OPINION AND JUDGMENT
This action challenges the constitutionality of the New York City Board of Estimate (“Board”). Familiarity with previous decisions herein is assumed.
See Morris v. Board of Estimate,
In brief summary, plaintiff residents of the Borough of Brooklyn instituted this action contending that, pursuant to sections 61 and 62 of the New York City Charter, the allocation of one vote to each Borough President, as members of the Board, contravened the “one person, one vote” rule of the United States Supreme Court because of the widely disparate populations each Borough President represent
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ed. This court, following the remand, applied the test adopted by the Supreme Court in
Abate v. Mundt,
“(1) those agreed valid policies and interests presently served by the Board; and
(2) those disputed policies and interests which at least one defendant maintains are valid and are presently served by the Board____”
DISCUSSION
I. Justification Burden
The Supreme Court has made it clear that the existence of malapportionment places the burden upon defendants. As the Supreme Court pointed out in
Brown v. Thomson,
“A plan with larger disparities ... [than 10%] ... creates a prima facie case of discrimination and ... must be justified by the State.”
Arguably, even were the disproportion explainable, defendants here might ultimately fail their justification task, since the Supreme Court has warned that immoderate inequalities may be intolerable whatever the meritorious objectives.
See, e.g., Reynolds v. Sims,
Those warnings together with the huge 132.9% inequality afford a basis for the formidable charge by Citizens Union that the Board’s voting plan is facially unconstitutional.
See, e.g., Preisler v. Mayor of St. Louis,
Still, despite its admonitions, the Supreme Court has never
established
a figure for per se illegality. Thus, in
Mahan v. Howell,
“While this percentage may well approach tolerable limits, we do not believe it exceeds them.”
More recently, in
Brown v. Thomson,
Like the Mahan comment, however, Justice O’Connor’s did not specify that “outer limit”, obviously because one has not been set. In other words, though consistent with the cautionings against large deviations, these comments indirectly underscore that:
“[T]he [Supreme] Court has never enunciated specific maximum variations which will invalidate a reapportionment____”
Boyer v. Gardner,
Viewed in that light, not reaching the yet unquantified question of facial unconstitutionality — if possible — is preferable and actually follows the Supreme Court’s example.
“We are doubtful ... that the deviations [for the Texas House of Representatives] evident here [about 26%] are the kind of ‘minor’ variations which Reynolds v. Sims indicated might be justified by ... the maintenance of established political subdivisions....... But we need not reach that constitutional question, for we are not convinced that the announced policy ... necessitated the range of deviations between legislative districts____ [Among other deficiencies in its findings,] the District Court [did not] articulate any satisfactory grounds for rejecting at least two other plans ..., which respected county lines but which produced substantially smaller deviations from the principles of Reynolds v. Sims. ”
Kilgarlin v. Hill,
A. Issues
As pointed out in
Brown v. Thomson,
“whether the legislature’s plan ‘may reasonably be said to advance [a] rational state policy’ and, if so, ‘whether the population disparities among the districts that have resulted from the pursuit of this plan exceed constitutional limits.’ ”
Dissenting in
Brown v. Thomson,
“Second, a court must consider the quality of the reasons advanced by the State to explain the deviations. Acceptable reasons must be ‘legitimate considerations incident to the effectuation of a rational state policy,’ Reynolds [v. Sims,377 U.S. 533 ,] 579 [84 S.Ct. 1362 , 1391,12 L.Ed.2d 506 (1964)], and must be ‘free from any taint of arbitrariness or discrimination,’ Roman [v. Sincock,377 U.S. 695 ,] 710 [84 S.Ct. 1449 , 1458,12 L.Ed.2d 620 (1964)]. See Mahan v. Howell,410 U.S. 315 , 325-26 [93 S.Ct. 979 , 985-86,35 L.Ed.2d 320 ] (1973). Third, the State must show that ‘the state policy urged ... to justify the divergences ... is, indeed, furthered by the plan.’ id., at 326 [93 S.Ct. at 986 ]. This necessarily requires a showing that any deviations from equality are not significantly greater than is necessary to serve the State’s asserted policy; if another plan could serve that policy substantially as well while providing smaller deviations from equality, it can hardly be said that the larger deviations advance the policy. See e.g., Kilgarlin v. Hill,386 U.S. 120 , 123-24 [87 S.Ct. 820 , 822-23,17 L.Ed.2d 771 ] (1967); Mahan, sufra, [410 U.S.], at 319-20, 326 [93 S.Ct. at 982-83, 986 ] Connor [v. Finch,431 U.S. 407 ,] 420-21 [97 S.Ct. 1828 , 1836-37,52 L.Ed.2d 465 (1977)]. Fourth, even if ... the deviations ... are justified ..., the court must nevertheless consider whether they are small enough to be constitutionally *1467 tolerable. ... Mahan, supra, [410 U.S.], at 326 [93 S.Ct. at 986 ].”
As a minority opinion, Justice Brennan’s explication is not controlling. In a larger perspective, however, his detailed guide is consistent with the majority’s broad statement and cogently distills the Supreme Court’s antecedent body of law.
Looking to that guide, the first step (the malapportionment stage) has been taken and the fourth (essentially a per se evaluation) will not be for reasons just given. The second and third steps are left, their respective issues being whether defendants’ proffered policies and interests are valid concerning the Board, and if so, whether its current voting plan furthers them.
Regarding the validity issue, the Supreme Court has not precisely defined the characteristics of legitimate goals.
See Reynolds v. Sims,
Nor has it announced an all-inclusive list.
See Karcher v. Daggett,
Nevertheless, the Supreme Court and lower tribunals have countenanced certain considerations germane here. See generally Charo, Designing Mathematical Models to Describe One-Person, One-Vote Compliance by Unique Governmental Structures: The Case of the New York City Board of Estimate, 53 Fordham L.Rev. 735, 803 (1985) (“Charo”) (“[The] Board ... exhibits many, but not all, of the characteristics of local government that the Supreme Court has singled out for special protection from the stress caused by searching for perfect population equality.”).
The furtherance issue explores (in part) whether another plan would “substantially vindicate” the identified rational objectives “yet approximate population equality more closely.”
Karcher v. Daggett,
As relevant to those issues, defendants in the Joint Stipulation of Policies and Interests proffer these considerations in support of maintaining the status quo:
“1. Absence of any demonstrable injury to the populations of the more heavily populated boroughs as a consequence of requiring equal votes among the boroughs, particularly in light of the presence on the Board of three members— the Mayor, the Comptroller and the City Council President — who are elected by all the voters in all the boroughs, who each have two votes, and who in the aggregate outvote the five borough presidents.
2. Uniqueness of the Board as a form of local government because of its composition and voting allocation.
*1468 3. Meaningful representation of the citizens of the lesser populated boroughs, especially Staten Island, in Board affairs. 3
4. Preservation of the boroughs as legitimate representational entities in local government.
5. Use of natural and historical borough boundaries to define representational entities in local government.
6. Historical treatment of the boroughs as separate governmental entities.
7. Necessity of retaining borough representation on the Board in light of abolition of such representation on the City Council.
8. Effectiveness of a Board comprised of only eight members.
9. The long-standing dual role of borough representatives as both Borough Presidents and the member of the Board.
10. Coordination of City and borough governmental authority and responsibility.
11. Ability to balance differing interests and needs, and to accommodate development and long-term planning requirements of both the boroughs and the City as a whole.
12. Flexibility to meet changing societal needs, particularly in a large municipality whose local government is complex.
13. Correlation between the functions of the Board and the impact of those functions upon the boroughs, particularly in regard to the formulation of the capital budget, in order to assure that different parts of the City get their fair share of service contracts and capital budget allocation which might otherwise go to those portions of the City contributing the most tax dollars.
14. Necessity and effectiveness of borough representation in local government as an intermediate size entity, with citywide representation being larger and community board representation being smaller.
15. Ability of the Board as presently constituted to eliminate undue concentration of executive power and to supplement the City Council, which retains the general legislative power of the City.
16. Effectuation of delegated police-power responsibilities.
17. Equality of voting power on the Board among the boroughs, as boroughs.”
1. Validity Issue
Four of the foregoing policies and interests must be rejected as manifestly invalid.
No Injury (Number 1)
The asserted absence of harm disregards the Supreme Court’s decisions to the contrary.
See e.g., Chapman v. Meier,
Directly put, the 132.9% variance evidences the harm — as have mathematical assessments of legislative designs since the early years of judicially mandated suffrage equality.
“[Ojvervaluation of the votes of those living here has the certain effect of ... undervaluation of the votes of those living there. The resulting discrimination against those individual voters living in disfavored areas is easily demonstrable mathematically. Their right to vote is simply not the same right to vote as that of those living in a favored part of the State. Two, five, or 10 of them must vote before the effect of their voting is equivalent to that of their favored neighbor.”
Reynolds v. Sims, 377
U.S. at 563,
Moreover, the political harm should come as no surprise to those defendants who were also parties in
Andrews v. Koch,
“On the undisputed facts it is obvious that a voter in the Bronx or Staten Island gets substantially more representation for his or her ballot than a voter in Brooklyn or Queens. The effect is to deprive voters in the latter boroughs of an equal opportunity to participate in the political process.”
Id. at 251.
Defendants’ contention that no injury occurs, partially due to the city-wide members’ supposed salutary effect on the disparity, is essentially an attempted relitigation of the malapportionment methodology and deviation issues. In deciding those issues, the court extensively examined and distinctly rejected the at-large mitigation argument, concluding that:
“Nor does the city-wide presence dictate adjusting [the] methodology [to account for their alleged influence on the disproportion]. As prior decisions properly have done, the at-large representation should be eliminated from the deviation computation. That approach comports with the Board’s existing theoretical relationships, with the common sense limitation on valid mathematical assessment and, ultimately, with the Supreme Court’s guidance.”
Morris v. Board of Estimate,
To be fair, the perspective of the citywide representatives on the Board surely contributes to its performance. See, e.g., New York State Charter Revision Commission Report at 84 (1975) (“The Board ... is well structured to make important political decisions and to resolve conflicts between city-wide and local interests. ... Its mixture of city-wide and borough officials provides a balanced perspective.”); Kramarsky Aff. and Ex.: “The Kramarsky Study” at 115 (“These three officials are concerned with the welfare of the city as an entity; it is left to the Borough Presidents to add local ... opinion to the Board’s deliberations. Needless to say, the Borough Presidents are equally as concerned with citywide policy____ It must be recognized, however, that they are often subjected to more intense local pressures.”).
In that vein, defendants have put forth other concerns enveloping the benefits of the at-large members’ “big picture” orientation. See Joint Stipulation of Policies and Interests: Numbers 10, 11 and 13. In contrast, when proposing — as in Number 1 — that the city-wide officials ameliorate the 132.9% disproportion so no inequality injury is incurred, defendants collide head on with elementary reapportionment jurisprudence and the law of this case.
Uniqueness (Number 2)
The Board’s purported uniqueness is likewise unavailing, although for discussion’s sake its truth is assumed.
See
Professor Heywood T. Sanders’ Sup. Aff. in Support
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of PI. Motion for Summary Judgment at 4 (“[The] Board ... has no precise analogue in other cities, as it constitutes the last example of a ‘bicameral’ local legislature.”).
But see Morris v. Board of Estimate,
Cognizable considerations must have some political utility, as do “making districts compact, respecting municipal boundaries, preserving the cores of prior districts, and avoiding contests between incumbent Representatives.”
Karcher v. Daggett,
Police Power (Number 16)
Police power fares no better for a different reason. See Br. of I. Def. Ponterio at 27 (“The State ... has made it eminently clear that in delegating police power to municipalities it places great importance on such municipalities having strong and effective governments.”) (citing N.Y. Const, art. IX, § 1 (McKinney 1969); N.Y. Exec. Law § 150 (McKinney 1982)).
Where uniqueness offered too little, police power offers too much. Presumably,
all
States desire strong local governments for facilitating the provision of municipal services.
See Avery v. Midland County,
That génerality removes police power as a legitimate aim candidate.
See Karcher v. Daggett,
Equal Borough Votes (Number 17)
The last consideration rejected is equal Board voting power for the boroughs. The one borough, one vote proposition clashes with the one person, one vote rule. The Constitution does not mandate identical votes for boroughs with widely disparate populations.
See Andrews v. Koch,
It directs, instead, that any citizen shall have a vote equal to any other citizen — no matter the borough of either.
See Dunn v. Blumstein,
It is a citizen’s right — not a borough’s— which is the equal protection center of attention.
See Reynolds v. Sims,
A subsidiary point is pressed to sustain the status quo.
“A change in the Board’s composition and voting strength would be a breach of an implied condition under which [Staten Island] gave up its own self governance and entered into Greater New York in 1898 and would result in [its] residents ... being deprived of a chance to influence decisions which have a great impact upon their county’s future.”
Aff. of John J. Marchi at 19.
Obviously, any such tacit agreement has been nullified by post
Baker v. Carr,
Turning now to defendants’ remaining policies and interests, these will be appraised in groups also as to their validity, and if weathering that issue, as to their furtherance by the Board’s voting plan.3 4
Historical (Numbers 5, 6 and 9)
Since the 1898 consolidation, the boroughs have comprised the City. Correspondingly, since the 1901 Charter, the Board has reflected the metropolitan makeup with its Borough President membership.
Unquestionably, the City’s government has centralized with authority moving from the boroughs. See Aff. of Loring McMillen at 6 (“[T]hrough several charter revisions, the powers of the Borough Presidents were decreased substantially with many responsibilities shifted to the Mayor.”). Similarly, citizen-borough ties have loosened. See Aff. of Edward L. Sadowsky at 4-5 (“[T]here has been a considerable erosion in the identity which citizens make with the boroughs in which they live.......[T]he citizens of the Bronx and Brooklyn ... are likely [to] refer to themselves as coming from communities within a borough rather than the borough itself.”).
Notwithstanding, whether primary residential referents or not, the boroughs are areas of dwelling. As such, they continue to be political entities for purposes of voting and representation in City affairs. Thus, the Board of Education, the Board of Trustees of the City University, the Industrial Development Agency, the Board of Elections and the Planning Commission are all statutorily required to have (appointive) borough representation. See N.Y. Educ. Law § 2590-b (McKinney 1981); id. § 6204 (McKinney 1985); N.Y. Gen.Mun. § 917 (McKinney 1986); N.Y.Elec. § 3-200 (McKinney 1978); New York City Charter & Ad. Code Ann. § 192 (Williams Press 1976), respectively.
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As with those City agencies, the Board’s time-rooted membership evidences on-going borough residential-political consciousness. Against that background, history is a valid concern as to the Board.
See Abate v. Mundt,
Natural Boundaries (Number 5)
Entwined with the historical consideration is respect for natural boundaries, also a judicially recognized objective.
See Reynolds v. Sims,
Integrity of Political Subdivisions (Numbers 4, 6, 7, 9 and 14)
For clarification, acknowledging the integrity of political subdivisions means accounting for the boroughs as subordinate governmental units. This category may be the strongest.
See Abate v. Mundt,
Plaintiffs particularly concede that:
“This interest is clearly cognizable____ Each of the five vestigial county government[s] constitutes a political subdivision of the City ... deserving] to have its integrity respected. ... As long as the chief executives of the county governments are representatives on the Board, there will be no necessity to compromise the integrity of these subdivisions.”
Aff. of Richard Emery and Ex. in Support of Summary Judgment at 34-35.
See generally Greenwald v. Board of Supervisors of the County of Sullivan,
Effectiveness
(Numbers 4, 8, 10, 11, 12, 13 and 14)
Effectiveness, the “ability] to accomplish a purpose,” Webster’s Third New International Dictionary at 724, is an objective which the State has expressly embraced.
“Effective local self-government and intergovernmental cooperation are purposes of the people of the state.”
N.Y. Const, art. IX, § 1 (McKinney 1969). See also N.Y. Exec. Law § 150 (McKinney 1982) (“The future welfare of the state depends in large measure on the effectiveness of local government and of its relationships to state government____”).
From 1901, the Board has been composed of those elected borough and city-wide officials with the greatest metropolitan influence. That small, mixed assembly has proven conducive to accomplishing the Board’s mission.
“The strength of the Board ... rests, in part, on its mission ‘to direct the business of the City.’ It is the ability to *1473 resolve policy and priority disputes that characterizes the Board’s ... preeminent position in the city government. The members ... each publicly elected, each with a broad and diversified constituency, and each in an executive position ..., represent a far greater consensus than any other executive body. Their relatively small number enables them to act more decisively than most legislatures.”
Kramarsky Study at 16. See, e.g., Aff. of Edward I. Koch at 1 (“[T]he Board operates very effectively ... in helping to govern this complex city. Indeed, in the mid-1970’s, the Board struggled with — but weathered — the most serious fiscal crisis with which any major American city has had to grapple in modern history.”).
Concomitantly, by interacting with the matters presented to it, the Board has accumulated experience, in turn, contributing to greater effectiveness.
“The resources of the City ... are limited, though the demands made ... are infinite. Therefore, resource allocation is necessary. The Board ... is the one [body] which has developed systems and expertise in the resolution of conflict between local and city-wide interest.”
Kramarsky Study at 102. See, e.g., id. at 66 (“[The Board] ... possesses the intangible advantage of almost 70 [now over 80] years of experience with franchise questions____”). See generally New York State Charter Revision Commission Report at 84 (1975) (“[The Board] has been a magnet for issues that require deliberative judgments in the best interests of the City as a whole, and it has repeatedly been assigned responsibility for sensitive matters ... not ... adequately handled by other bodies or officials.”).
For the most, the litigants once again join, agreeing that the Board is effective.
5
See
Charo, 53 Fordham L.Rev. at 739 (“[T]he Board represents a concentration of legislative, executive and administrative power in the hands of the eight most preeminent local officials ... making it efficient and effective____”).
Cf. Franklin v. Krause,
The court concurs, adding that, with regard to the Board, effectiveness is “a satisfactory explanation grounded on [an] acceptable state policy.”
Swann v. Adams,
Meaningful Representation of Smaller Boroughs in Board Affairs (Numbers 3, 4, 7, 9, and 14)
Meaningful representation, another suggested concern, poses a formulation problem.
See generally
Note,
Fair and Effective Representation: Power to the People,
26 Hastings L.J. 190, 206 (1974) (“Fair and effective representation defies precise defi
*1474
nition.”). For defendants, meaningful representation of smaller boroughs is evidently Board voting equivalence with larger boroughs. As previously noted, the one borough, one vote notion is antithetical to the one person, one vote rule. The smaller boroughs must settle for less.
Cf. Morris v. Board of Estimate,
Plaintiffs, in contrast, point out that:
“Meaningful representation for the lesser populated boroughs is achieved when their borough presidents have influence and power over Board decisions [, approximately in proportion to population represented].”
Aff. of Richard Emery and Ex. in Support of Summary Judgment at 38.
7
See generally Iannucci v. Board of Supervisors of the County of Washington,
So understood, meaningful representation is a cognizable objective, given the Board’s small borough membership.
See Morris v. Board of Estimate,
Checking the Mayor, and Supplementing the City Council (Numbers 7, U and 15) 8
The offsetting of power among coordinate institutions is a fundamental of American democracy.
See United Public Workers v. Mitchell,
The separation of powers’ principle is not limited to the federal government but, as the New York Court of Appeals has made clear, is applicable to this State, and, as modified, to this City.
“One of the fundamental principles ... underlying our Federal Constitution is the distribution of governmental power into three branches — the executive, legislative and judicial — to prevent too strong a concentration of authority in one person or body____ We have consistently recognized that this principle of separation of powers among the three branches *1475 is included by implication in the pattern of government adopted by the State—
Of course, the pattern of government established for New York City by the City Charter is not identical to that of the United States or the State— Still, the City Charter does provide for distinct legislative and executive branches — Thus, our prior decisions have held that ... the Mayor may not unlawfully infringe upon the legislative powers reserved to the City Council — ”
Under 21 v. City of New York,
While not a formal executive or legislative branch member, the Board, with its county contingent participating, assists in markedly curbing extradepartmental ascendancy. The Mayor, in particular, is checked, since having no budget and only two Board votes his role is limited. See generally W. Sayre & H. Kaufman, Governing New York City at 651 (1960) (“[T]he Board is not often led by the Mayor; instead, it unites against him if necessary, absorbs him into the Board as a member without special status if it can.”). That circumscribed influence in a prominent political body curbs the Mayor in general. See id. at 632 (“The Mayor’s membership on the Board is an asset to the Board, a liability to the Mayor.”).
Along with restraining the Mayor, the Board supplements the City Council’s role by providing a major forum for Borough Presidents to voice county interests.
9
See, e.g., Andrews v. Koch,
In sum, the Board, structurally embodying a county faction, counterbalances to an unusual extent the Mayor as well as supplementing the City Council. Those last suggested policies and interests “are consistent with constitutional norms.”
Karcher v. Daggett,
2. Furtherance Issue
Validating the foregoing policies and interests lightens but does not relieve defendants of their burden of justification. They must also demonstate that no alternative plan would satisfactorily embrace the legitimate considerations and diminish the deviation. If another alternative would do so, then the present plan “may [not] reasonably be said to advance” the accepted goals.
Mahan v. Howell,
In
Karcher v. Daggett,
“The showing required to justify population deviations is flexible, depending on the size of the deviations, the importance of the State’s interests, the consistency with which the plan ... reflects those interests, and the availability of alternatives that might substantially vindicate those interests yet approximate population equality more closely.”
*1476
See also id.
at 742 n. 12,
Confusing alternatives with remedies, defendants disavow the formers’ relevance. See, e.g., Attorney’s Aff. of Susan R. Rosenberg at 1 (“[A]ll this discussion is premature and ... inappropriate. The issue before the Court is not remedy, but the underlying merits.”).
To the contrary, scrutinizing alternatives — not remedies — is undeniably appropriate at this point.
See e.g., Kilgarlin v. Hill,
Plaintiffs recognize the reasonableness of examining other schemes, having all along suggested plans that incorporate the accepted aims while reducing the disproportion.
10
See Connor v. Finch,
As one example, plaintiffs point to a weighted voting system keeping the Board’s form but reworking its ballot allocation to correlate with the markedly unequal borough populations. Developed by Professor Steven J. Brams, whose expertise was noted in
Morris v. Board of Estimate,
Professor Lee Papayanopoulos, who has been retained by over thirty county boards of supervisors to assign computer derived voting weights to representational plans, endorses Professor Brams’ design, emphasizing that:
“These very interests are ... of substantial concern to the participants in most of the schemes I have designed____ The towns which comprise New York counties each have their own history, boundaries, integrity, desire for a voice, need not to be dominated and desire to have effective county government. [E]very town has an overriding concern that county government will respect its special needs and integrity.
... [T]his is accomplished ... by ... a weighted voting scheme. Weighted voting schemes parcel out voting power ... in a manner that guarantees each town its fair share, its voice on the critical votes. Because every town representative knows that he or she has a meaningful share of the critical votes, deference and collegiality develop which usually avoid close (critical) votes. But when critical votes do occur every town knows that its voice means something.
Aff. of Professor Lee Papayanopoulos at 3-4.
Cf. Franklin v. Krause,
32 N.Y.2d
*1477
234,
Although rejecting the relevance of alternatives, defendants attempt some rebuttal. For instance, they maintain that weighted voting ignores the relationship between the at-large and borough contingents.
To explain, under Professor Brams’ system, the city-wide members would have twenty votes apiece, in the aggregate sustaining their majority status. The borough delegates would be assigned votes by population, with the Staten Island representative at one end receiving three and the Brooklyn representative at the other receiving sixteen. Critical of such a distribution, city defendants question:
“Does it really make sense that [the Brooklyn] borough president, representing 31.5% of the City’s population, should have 80% of the voting power of the Mayor, Comptroller [or] City Council President, all of whom have been elected by the City as a whole?”
Attorney’s Aff. of Susan R. Rosenberg at 2-3.
Adopting, for the moment, city defendants’ perspective (i.e., in measuring the deviation, the at-large and borough votes should be collectively assessed), the answer is that it makes as little or as much sense as — under the present plan — allocating to the Staten Island Borough President 50% of a city-wide official’s ballot strength when he represents roughly 5% of the metropolitan population. The question is nonsensical because it derives from a faulty formula for calibrating the Board’s composite mode, and simply highlights the analytical pitfalls of gauging together the distinct delegate sets.
Professor Brams, consistent with his previous approved refusal to disperse the citywide members’ conjectured vote influence among the boroughs,
see Morris v. Board of Estimate,
Intervenor defendant Straniere and amicus Marchi chiefly protest that the smaller boroughs would have no say under Professor Brams’ suggested weighted voting system. Professor Papayanopoulos, however, has met that complaint.
See also Greenwald v. Board of Supervisors of the County of Sullivan,
Besides the weighted voting option, plaintiffs have suggested other alternatives, several founded on a proportional representation structure (each borough having delegates corresponding to population) coupled with three respective methods of electing those individuals (adjusted district voting, limited voting and successive approval voting).
It would appear that proportional representation would more closely honor the one person, one vote dictate. See Still, Political Equality and Election Systems, 91 Ethics 375, 384 (1981) (“[Theoretically, under that system,] each group ought to be represented in the same relative numbers *1478 as it would be if the entire electorate were to meet as a direct democracy.”) Also, depending on the process employed, proportional representation would advance some accepted objectives, since (except for adjusted district voting) borough-wide representation would be retained.
Noting that a proportional representation system was brought up before in this suit, city defendants comment that it “received a negative reaction as expensive, cumbersome and essentially duplicative of the City Council.” Attorney’s Aff. of Susan R. Rosenberg at 2. The adverse response was not unmerited as even plaintiffs admit, since Board membership would increase to at least nineteen, thereby negating “the legitimate interest in preserving the small size of a Board.” Aff. of Richard Emery and Ex. in Support of Summary Judgment at 42 n. 20.
Straniere mainly complains that with proportional representation the boroughs would be carved into districts (each approximately Staten Island’s population) causing the City’s “balkanization” and preventing the Board’s ability to continue “as an efficient and effective governing body for this extremely diverse City.” Aff. of Robert A, Straniere at 21-22. At least as to physical subdividing, Straniere is only partially correct. That would occur with adjusted district voting — not with the other suggested procedures. More importantly, even that choice would appear preferable to the current plan with its enormous deviation.
Finally, plaintiffs have previously mentioned other possible designs. One such substitute, which might sufficiently promote the identified goals and comport with equal protection, is a borough residency requirement comparable to that cautiously allowed in
Dusch v. Davis,
Summarizing the furtherance issue, alternatives have been suggested that would “substantially vindicate” the accepted policies and interests “yet approximate population equality more closely.”
Karcher v. Daggett,
That being so, defendants have failed to carry their requisite justification burden.
See Karcher v. Daggett,
II. Remedy
Based on the foregoing, the Board’s voting plan must be recast. That is a legislative task, the judiciary’s role being restricted to seeing that a constitutional plan is enacted in a timely manner.
See Wise v. Lipscomb,
Consistent with its circumscribed role, the court underscores that, while the preceding justification discussion noted the availability of possible alternatives, by no means are they recommended for implementation.
See e.g., Chapman v. Meier,
CONCLUSION
During this justification stage, defendants have proposed numerous policies and interests that are valid in relation to the Board. Plaintiffs, however, have presented alternative plans that appear to respond to the accepted objectives and decidedly decrease the variance; necessarily, the current legislative plan does not further those legitimate aims. Defendants, as a result, have not justified the Board’s present ballot allocation with its large 132.9% deviation from the one person, one vote rule.
Therefore, the court grants plaintiffs’ motion for summary judgment and declares sections 61 and 62 of the New York City Charter violative of the equal protection clause of the fourteenth amendment to the United States Constitution. To remedy that illegality, city defendants are enjoined to undertake curative measures with all deliberate speed, allowing for likely appeals. The Board, in the meantime, shall continue to perform its duties under the present plan.
SO ORDERED.
Notes
. Received along with the parties’ current submissions was a request by Dr. John F. Banzhaf III to appear as an amicus curiae. Evidently, he has reviewed some of the litigation’s latest documents but — oddly—not the 1984 decision settling the methodology and deviation issues. Correspondingly, Dr. Banzhaf s tender is largely directed at decided questions or manifests an analysis contrary to the law of the case. Therefore, given his after-the-fact orientation, Dr. Banzhafs amicus offer must be declined. See 3A C.J.S. Amicus Curiae § 3, at 423 (1973) (’’[T]he court may ... refuse [an amicus curiae motion], according as it deems the proffered information timely and useful----’’).
. The parties’ current submissions are not precisely reflective, but addressing the validity and furtherance issues was directed.
"[The litigants are to list those contested] policies and interests which at least one defendant maintains are valid and are presently served by the Board.”
Morris v. Board of Estimate,
. Unlisted Number 18 is Number 3 with "representation” replaced by "participation.” In a quantitative reapportionment suit, such as this,
see Morris v. Board of Estimate,
"[RJepresentative government is in essence self-government through ... elected representatives ... and every citizen has an inalienable right to full and effective participation in the political processes of his State's legislative bodies. Most citizens can achieve this participation only as qualified voters through the election of legislators to represent them. Full and effective participation by all citizens in state government requires, therefore, that each citizen have an equally effective voice in the election of members of his state legislature.”
Reynolds v. Sims,
. Plaintiffs now acknowledge that, in the main, defendants’ proposed aims are cognizable. At the same time, they stress that the 132.9% disproportion is unforgiven because optional plans, which foster the genuine objectives at lower variances, are available.
"The heart of plaintiffs’ response ... is that a Board with an equal vote for ... each borough is unnecessary to satisfy the interests.......Since none of the concededly valid interests requires the [present] voting dilution ..., no justification exists for deviating from one person, one vote strictures.”
Aff. of Richard Emery and Ex. in Support of Summary Judgment at 32-33 (emphasis in original). While somewhat more resistant, Citizens Union does join plaintiffs for the most part. Regarding the remaining considerations, the court largely agrees with plaintiffs’ revised view.
. Amicus Citizens Union demurs, basically making two objections. First they call into question the concept’s nonspecificity. The dictionary meaning, however, is a serviceable enough yardstick. Second they challenge the Board’s performance.
See e.g.,
New York State Charter Revision Commission Report at 86 (1975) ("Some public criticism ... is directed at [Board] procedures alleged to be unresponsive, inconvenient or undemocratic.”)
But see
Kramarsky Study at 20 ("Much ... criticism ... is directed at procedures____ More often that not, the real objection is to the decision of the Board rather than to the method of achieving it.’’). Despite accounting for such criticism, this fact remains: The Board has been generally commended for the very effectiveness that even plaintiffs early on admitted.
See Morris v. Board of Estimate,
. As with the rejected police power consideration, effectiveness, at least on the surface, suffers some overbreadth. But the Board’s competence has been attested to and — importantly— contrasted with other civic bodies.
See e.g.,
New York State Charter Revision Commission Report at 18 (1900); New York State Charter Revision Commission Report at 84 (1975). This goal, in short, has not been attained by all local governmental institutions. That narrowing distinction renders the
Board’s
effectiveness an "explicit, precise” concern meriting validation.
Karcher v. Daggett,
. The essence of the bracketed portion is contained in a weighted voting discussion immediately after the quoted sentence.
See id
at 39. It should be stressed, though, that proportionality is certainly not mandated by the Constitution.
See Davis v. Bandemer,
— U.S. -,
. Plaintiffs do not take-up in their policies and interests analysis section the Board supplementing the City Council, a consideration limited by the court to mean providing a forum for borough-wide representation. See infra pp. 1475-76 & note 9. Plaintiffs do briefly address this objective before, acknowledging it as "no doubt true.” Aff. of Richard Emery and Ex. in Support of Summary Judgment at 26. In not amplifying on the Board-City Council relationship, plaintiffs have failed as well to list the related concerns (Numbers 7 and 14). The court has done so.
. Intervenor defendant Straniere regards these two political bodies from another vantage point, the Board supplementing the City Council’s powers. Given the Board's stature, that seems a minimizing misperception.
. Plaintiffs, in fact, do not maintain that
all
their suggested alternatives advance
all
the credited aims.
See
discussion
infra
p. 1478. Nor do plaintiffs have to.
See Karcher v. Daggett,
