Morris JACKSON, Petitioner-Appellant, v. Keith SMITH, Warden, Respondent-Appellee.
No. 11-4146
United States Court of Appeals, Sixth Circuit
March 7, 2014
Argued: June 19, 2013. Decided and Filed: March 7, 2014.
Finally, we note that the officers conducting the search conformed to the consistent training and advice that they received from federal and state law enforcement authorities. Officers testified at the suppression hearing that they believed their conduct was lawful based upon Drug Enforcement Agency training, police trainings, and conversations with prosecutors. The existence of police training indicating that certain conduct is lawful does not make the conduct such, nor does it prevent a court from exercising the exclusionary rule. A ruling to the contrary would shield officers from punishment even for flagrant misconduct. But, similarly, the fact that the officers received consistent advice from multiple authorities that correctly reflected the unanimous understanding of multiple circuit courts should not be ignored. It again goes to the broader impression that the officers acted in good faith and in justifiable reliance upon the training that they received.
In light of this overwhelming authority, there is no indication in the present case that the police acted in bad faith or that their conduct was “deliberate, reckless, or grossly negligent.” Davis, 131 S.Ct. at 2427 (internal quotation marks omitted). At the time the police placed the tracking device on Fisher‘s vehicle, the training and guidance provided to these officers by various police agencies and prosecutors all indicated that such conduct was consistent with the Constitution; no circuit authority had indicated that the use of a GPS tracker was unconstitutional, and three circuits had held that such conduct was lawful; the relevant Supreme Court case law had indicated such a practice was lawful; and our precedent also provided binding authority permitting such conduct. These are not the type of circumstances that warrant the application of the “bitter pill” that is the exclusionary rule. As it is apparent that the police acted in reasonable, good-faith reliance and that their conduct was lawful, the exclusionary rule does not apply.
III. CONCLUSION
For the reasons provided above, we AFFIRM the district court‘s denial of Fisher‘s motion to suppress.
Before: GILMAN, GRIFFIN, and WHITE, Circuit Judges.
OPINION
GRIFFIN, Circuit Judge.
Morris Jackson appeals the denial of his habeas corpus petition filed under
I.
In November 2005, an Ohio jury convicted Jackson of aggravated robbery and attempted kidnapping, among other crimes. See
At sentencing, Jackson argued that the offenses of aggravated robbery and attempted kidnapping were allied offenses of similar import under
Jackson petitioned for habeas relief in the district court. As relevant here, Jackson claimed that punishing him for aggravated robbery and attempted kidnapping violated his rights under the federal Double Jeopardy Clause. The district court denied relief on this claim but granted a certificate of appealability. This timely appeal followed.
II.
We first consider whether the heightened standards imposed by the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA) govern Jackson‘s double jeopardy claim. See
In cases where the state court relied solely upon state authority, we previously held that the federal claim was not adjudicated on the merits and considered the claim de novo. See id. (concluding that “[a]ny consideration of the Sixth Amendment contained within the state case law upon which the state courts relied is too attenuated to consider the Sixth Amendment claim to have been ‘adjudicated on the merits‘“). But the Supreme Court recently overruled our approach and held
Citing our earlier decision in Danner, Jackson contends that his double jeopardy claim, though fairly presented, was not adjudicated on the merits and therefore must be reviewed de novo. We disagree. Jackson is correct that the Ohio Court of Appeals’ analysis of his double jeopardy claim was limited to an application of Ohio‘s allied offenses statute,
Pursuant to these standards, eligibility for federal relief on a claim adjudicated on the merits requires the petitioner to demonstrate that the state court‘s decision “resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States.”
III.
Where, as here,
The Fifth Amendment provides in relevant part that no person shall “be twice put in jeopardy” for “the same offense.”
A.
The warden begins his defense of the district court‘s judgment with an argument that is inconsistent with well-settled precedent. According to the warden, “the test for determining whether two statutes constitute the ‘same offense’ for double jeopardy purposes was first developed in Blockburger v. United States, 284 U.S. 299, 52 S.Ct. 180, 76 L.Ed. 306 (1932).” He then contends that the Ohio Court of Appeals “applied Blockburger to the particular statutory provisions at issue as required by United States Supreme Court precedent” and reached a decision that was neither contrary to, nor an unreasonable application of, the Blockburger test.
This argument is entirely inapposite. To begin, the Ohio courts did not apply Blockburger; they applied Ohio‘s allied offenses statute. Nor does the federal constitution require the state courts to apply Blockburger to resolve the double jeopardy claim. What determines whether the constitutional prohibition against multiple punishments has been violated is the state legislature‘s intent concerning punishment. Specifically, “[w]ith respect to cumulative sentences imposed in a single trial, the Double Jeopardy Clause does no more than prevent the sentencing court from prescribing greater punishment than the legislature intended.” Missouri v. Hunter, 459 U.S. 359, 366, 103 S.Ct. 673, 74 L.Ed.2d 535 (1983). In the federal system, it is presumed that “Congress ordinarily does not intend to punish the same offense under two different statutes.” Whalen v. United States, 445 U.S. 684, 691, 100 S.Ct. 1432, 63 L.Ed.2d 715 (1980). “Accordingly, where two statutory provisions proscribe the ‘same offense,’ they are construed not to authorize cumulative punishments in the absence of a clear indication of contrary legislative intent.” Id. at 692, 100 S.Ct. 1432.
In Blockburger, the Court created a test for determining whether two federal statutory provisions really proscribe the “same offense” and thus whether Congress presumptively intended just one punishment: “where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one, is whether each provision requires proof of a fact which the other does not.” 284 U.S. at 304, 52 S.Ct. 180. But this test, the Court has clarified, is merely a “rule of statutory construction,” designed to assist courts in discerning Congress‘s intent; the Fifth (and Fourteenth) Amendments do not require the States to use it, and they are free to create their own tests, whether by statute or through judicial decisionmaking. Legislative intent is the touchstone; it, and not the Blockburger test, determines whether two offenses are the same and, if so, whether multiple punishments are nevertheless intended. Albernaz v. United States, 450 U.S. 333, 344, 101 S.Ct. 1137, 67 L.Ed.2d 275 (1981) (“The question of what punishments are constitutionally permissible is not different from the question of what punishments the Legislative Branch intended to be imposed.“); see also Rance, 710 N.E.2d at 705 (“In Ohio it is unnecessary to resort to the Blockburger test[.]“).
The Court‘s decision in Hunter, 459 U.S. 359, 103 S.Ct. 673, illustrates the point. There, the Missouri Supreme Court, using the Blockburger test, concluded that Missouri statutes prohibiting robbery in the first degree and armed criminal action stemming from the robbery criminalized only one course of conduct. Based solely on that determination, the court found a “multiple punishments” violation, despite acknowledging “that the Missouri legislature had expressed its clear intent that a defendant should be subject to conviction and sentence under the armed criminal action statute in addition to any conviction and sentence for the underlying felony.” Id. at 363-64, 103 S.Ct. 673. The United States Supreme Court reversed, explaining that the legislature‘s intent, not the results of the Blockburger test, controlled: “Where, as here, a legislature specifically authorizes cumulative punishment under two statutes, regardless of whether those two statutes proscribe the ‘same’ conduct under Blockburger, a court‘s task of statutory construction is at an end and the prosecutor may seek and the trial court or jury may impose cumulative punishment under such statutes in a single trial.” Id. at 368-69, 103 S.Ct. 673; see also Ohio v. Johnson, 467 U.S. 493, 499 n. 8, 104 S.Ct. 2536, 81 L.Ed.2d 425 (1984) (“As should be evident from our decision in Missouri v. Hunter, ... the Blockburger test does not necessarily control the inquiry into the intent of a state legislature.“). The warden makes the same mistake here by elevating Blockburger to the status of a constitutional requirement.
B.
The Ohio legislature has expressed its intent in regard to multiple punishments through a rule of general applicability.
(A) Where the same conduct by defendant can be construed to constitute two or more allied offenses of similar import, the indictment or information may contain counts for all such offenses, but the defendant may be convicted of only one.
(B) Where the defendant‘s conduct constitutes two or more offenses of dissimilar import, or where his conduct results in two or more offenses of the same or similar kind committed separately or with a separate animus as to each, the indictment or information may contain counts for all such offenses, but the defendant may be convicted of all of them.
Ohio courts apply this statute, not the Blockburger test, to ascertain the Ohio legislature‘s intent. Rance, 710 N.E.2d at 705; see State v. Bickerstaff, 10 Ohio St.3d 62, 461 N.E.2d 892, 896 n. 1 (1984) (explaining that the allied offenses statute “is a clear indication of the General Assembly‘s intent to permit cumulative sentencing for the commission of certain offenses“). The Ohio Supreme Court has interpreted the statute in various ways over the years. Three decisions are particularly relevant.
The first is State v. Rance, 85 Ohio St.3d 632, 710 N.E.2d 699 (1999), where the Ohio Supreme Court held that when ascertaining whether two offenses are allied, a court must consider the statutory elements in the abstract, as opposed to considering the specific facts of the crime. Id. at 705. The court stated further that “[c]ourts should assess, by aligning the elements of
The second relevant decision is State v. Winn, 121 Ohio St.3d 413, 905 N.E.2d 154 (2009), decided after Jackson‘s convictions became final. There, using the Rance framework, the Ohio Supreme Court concluded that aggravated robbery and kidnapping—essentially the offenses at issue here, though Jackson was convicted of attempted kidnapping—are allied offenses of similar import. Comparing the elements of the offenses in the abstract, the court concluded that “the two offenses are so similar that the commission of one offense will necessarily result in commission of the other.” Id. at 158. This result, the court stated, was “in keeping with 30 years of precedent.” Id.
The third is State v. Johnson, 128 Ohio St.3d 153, 942 N.E.2d 1061 (2010), also decided after Jackson‘s convictions became final. In that case, the Ohio Supreme Court overruled Rance, concluding that its approach was in tension with the language of the allied offense statute, was difficult to apply, offered almost no guidance to the lower courts, and sometimes yielded absurd results. The court created a new standard for ascertaining whether two crimes are allied offenses. Under this standard, “[w]hen determining whether two offenses are allied offenses of similar import subject to merger ..., the conduct of the accused must be considered.” Id. at 1069. This new approach, the court concluded, flowed from the plain language in the allied offenses statute, which focuses on the defendant‘s conduct. Id. at 1070. Accordingly, “[i]f the offenses correspond to such a degree that the conduct of the defendant constituting commission of one offense constitutes commission of the other, then the offenses are of similar import.” Id. If that is the case, “then the court must determine whether the offenses were committed by the same conduct, i.e., ‘a single act, committed with a single state of mind.‘” Id. If that too is the case, “then the offenses are allied offenses of similar import and will be merged.” Id.
C.
Jackson makes two arguments. First, he contends that using the new test for allied offenses set forth in Johnson, it is clear that the Ohio legislature never authorized multiple punishments for his convictions of aggravated robbery and attempted kidnapping. Next, he argues that even under the old Rance test, the Ohio Supreme Court‘s decision in Winn demonstrates that the Ohio legislature did not authorize cumulative punishments for the offenses. Under either theory, Jackson maintains, punishing him for both offenses “violate[s] clearly established Federal law.”
We can dispense with extended analysis of Jackson‘s argument based on Johnson. After Jackson filed his opening brief, another panel of this court held, as a matter of Ohio law, that Johnson applies only in criminal cases that are not yet final, which is to say prospectively. See Volpe v. Trim, 708 F.3d 688, 701 (6th Cir.2013) (”Johnson does not apply ... to cases where the defendant has already exhausted her appellate remedies.“). Johnson was decided after Jackson‘s convictions became final. Accordingly, Volpe forecloses Jackson‘s argument based upon Johnson. 6th Cir. R. 32.1(b); see Walters v. Warden, Ross Corr. Inst., 521 Fed.Appx. 375, 378 (6th Cir. 2013) (”Volpe is binding precedent on this panel.“).
In his reply brief, Jackson acknowledges Volpe but emphasizes his Winn-based argument. He contends that, unlike Johnson, Winn “only clarified and applied existing state law” when it held that kidnapping and aggravated robbery are allied offenses. Also, Winn stated that its holding was “consistent with 30 years of precedent,” which means that the court‘s determination in Jackson‘s case concerning the legislature‘s intent was wrong at the time his convictions became final. Therefore, Jackson concludes, the state court “prescrib[ed] greater punishment than the legislature intended,” in violation of the Double Jeopardy Clause. See Hunter, 459 U.S. at 366.
However, simply because the state court‘s assessment of its legislature‘s intent was wrong does not mean that Jackson is eligible for federal habeas relief. The Supreme Court has made clear that the only question that matters under
Furthermore, our “review under
In Volpe, it is true, we stated in dicta that nothing would prevent the “application of Johnson in habeas review if the Ohio Supreme Court declares that its new test for allied offenses applies in the post-conviction context.” 708 F.3d at 704 n. 3. If that is so, then why not apply Winn on habeas review, provided the decision—as we so far have assumed—sets forth the correct assessment of the legislature‘s intent at the time of Jackson‘s direct review? The reason lies in
Jackson also asks that we certify to the Ohio Supreme Court the question whether Winn applies to a conviction that is already final. But that misses the point. We have so far assumed that Ohio law is as Jackson says it is—that Winn stated the Ohio legislature‘s intent at the time his conviction became final. Whether Jackson‘s position and our assumption is correct (which is precisely what certification would tell us), habeas relief in the face of
IV.
For these reasons, we affirm the judgment of the district court.
HELENE N. WHITE, Circuit Judge.
Concurring in part. I agree that the question whether double punishment for aggravated robbery and attempted kidnapping violates the federal double jeopardy protection is answered by reference to the legislature‘s intent, and that the Ohio legislature‘s intent is to be determined by the Ohio Supreme Court. I also agree that AEDPA circumscribes our analysis. However, I do not agree that habeas relief in this context depends on the state court‘s direct statement: that although the state legislature did not intend double punishment, it is nevertheless permissible, as the majority seems to hold in paraphrasing the language of McCloud v. Deppisch, 409 F.3d 869, 876 (7th Cir.2005). If it were clear that State v. Winn, 121 Ohio St.3d 413, 905 N.E.2d 154 (2009), expressed the Ohio Supreme Court‘s interpretation of the
It is not clear that Winn simply stated the law as it always had been. In Volpe v. Trim, 708 F.3d 688 (6th Cir.2013), we rejected the argument that
Additionally,
Because the decision on Jackson‘s appeal was not contrary to, and did not involve an unreasonable application of, federal double jeopardy law, I concur in the affirmance of the denial of Jackson‘s habeas petition.
HELENE N. WHITE
CIRCUIT JUDGE
