accompanied by an expression of disapprobation of the law, which he judged to be important to protect the rights and interests of the corporation. He was not wholly opposed to the payment of the salary, but insisted only that it should be granted in such a manner as seemed to him discreet and proper. The method which he approved not being assented to by a majority of the board, he declined to give an affirmative vote in favor of the allowance. To neglect or refuse to act is one thing, but to act according to hi
But there is another objection fatal to this judgment. It must be remembered that intent is laid out of the case by the charge of the judge. We have then an action for a penalty against a supervisor for refusing and neglecting to perform his duty as a member of the board, because he refused to “ audit and allow ” a salary I am now supposing these disputed laws valid, and the defendant proved to be a supervisor. This action by the people should not be sustained, except upon the same principle that an action for the neglect or refusal to perform a duty would lie against an officer by a person who had suffered damage by his delinquency It never could have been intended that a supervisor, who had done what he conceived to be his duty, should be liable at all events, and that too for penalties in the name of the people. No matter what his duty or station, if he act with malicious or corrupt intent, he is indictable. But to give the people an action where there has been an honest attempt to fulfil the duty, and where if an individual had suffered thereby he would not be állowed to recover, would be refining upon the law of penalties, and a cruel novelty in our criminal jurisprudence; The penalty is given for an “ offence,” and its object is to punish, and therefore the case, I have no doubt, should be passed upon by a jury. It never should be enforced for an imperfect performance, done in good faith—certainly not, unless the act is purely a ministerial one. The duty in this case was not ministerial in its character. The statute does not direct the supervisors to order payment of a given sum, but they are to “ audit and allow ” the arrears of salary. The very words of the statute import the exercise of judgment and discretion. The board was not a mere
Again, public policy, in my opinion, is decisive against this action. To sustain the positions necessarily contended for by the plaintiffs in this cause, would take from these very important public officers that independence and freedom of action, absolutely necessary to a proper discharge of their official duties.
With the greatest respect for the eminent men whose decision we are reviewing, I must vote for a reversal.
Lott, Senator. This suit is brought for the recovery of a penalty alleged to have been incurred by the plaintiff in error, for a violation of duty as one of the supervisors of the city and county of New-York.
By the general law prescribing the duties of county officers, . it is provided, among other things, that “ The board of supervisors of each county in this state shall have power at their annual meetings, or at any other meeting,—1. To make such orders concerning the corporate property of the county as they may deem expedient. 2. To examine, settle and allow a 11 accounts chargeable against such county, and to direct the raising of such sums as may be necessary to defray the same. 3. To eudit the accounts of town officers and other persons against
The principal ground taken against the plaintiff’s right to recover is, that the act of 1840, providing for the appointment of the associate judges, is unconstitutional; and the case of Purdy v. The People, (4 Hill, 384,) is relied on as a decisive authority in support of that position. In my judgment, it does not warrant or sanction it. The question there arose upon an information in the nature of a writ of quo warranto, filed against Aider-man Purdy for exercising the office of judge of the court of general sessions in and for the city and county of New-York, and the only point decided was, that the aldermen of that city, notwithstanding the act, were entitled to act as judges of that court. Two general grounds were insisted on in favor of that right by the counsel for the defendant. The first assumed', that the act referred to did not in fact abrogate those parts of the city charter of the city of New-York, and of the acts of previous legislatures, which empowered aldermen to sit as judges of the court of general sessions; and that its whole effect, considered in connection with the charter, as it previously stood, was to enable the recorder and the two judges to be appointed under it to
The presumption is always in favor of the validity of a law, if the contrary is not clearly demonstrated. Chief Justice Marshall, in Fletcher v. Peck, (6 Cranch, 87,) says—“ It is not on slight implication and vague conjecture that the legislature is to be pronounced to have transcended its powers, and its acts to be considered void. The opposition between the constitution and the law should be such that the judge feels a clear and strong conviction of their incompatibility with each other.” And Chief Justice Savage, in Ex parte Colburn, (1 Cowen, 564,) says: “ Before the court will deem it their duty to declare an act of the legislature unconstitutional, a case must be presented in which there can be no rational doubt.” If, therefore, the decision in Purdy v. The People can be sustained on the first ground, it will be presumed to have been based on that and not on the unconstitutionality of the law. But if it be conceded that the legislature could not divest the aldermen of the right to sit, by a vote of a majority merely, yet it does not necessarily 'follow that additional judges cannot be added by such a vote; and I shall be slow to yield my assent to the doctrine that every law affecting the organization or powers of the courts of common pleas, oyer and terminer, and general sessions of the peace, or relating to the administration of justice in the city and county of New-York, is an alteration of the chartered rights of that city. Chancellor Kent, in his notes on this charter, when commenting on the sections relating to those courts, says that they have been entirely superseded by a succession of statute regulations, and that upon those statute foundations, and not on those sec-
In the view, however, which I have taken of this case, it is unnecessary to express any opinion as to the constitutionality of the law of 1840. The duty to audit and allow the accounts of the associate judges was not imposed on the board of supervisors by that act, but by the act of 1841, making their salary a county charge. Judge Lynch then held a commission as one of the new associate judges, dated on the 14th day of May, 1840, “ in due form as required by law and it appears that he had performed the duties of his office since his appointment. He was, therefore, at least an officer de facto, if not de jure, acting not by a mere usurpation of power without color of right, but under a license or authority emanating from the government itself. His title was not inquirable into by the board of supervisors. Their powers in relation to his account rendered for arrears of salary due when the act was passed, were limited and specific. They were to “ audit and allow” it by a certain day, under a salary ascertained and fixed by law. They coul.d not question his right to compensation, nor exercise any discretion as to the amount. Both were established and declared by the legislature. Their duty was, therefore, of a ministerial character only, and they could not assume the province of the judiciary and decide on the validity of the appointment of the judge, whose account they were enjoined to audit and allow. This principle was fully and, I think, properly settled in The People v. Collins, (7 John. 549,) and in The People v. Dean, (3 Wend. 438.) In the first case, certain individuals had been elected commissioners of highways, but the certificate of their oaths of office had not been filed in the office of the town clerk, a neglect to do which was, by the law, declared to be a refusal to serve. Upon this state of facts, the town clerk refused to record a survey of a road made by them, assigning their neglect, among other grounds, for his refusal. In reference to this, the court, on granting a mandamus to compel him to record the road, say—“ The persons by whom the mad was laid out were commissioners de facto, since they came to their office by color
It is also a well settled rule, that the acts of an officer defacto are as valid and effectual when they concern the public and the rights of third persons as if he was an officer dejure; and his right to perform those acts is not inquirable into in a collateral proceeding. The present action is brought by the people against the defendant for a violation of duty imposed by law, and it is not competent for him to impeach the title of Judge Lynch, who is not a party to the suit, although it was originally commenced on his information and request. If that were allowed, the rights of a person in office might be prejudiced without an opportunity of protection. The proper remedy, in the first instance, is by an information in the nature of a quo warranto by which the right to the office may be tried. (See The People v. The Mayor, &c. of New York, 3 John. Cas. 79. In Mclnstry v. Tanner, (9 John. 135,) an objection was taken
It appears to me clear, therefore, not only that the board of supervisors had no right, but that this court cannot in this suit,, to which Judge Lynch is not a party, decide upon his title to the office of associate judge by virtue of his appointment under the act of 1840.
There is another view of the case, which in my judgment is conclusive against the defendant, even upon the' assumpion that the law of 1840 was unconstitutional, and that the commission of Judge Lynch was invalid. He had at the time of the passage of the act of 1841, been for more than a year in the discharge of duties for the public under the color of an appointment, and with the consent and continued acquiescence of that public, devoting his time and services to the protection of the community in the enjoyment of their rights of property and personal liberty,, for which he had received no remuneration. In consideration of these facts, the legislature declared that his compensation, which had been fixed at the annual salary of two thousand dollars, should be a county charge; and directed the board of supervisors to audit and allow his account for arrearages due by a specific day. It is important to bear in mind that this duty was imposed by the act of 1841. The act of 1840 is referred
There is no force in the objection that the act of 1841, was a “ bill appropriating the public moneys or property for local or private purposes,” and therefore void for the want of the assent of two-thirds of the members elected to each branch of the legislature. It was a law making provision for the payment of an honest claim due for services rendered to the public and which good faith required them to pay. It was in no sense, a gratuity
The point is now to be considered whether the circuit judge erred in instructing the jury that under the evidence it necessarily followed that the defendant had incurred the penaly sued for. After a careful examination of the points discussed on the argument, I cannot see what other conclusion could have been arrived at. Though it does not appear to have been distinctly proved that the defendant was the mayor of the city,.yet that fact was obviously assumed by both parties, and the trial proceeded on that assumption. The testimony consisted, almost exclusively, of admissions and documentary evidence, and there is no pretence that any portion of it was contradictory. It then presented a case of undisputed facts, and if the view of the law as applicable to them, taken by the circuit judge, was correct, there was no escape from the conclusion that the defendant had incurred the penalty. If the charge of the judge had been that the vote of the defendant against the audit and allowance of the account made him liable for the penalty, it would have been in legal effect the same as that in fact given, and it certainly would have been surprising to have found it gravely submitted to the jury to decide, upon the official proceedings of the board of supervisors indisputably showing it, whether such vote had been given. As therefore there was no disputed question of fact for the determination of the jury, no objection exists against the positive instructions of the circuit judge, as to the liability of the defendant, if the negative votes given by him on the question of the audit and allowance did in law render him liable. That question will now be briefly examined, and in its consideration I will notice, as connected with it, the exceptions taken to the refusal of the judge to charge the jury as requested by the counsel of the plaintiff in error. The right of Judge Lynch to the payment of the arrears of salary due him at the time of the passage of the act of 1841, and the validity of the
It was insisted, however, that the penalty is not incurred unless the intention of the board in not auditing and allowing the account was corrupt. This view is wholly untenable. The offence consists in the refusal to perform the duty required by law, and not on the intent or motive by which the members of the board are actuated. It is a universal principle, that a man shall be taken to intend that which he does. (Stark. Ev. pt. 4, p 739.) It was even held in The People v. Brooks, (1 Denio, 457,) that a justice of the peace w'as indictable for a misdemeanor as for a wilful neglect of duty, refusing to take an affidavit in
It was also urged that the penalty was intended for a violation of á public duty, and not to aid in enforcing a private claim for a debt due. There is no such distinction in the statute.' That is general, applying to a refusal or neglect to perform any of the duties which are or shall be required of any supervisor by law as a member óf the board. But if the construction were as supposed it would not avail the defendant. Although provision was made for satisfying the claim of Judge Lynch for his services, yet it was for a debt due from the public, which they were bound to discharge. The general object of the law was to secure the effectual administration of justice by the payment of the officers chosen to administer it; a duty certainly not less imperative and important than the erection of a county clerk’s office.
It was further insisted that the refusal complained of was not an “ offence” within the meaning of the revised statutes. Without now inquiring what is the ordinary and general interpretation of that term, when used in a statute, it appears to be sufficient to say that its meaning, in the section imposing the penalty, is defined, by the section itself, to be a refusal or neglect to perform any of the duties -required by law of a supervisor as a member of the board of supervisors.
It is no answer to this action, as Was also claimed by the plaintiff in error, that Judge Lynch had another remedy which he might have enforced. The legislature had authorized him to adopt the course he has pursued, and it was not the province
If the above views are correct, the defendant was liable. There was no question of fact which the jury were precluded from passing on. They were not authorized to determine whether the defendant had on the facts admitted and proved in- , eurred the penalty. That was a point to be' decided by the circuit judge, and with which the jury had no legal right to interfere.
Having thus disposed of the questions presented by the bill of exceptions, and shown that none of the exceptions are well taken, the only point remaining to be noticed is the objection urged against the declaration on the motion made in arrest of judgment. In relation to this I deem it unnecessary to add any thing to the reasons assigned by Judge Cowen on the denial of the motion, and in which I fully concur, except to refer to the case of Smith v. Brown, (1 Wendell, 231,) in support of that decision. In every aspect of the case I am satisfied that the judgment of the supreme court ought to be affirmed.
On the question being put, “Shall this judgment be reversed?” the members of the court voted as follows:
For reversal: Senators Beers, Burnham, Deyo, Hand, Jones, Sanford, S. Smith, Talcott and Williams—9.
For affirmance: The President, and Senators Backus, Denniston, Emmons, Folsom, Hard, Lott, Porter, J. B. Smith and Wheeler—10.
Judgment affirmed.