*1 (Judy), Mrs. David Plaintiff MORITZ Appellant,
and CLINIC, C., ARTS P. MEDICAL Lynn Aas,W. Defendants Appellees.
Civ. No. 10036. Supreme of North Dakota.
Jan. Jr., Saefke, Bismarck,
Frederick E. appellant. Bucklin, Bismarck, Zuger & for defend- appellees; argued by Murray ants G. Sagsveen, Bismarck. HODNY, Judge.
WILLIAM F. District appeals summary judg- Plaintiff from a dismissing ment and from an allowing attorney’s order fees. August plaintiff compromised brought
and settled a suit she had for com- pensatory punitive damage against hospital a doctor who was a *2 459 employee and of defendant The brought stockholder Clinic and the doctors a mo- Judge Berning tion before to dismiss Clinic. action. court treated it as a motion for later, plaintiff received the fol- Sometime summary judgment 12(b)(5) under Rule lowing 6, 1979, letter dated December writ- Procedure, North Dakota Rules Civil of and manager ten of the defendant Clinic. pursuant to Rule 21 and 56 thereof dis- “This letter is written to inform you missed the action against all 23 of the doc- Clinic, the Medical Arts P.C. and all tors named in the but otherwise the physicians of associated the clin- denied the allowing motion to dismiss wish to ic withdraw from further treat- action and its manager Clinic ment and your prob- attention of medical continue. appeal No has been taken from lems and also those of member of this dismissal. Subsequently Judge Bern- ing himself, your family. immediate found cause to recuse and as a Judge result assigned Beede was “The reason for this withdrawal should case. you. physicians be obvious to are After discovery proceedings, extremely Clinic treating you uncomfortable made a motion Judge before Beede for they and do not find that do so in the dismissal, judgment of which was physician-patient relationship that they granted.1 The Court also found Plaintiff’s would want to Your past offer. actions claim for relief to granted be frivolous and made it have difficult for them to accept allowing attorney’s a motion fees to the you patient. as a $7,611.00. of Judg- Clinic amount Clinic, “The Medical Arts P.C. and the was appeal- ment entered and has physicians group associated with the re- This required ed. Court is to determine if spectfully you place yourself ask and granting the motion for family members your other of in the care appropriate was whether the granting physician some other in this of communi- attorney fees under Section 28-26-01 ty. The physicians Medical Arts Clinic proper. you continue you will to care for until We shall first deal with the motion and placed yourself have care of the matter alleged of the defamation. doctor, other not exceeding ten 4 Section of Article I the North Dako- days from the date of this letter. This provides ta Constitution as follows: give you ample time to select a write, “Every may freely speak man physician your from the many choice publish subjects, on all competent practitioners in the city. With being responsible for the abuse of that ápproval, your the Medical Arts Clinic privilege. all civil criminal trials your make physician will available to for libel the truth in evi- your histories and information re- dence, and shall be a sufficient defense garding diagnosis and treatment when published good the matter which have been at the received Medical ends; justifiable motives and for and the Arts Clinic.” jury power giving shall have the same brought Plaintiff then an action cases; general verdict as in and in Clinic, manager, Medical Arts the Clinic all indictments or informations for libels physicians with the associated right shall have the to determine alleging is defamatory Clinic that the letter the law and the under the facts direction published. the court as in other cases.” though provision pro- Beede did not issue memorandum 2. Even this constitutional opinion, right but his order contained a statement vides that the mine have the to deter- shall law, .. that “. there is no issue of material the court still retains its function judg- fact that defendants entitled to to determine whether the element can be de- famatory. are Second, Torts, ment a matter of law.” Restatement Comment C. whether the were used in an inno- Century Dakota Code 14- words
North
Section
has the
provides
every person
02-01
cent or
sense.”
right
defamation. This
protection
principle
This
of law was affirmed in
Equity Cooperative
court in McCue v.
Pub-
¶
Syllabus 2 in Rickbeil v. Grafton Deacon
lishing
Fargo, 39 N.D.
167 N.W.
Co. of
Hospital,
ess
(1918),
every
freely
said that
man
There is no
*3
write,
on all
speak
publish
opinions
is
is not warranted if the letter
subjects
responsible for an abuse of
but is
meanings
defamatory
capable of two
—one
injured
privilege
any person
by
to
such
Equity
innocent. McCue v.
and the other
abuse.
Fargo, supra.
Coop Pub. Co. of
14-02,
Century
North Dakota
Code Ch.
involved,
ques
the
If an innuendo is
as
Rights,
Personal
classifies defamation
alleged
of whether the
defamation is
tion
being either libel or slander.
writing is
of
fairly
by
warranted
the
one
is
in
14-02-
Civil libel
defined
NDCC §
Upon finding
to
a
law
court
decide.
03,
follows:
as
possibility that the ascribed libe
reasonable
unprivileged publi-
“Libel is a false
the material
meaning
lous
can be
by writing, printing, picture,
cation
effi-
alleged
defamatory,
jury
to be
it is for the
gy,
representation to the
or other fixed
meaning was
to determine if the libelous
hatred,
eye,
exposes any person
v. Martin
conveyed.
intended or
Ellsworth
ridicule,
obloquy, or which
contempt,
or
610,
Dictionary,
dale-Hubbell Law
69 N.D.
avoided,
causes him to be shunned or
(1940).
“V
That said letter
and fla-
*4
convey
Does the
impression
“the
accuses the
grantly
plaintiff of
crime,
behavior,
the Plaintiff had committed a
or
wrongful acts or
wheth-
respect
some social or
activity
immoral
er of a direct
nature or
criminal
of
as alleged
Paragraph
to
Defendants”
socially
a
immoral or distasteful
of
complaint?
certainly
XII
It is
sus-
conduct.”
ceptible of
meaning,
an innocent
is it
“XII That said
was intended
a defamatory meaning
also
of
so
convey
convey,
to
and did
expose plaintiff
hatred, contempt,
as to
to
community
large,
impression
at
obloquy
ridicule or
her
to be
cause
had committed a
avoided,
shunned or
or which has a tenden-
crime, or some social or immoral
injure
to
cy
occupation?
her in
Section
respect
activity
defend-
14-02-03.
ants,
profession,
and their
and it
to,
did,
was calculated
and
hold the
It
is
opinion
our
a tortured
scorn,
plaintiff up
hatred,
public
construction of the words of the letter could
contempt,
obloquy,
ridicule and
support
meaning
such a
then the
and even
publication,
by such
defendants
predisposed
reader would have
be
meant, and
mean
intended to
said
imagine
beyond
ordinary
activities far
wrongdoings and was so understood
import of the
v.
words used.
In
Haid-
State
publication.”
the readers
said
er, supra, this court mentioned a classifica-
determining
tion of words in
defamation.
determining
whether words are libe
quote
actionable,
We
from that case and
conclude
lous and
the entire letter should
words
this
“obviously
used in
case were
purpose
determining
construed
be
properly
innocent: words which cannot
be
meaning
portion complained
of that
of.
Kuhn,
(N.D.
convey any imputation
construed so as to
on
Dvorak v.
fact, Creighton’s established Linda affi- “During I by Judy, davit and unrefuted it is late handled one or unneces- *6 legal concerning more sary for this to documents a law- decide the issue of Giltner, by Judy against suit Moritz Dr. a whether or not the letter is of a doctor at Medical the Arts Clinic. defamatory meaning. order In for a libel to be there actionable “When I the typed (listening letter
must be a of it to a party. third tape machine) the on the transcribing Kuhn, (N.D. Dvorak v. 175 697 N.W.2d letter, proof-read when I I remem- 1970). The Clinic concedes that the letter legal bered the that I documents had published party was a third —Linda previously my opinion handled. It was Creighton, secretary to administrative Mr. that sent Mr. Aas the letter because of typed Aas—who mailed letter against the lawsuit Dr. I Giltner. did undisputed Judy, it that Linda not, now, and cannot think of Creighton was party third whom reason why the letter was sent.” the letter was communicated the Clinic. regard With to the of an communication According to Linda’s she affidavit Restatement, item allegedly libelous Judy’s against aware of lawsuit Dr. Giltner Second, (1977) and, provides Torts knowledge, 563 fol that she understood lowing: that to mean because law- Perhaps plaintiffs party action the 23 no costs de- are awarded to either and thus by Judge Berning Judge allowing attorney fendants as we view dismissed earlier Beede’s order support finding part remaining in the case could under 28- fees as that based on However, 26-01(2) Berning’s justifying attorney Judge fees. after order. There has been no appeal opinion specifically Berning’s memorandum stated that order. physicians principles desired to with- tion to the firm
suit the Clinic’s law estab- Judy and draw from further treatment of lished that the evidence must be considered family. light party her in the most favorable judgment whom is demanded. involving Actions state of mind are not respect, majority opinion particu- usually disposition by summary suited for larly disregards the case law established in judgment. Empire Fire & Marine Zuraff v. McCue, infra, if extrinsic evidence is Co., (N.D.1977). Insurance N.W.2d needed to determine the statement’s true Nevertheless, when a motion for character, than is a provid supported is made and to decide with the proper aid of instruc- by Rule 56 of the North Dakota Rules of ed tions. Procedure, party Civil an adverse cannot upon allegations
rest
the mere
or denials of
purpose
The very
using
relying
pleadings;
response, by
her
affida
upon extrinsic evidence as an aid in deter-
rule,
provided
vit or as otherwise
mining
the true
is an admission
specific
showing
must set forth
facts
ambiguous.
the statement
Pure le-
a genuine
there is
issue for trial. Rule
gal logic dictates this result.
N.D.R.Civ.P.;
56(e),
Nel
Boone Estate of
deposition
Linda’s affidavit and
were
son,
(N.D.1978). Through
that the Medical Arts P.C. and all if this question, affect the lawsuit in physicians of the associated with clin- whereupon suggested Moritz impro- some ic wish to withdraw from further treat- priety may appear Judge if the remained on your ment and attention prob- medical Judge Berning agreed case. and re- lems and also those member of himself, Judge cused and as a result Beede your family. immediate assigned to the case. “The reason °for this withdrawal should The Clinic made a motion before you. be obvious physicians The are dismissal, Beede for summary judgment of extremely treating you uncomfortable granted. which was The Clinic then moved they and do not find that do so the court to (complaint) declare the action physician-patient relationship they frivolous and to allow the Clinic reasonable would want to offer. past Your actions attorney’s granted fees. court the mo- n have made it accept difficult for them to tion and attorney’s allowed fees to the Clin- you patient. aas $7,611.00. ic in the amount of ap- Moritz Clinic, “The Medical Arts P.C. and the pealed. firmly It established that physicians group associated re- appeals Court does not hear on a de novo spectfully you place yourself ask basis, but reviews the action taken your family members of in the care trial court.1 physician of some other in this communi- appeal' following raised issues: ty. The Medical physicians Arts Clinic summary judgment appropriate? 1. Was you you will continue to care for until apply appropri- a. Did the trial court placed yourself have under the care of legal principles ate law deter- that other doctor but exceeding ten mining reasonably if the letter was days from the date of this letter. This meanings, of two one in- give you ample time to select a nocent and the other libelous? physician your many choice from the ambiguous, b. If the letter is was the competent practitioners city. With proper procedure followed? your approval, the Medical Arts Clinic published? c. Was the letter will your physician make available to your allowing d. attorney’s histories and information re- Was the order fees garding diagnosis proper? and treatment which have been received at the Medical resolving these issues Article I 4 of Arts Clinic.” Constitution, the North Dakota the case law developed pertinent thereunder and state brought The Clinic and the doctors a mo- statutes, pertinent and other authorities Judge Berning tion before to dismiss the must be taken into consideration. (complaint). action The court treated it as motion for provides Section 4 of Article I as follows: 12(b)(5), Rule North Dakota rules of Civil write, “Every may freely speak man Procedure, pursuant to Rule 21 thereof publish subjects, on all dismissed the action all doc- being responsible for the abuse of that tors named in the but otherwise privilege. In all civil and criminal trials *8 denied the motion to dismiss and allowed for may libel the truth in evi- dence, the action the Clinic and its mana- and shall be a sufficient defense ger published good to continue. when the matter is repealed by Supreme 1. NDCC 28-27-32 was § Ch. 311 in cases tried to the court 2, 1971, eliminating jury. appeals § S.L. de novo without a 466 ends; justifiable
motives and for
language
alleged
where the
of an
libel is
jury shall have the same power
giving
fairly susceptible
of a construction which
cases;
general
as in
verdict
and in
renders it
and therefore ac-
tionable,
all
though
indictments or informations for libels
even
it is also
jury
right
shall have the
to determine
of a construction which would render it
the law and the facts under the direction
complaint
states a cause of
action,
demurrer,
of the court as in other
good
cases.”
and it is
to determine whether the
Court,
Equity Coopera
Our
in McCue v.
words were used in an innocent or defam-
Publishing
Fargo,
190,
tive
ofCo.
39 N.D.
atory sense.
[Citations omitted.]
(1918),
page 756” Simple logic and reasoning dictate that quoted Torts, It then from Restatement whenever extrinsic evidence is needed page 559 that: § determine whether a statement is defama- tory “A or defamatory ambigu- communication is if it statement is tends so to harm the reputation of anoth- ous and should be decided er as to lower him in the estimation of Constitution, our unless a jury trial has community or persons to deter third waived, been in which event the trier of associating dealing from or with him.” Judge. facts could be the Wisconsin has a similar constitutional language given “The meaning is provision speech, etc., on free as North Da- person to whom it is addressed kota. ordinarily give would it. meaning Its is that which the recipient correctly or mis- Equity Cooperative In McCue v. Publish- takenly, reasonably understands it to ing 190,167 Fargo, Co. of N.W. 225 applies have. This test both to the court (1918), quoted approval in determining imputation whether an is following: per actionable se susceptible or of a de- injure “That which ‘reputation’ tends to famatory meaning and to the sense; popular to diminish the determining meaning that was esteem, respect, goodwill or confidence in language by held, readers or listen- plaintiff which the or to excite adverse, 138, page ers.” 50 Am.Jur.2d derogatory unpleasant 640. § feel- ings opinions against Prosser, him. “However, language ambiguous if the page 756” meanings, of two one de- famatory not, quoted Torts, It and the other it is for the then from Restatement page jury to decide whether 559 that: or not it was used § in a sense.” 53 Libel C.J.S. “A communication is if it page Slander tends so to harm the reputation of anoth- er as to lower him in the estimation of the “... It' the court to determine community or to persons deter third whether or not the on its face is associating dealing with him.” capable meaning of a double the mean- ing contended and as- Wisconsin has a similar constitutional innuendo; provision etc., on free cribed to it and if the speech, as North Da- kota. language is capable of such it is Newell, 1980), concept 2. This statement is also found in in substance states the same (4th ed.). concept Law of Slander and Libel II.4.12. A section Hanson’s book entitled similar is stated in addition, Sack, “Libel and Related Robert D. his book enti- “Libel, Slander, Problems,” Torts” 242 ¶ tled and Related published by Practicing (24 Law Institute Oct *10 468 for the jury say Judge
then
to
whether
the
The first
(Berning), after consider-
pleadings
ing
which was
and understood
and extrinsic evidence
used
consisting
(pri-
of an affidavit
actually
ascribed
Moritz
had the
so
to
marily restating parts
it.”
C.J.S. Libel and Slander §
making
reference
to
action
Dr.
339.
page
Glitner) and
attorney
an affidavit
The Clinic contends that
letter
in
for the defendants
the time
(setting forth
was
after
drafted and modeled
case),
devoted
his memoran-
issued
Am.Jur., Physicians
found in 10
form
opinion
dum
wherein he
evaluated
judicially
10:1515,
Surgeons,
provides
as fol-
“appears
the letter and concluded that
to
lows:
reasonably susceptible
be
construc-
two
you
“This is to inform and
that I
advise
tions,
innocent
one
and the other defamato-
withdrawing
your
your
am
from
case as
this,
ry.
In cases such as
of facts
the trier
relieving myself
any
doctor and
fur-
should determine which
is the
construction
professional responsibility
ther
for serv-
(Beede)
proper
Judge
one.” The second
you.
ices
treatment
to
considering
after
pleadings
addi-
“However,
you
to allow
a reasonable
consisting
tional
depo-
extrinsic evidence
opportunity
physician,
to obtain another
I
exhibits,
sitions,
additional
affidavits
be
shall
available for
services
advice
“other materials in the record” concluded
of_,
_day
until the
19_By
claim
that the
for relief was frivolous [that
you
date
difficulty
said
should have no
in
granted
letter
innocent]
securing
professional
service in this
summary judgment.
oppo-
motion for
community.
judges,
site views reached
one
two
“I
glad
co-operate
shall also be
with
very little
and the other
consider-
reputable
any
physician
your
choice
evidence,
strong
able extrinsic
is a
indica-
request
and make available to
at his
him
tion that
letter is ambiguous.
all records
my
and data in
files concern-
necessary
If such extrinsic material was
your
ing
case.
to determine whether the letter was defam-
regret
“I
having
give
this notice of
not
atory
appro-
then the matter was not
withdrawal but I feel it
advisable in
priate
disposition by
judgment
for
summary
_(give
fairness to us both since
have
been
decided
withdrawal,
reasons for
as
such
failure to
waived,
trial by jury
unless a
in which
treatments,
prescribed
follow advice and
judge
event the
would be the
of facts.3
trier
etc.,
keep appointments,
failure to
as the
Furthermore,
motion for
be).”
judgment
granted
if,
should be
after
However, an examination discloses that
considering
light
evidence in the
most fa-
paragraph
the middle
of the letter is com-
party against
vorable
judg-
whom
pletely
suggestions
different
from any
ment is
demanded there remains no
Also,
made
the form
10:1515.
any
issue
moving
material fact and the
gives no reason for the termination notice
party
judgment
is entitled to
as a matter of
suggested by
the form.
law.
Paul Fire
St.
& Marine Insurance Co.
If
letter had
for
Corporation,
the reason
Hess
Amerada
275 N.W.2d
(N.D.1979);
termination the
innuendoes would
have
Pioneer
Bank v.
State
Johnsrud,
been left and the reader would not be in a
(N.D.1979).
It
position
speculate.
follows
obviously
that if
inferences
judgment
Beede did not
issue a memorandum
of dismissal
that “the court has con-
explain
affidavits,
pleading, depositions,
or otherwise
the conclusion to
sidered the
ex-
grant
briefs,
hibits,
record,”
the motion for a
all other materials in the
denying
ambiguous
dismissal. His actions in
a motion to
are indicative that
the letter was
prevent
taking
depositions
necessary
of the doctors
extrinsic
and that
evidence was
associated with
meaning.
the clinic and his statement
determine its true
granting
the order
the motion
they
precise
drawn
also must be
considered
whether or not this
constituted
light
party
most favorable to the
was before this
Court in Rickbeil v. Grafton
sought.
whom
An af-
Deaconess Hos-
pital,
N.W.2d 247
fidavit of a hostile witness should not be'
*11
The Court
personal
observed that the
rights
conclusive in a summary judg-
treated as
of the individual to be free from defama-
Also,
proceeding. Sagmiller, supra.
ment
tion of character are paramount
any
made,
findings
required
if
of fact are
to be
exigencies of business and the stenographer
subject
appropriate
matter is not
for
types,
who
boy
and the office
copies,
who
judgment.
Albers v. Nodak Rac-
are
personalities,
individuals with
even if
Club,
ing
(N.D.1977).
mere employees, whether the relationship
principles
These
apply to actions in libel to
exists,
of master and servant
or whether all
ambiguous
determine the true
parties concerned are employees of an em-
statements.
ployer
considering
common to each. After
affidavits,
Depositions,
and similar items
some
states,
of the case law of other
our
presented by
of extrinsic evidence were
Court said:
both sides and used to either establish that
“We
approve
cannot
the theory regard-
the letter was or was not
ing a stenographer stated in the Tennes-
Therefore,
princi-
be.
on the
case, supra,
see
and other cases. We hold
ples of law stated earlier herein this be-
the dictating
by
of this letter
comes a matter for
to decide and is
manager
stenographer
and her
proper
disposition by
not
transcription
notes into the written
judgment.
instrument
publication
constitutes
within
purview
of the law of libel: whether
on the foregoing principles
Based
of law
relationship
be that of master and
adopted and
by
announced
this Court on
‘employees
servant or of
corpora-
previous occasions,
applicable
principles
”
tion.’
the New York area have the con- implying I am the Clinic or cept secretary typist that dictation to a *12 association of doctors not terminate its an exception pub- constituted and is not the any person except services to under the lication, adopted view was that possibility penalty. I implying of Nor am to a secretary stenographer dictation or that can only being be viewed as publication. constituted libelous. The method used and the circum- A in the review cases cited annota- stances under which a notice termination clearly accomplished given discloses or majority that makes difference jurisdictions follow the whether it is view dictation or not innocent secretary typist publica- to a constitutes or if it is a be decided tion, corporation jury, whether it be a if a been judge or an has waived. individual. juror, If I sit I proba- were to as a could reason, any legal bly
I am aware of valid arrive not at conclusion reached me, has presented Why majority, privilege preroga- and none been but that is a ruling this its assume here. overrule tive I Rickbeil, supra. particu- decision in This is I would conclude that the trial court larly so it is ruling where evident issuing judgment erred in the summary Rickbeil, supra, is in accord with the allowing attorney’s dismissal and order jurisdictions. majority $7,611.00, according- fees in the sum of remaining ly issue I whether or would reverse the and vacate us, not, allowing on the record statutory attorney’s before order fees and re- privilege available to the Clinic and mand the for its trial in accordance with manager. After a opinion. careful examination of (3), (1), (2), (4) NDCC subsections 14-02-05, we conclude that communi- question (the letter)
cation in not a was. privileged communication. We are not specifies aware of statute privilege as to shall what constitute none has been called to our attention. McCARNEY, P. Robert Plaintiff Judge (Berning)
The first trial Appellant, first motion the Clinic noted that a simi- larity existed between the instant case and Kent Richard JOHANNESON and D. the case Emo v. Milbank Mutual Insur- Olson, Appellees. Defendants and Co., (N.D.1971), ance Civ. No. 10062. policy which an insurance was canceled and privi- was whether or not the Supreme Court of North Dakota. lege provisions existed under the of NDCC Jan. 26-02-33 through §§ 26-02-35. The Court found canceling reason policy pro- not a matter and, therefore,
tected under the statute
