Morgan v. SwansonMorgan v. Swanson
*1 Before JONES, Chief Judge, and KING, JOLLY, DAVIS, SMITH, GARZA, DeMOSS, BENAVIDES, STEWART, DENNIS, CLEMENT, PRADO, OWEN, ELROD, SOUTHWICK, and HAYNES, Circuit Judges. [*] FORTUNATO P. BENAVIDES, Circuit Judge:
This is a qualified immunity appeal that asks us to decide whether defendant school principals violated clearly established law when they restricted elementary students from distributing written religious materials while at school. Answering this question requires recourse to a complicated body of law that seeks, often clumsily, to balance a number of competing First Amendment *2 imperatives. This body of law failed to place the constitutionality of the defendants’ conduct beyond debate, so they are entitled to qualified immunity. Parts I through IV of this opinion, together with the separate concurrences of Chief Judge Jones, Judge King, Judge Garza, Judge Owen and Judge Dennis, reflect the views of the majority of the en banc Court granting qualified immunity to the principals and the judgment reversing the district court. [1]
Although the law was not clearly established, a separate majority of the Court holds that the principals’ actions—as alleged in the complaint—were unconstitutional. Parts III A, C, and D of Judge Elrod’s opinion represent the opinion of the court on these issues, with special concurrences by both Judge Prado and Judge Owen.
I
The plaintiffs in this case are four former elementary-school students in the Plano Independent School District (PISD), along with their parents. The plaintiffs are evangelical Christians, which is to say, in their own words, that their faith “strongly emphasizes the personal nature of personal evangelism and dissemination of religious viewpoint material.” They explain that their religious training and beliefs require them to “communicate religious viewpoint ideas to their peers, classmates, and other students,” so as to “introduce . . . classmates . . . to the truth of the Christian Faith.” These students and their families have sued PISD because school officials have, at various times and in *3 various ways, prevented them from evangelizing while at school. More specifically, the linchpin of the plaintiffs’ claims is that they have been prohibited from distributing written religious materials while at school.
Before us today are two individual defendants’ motions to dismiss for qualified immunity. [2] Jonathan Morgan and Stephanie Versher (with their parents) bring damages claims against, respectively, Lynn Swanson, principal of Thomas Elementary School, and Jackie Bomchill, former principal of Rasor Elementary School. [3] The district court denied Swanson and Bomchill’s joint motion to dismiss for qualified immunity. The principals appealed, and a panel of this Court affirmed. [4] The principals petitioned for rehearing en banc, and we granted their motion. [5]
A
Plaintiff Jonathan Morgan alleges that Principal Swanson violated his First Amendment rights in connection with a so-called “winter-break” party at Thomas Elementary in December of 2003. The winter-break parties were *4 conducted yearly at Thomas Elementary in individual classrooms for attendance by all students. The parties were conducted pursuant to written “guidelines and regulations” and were planned and supervised by volunteer room parents and individual classroom teachers. Although the parties were conducted in individual classrooms, they were governed across each grade level by strict, specific guidelines.
Third-grader Jonathan Morgan wished to distribute a gift to his classmates at the 2003 winter-break party, as he alleges was common practice at his school. Students typically brought gifts for their classmates to the winter- break parties in gift bags, or “goody bags.” Morgan’s proposed gift was a “candy cane ink pen,” attached to a laminated bookmark containing a written message, “The Legend of the Candy Cane”:
A candy maker wanted to invent a candy that was a witness to Christ.
First of all, he used a hard candy because Christ is the Rock of Ages. This hard candy was shaped so that it would resemble a “J” for Jesus, or, turned upside down, a shepherd’s staff. He made it white to represent the purity of Jesus.
Finally, a red stripe was added to represent the blood Christ shed for the sins of the world, and three thinner red stripes he received on our behalf when the Roman soldiers whipped him. Sometimes a green stripe is added as a reminder that Jesus is a gift from God.
The flavor of the cane is peppermint, which is similar to hyssop. Hyssop is in the mint family and was used in the Old Testament for purification and sacrifice. Jesus is the pure lamb of God, come to be a sacrifice for the sins of the world.
So, every time you see a candy cane, remember the message of the candy maker: Jesus is the Christ!
*5 Morgan intended to distribute these “Legend of the Candy Cane” pens inside his gift bags, which would be inscribed, “TO: [Classmate’s name], FROM: Jonathan Morgan.” [7]
Morgan’s parents suspected, based on conversations with other parents, that school officials would not allow Jonathan to distribute the “Legend of the Candy Cane” in the classroom. Thus, they arranged a meeting with Principal Swanson on December 4, 2003. [8] Principal Swanson confirmed at the meeting that Jonathan would not be allowed to distribute “The Legend of the Candy Cane” at the winter-break party. She offered that he could distribute a goody bag at the party containing nonreligious items, and that he would be permitted to distribute “The Legend of the Candy Cane” at a table in the school library. This offer failed to mollify the Morgans, who never attempted to avail themselves of the “library information table” option. Instead, they consulted their attorney, who sent a demand to Swanson on December 17, 2003, informing her that it was unconstitutional to exclude religious gifts from the classroom parties. Counsel further opined that any Establishment Clause concerns arising from the distribution of religious materials in elementary schools were unfounded. The Morgans demanded that Jonathan “and other students” be *6 allowed to distribute religious gifts at the classroom parties, lest they seek redress in federal court.
The next day, December 18, 2003, counsel for the school district responded. [9] The district denied the Morgans’ allegations that only religious gifts would be forbidden at the winter-break parties, citing PISD’s policy FNAA (LOCAL), which prohibited distribution of “any written material, tapes, or other media over which the school does not exercise control and that is intended for distribution to students” without prior approval from the school. The day before, Carole Griesdorf, another PISD administrator, had given a similar explanation in an e-mail to the Morgans, noting that “[s]tudents may not hand out anything to their classmates in class in bags or separately.” The district also reiterated Swanson’s offer for Jonathan to distribute his materials in the school library.
Although the district’s official position was that no outside materials were to be circulated in the classrooms, it maintained that it would be within its rights to specifically restrict distribution of religious messages in the classroom. [10] Counsel pointed the Morgans to the Third Circuit’s decision in Walz *7 v. Egg Harbor Township Board of Education , in which that court upheld a school’s restriction on a student seeking to distribute a written message—almost verbatim with “The Legend of the Candy Cane”—at a classroom winter holiday party.
Despite having been told that Jonathan would not be allowed to distribute “The Legend of the Candy Cane” at the party, the Morgans nevertheless brought the items to the classroom the day of the party. They confronted Principal Swanson, who again offered that the Morgans could leave the gifts in the library for his classmates to pick up. The Morgans complained that they had observed other students bringing their goody bags into the classroom. In response, Principal Swanson returned to her office and broadcast an announcement to the entire school: students were not permitted to bring outside materials into the classroom for distribution.
The Morgans were unsatisfied with Swanson’s “no materials” loudspeaker announcement because Swanson failed to return to Jonathan’s classroom and personally require the other students to remove their goody bags. After the announcement, they confronted Swanson again, this time complaining that Jonathan’s teacher, Mrs. Helmke, had given a different explanation for why he would not be allowed to distribute “The Legend of the Candy Cane”—its religious viewpoint. The Morgans complain that Swanson failed to “correct” or “apologize for” Mrs. Helmke’s actions, or to “state that Mrs. Helmke acted contrary to PISD policy and custom” or take “corrective measures” against her. In the end,
area for distribution is more than a reasonable accommodation, and eliminates any First Amendment concerns. As you well know, the Third Circuit has recently re-affirmed, under almost identical facts to those present here, that a school’s restrictions on an elementary school student’s distribution of candy canes and pencils containing a religious message during a classroom holiday party did not violate the First Amendment.342 F.3d 271 (3d Cir. 2003).
although district officials offered a viewpoint-neutral explanation, the Morgans allege that Jonathan was the only student forbidden from distributing his chosen gift at the 2003 winter-break party. [12]
B
Plaintiff Stephanie Versher alleges that defendant Jackie Bomchill violated her First Amendment rights by prohibiting her from distributing written religious materials at Rasor Elementary School on three separate occasions. All of these occurred in January of 2004, during Stephanie’s second- grade year. In the first incident, Stephanie attempted to distribute to her classmates tickets to a passion play—a “dramatic representation of the scenes connected with the passion and crucifixion of Jesus” [13] —to be performed at a local church. Like the other plaintiffs in this case, it is Stephanie’s sincere religious belief that she “should share her beliefs with her friends,” apparently including this representation of the “crucifixion of Jesus Christ.”
The complaint provides little detail regarding Stephanie’s distribution of the passion-play tickets. It is unclear where she distributed them: we do not know whether it was in the hallway, the classroom, the restroom, or the playground. Nor is it clear when she distributed the tickets, beyond the conclusory label that she distributed them “during non-curriculum times.” We do not know whether Stephanie distributed the tickets during passing period between classes, in the classroom before the bell rang, or in the moments in *9 between her teacher’s lessons. It is also unclear how many tickets Stephanie distributed. The complaint alleges that she approached other students to “talk to [them] about the drama presentation depicting the crucifixion of Jesus Christ” and “asked them whether or not they would like to attend.” But it fails to allege how many of them accepted the tickets, nor whether she offered them to all interested students. We also do not know how she chose which students to approach, nor whether she approached them at times when they were free to walk away and not listen to her thoughts on “the crucifixion of Jesus Christ” before declining the tickets.
When defendant Jackie Bomchill, the principal of Stephanie’s school, became aware that Stephanie was distributing these tickets, she instructed Stephanie’s teacher to stop her from distributing them. She also asked Stephanie’s teacher to collect the tickets from the students that had already received them.
The second incident between Stephanie and Principal Bomchill occurred later that same month, in conjunction with Stephanie’s “half-birthday” party. PISD allows students to celebrate their birthdays or “half birthdays” (for students born in the summer) at school with their classmates. These parties occur during the school day, “primarily at the end of the lunch period or during a snack break between instructional time.” The complaint notes that the school allows students to bring a snack and a small gift to distribute to their classmates. It does not indicate whether these parties typically occur in the classroom, nor whether classmates’ attendance is optional or mandatory.
The day of Stephanie’s “half-birthday” party, her mother Sherrie Versher brought brownies to share with Stephanie’s classmates, with two pencils attached. One was inscribed with the word “Moon,” and the other read, “Jesus loves me this I know for the Bible tells me so.” Sherrie Versher apparently was concerned that Stephanie would not be allowed to distribute the “Jesus” pencils *10 because of their religious message, so she proceeded to Principal Bomchill’s office. At their meeting, Bomchill informed Sherrie Versher that Stephanie could distribute the brownies and the “Moon” pencil, but that she would not be allowed to distribute the “Jesus” pencils. Versher then left Bomchill’s office to call her attorney. It is not clear what advice Versher received, but when she returned, she sought only to confirm that the reason the “Jesus” pencils were not allowed was their religious message. Bomchill confirmed this and offered Versher an alternative to distributing the “Jesus” pencils during the school day: Stephanie would be allowed to distribute the pencils after school “outside of the school building.”
During the time Versher was in Bomchill’s office, Versher was presented with a letter from John Beasley, a campus security official, regarding the earlier incident with the passion-play tickets. Campus security was apparently under the mistaken impression that Sherrie Versher herself (rather than her daughter) had distributed the tickets at Rasor Elementary. The letter informed Sherrie Versher of the school’s policy forbidding distribution of materials by an outside person without permission and indicated that “appropriate law enforcement officials may be called when a person refuses to follow the procedures for submitting materials and fails to leave the premises when asked.”
After the meeting in Bomchill’s office, the situation escalated into hostility. As Sherrie Versher left the school offices, she “thought out loud to herself”: “‘Satan is in the building.’” It is unclear to whom this “Satan” commentary was directed, but after her “Satan” statement, she alleges that school officials “stalked” her at various locations throughout the school building. Sherrie proceeded to the school cafeteria, where her daughter Stephanie was eating lunch. Sherrie informed her daughter that she would not be allowed to distribute the “Jesus” pencils during school, but that Bomchill had agreed she could distribute the pencils after school, “outside of the school building.” Sherrie *11 gave Stephanie the “Jesus” pencils and instructed her to put them in her backpack until after school, at which time her friends “could meet her on the school lawn to get those pencils.”
The third Versher–Bomchill incident occurred later that day, after school. Stephanie Versher again attempted to distribute her “Jesus” pencils, this time “outside of the school building on the school sidewalk and lawn.” The complaint carefully alleges that Stephanie was standing “amongst a small group of her classmates,” and that she was handing out the “Jesus” pencils only to classmates that approached her and requested one. When Bomchill saw Stephanie distributing the pencils after school, she approached her and told her she could not distribute them “while on PISD school property,” and that if Stephanie tried to distribute the crucifixion tickets or “Jesus” pencils again “while on school property at any time, she would be ‘kicked out of the school.’” This touched off a disagreement between Bomchill and Sherrie Versher, who was standing by watching her daughter distribute the pencils. “Either Bomchill or Beasley then accused Sherrie Versher of being ‘purposely defiant’” of earlier instructions that Stephanie could only distribute her “Jesus” pencils “outside of the building and ‘across the street.’” Versher asserts that this accusation was false and represents a retreat from Bomchill’s earlier position that Stephanie could distribute the religious pencils so long as she was outside the school.
II
The action before us is an interlocutory appeal from the district court’s denial of a motion to dismiss on qualified immunity. “[A]n order denying qualified immunity, to the extent it turns on an ‘issue of law,’ is immediately appealable.” Our jurisdiction in this context extends to interlocutory appeals taken from both denials of motions to dismiss and denials of motions for *12 summary judgment. [15] We review de novo a district court’s refusal to dismiss on the basis of qualified immunity. [16] In so doing, we must accept all well-pleaded facts as true and draw all reasonable inferences in favor of the nonmoving party. [17] However, we do not presume true a number of categories of statements, including legal conclusions; mere “labels”; “[t]hreadbare recitals of the elements of a cause of action”;“conclusory statements”; and “naked assertions devoid of further factual enhancement.” [18]
III
The doctrine of qualified immunity protects government officials from civil damages liability when their actions could reasonably have been believed to be legal. [19] This immunity protects “all but the plainly incompetent or those who knowingly violate the law,” [20] so we do not deny immunity unless “existing precedent must have placed the statutory or constitutional question beyond debate .” [21] The basic steps of our qualified-immunity inquiry are well-known: a plaintiff seeking to defeat qualified immunity must show: “(1) that the official *13 violated a statutory or constitutional right, and (2) that the right was ‘clearly established’ at the time of the challenged conduct.” [22]
Courts have discretion to decide which prong of the qualified-immunity analysis to address first. [23] Here, because our resolution of this appeal turns principally on our conclusion that the rights asserted by the plaintiffs were not clearly established, we address step two of the qualified-immunity inquiry first.
IV
We hold today that the principals are entitled to qualified immunity because clearly established law did not put the constitutionality of their actions beyond debate. When educators encounter student religious speech in schools, they must balance broad constitutional imperatives from three areas of First Amendment jurisprudence: the Supreme Court’s school-speech precedents, the general prohibition on viewpoint discrimination, and the murky waters of the Establishment Clause. They must maintain the delicate constitutional balance between students’ free-speech rights and the Establishment Clause imperative to avoid endorsing religion. “The many cases and the large body of literature on this set of issues” demonstrate a “lack of adequate guidance,” [24] which is why no federal court of appeals has ever denied qualified immunity to an educator in this area. We decline the plaintiffs’ request to become the first.
A
Before discussing the substantive law in this case, we turn to first principles to guide our determination of what it means for the law to be “clearly *14 established.” When considering a defendant’s entitlement to qualified immunity, we must ask whether the law so clearly and unambiguously prohibited his conduct that “ every ‘reasonable official would understand that what he is doing violates [the law].’” [25] To answer that question in the affirmative, we must be able to point to controlling authority—or a “robust ‘consensus of persuasive authority’” [26] —that defines the contours of the right in question with a high degree of particularity.
Where no controlling authority specifically prohibits a defendant’s conduct, and when the federal circuit courts are split on the issue, the law cannot be said This is true even when the circuit split developed [27] to be clearly established. [28] As the Supreme Court explained, “if judges thus after the events in question. disagree on a constitutional question, it is unfair to subject [government officials] to money damages for picking the losing side of the controversy.” [29] Further, the Supreme Court has held that generalizations and abstract propositions are not capable of clearly establishing the law. The Supreme Court recently—and forcefully—underscored this point in Ashcroft v. al-Kidd , where it noted, with some exasperation, that it has “repeatedly told courts . . . not to *15 define clearly established law at a high level of generality.” [30] This rule is eminently sensible, of course, as the Court has explained:
[T]he right to due process of law is quite clearly established by the Due Process Clause, and thus there is a sense in which any action that violates that Clause . . . violates a clearly established right. . . . But if the test of “clearly established law” were to be applied at this level of generality, it would bear no relationship to the “objective legal reasonableness” that is the touchstone of [qualified immunity].” [31]
Although the Supreme Court has repeatedly admonished courts not to define clearly established law at a high level of generality, this does not mean that “a case directly on point” is required. [32] Rather, “existing precedent must have placed the statutory or constitutional question beyond debate .” [33] The sine qua non of the clearly-established inquiry is “fair warning.” [34] Thus, we must ask “not only whether courts have recognized the existence of a particular constitutional right, but also . . . whether that right has been defined with sufficient clarity to enable a reasonable official to assess the lawfulness of his conduct.” [35]
The Supreme Court’s admonition in Al-Kidd that we should not “define clearly established law at a high level of generality” sits in tension with its
[30]
Id.
(citations omitted);
see also Brosseau v. Haugen
,
[31]
See Anderson
,
[32]
Al-Kidd
,
(discussing
Wilson
,
earlier statement in Hope v. Pelzer that “general statements of the law are not inherently incapable of giving fair and clear warning,” at least in a certain category of “obvious” cases. [36] In Hope , the Court noted that the general Eighth Amendment prohibition against the unnecessary and wanton infliction of pain “ arguably ” gave the defendants “fair warning” that it was unconstitutional to strip a prisoner shirtless and chain him to a hitching post (a painful stress position) for seven hours in the Alabama sun. But the Court’s suggestion that generalizations can sometimes clearly establish the law was dicta; the Court did not rest its qualified-immunity decision on such a broad statement. It relied instead on binding circuit precedent prohibiting extremely similar conduct, including “handcuffing inmates to the fence and to cells for long periods of time.” [37]
The Al-Kidd Court, in admonishing lower courts “not to define clearly established law at a high level of generality,” did not discuss or even cite Hope , nor other earlier opinions reflecting a similar concern that a damages remedy be available for “obvious” or flagrant constitutional violations. [38] This silence is puzzling given that Al-Kidd reversed a Ninth Circuit decision denying immunity *17 in reliance on Hope . [39] Adding to the perplexity is that, in its next major “clearly established” opinion after Hope , the Supreme Court granted qualified immunity because there were no cases that “squarely govern[ed].” [40] That said, this case does not call on us to decide whether the Court’s statements in Hope survive Al- Kidd : the constitutional issue in this case is far from “beyond debate,” as evidenced by a large body of oft-conflicting case law and the variety of opinion among members of this Court. We leave for another day the question of whether and when a constitutional violation may be so “obvious” that its illegality is clear from only a generalized statement of law.
B
Because no specific and factually analogous precedent guides our determination of this case, we look first to the Supreme Court’s general school- speech precedents. In Tinker v. Des Moines Independent Community School District , the Court famously held that students do not “shed their constitutional rights to freedom of speech or expression at the schoolhouse gate.” [41] This decision has been called the “high water mark” of student speech rights. [42] But with every subsequent student-speech decision, the Supreme Court has *18 “expanded the kinds of speech schools can regulate.” [43] Indeed, the rights announced in Tinker do not extend to several broad categories of student speech: “lewd, indecent, or offensive” speech; [44] school-sponsored speech; [45] and speech “that a reasonable observer would interpret as advocating illegal drug use.” [46] This contraction of student speech rights in public schools has continued even as the Supreme Court has broadened First Amendment rights in other contexts, including in cases involving minors. [47] Indeed, the Court has long recognized that “the constitutional rights of students in public school are not automatically *19 coextensive with the rights of adults” (or even children) “in other settings.” [48] Put differently, when minors speak in public schools, the Supreme Court has held that what is good for the goose is not invariably good for the gander. [49]
We thus evaluate student speech claims “‘in light of the special characteristics of the school environment,’” [50] beginning by categorizing the student speech at issue. [51] This is not always an easy task. The speech restrictions in this case are alleged to be viewpoint-specific, but not lewd or drug- related, so we must decide whether to apply the general rule of Tinker or the Hazelwood rule that applies to curricular or “school-sponsored” speech. [52]
Tinker addressed the question of when and “whether the First Amendment requires a school to tolerate particular student speech” that “happens to occur on the school premises.” [53] School officials may only restrict such private, personal *20 expression to the extent it would “‘materially and substantially interfere with the requirements of appropriate discipline in the operation of the school,’” [54] or “impinge upon the rights of other students.” [55] Hazelwood , by contrast, addressed a different question: the scope of “educators’ authority over school-sponsored publications, theatrical productions, and other expressive activities that students, parents, and members of the public might reasonably perceive to bear the imprimatur of the school.” [56] This is speech that occurs within the context of “school-sponsored” activities, or activities that “may fairly be characterized as part of the school curriculum.” [57] “School-sponsored” activities are by no means limited to the “traditional classroom setting, so long as they are supervised by faculty members and designed to impart particular knowledge or skills.” [58] Educators enjoy far greater latitude to regulate this latter category of expression and do not offend the First Amendment “so long as their actions are reasonably related to legitimate pedagogical concerns.” [59]
This case presents the difficult question of exactly when Hazelwood ’s more deferential standard applies. Neither the Supreme Court nor this Court has explained whether Tinker or Hazelwood governs students’ dissemination of written religious materials in public elementary schools, whether at official parties, after school on the “lawn and sidewalk,” or at unspecified times and in unspecified places during the school day. Nor do the facts of Tinker and Hazelwood offer much guidance. The “private speech” at issue in Tinker was *21 the “silent, passive expression of opinion” [60] of students who wordlessly wore black armbands to school to protest the Vietnam War. Hazelwood involved student-authored articles produced for the school newspaper as part of a class.
The critical inquiry in deciding whether speech is “school-sponsored” under Hazelwood is whether it could reasonably be understood to bear the school’s imprimatur, which is synonymous with “sanction,” or “approval.” [61] Relevant (2) to whom considerations include (1) where and when the speech occurred; [62] the speech was directed and whether recipients were a “captive audience”; (3) [63] whether the speech occurred during an event or activity organized by the school, and [64] conducted pursuant to official guidelines, or supervised by school officials; (4) whether the activities where the speech occurred were designed to impart some knowledge or skills to the students. [65]
The plaintiffs urge a far narrower reading of Hazelwood , arguing that it represents the slightest of exceptions to the broad speech rights articulated in Tinker . But their view is out of step with a number of our sister circuits, which have treated Hazelwood as creating a broad category of speech restrictions entitled to deference from the federal courts. [66] These courts have recognized “how broadly the Supreme Court has defined school curricula for Hazelwood ’s purposes.” [67] Most notable for this case are the Third and Seventh Circuit’s applications of Hazelwood in the elementary-school context. In a case remarkably similar to this one, the Third Circuit held that Hazelwood governed holiday parties held in elementary-school classrooms. [68] And the Seventh Circuit held that the Hazelwood standard governed an elementary student’s attempt to distribute invitations to a meeting at his church, even “during non-instructional times.” [69]
Further complicating our inquiry is the fact that Tinker ’s application in the elementary-school context has never been clearly established. [70] Tinker did *23 not, by its own terms, address the rights of elementary students or involve elementary-aged plaintiffs. Indeed, the petitioners in that case were two high- school students (ages 15 and 16, respectively), and an eighth-grader (age 13). [71] Neither the Supreme Court nor this Court has expressly extended Tinker -based speech rights into the elementary-school setting. And at least two of our sister circuits have expressly doubted whether and to what extent Tinker applies to protect speech in public elementary schools. [72]
v. Brentwood Academy
and NCAA Recruiting
, 74 B ROOK . L. R EV . 1213, 1231 n.140 (2009)
(“[N]o decisions of the Courts of Appeals apply
Tinker
-based speech rights to the elementary
school setting . . . .”).
Tinker
,
Tinker
-based speech rights, those rights are far more limited than the rights of older students.
The Third Circuit has gone so far as to note that “at a certain point, a school child is so young
that it might reasonably be presumed the First Amendment does not protect the kind of speech
at issue here.”
Walker-Serrano ex rel. Walker v. Leonard
,
Similarly, the Seventh Circuit has held that, to the extent elementary students enjoy
First Amendment rights at school, those rights are tightly circumscribed in light of their young
age.
See, e.g.
,
Baxter by Baxter v. Vigo County Sch. Corp.
,
Central to these courts’ speculation that Tinker may not apply in public elementary schools is the idea that “age is a relevant factor in assessing the extent of a student’s free speech rights in school.” [73] The Supreme Court has long held that “a school must be able to take into account the emotional maturity of the intended audience in determining whether to disseminate student speech on potentially sensitive topics.” [74] Further, some courts have found the traditional justifications for a robust First Amendment lacking in the elementary-school context. As the Seventh Circuit noted, “[t]he ‘marketplace of ideas,’ an important theme in the high school student expression cases, is a less appropriate description of an elementary school, where children are just beginning to acquire the means of expression.” [75]
C
Rather than grapple with the complexities of applying Tinker and Hazelwood in public elementary schools, the plaintiffs urge that the law is clearly established in light of the general First Amendment rule disfavoring viewpoint discrimination. Of course, it cannot be gainsaid that “[d]iscrimination against speech because of its message is presumed to be unconstitutional.” [76] But this rule is far too general to clearly establish the law in this case, as the *25 Supreme Court recently reaffirmed in Al-Kidd : “We have repeatedly told courts . . . not to define clearly established law at a high level of generality.” [77]
At argument, the plaintiffs contended that the “level-of-generality discussion is less important here” because the rule against viewpoint discrimination is absolute. But this is not so. No matter how “axiomatic” [78] the generalized rule against viewpoint discrimination may be, we cannot neglect that this case arises in the public schools, a special First Amendment context, [79] which admits of no categorical prohibition on viewpoint discrimination. The plaintiffs cite a handful of cases that ostensibly establish such a prohibition. But none of these cases involve student speech—let alone elementary-student speech—at school, during the school day. [80]
Not only is there no categorical ban on viewpoint discrimination in public schools, our sister circuits have divided over the question. [81] Indeed, as we have *26 previously recognized, “[a] split exists among the Circuits on the question of whether Hazelwood requires viewpoint neutrality” in public schools. [82] Some of the courts to have allowed viewpoint discrimination have done so precisely because the speech at issue was religious. For instance, in Curry ex rel. Curry v. Hensiner , [83] the Sixth Circuit upheld a school’s restriction on a student seeking to distribute a candy-cane message, nearly identical to the one in this case, as part of an organized school activity. The court held that “[t]he school’s desire to avoid having its curricular event offend other children or their parents, and to avoid subjecting young children to an unsolicited religious promotional message that might conflict with what they are taught at home qualifies as a valid educational purpose.” [84]
Another of these cases is practically on all fours with the Jonathan Morgan
incident before us today. In
Walz v. Egg Harbor Township Board of Education
,
[85]
the Third Circuit upheld an elementary school’s restriction on religious
gifts—including pencils inscribed “Jesus ! the Little Children” and a version of
court, the court is not limited to the particular legal theories advanced by the parties, but
rather retains the independent power to identify and apply the proper construction of
governing law.”
Kamen v. Kemper Fin. Servs., Inc.
,
[82]
Chiras v. Miller
,
[83]
D
Establishment Clause concerns add still another layer of complexity to our legal analysis in this case. Despite widespread judicial recognition of the law in this area as the “the thorniest of constitutional thickets,” [88] the plaintiffs insist that the defendants’ Establishment Clause argument is a “red herring” that “borders on frivolous.” They argue that school officials’ obligations under the Establishment Clause are perfectly clear: to be neutral toward religion at all times. But they neglect that the Supreme Court has explicitly left open “whether a State’s interest in avoiding an Establishment Clause violation” can ever justify viewpoint discrimination. [89]
Further complicating the law in this area is that other courts have held that the Establishment Clause requires educators to prohibit the distribution of religious materials in public elementary schools. [90] For instance, the Fourth Circuit, in Peck v. Upshur County Board of Education , considered a school *28 board’s neutral policy allowing for the distribution of Bibles in public schools during the school day. The board took great pains to avoid the appearance that it was endorsing religion. As the court described,
The table displays are set up and stocked entirely by private citizens who are not affiliated in any way with the schools, and the tables bear signs informing students only that they should feel free to take the Bibles or other material offered. Pursuant to district court injunction, the tables also bear a disclaimer, renouncing any sponsorship or endorsement by the school. No one is allowed to enter classrooms to announce the availability of the religious or political material, or to stand at the tables to encourage or pressure students to take the material. No school announcement or assembly is allowed to mark the availability of the Bibles or any other religious or political material. School principals are charged with ensuring strict compliance with these guidelines. [91] Despite these efforts to avoid endorsement, the Fourth Circuit held the district’s policy unconstitutional “to the extent that it allows the display of Bibles and other religious material in the elementary schools of the County.” [92] The court cited concern that “children of these ages may be unable to fully recognize and appreciate the difference between government and private speech—a difference that lies at the heart of the neutrality principle—the County’s policy could more easily be (mis)perceived as endorsement rather than as neutrality.” [93]
Other circuits have recognized the risk that elementary students may misperceive neutrality toward religious speech as endorsement. For instance, in Walz , the Third Circuit noted that “in an elementary school classroom, the [94] line between school-endorsed speech and merely allowable speech is blurred.” In a high-school classroom, by contrast, “students are mature enough and are *29 likely to understand that a school does not endorse speech that it merely permits on a nondiscriminatory basis.” [95]
The plaintiffs insist that these Establishment Clause concerns are unfounded in light of the Supreme Court’s decision in Good News Club v. Milford [96] At argument, they asserted that Peck . Central School Good “does not survive News Club ” because the Supreme Court in Good News Club “rejected the idea that elementary students are different.” They are mistaken. Instead, in Good News Club , the Supreme Court reiterated previous precedents assigning “significance . . . in the Establishment Clause context to the suggestion that at least elementary school children are more impressionable than adults,” [97] when the school can actually be said to be advancing religion. However, the Court held that cases recognizing the impressionability of the youngest children do not go so far as to “foreclose private religious conduct during nonschool hours merely because it takes place on school premises where elementary school children may be present.” In other words, in [98] , the Court Good News Club declined to consider the students’ impressionability in light of the facts at hand, where “individuals who [we]re not schoolteachers [we]re giving lessons after school to children permitted to attend only with parental consent.” This is a [99] far cry from “rejecting the idea that elementary students are different.” [100]
[95] Id.
E
The principals are entitled to immunity because the general state of the law in this area is abstruse, complicated, and subject to great debate among jurists. At the time of the incidents in question, neither a single “controlling authority” nor a “robust consensus of persuasive authority” had held that the First Amendment prohibits school principals from restricting the distribution of written religious materials in public elementary schools. Nor had a single federal court of appeals definitively held that Tinker -based speech rights inhere in public elementary schools, let alone defined the scope of those rights with a high degree of particularity. The generalized prohibition against viewpoint discrimination is far too abstract to clearly establish the law in this case, and the circuits are divided over its application in public elementary schools. The speech rights asserted in this case cannot be said to be “clearly established” when balanced against competing Establishment Clause concerns that inhere in public elementary schools.
(1)
Factually analogous precedent failed to prohibit Principal Swanson’s
conduct (restricting the distribution of religious materials at a classroom party),
as did the general bodies of law discussed above. Her case is unique among our
fail to censor is not complicated.”
Mergens
,
school student’s distribution of written religious materials. See Hedges v. Wauconda Cmty. Unit Sch. Dist. No. 118 , 9 F.3d 1295, 1297 (7th Cir. 1993) (invalidating a district policy forbidding distribution of religious material “[a]t the elementary and junior high school”). However, even if this case established a right to distribute such materials in elementary schools, this is far from the “robust consensus of persuasive authority” needed to clearly establish the law.
qualified-immunity cases because, in addition to no law prohibiting her conduct, one of our sister circuits had explicitly sanctioned almost identical conduct. Swanson had been advised of this precedent—the Third Circuit’s decision in Walz —before acting, as even the plaintiffs’ complaint acknowledges.
Walz could hardly be more damaging to the plaintiffs’ case against immunity, so they make a number of attempts to distinguish it. First, they argue that the gifts in Walz were not distributed between students, but rather through the parent-teacher organization (PTO). This is a plain misreading of the opinion, which indicates that Daniel Walz sought to distribute his gifts directly to his classmates. [102] Second, the plaintiffs argue that Walz was not a viewpoint-discrimination case. This argument also fails. It is true that the school policy in Walz prohibited students from distributing messages of a “commercial, political, or religious” nature. But the fact that the school in Walz discriminated against several viewpoints is a distinction without a difference. The plaintiffs’ entire viewpoint-discrimination theory is that it is always unconstitutional to permit secular or generic seasonal gifts but to prohibit religious ones. It does not save this theory to point out that the policy in Walz permitted secular or generic seasonal gifts but prohibited religious, political, and commercial ones. [103] Our analysis would be no different if PISD had restricted both religious and political seasonal expressions by restricting Jonathan’s “Legend of the Candy Cane” pens and another student’s “Stop the war this winter” pencils.
The plaintiffs’ third attempt to distinguish Walz is that Daniel Walz was allowed to distribute his candy-cane story in an alternative location: “in the school hallway after class or at recess.” [104] This fact both fails to distinguish Walz and proves far too much. First, Principal Swanson here repeatedly offered an alternative location at which Jonathan could distribute “The Legend of the Candy Cane.” Second, this attempt to distinguish Walz proves too much, because the Third Circuit held that the offering of an alternative forum for religious messages was “ more than reasonable and perhaps even unnecessary” for First Amendment purposes. [105]
(2)
Defendant Bomchill is also entitled to immunity. We begin our discussion of Principal Bomchill’s immunity with the after-school incident. As we discuss in the next Part, we ultimately conclude that Principal Bomchill violated Stephanie Versher’s First Amendment rights when she restricted her from distributing “Jesus” pencils outside of school hours to a small group of students who specifically requested them. We are sensitive to the outrage and concern the plaintiffs and various amici feel over this after-school incident, which involved the distribution of a small number of religious items among willing friends, outside of school hours. But our qualified-immunity inquiry does not ask what we think of a defendant’s conduct as a normative matter. Rather, qualified immunity is a dispassionate inquiry that asks us only to identify the state of the law as a descriptive matter.
Bomchill is entitled to immunity for this after-school incident because no law gave fair notice that elementary educators may not restrict the distribution of written religious materials to elementary students on the school lawn, after school. As we discuss in the next Part, Stephanie’s after-school speech looks far more like the private speech contemplated in Tinker than the school-sponsored speech discussed in Hazelwood . But we cannot ignore that Tinker ’s applicability in elementary schools has never been clearly established, and has indeed been questioned by multiple federal courts of appeals.
Neither can we ignore the Fourth Circuit’s decision in Peck , which forbade the distribution of religious materials in elementary schools on Establishment *34 Clause grounds. Peck shares many similarities with Stephanie’s after-school incident. For instance, like the group distributing Bibles in Peck , Stephanie distributed her “Jesus” pencils only to students who specifically requested them. And just as the Bible distributors in Peck were prohibited from “encourag[ing] or pressur[ing] students to take the material,” Stephanie alleges that she only distributed her pencils to students who specifically sought to receive them. Despite strong evidence that the speech in question was not the school’s, the Fourth Circuit held that allowing distribution of religious items in public elementary schools violates the Establishment Clause in all instances. Principal Bomchill is entitled to immunity in light of this pronouncement.
Principal Bomchill is entitled to immunity for the two remaining incidents—the half-birthday incident and the passion-play-ticket incident—for largely the same reasons. The complaint omits important facts necessary to classify the speech in either incident, as we discuss in the next Part. But even despite important missing details, we are able to conclude that Bomchill is entitled to immunity for these incidents because Tinker ’s applicability in elementary schools has never been clearly established, and Establishment Clause concerns rendered the law in this area unclear.
V
At the 12(b)(6) stage, to hold that the defendant violated the law at step one of the qualified-immunity analysis means is simply to say that the plaintiff has stated a claim upon which relief may be granted. [108] Defendant Bomchill’s conduct in conjunction with the after-school incident, as pleaded in the complaint and in the light most favorable to the plaintiffs, violated Stephanie Versher’s First Amendment rights. The Court should decline for the time being to pass on the constitutionality of the remaining incidents.
A
Because we have granted immunity to the principals at step two of the qualified-immunity analysis, it is within our discretion to decline entirely to address the constitutionality of the defendants’ conduct. This flexibility was not ever thus. Indeed, until recently the Supreme Court required us in every case to address the underlying constitutional claim, so as to promote “the law’s elaboration from case to case.” [109] Then, in Pearson v. Callahan , the Court retreated from this “rigid order of battle,” granting lower courts discretion over the order of the analysis and making step one optional when immunity is required at step two. [110] However, the Pearson Court cautioned that while “the *36 Saucier protocol should not be regarded as mandatory in all cases, . . . it is often beneficial.” [111]
The Supreme Court in Pearson outlined a number of situations where federal courts might wish to skip step one of the qualified-immunity analysis. These include: (1) “cases in which the constitutional question is so factbound that the decision provides little guidance for future cases”; (2) “when it appears that the question will soon be decided by a higher court”; (3) “[a] constitutional decision resting on an uncertain interpretation of state law”; (4) “[w]hen qualified immunity is asserted at the pleading stage,” and “the precise factual basis for the plaintiff's claim or claims [is] hard to identify”; and (5) “circumstances in which the first step of the Saucier procedure may create a risk of bad decisionmaking.” [112]
Recent decisions suggest that the Supreme Court continues in its retreat from the old Saucier two-step analysis. In Camreta v. Greene , using stronger language than before, the Court clarified that lower courts “ should address only the immunity question” in the circumstances outlined in Pearson . [113] The Camreta Court further cautioned that lower courts should “think hard, and then think hard again” before unnecessarily deciding the merits of a constitutional issue, and thus risk “turning small cases into large ones.” [114] Then, only days later, in Ashcroft v. Al-Kidd , the Court cautioned that we should “think carefully before expending ‘scarce judicial resources’ to resolve difficult and novel *37 questions of constitutional or statutory interpretation that will ‘have no effect on the outcome of the case.’” [115]
We have “thought carefully” about whether to address the merits of constitutional issues before us today. We conclude that clarifying some of the law’s uncertainties would be useful to the district court’s conduct of the rest of this case—which includes official-capacity claims against the defendants and an as-applied challenge to the school’s speech policy. But we are also mindful that this appeal arises at the pleading phase. Deciding whether some of the incidents in question violated the plaintiffs’ rights “depend[s] on a kaleidoscope of facts not yet fully developed,” [116] a situation described in Pearson as warranting avoidance of qualified immunity step one. Thus, we exercise our discretion to address the constitutionality of only one of the incidents in question.
B
As a preliminary matter, because it has been unclear, it should be clarified today that the student-speech rights announced in Tinker inhere in the elementary-school context. It is difficult to identify a constitutional justification for cabining the First Amendment protections announced in Tinker to older students. This view finds support in other areas of First Amendment law. For instance, the Supreme Court has long recognized elementary students’ freedom of conscience in the First Amendment context. Indeed, in West Virginia Board of Education v. Barnette , which involved elementary-aged plaintiffs, the Court recognized that the government may not compel particular speech from citizens, school children or otherwise. [117] The plaintiffs in Barnette were elementary- *38 school students. A recent Supreme Court decision also recognized the First Amendment rights of the youngest Americans—outside of the school environment—in invalidating a California ban on the sale of violent video games to minors. [118]
In affirming that Tinker -based speech rights apply to elementary students, we must be mindful of a long-established countervailing principle: in public schools, the “speech appropriate for eighteen-year-old high school students is not necessarily acceptable for seven-year-old grammar school students.” [119] Indeed, “common sense” dictates that “a 7–year–old is not a 13–year–old[,] and neither is an adult.” [120] In other words, to extend Tinker ’s protections to public elementary schools is not necessarily to hold that the speech rights of elementary students are coextensive with those of older students. As the Third Circuit has recognized, the Tinker framework is a flexible, “case-by-case” approach that is capable of accommodating the concern “[t]hat elementary students require a greater degree of control, or a different kind of control.” [121]
Tinker
protects private student expression where there is no “interference,
actual or nascent, with the schools’ work or collision with the rights of other
students to be secure and to be let alone.”
[122]
Courts’ analysis of the “work of the
itself has not subsequently construed
Barnette
as such.
See, e.g.
,
Rumsfeld v. Forum for
Academic and Institutional Rights, Inc.
,
[118]
Brown
,
[119]
Walker-Serrano
,
[120]
J.D.B. v. North Carolina
,
Further, an analysis of whether student speech infringes on the rights of others, including “the right to be let alone,” may also look different in the elementary-school context. [123] Elementary students are more susceptible to coercion and peer pressure, while older students are better equipped emotionally and intellectually to filter the potentially hurtful words of their classmates or walk away from speech that bothers or offends them. But there is no reason that the Tinker framework cannot accommodate this concern.
It is also true that the exceptions to Tinker ’s general rule, as announced in Hazelwood , Fraser , and Morse, might also look different in an elementary- school context. For example, Hazelwood applies to speech that “students . . . might reasonably perceive to bear the imprimatur of the school.” [124] This *40 “imprimatur of the school” inquiry may vary based on the age of the students involved, just as it does in the Establishment Clause context. Indeed, courts have recognized that, “in an elementary school classroom, the line between school-endorsed speech and merely allowable speech is blurred.” Similarly, the threshold for what constitutes suggestive or lewd speech, as discussed in Fraser , might be lower in an elementary-school setting. The case before us today does not call on us to resolve these questions. They are noted here simply as a potential way of accommodating the well-established concern that the boundaries of appropriate speech may look markedly different in elementary schools than in middle or high schools.
C
Having determined that
Tinker
applies in elementary schools, we must
also conclude that Principal Bomchill violated Stephanie Versher’s First
Amendment rights in connection with the after-school incident. On the facts
alleged in the complaint, this incident involves private speech governed by
Tinker
, not school-sponsored speech under
Hazelwood
. A reasonable person
would not have believed that Stephanie Vesher’s act of handing pencils to a
select few recipients after school bore the imprimatur of the school. Indeed, the
complaint alleges that Stephanie distributed her pencils only to a “small group
of her classmates,” and, even then, she distributed them only to students who
specifically asked her for one. The speech occurred after school hours, “on the
lawn and sidewalk.” There is no indication that students were engaged in any
sort of structured activity at the time of the distribution, nor that the students
were under the supervision of teachers, either of which might lend an
appearance of imprimatur. Nor is there any indication that Stephanie
Edwards
,
Given that Tinker governs this after-school incident, Principal Bomchill’s actions, as pleaded in the complaint, were unconstitutional. There is no indication that Stephanie’s distribution of a few pencils to her good friends interfered with the “work of the school” or infringed on the rights of other students. For instance, there is no indication that Stephanie interfered with the conduct of the carpool or bus lines, nor that the “Jesus loves me” message on her pencils caused a spillover disruption into other parts of the school. The defendants do not argue that Stephanie’s pencils were age-inappropriate, nor do they suggest that her distributing them infringed on the rights of other students. To the contrary, Stephanie was careful to allege that she distributed pencils only to students who wanted them.
Important to the conclusion that Principal Bomchill acted unconstitutionally is the fact that she allegedly restricted Stephanie’s “Jesus” pencils solely because of their message. From this pleaded fact, it can only be inferred that Stephanie would have been allowed to distribute her pencils if they had born a secular message. Tinker , when it applies, cannot countenance such a restriction on private student speech. In other words, a school cannot allow one student to distribute “Jesus” pencils on the school bus but forbid another from distributing “Mohammed” pencils; nor could it allow one student to distribute copies of the Democratic party platform but forbid his classmate from disseminating its Republican analog. That said, it must be clarified that we do not hold that public elementary schools must always allow students to disseminate written materials, so long as the distribution occurs outside of a “school-sponsored” activity. For example, this opinion does not reach a hypothetical rule forbidding students from sharing gifts or invitations with only a select few students, so as to avoid unfairness or hurt feelings. Rather, it holds *42 simply that, where Tinker applies in public elementary schools, a school may not allow some speech on a given topic but not others, based solely on the content of its message.
D
We decline, for now, to pass on the constitutionality of the remaining incidents. The Supreme Court recently cautioned that, at the pleading stage, where “the precise factual basis for the plaintiff’s claim or claims [is] hard to identify,” we “should address only the immunity question.” [126] We think the remaining three incidents in this case—the passion-play-ticket incident, the half-birthday party, and the winter-break party—fall squarely within this admonition.
The two remaining allegations against Principal Bomchill are that she restricted Stephanie Versher from distributing passion-play tickets while at school and restricted her from distributing “Jesus” pencils at her half-birthday party. Whether these actions violated Stephanie’s rights “depend[s] on a kaleidoscope of facts not yet fully developed.” Specifically, the complaint omits a number of facts that are essential to the determination of whether Tinker or Hazelwood governs. With respect to the passion-play tickets, we cannot determine whether the speech could reasonably have been understood to bear the school’s imprimatur because we do not know when, where, or how widely Stephanie distributed them; nor whether she distributed them during events conducted pursuant to official guidelines; nor whether she distributed them under the supervision of faculty; nor whether she “approached” other students to discuss the crucifixion while they were a captive audience. [127] Likewise, it is *43 difficult to determine whether Stephanie’s half-birthday party was “school- sponsored” event under Hazelwood because we do not know whether the party occurred pursuant to specific guidelines; nor whether it was designed to impart specific knowledge or skills; nor how many students attended; nor whether teachers were present and supervising. Given the complaint’s reticence as to the specific details of these events, we decline to “resolve the difficult and novel questions of constitutional . . . interpretation” they present. [128]
The remaining allegation is that Principal Swanson restricted Jonathan Morgan from distributing “The Legend of the Candy Cane” at a 2003 winter- break party. We decline, for the time being, to pass on the issue, which depends on a number of undeveloped facts. As a preliminary matter, we are able to conclude fairly easily that the deferential Hazelwood standard governs this incident. As the district’s attorneys advised the Morgans, the winter-break parties have a “clearly defined curricular purpose to teach social skills and respect for others in a festive setting,” and the parties are “highly structured, supervised, and regulated.” Indeed, the parties are conducted in accordance with specific written guidelines that stress uniformity across the grade level. Thus, we have little trouble concluding that the winter-break parties were “school-sponsored” activities and that Hazelwood is the proper governing standard.
Having concluded that
Hazelwood
applies, our next task is to consider
whether the school’s restriction of Jonathan’s speech was “reasonably related to
legitimate pedagogical concerns.” Resolution of this question would benefit
greatly from a more developed factual record, and we need not decide it now; this
issue will arise again when the district court addresses the plaintiffs’ claims
conclusory allegation is not entitled to the presumption of truth.
See supra
n.47.
Al-Kidd
,
against the school district. Consideration of this question would benefit greatly from the testimony of school officials and argument from the district. If they wish, the plaintiffs at that time may present testimony from their own experts, argue that the school’s pedagogical concerns were not “legitimate,” or to argue that the restrictions involved were not “reasonably related” to those goals. Given that Swanson is entitled to immunity, we think it best to leave this inquiry, which involves questions of both fact and law, for summary judgment.
C ONCLUSION
The defendants in this case are entitled to qualified immunity because existing precedent failed to place the constitutionality of their conduct “beyond debate.” Like other educators to have contended with religious speech in public schools, Swanson and Bomchill had to make on-the-ground decisions balancing constitutional imperatives from three areas of First Amendment jurisprudence: the Supreme Court’s school-speech precedents, the general prohibition on viewpoint discrimination, and the murky waters of the Establishment Clause. The law tasked them with maintaining the most delicate of constitutional balances: between students’ free-speech rights and the Establishment Clause imperative to avoid endorsing religion. But it failed to provide any real, specific guidance on how to do so. Moreover, almost all of the federal courts of appeals to have to considered speech restrictions in this area have found no constitutional violation in the first instance, including one case with facts nearly identical to those now before us. And no federal court of appeals has ever denied qualified immunity to an educator in this area. We decline the plaintiffs’ request to become the first.
In short, for the reasons stated in Part IV of this opinion, we REVERSE the judgment of the district court and REMAND with an instruction to dismiss the plaintiffs’ claims as to Swanson and Bomchill in their individual capacities. *45 EDITH H. JONES, Chief Judge, together with Judges JOLLY and SOUTHWICK specially concurring:
I fully agree with Judge Elrod’s passionate defense of the centrality of free speech for school children and the axiomatic prohibition of viewpoint discrimination. But I lament that, as Judge Benavides’s opinion shows, many other courts have simply not seen the issues that way in somewhat analogous cases to the one before us. I regretfully vote to reverse the denial of qualified immunity to these principals.
Doing so, however, makes no sense unless the en banc court attempts to state the law correctly and prevent school officials in the future from censoring private speech by students simply because it is religious. I vote to adopt Parts III A, C and D of Judge Elrod’s analysis showing that the actions of these principals violated the students’ freedom to communicate with their peers in each of the four instances before us. These instances do not fall within Hazelwood , as Judge Elrod demonstrates. Our firm statement of the principles supporting the children’s free speech in these instances is important to clarify the law of the Fifth Circuit.
*46 KING, Circuit Judge, with whom DAVIS, Circuit Judge, joins, specially concurring:
I concur in Judge Benavides’s opinion granting qualified immunity to Principals Bomchill and Swanson. I do not join Part V A-C of that opinion. Nor have I joined the opinions of Judge Elrod and others deciding that the complaint states a claim for the violation by Principals Bomchill and Swanson of the First Amendment rights of the students involved here. The latter question need not have been decided now, and I think the ultimate resolution of that question would have benefitted from further factual development. The opinions of Judge Elrod and others, together with various briefs, have characterized the speech involved here as private, non-disruptive, student-to-student speech, analogizing it to a spontaneous student expression of a religious belief. I am not entirely comfortable that is all that is involved here. The pleadings suggest to me considerable parent involvement in the events at issue, a possibility that is reinforced by the detailed opinion of Judge Elrod. Some degree of parent involvement in those events may be inevitable by reason of the young age of the children. But it may also be caused in part by the faith of the parents. Evangelizing is an important obligation in some faiths, and parents who are adherents to such a faith might well want not only to evangelize appropriately but also to inculcate that obligation in their children and to teach them how it is done. An elementary school principal, dealing (at least in part) with parents who may reasonably be perceived as using the school venue to proselytize, [1] might well be concerned about the response of other parents. Perhaps that is not an issue here, but if it is, it might have better informed the question decided by the opinions of Judge Elrod and others.
*47 EMILIO M. GARZA, Circuit Judge, specially concurring:
I completely agree with the first paragraph of Chief Judge Jones’s special concurrence, which concludes that the principals are entitled to qualified immunity because clearly established law did not put the constitutionality of their actions beyond debate. Accordingly, I join the first part of her opinion.
However, because we are ruling on a motion to dismiss, I am reluctant to proceed further and declare as a matter of law, based only on the pleadings, that these incidents constituted First Amendment violations. As the Supreme Court has articulated, “[w]hen qualified immunity is asserted at the pleading stage, the precise factual basis for the plaintiff's claim or claims may be hard to identify,” and deciding whether a violation has occurred “is an uncomfortable exercise where . . . the answer [to] whether there was a violation may depend on a kaleidoscope of facts not yet fully developed.” Pearson v. Callahan , 555 U.S. 223, 238-39 (2009) (internal citations and quotation marks omitted). *48 DENNIS, Circuit Judge, specially concurring in Parts I to IV and V.D, but not joining Part V.A to C or reaching the issue addressed therein:
I concur in Judge Benavides’ opinion, but I do not join Part V.A to C because I respectfully do not agree that we should reach the issue addressed therein, and, accordingly, I concur in the judgment only insofar as it grants defendant-appellants qualified immunity.
I also do not join fully in Part IV.A of Judge Benavides’ opinion because
I disagree with one of its premises in discussing clearly established law.
Specifically, I disagree with the blanket statement that “generalizations and
abstract propositions are not capable of establishing the law.” Judge
Benavides’ Op. 14. In
Anderson v. Creighton
,
“The Court further expounded this principle in a line of cases beginning
with
United States v. Lanier
,
[G]eneral statements of the law are not inherently incapable of giving fair and clear warning, and . . . a general constitutional rule already identified in the decisional law may apply with obvious clarity to the specific conduct in question, even though “the very action in question has [not] previously been held unlawful.”
Lanier
,
In
Hope v. Pelzer
, the Supreme Court “granted certiorari to determine
whether the Court of Appeals’ qualified immunity holding comport[ed] with
[its] decision in [
Lanier
].”
Hope
,
Although earlier cases involving “fundamentally similar” facts can provide especially strong support for a conclusion that the law is clearly established, they are not necessary to such a *50 finding. The same is true of cases with “materially similar” facts. Accordingly, pursuant to Lanier , the salient question that the Court of Appeals ought to have asked is whether the state of the law in 1995 gave respondents fair warning that their alleged treatment of Hope was unconstitutional.
Id. Thus, Hope makes plain that the correct standard to apply in a clearly established inquiry is whether the state actor had fair and clear warning that his actions were unconstitutional.
I do not agree with Judge Benavides’ opinion’s characterization of this
language as merely dicta. Judge Benavides reasons that the Supreme Court
ultimately relied on prior circuit precedent to conclude that the defendants
had violated the plaintiff’s clearly established constitutional rights. Judge
Benavides’ Op. 15. However, the
Hope
Court reversed the court of appeals
not only because it reached the wrong result on qualified immunity based on
prior circuit precedent, but also because it had wrongly applied the
“materially similar” standard in reaching that result. Indeed, the Court first
held that the fair warning standard from
Lanier
should be used to evaluate
whether the defendants were entitled to qualified immunity, and then applied
that standard to conclude that they were.
See Hope
,
Moreover, in the years since Hope , the Supreme Court has reaffirmed this principle. For example, the Court recently stated:
To be established clearly . . . there is no need that “the very action in question [have] previously been held unlawful.” . . . The unconstitutionality of outrageous conduct obviously will be unconstitutional, this being the reason, as Judge Posner has said, that “[t]he easiest cases don’t even arise.” But even as to action less than an outrage, “officials can still be on notice that their conduct violates established law . . . in novel factual circumstances.”
Safford Unified Sch. Dist. # 1 v. Redding
, 557 U.S. –––,
In sum, pursuant to the line of cases described above, I believe that
certain official conduct may so obviously fall within the prohibition of a
general or abstract rule of the Constitution that any reasonable official would
have “fair warning” that his actions are unconstitutional, even absent a prior
court decision to that effect. However, I agree with Judge Benavides that this
case does not present a situation where the defendants had fair warning that
their actions were unconstitutional, for substantially the reasons given by
Judge Benavides in his opinion. Public school authorities, as state actors,
must abide by the First Amendment. Consequently, they may not adopt any
law or regulation “respecting an establishment of religion, or prohibiting the
free exercise thereof; or abridging the freedom of speech” insofar as
schoolchildren are concerned.
EDWARD C. PRADO, Circuit Judge, partially concurring:
I agree that
Tinker
and its progeny clearly establish that elementary-
school students enjoy some degree of First Amendment rights at school. This
includes a general, but not unrestrained, right to express personal, religious
views and to be free from viewpoint discrimination.
See Tinker v. Des Moines
Indep. Cmty. Sch. Dist.
,
Context matters significantly, however, in the intersection of the First
Amendment, elementary education, and qualified immunity. In
Hazelwood
,
the Supreme Court reaffirmed that the First Amendment “must be ‘applied in
light of the special characteristics of the school environment.’”
Hazelwood
Sch. Dist. v. Kuhlmeier
,
Nonetheless, the incidents described in the complaint involving
Principal Bomchill’s attempts to restrict Versher’s distribution of (1) religious
materials on the school lawn after school and (2) play tickets outside of class
to students who expressed interest do not reasonably fall into this gray area
where students might confuse Versher’s speech for that of the school,
see
Hazelwood
,
The other two incidents—involving distribution of religious materials (1) at a “winter break party” inside the classroom and (2) at a half-birthday party facilitated by the school—are not so clear-cut. Given the risk of young students imputing religious speech to the school, and the similarities between the facts in the latter incident and Walz , Bomchill’s and Swanson’s actions *55 were not objectively unreasonable in light of clearly-established law. I would therefore grant qualified immunity with respect to those incidents.
For the foregoing reasons, I join in Sections III.A, III.C, IV.B, and IV.C of Judge Elrod’s opinion.
PRISCILLA R. OWEN, Circuit Judge, specially concurring:
I join the specially concurring opinion of Chief Judge Jones, except to the extent that it adopts all of Part III of Judge Elrod’s dissenting opinion. I cannot agree that the law is well-settled regarding the First Amendment rights of elementary school children, for the reasons set forth in Judge Benavides’ opinion. Nor do I agree with the conclusion in Part III(B) of Judge Elrod’s opinion that the principals have waived the arguments discussed in that section. However, I agree with much of Part III(A) of Judge Elrod’s opinion, though I do not join that section of her opinion. I do join Parts III(C) and III(D) of Judge Elrod’s opinion. I read Part III(D) as addressing the following question: "Taken in the light most favorable to the party asserting the injury, do the facts alleged show the officer's conduct violated a constitutional right?" [1]
I also join in Parts II, III, and IV of Judge Benavides’ opinion. *57 JENNIFER WALKER ELROD, Circuit Judge, writing for the majority with respect to Sections III.A, III.C, and III.D, and dissenting in remaining part: [*]
“The vigilant protection of constitutional freedoms is nowhere more vital
than in the community of American schools.”
Keyishian v. Bd. of Regents of
Univ. of State of N.Y.
,
This appeal may only involve two students and two principals in a
suburban school district in Texas, but it concerns conduct that “strikes at the
very heart of the First Amendment”—discrimination against student speech
solely on the basis of religious viewpoint.
See Morse v. Frederick
,
I.
On this interlocutory appeal of a motion to dismiss, we must accept as true
the facts as pleaded in the complaint, view them in the light most favorable to
the students, and draw all reasonable inferences in favor of the students.
See
Brown v. Nationsbank Corp.
,
A.
This case involves two principals, Lynn Swanson and Jackie Bomchill, two students, Stephanie Versher and Jonathan Morgan, and four separate incidents involving the principals’ censorship of student speech. Three of the incidents involved fifth-grader Stephanie and Principal Bomchill. The fourth incident involved third-grader Jonathan and Principal Swanson. As to each of these incidents, the complaint alleges that the principals acted not only pursuant to a written policy, but also pursuant to unwritten “customs” and “practices,” which treated religious viewpoints differently from all other viewpoints, when they discriminated against religious viewpoints in favor of non-religious ones.
Incident One
At all relevant times, Stephanie was enrolled in the fifth grade at Rasor Elementary School, part of the Plano Independent School District (Plano ISD) *59 in Texas. In January 2004, “while at school but during non-curriculum times and with no material and substantial disruption to the operations of the school,” Stephanie talked to her friends and classmates about a drama being put on at a local church. If a student expressed a desire to attend, Stephanie would give that student a free ticket. After she had given out several tickets, Principal Bomchill learned of her actions and instructed school officials to prevent Stephanie from giving out any more tickets and to confiscate any tickets that she had already given to her classmates. School officials collected and discarded those tickets. Bomchill notified Stephanie’s mother that the tickets were not allowed because they expressed a religious viewpoint and later told her that if Stephanie attempted to share the tickets again on school property, Stephanie would be “kicked out of school.” No other reason was given.
Incident Two
In the same month, on January 16, 2004, Stephanie wanted to share brownies and two pencils with her friends in the cafeteria during her half- birthday party. Plano ISD permits students to celebrate their birthdays with parties at school. Students with summer birthdays may celebrate their half- birthdays during the school year with their classmates while at school. Celebrants often distribute snacks and small gifts to their classmates. In the past, school officials have permitted students to share a Chinese bookmark with a printed message on it, a Lion King ring with words and symbols, a bracelet, and pencils with various words and symbols, including the commercial statement “Where’s Hippo?” The parties are celebrated during “non-curriculum times” at school—“primarily at the end of the lunch period or during a snack break between instructional time.” For her half-birthday party, Stephanie had brought brownies, along with two pencils, one inscribed with the word “moon” and another inscribed with the phrase “Jesus loves me this I know for the Bible tells me so.” Stephanie’s mother unsuccessfully attempted to meet with *60 Principal Bomchill prior to the party to discuss the snacks and gifts, so on the day of the party, Stephanie’s mother took the pencils and brownies to the school’s office and requested to see Bomchill. As she entered the school’s office, Stephanie’s mother received a letter accusing her of distributing material to students on school property and threatening that “law enforcement officials” would be called to arrest her.
Bomchill also threatened that, if Stephanie shared any more materials that expressed a religious viewpoint while on school property, the school would call the police and Stephanie “would be in trouble.” Bomchill forbade Stephanie from giving her friends the “Jesus” pencils, but gave her permission to share the brownies and the “moon” pencils. According to Bomchill, such “religious” material (i.e., the tickets and “Jesus” pencils) could only be distributed “outside of the school building.” Stephanie’s mother removed the “Jesus” pencils from the tie wrapping the brownies and brought the brownies and “moon” pencils to Stephanie so that she could share them with her friends during her half- birthday party in the school cafeteria during lunch break. Stephanie asked her mother what happened to the “Jesus” pencils. Her mother replied that Principal Bomchill would not allow her to give those pencils to her friends at the party, and that she could only share those pencils with her friends after school outside of the building. Her mother gave her the “Jesus” pencils she had removed from the brownies and instructed her to keep them in her backpack until school was over.
Incident Three
Later that day, after school hours, outside of the school on the sidewalk and lawn, Stephanie was talking to some of her friends. As she reached over to *61 one of her best friends to share one of the “Jesus” pencils, Bomchill saw Stephanie and grabbed her shoulder. Bomchill confiscated the pencil and scolded Stephanie. Despite Bomchill’s earlier statement that Stephanie could share the pencils after school outside of the school building, she told Stephanie that she could not give out the pencil on school property at all because it expressed a religious viewpoint. Bomchill then told Stephanie’s mother that if Stephanie tried to give out these pencils again, she would be “kicked out of school.”
Incident Four
The remaining incident involved Principal Swanson of Thomas Elementary School—also in Plano ISD—and one student, third-grader Jonathan Morgan. Each elementary school classroom in Plano ISD hosts a “winter break” party at which students, if they so choose, may exchange “goodie bags” containing gifts. For his upcoming December 2003 “winter break” party, Jonathan wanted to give his classmates goodie bags containing candy-cane shaped pens along with a laminated card entitled the “Legend of the Candy Cane” that explained the Christian origin of candy canes. Each bag would be individually addressed to a specific classmate with a tag specifying that the gift was from Jonathan.
Jonathan’s parents, Doug and Robin Morgan, were aware that in the past, Plano ISD, Swanson, and other school officials at Thomas Elementary School had prevented students from including “religious” materials in their goodie bags for the “winter break” parties. For example, Michaela Wade, another student at Thomas, wanted to include a pencil inscribed with the phrase “Jesus is the Reason for the Season” in her goodie bags at a 2001 “winter break” party. School officials would not allow her to include the pencils in her goodie bags because of their religious message, but did permit her classmates to pass out goodie bags *62 containing gifts inscribed with secular phrases and symbols, such as snowmen and snowflakes.
Given this history, Doug and Robin Morgan decided to meet with Swanson several weeks before the “winter break” party, in order to determine whether she would allow Jonathan to share his candy canes in his goodie bag. According to the complaint, the Morgans discussed with Swanson how
students and parents are being interrogated by school officials at the “winter break” parties as to whether or not the contents of their gift or “goodie” bags—which they have brought to school to distribute to their classmates during the “winter break” party—contain any religious viewpoint, religious references or religious message and if the students or their parents acknowledged that the gift bags do contain religious messages or religious viewpoint materials, the bags are then confiscated by school officials and are banned from the classroom and prohibited from being distributed by the students while they are on school property. The Morgans also complained to Swanson that students and parents were not being allowed to bring red and green materials to the “winter break” party, and that students were not allowed to write “Merry Christmas” on greeting cards to U.S. soldiers fighting abroad and to retirement homes. Swanson said she would investigate these claims. Swanson also confirmed that in the past, school officials had confiscated items deemed “religious” but had permitted “secular” items and school officials would continue to do so in the future. When asked about Jonathan’s intended gift, Swanson indicated that he could share the candy canes with his classmates only if he removed the laminated cards containing the *63 religious message. Doug Morgan also asked Swanson if he could share the Legend of the Candy Cane cards with other interested parents present at the party. Swanson refused his request.
On the day of the party, Jonathan and his father unsuccessfully attempted to meet with Swanson and then proceeded to Jonathan’s classroom. Jonathan’s teacher met them at the door and prevented Jonathan from bringing his goodie bags into the classroom to exchange with his classmates because they contained “religious” messages. Once Swanson arrived at Jonathan’s classroom and was apprised of the situation, she immediately informed the Morgans that Jonathan could place his goodie bags in the school library or he could distribute his goodie bags on a public sidewalk off of school property. Swanson later announced to the entire school that students were not allowed to bring any outside materials into the classrooms. Despite having just observed other outside materials in Jonathan’s classroom, however, she never required the other students to remove their gift bags from the classroom and place them in the library. All of Jonathan’s other classmates were allowed to exchange gift bags inside the classroom. Swanson only prohibited students from exchanging materials that contained a “religious” viewpoint. Swanson allowed students to exchange other materials, and, other than noting the “religious” nature of the materials, Swanson offered no justification for her censorship of Jonathan’s speech.
B.
This case is before us on an interlocutory appeal of a denial of a motion to dismiss. The students filed a complaint alleging violations of the First and Fourteenth Amendments, as well as of Article 1, § 8 of the Texas Constitution. [5] *64 The principals filed a motion to dismiss before the district court on qualified immunity grounds. Recognizing that “for the purposes of this motion to dismiss, the Court must accept the allegations contained in the [complaint] that Defendants practiced viewpoint discrimination against Plaintiffs’ religious speech,” they argued that elementary school students do not have First Amendment rights. The principals “contend[ed] that the First Amendment free speech protections do not apply to elementary schools or, alternatively, that, as a matter of law, elementary schools are permitted to practice viewpoint discrimination so as to exclude religious messages from elementary schools.” The magistrate judge rejected the principals’ assertion, noting that it was a “novel and specious argument that elementary school students have no constitutional rights in the area of free speech” and recommended that the district court deny their motion to dismiss—a recommendation that the district court adopted in full.
After the magistrate judge and the district court dismissed their argument that “First Amendment free speech protections do not apply to elementary schools,” the principals appealed to this court. On appeal, the principals urged the panel to reverse the district court on qualified immunity because, as stated in their issue presented, “[t]he First Amendment is not implicated by restrictions on student-to-student distribution of non-curricular materials by elementary school students to their classmates.” In addition, the principals asserted that they are entitled to qualified immunity because neither “this [c]ourt nor the Supreme Court has ever upheld a First Amendment free speech claim by an elementary school student.” A unanimous panel of this court, like the district court and the magistrate judge, rejected their argument, holding that “it has been clear for over half a century that the First Amendment protects elementary school students from religious-viewpoint discrimination.”
The principals petitioned for rehearing en banc , arguing that it was not clearly established that elementary school students had a First Amendment right to be free from viewpoint discrimination, and that the prohibition on viewpoint discrimination did not apply to religious speech. This court granted rehearing en banc .
II.
This court has jurisdiction to review the district court’s denial of the
principals’ motion to dismiss based on qualified immunity under
Here, the principals’ motion to dismiss before the district court was based
on a claim of qualified immunity, which “is an
immunity from suit
rather than
a mere defense to liability.”
Mitchell
,
At this early pleading stage, our factual universe is bounded by the four
corners of the complaint.
See Brown
,
III.
The first prong of qualified immunity asks whether the principals’ alleged
conduct violated a statutory or constitutional right.
See al-Kidd
,
A.
The First Amendment protects an individual’s right to speak freely, a right
whose value lies in the fact that it defends equally all viewpoints, even
disfavored ones. Thus, viewpoint discrimination “strikes at the very heart of the
First Amendment.”
Morse
,
The right to be free from viewpoint discrimination is no less important in
our public schools. Our public school officials “influence the attitudes of students
toward government, the political process, and a citizen’s social responsibilities.”
Ambach v. Norwick
,
For these reasons, the Supreme Court held over forty years ago that the
First Amendment prohibits viewpoint discrimination against all students in
public schools, absent material and substantial disruption.
See Tinker v. Des
Moines Indep. Sch. Dist.,
The Supreme Court upheld the rights of those students against the school’s efforts to prohibit the students from speaking their minds, holding that “[i]n the absence of a specific showing of constitutionally valid reasons to regulate their speech, students are entitled to freedom of expression of their views.” Id. at 511. The Court even characterized this holding as “obvious”:
If a regulation were adopted by school officials forbidding discussion of the Vietnam conflict, or the expression by any student of opposition to it anywhere on school property except as part of a prescribed classroom exercise, it would be obvious that the regulation would violate the constitutional rights of students, at least if it could not be justified by a showing that the students’ activities would materially and substantially disrupt the work and discipline of the school.
Id. at 513.
Thus, under Tinker , school officials may not restrict student speech on school property solely on the basis of viewpoint, unless there is a showing of material and substantial disruption. See id. This holding was not revolutionary, even in 1969. Indeed, almost thirty years before Tinker , the Supreme Court recognized that school officials are subject to the Constitution, and that the Free Speech Clause of the First Amendment is no exception. See Barnette , 319 U.S. *69 at 642. Barnette involved two sisters who were in elementary school. They challenged a West Virginia statute that required every child within the State’s public school system to salute the American flag. As practicing Jehovah’s witnesses, the Barnett [8] sisters believed that pledging allegiance to the flag was a prohibited form of idol worship. Id. at 629. After they declined to participate in the ceremony, the school expelled them. Id. at 630. The Supreme Court struck down the West Virginia statute and established the bedrock principle that the First Amendment applies to all public school students: “The Fourteenth Amendment, as now applied to the States, protects the citizen against the State itself and all of its creatures—Boards of Education not excepted. . . . That they are educating the young for citizenship is reason for scrupulous protection of Constitutional freedoms of the individual, if we are not to strangle the free mind at its source and teach youth to discount important principles of our government as mere platitudes.” [9] Id. at 637.
Since
Tinker
and
Barnette
, the Supreme Court has consistently reinforced
the notion that First Amendment rights are of paramount importance in school
facilities.
See, e.g., Good News Club v. Milford Cent. Sch.
,
In its most recent school speech case,
Morse v. Frederick
, the Supreme
Court reaffirmed
Tinker
’s maxim that students do not “shed their constitutional
rights to freedom of speech or expression at the schoolhouse gate.”
Morse
, 551
U.S. at 422 (Alito, J., concurring). Justice Alito’s controlling opinion observed
that giving “public school authorities a license to suppress speech . . . based on
disagreement with the viewpoint expressed” would “strike[] at the very heart of
the First Amendment.”
Id.
at 423. Thus, “[w]hen the government targets . . .
particular views taken by speakers on a subject, the violation of the First
Amendment is . . . blatant.”
Rosenberger
,
Even in the face of
Barnette, Tinker
, and
Morse
, the principals contend
that the First Amendment does not protect elementary school students from
viewpoint discrimination—an assertion belied by the facts of the cases
themselves. The Barnett sisters were in elementary school and are described
in the opinion as “little children.”
Barnette
,
Like the Supreme Court, this court has never limited the First
Amendment rights of students due to age. Most recently, in a related case, this
court applied the
O’Brien
“time, place, and manner” test to Plano ISD’s policy
regulating student-to-student distribution of non-curricular materials in
elementary schools—a test that would have been inappropriate had the court
concluded that elementary school students are not protected by the First
Amendment.
See Morgan v. Plano Indep. Sch. Dist.
,
B.
The principals have raised a number of new arguments before the
en banc
court; all of them are waived. Our well-established rule is that “arguments not
raised before the district court are waived and will not be considered on appeal.”
,
See, e.g. Frazier v. Winn
,
Celanese Corp. v. Martin K. Eby Const. Co.,
The sole question properly before this court is the only one the principals raised before the panel: Is it clearly established that elementary school students have First Amendment rights? Throughout this litigation, the principals have insisted that the answer to that question is “no.” Thus, according to the principals, because “First Amendment free speech protections do not apply to elementary schools,” their decision to discriminate solely on the basis of religious viewpoint was permissible.
This broad dismissal of the elementary school students’ free speech
rights—that, simply put, they have none—has been at the core of the principals’
defense from the very beginning of this case. They pursued that same argument
in their motion to dismiss, in their reply to plaintiffs’ response to the motion to
[14]
*74
dismiss, in their supplement to their motion to dismiss, in their reply to
[15]
in their objections to the
[16]
plaintiffs’ response to defendant’s supplement, in their reply to plaintiffs’ response to their objections,
[17]
magistrate’s report,
[18]
and in their reply brief on appeal.
[19]
in their brief on appeal,
[20]
When asked at
oral argument whether their argument was that “elementary school kids do not
have a First Amendment right,” their counsel responded, “Yes.” Thus, at every
stage before
en banc
, the principals have advanced the same qualified-immunity
argument. Adopting the maxim that the simplest explanation is likely to be the
correct one, that bold strategy was probably not the result of inartful briefing.
After all, they made the same argument before a different panel of this court.
See Morgan
,
Whatever the reason, we should hold the principals to the position they took before every court that has decided this case to date. Limited to the question properly before this court, the answer is clear: elementary school students do have First Amendment rights under clearly established law. See supra Section III.A. The magistrate judge, the district court, and a unanimous panel of this court, at this 12(b)6) stage, agreed. Every member of this court also On this basis alone, I would agrees, and no circuit has ever held otherwise. affirm the district court’s denial of the motion to dismiss.
C.
Nevertheless, because a majority of this court would not find waiver, we must consider the principals’ other en banc arguments. The principals contend that one of the limited exceptions that the Supreme Court has carved out to students’ First Amendment speech rights arguably applies here, and therefore their decision to restrict speech was permissible. The Court has delineated five narrow exceptions for when school officials may restrict specific student speech:
School regulation of student speech can be justified on five . . . grounds. If the speech is disruptive ( Tinker ), lewd ( Fraser ), school- sponsored ( Hazelwood ), or promoting drug use ( Morse ), schools may in some instances restrict specific student speech. Student speech can also be regulated so long as the regulation is viewpoint- and content-neutral ( Canady ) .
*76
Palmer v. Waxahachie Indep. Sch. Dist.
,
However, of these five grounds, the Court has only expressly held that one
permits school officials to engage in viewpoint discrimination—where the
student speech is substantially and materially disruptive.
See Tinker
, 393 U.S.
at 513.
[22]
The principals here do not contend that the speech at issue in the four
incidents was substantially and materially disruptive, lewd, or promoted drug
use. More importantly, there are no factual allegations in the complaint to
support such a contention. Instead, the principals assert that the speech is
“arguably” school-sponsored, or in the alternative, that the school officials
discriminated based on viewpoint in order to avoid an Establishment Clause
violation. The Supreme Court has not determined whether school officials may
engage in viewpoint discrimination in cases where the speech is school-
sponsored
[23]
and in
Good New
s
Club
, the Court expressly left open that same
*77
question as to avoiding Establishment Clause violations.
See
Hazelwood School District v. Kuhlmeier
sets out the parameters for what
constitutes school-sponsored speech.
See
The Supreme Court observed that the question at issue in Hazelwood was not about an “educators’ ability to silence a student’s personal expression that happens to occur on school premises,” expression which is protected under Tinker , but about “whether the First Amendment requires a school affirmatively to promote particular student speech.” Id. at 270-71. The Court held that young student may also be given the impression that our government and the courts and the schools are hostile to all religious belief and practice.”). Nevertheless, we need not resolve the question to decide this case, as the speech here is private, non-disruptive, non-curricular student-to-student speech, rather than school-sponsored speech.
educators may exercise greater control over “these activities [that] may fairly be characterized as part of the curriculum,” which are “supervised by faculty members,” and designed to impart particular knowledge or skills so “that the views of the individual speaker may not be erroneously attributed to the school,” such as in a school newspaper or a school play. Id. at 271. The Court set out this exception to the First Amendment’s protection of student speech: “[W]e hold that educators do not offend the First Amendment by exercising editorial control over the style and content of student speech in school-sponsored expressive activities so long as their actions are reasonably related to legitimate pedagogical concerns”—activities such as a “school-sponsored publication” or a “theatrical production.” Id. at 273.
Like all exceptions to the First Amendment’s protections, the
Hazelwood
exception should be construed narrowly. It applies only where the speech is
school-sponsored, a determination that turns on whether “the views of the
individual speaker [might be] erroneously attributed to the school.”
Id.
at 271.
*79
Thus,
Hazelwood
“allows a school to regulate what is in essence the school’s own
speech, that is, articles that appear in a publication that is an official school
organ.”
Morse,
In short, whatever latitude school officials may have with respect to school-sponsored speech under Hazelwood , or with government-endorsed speech under the Establishment Clause—that is, speech that could be erroneously attributed to the school—outside of that narrow context, viewpoint discrimination against private, student-to-student, non-disruptive speech is forbidden by the First Amendment.
D.
We now consider the allegations in the complaint under this framework. Under Hazelwood and Morse , the four incidents at issue in this case, based on the facts alleged in the complaint, do not involve “school-sponsored” speech. Accordingly, the principals were not permitted to discriminate on the basis of viewpoint; yet, in each incident the principals allegedly censored speech solely because it expressed a religious message. [25]
The first incident—Stephanie’s sharing pencils with her friends after school on the sidewalk—is a far cry from the concerns the Hazelwood Court had about the “First Amendment [requiring] a school affirmatively to promote particular student speech.” Principal Bomchill’s decision to grab Stephanie and confiscate the pencils after school and threaten her with expulsion is exactly the kind of action prohibited by Tinker— a school official’s “silenc[ing] a student’s personal expression that happens to occur on school premises.” Stephanie’s sharing of pencils with friends after school could in no way be construed as speech that could be erroneously attributed to the school and therefore, under Hazelwood , is not school-sponsored speech. Moreover, Bomchill told Stephanie and her mother that her “Jesus” pencils were not permitted because they expressed a religious viewpoint.
Of the remaining three incidents, two of them also involved Stephanie—one involving sharing pencils at lunch, and one involving talking to her friends about a local church play and handing out tickets at school, but at that the unwritten policy, custom, and practice was to apply the written policy only to religious matters, thereby applying a facially neutral policy in a discriminatory fashion. No court has addressed whether the school officials’ unwritten customs and practices unlawfully discriminated against religious viewpoints, much less whether the principals applied the policy illegally. As the district court found when it adopted the magistrate judge’s recommendation, “Plaintiffs’ motion does not seek summary judgment on the application of the 2004 Policy to Plaintiffs. Similarly, Plano ISD’s cross-motion only addresses the facial constitutionality of the 2004 Policy. Thus, the only matter the Court will consider is whether the 2004 policy was facially constitutional.” As for any such contention that the principals were relying on school attorneys, there is nothing in the complaint to support such a contention, and at this 12(b)(6) stage, we cannot consider facts outside the complaint.
In addition, this court has upheld as facially valid the time, place, and manner
restrictions in a revised 2005 policy, which does not apply to the allegations in this case.
See
Morgan v. Plano Indep. Sch. Dist.
,
non-curricular times. The facts alleged do not indicate that Stephanie’s personal expression could be erroneously attributed to the school by Stephanie’s friends. In addition, the only reason provided by school officials for restricting the speech at issue is that students may not express a religious viewpoint on school property. For example, Bomchill allowed Stephanie to share a “moon” pencil at lunch break but not a “Jesus” pencil. Moreover, in the past, at half-birthday parties, school officials have permitted pencils with snowmen and snowflakes, commercial speech, such as a Lion King ring with words and pencils with the statement “Where’s Hippo?,” but here they discriminated against Stephanie’s “Jesus” pencil.
As for the incident involving a “winter break” party, school officials prevented Jonathan Morgan from giving some of his friends candy-cane shaped pens with a card explaining the Christian origin of candy canes. Jonathan’s sharing of candy-cane shaped pens could not be erroneously attributed to the school by his friends and classmates. These were his gifts. They were individually marked with his name and the recipient’s name. In addition, Jonathan Morgan would have been allowed to share his candy-cane pen in his goodie bag only if he removed the attached card containing a religious message. The only reason Swanson gave Jonathan for restricting his speech is that students may not express a religious viewpoint on school property.
None of the speech at issue could be fairly characterized as “in essence the school’s own speech” or “government speech endorsing religion.” Therefore, none of Hazelwood ’s concerns are implicated here, and at this stage of the proceedings, the district court and the panel opinion correctly held that the school-sponsored exception does not apply.
For the same reasons, the students’ speech could not have presented
Establishment Clause concerns. If “no one would reasonably believe that [the
speech at issue] bore the school’s imprimatur,”
Morse
,
In
Santa Fe
, this court held that prayers over the public address system
at football games implicated the Establishment Clause, where the school district
held an election to determine which student would deliver the prayer,
“maintained complete control over the programs and facilities during the reading
of the prayers, including the ability to mute the microphone or remove the
speaker,” and screened the text of the speech for “content prior to the ceremony.”
Id
. None of the speech at issue here was completely controlled by the school, or
delivered in such a way as to “bear the imprimatur of the school” such that one
would reasonably perceive the student speech as the government’s conveying a
“message that religion or religious belief is favored or preferred.”
See Cnty. of
Allegheny v. ACLU
,
In short, what one child says to another child is within the protection of the First Amendment unless one of the narrow exceptions discussed above applies, and none does in this case. Accordingly, we hold that the First Amendment protects all students from viewpoint discrimination against private, non-disruptive, student-to-student speech. Therefore, the principals’ alleged conduct—discriminating against student speech solely on the basis of religious viewpoint—is unconstitutional under the First Amendment. [28]
IV.
Because we have concluded that the principals’ alleged conduct violated
the students’ First Amendment rights, we must proceed to the second prong of
qualified immunity, which asks whether those rights were clearly established
at the time of the incidents.
See al-Kidd
,
A.
“A Government official’s conduct violates clearly established law when, at
the time of the challenged conduct, ‘[t]he contours of [a] right [are] sufficiently
clear’” that every “reasonable official would have understood that what he is
doing violates that right.”
Id.
at 2083 (quoting
Anderson v. Creighton
, 483 U.S.
635, 640 (1987)). A case directly on point is not required.
See id.
;
see also
Safford Unified Sch. Dist. No. 1 v. Redding
,
Columbia
,
As discussed in Part III, it is well-settled law that elementary school
students have First Amendment rights, private religious speech is fully
protected, and viewpoint discrimination is prohibited in any forum. The
Supreme Court’s decision in
Tinker
clearly established that viewpoint
discrimination against non-disruptive student speech on school property violates
the First Amendment rights of students.
See Tinker
,
Even if the Supreme Court’s unbroken line of decisions were somehow not
enough to give school districts fair warning that the First Amendment prohibits
viewpoint discrimination against non-disruptive, private student speech,
moreover, the Department of Education (DOE) has made clear to schools that
viewpoint discrimination against religious speech in schools is prohibited.
Cf.
Hope v. Pelzer
,
In sum, the Supreme Court, the Fifth Circuit, and the United States government all provided fair warning to the principals that elementary school students have a right to be free from viewpoint discrimination. That school officials nonetheless discriminated based on viewpoint under the facts alleged is not a failure of our precedent or that of the Supreme Court, but rather of the officials themselves. [30]
As a last ditch effort, in the face of clearly established law, the principals fall back on the argument that religious speech in the schools is a very confusing area and that courts’ interpretations of Hazelwood have varied widely. That is, relying on cases outside our circuit (which they characterize as broadening the scope of Hazelwood ), the principals thought that the speech at issue in the four incidents was arguably school-sponsored. The principals argue that, because the question of whether the First Amendment prohibits viewpoint discrimination in the context of school-sponsored speech remains open, their alleged conduct did not violate clearly established law.
The principals contend that because some of these cases involved “Jesus”
pencils, candy-canes, holiday parties, and religious speech, they were confused.
For example,
Curry v. Hensiner
,
Curry
, a summary judgment decision from the Sixth Circuit, involved
Christmas tree ornaments shaped like candy canes.
See
Circuit decided
Curry
in 2008, a full four years after the last incident at issue in this case.
*88
exercise called ‘Classroom City.’”
Id
.
“The event was designed to provide
students a variety of learning experiences including exposure to literature,
marketing, government, civics, economics, and mathematics.”
Id.
“The exercise
culminated in a three-day event held in the school gymnasium during which
students, using [fake money], sold goods they had produced specifically for the
event.”
Id.
Plaintiff’s social studies teacher managed the exercise, graded the
students, and provided them with a written assignment for “Classroom
City”—they were supposed to create, market, and sell a product.
Id.
Plaintiff
decided to sell Christmas tree ornaments in the shape of candy canes, which
included cards that discussed the Christian significance of the candy cane.
Id.
School officials prevented plaintiff from distributing the cards with the religious
message.
Id.
at 573. Given that the speech in
Curry
took place within the
ambit of the curriculum, was a graded assignment, was managed by faculty, was
designed to impart knowledge and skills, and could be “perceived as bearing the
imprimatur of the school,” the Sixth Circuit held that it was school-sponsored
speech under
Hazelwood
.
See Curry
,
Walz , a summary-judgment case out of the Third Circuit, involved pencils with a religious message at a Parent-Teacher Organization (PTO) party. In Walz , the school district of Egg Harbor Township held seasonal, in-class parties several times a year, which were organized by the teachers and parents. 342 F.3d at 273. Just prior to Easter, the school held a party in a kindergarten class where the children’s parents were encouraged to donate gifts to the PTO. Id. The gifts were not distributed by students, but through the PTO. Id. The PTO collected all the gifts and distributed them to the students at a school-planned, highly structured, highly supervised, and regulated holiday party. Id.
Moreover, the school did not permit the distribution of “items with
political, commercial, or religious references” in “class during school hours,” such
*89
as a pencil that stated “Home Depot” or “Support the [New Jersey Education
Association].”
Id.
at 173. The school officials in
Walz
were concerned that the
PTO’s distribution of gifts would be perceived as the school’s endorsing a
particular message. Dr. Kelpsh, the superintendent of the Board of Education
(BOE), stated that the intent behind the limited gift distribution policy “was to
ensure that no confusion about the origin of any distributed gifts with corporate,
political, or religious messages, and also that the BOE did not want anyone to
mistakenly believe that the school was endorsing any particular message.”
Walz
,
At the party, kindergartner Daniel Walz “skirted the structure of this organized activity by bringing gifts that promoted a specific religious message,” specifically, pencils that said “Jesus [Loves] The Little Children.” Id. at 279. Daniel gave them out himself rather than going through the PTO system. Daniel’s teacher confiscated the pencils and the superintendent determined that the pencils could not be distributed because the children and parents “might perceive the message as being endorsed by the school.” Id. The Third Circuit agreed, holding that the school officials were permitted to restrict the speech at issue because this was not a situation where one student “turned to his classmates during snack time and stated, ‘Jesus loves the little children,’” a *90 situation where the student speaks as an individual. Id. Rather, this was a case where a student “controvert[ed] the rules of a structured classroom activity with the intention of promoting an unsolicited message.” Id. at 280.
The Third Circuit in Walz based its decision on extensive summary judgment evidence, and held that the speech at issue was school-sponsored because “[t]he District Court found ‘abundant evidence that the school seasonal parties for these young children were meant to have an educational component, and also that they were highly structured, supervised, and regulated.’” Walz , 342 F.3d at 279; see also id. at 280 (“The seasonal holiday parties were instructional activities, as much a part of the curriculum as ‘show and tell’ or art class.”). As the Walz court observed, “several factors combined to demonstrate school control: the teacher’s role in planning the holiday parties, the PTO’s control over the gift distribution, and the directive of generic gifts.” Id. at 279.
Our sister circuits’ decisions in
Bannon
,
Fleming
, and
Peck
all upheld
some restrictions on religious speech in the school-sponsored context, either at
summary judgment or after a full trial on the merits. For example, in
Bannon
,
the court held that school murals painted by students appearing in “prominent
locations in the school,” including next to the school’s main office, and in a main
hallway, were considered to be school-sponsored because they were “allowed to
become a part of the school itself, which in this case, [they] did.”
See Bannon
,
While these cases involved religious speech, just as our case does, they
have no legal effect on the outcome of this case. Under
McClendon
, we need not
consider any of them because the contours of the
Hazelwood
exception were
clearly established by the Supreme Court sixteen years ago in
Hazelwood
itself.
B.
Principal Bomchill had fair warning that preventing Stephanie from
sharing a pencil with one of her friends after school hours, outside of school on
the sidewalk and lawn solely on the basis of religious viewpoint is prohibited by
the First Amendment.
See Tinker
,
C.
Similarly, Bomchill had fair warning that preventing Stephanie from
sharing tickets with friends to a drama at a local church and directing
Stephanie’s teacher to demand the return of tickets already given out to other
students, “while at school but during non-curriculum times” is not permitted
under the First Amendment.
See Tinker
,
As with the “Jesus” pencils, a reasonable official would not have been confused about the speech at issue in this case. No reasonable official would think that Stephanie’s conversation with her friends and decision to share free tickets to a drama put on by a local church were school-sponsored speech. The school was not required to “affirmatively . . . promote” the drama; Stephanie was sharing the tickets as an individual, on her own time at school. This was not in “essence, the school’s own speech”: Stephanie’s conversation with her friends was not controlled by the school or highly supervised by faculty members. Unlike the speech in Curry , which was expressly part of the school curriculum, her decision to share tickets with friends who expressed an interest in attending a local play had nothing to do with the school curriculum. The speech took place “during non-curriculum times” and was not reasonably related to legitimate pedagogical concerns. See Hazelwood , 484 U.S. at 270-71. Therefore, based on the facts alleged, I would affirm the denial of qualified immunity to Bomchill as to this incident because a reasonable official would have known that restricting Stephanie’s private, non-disruptive, non-curricular, student-to-student speech *94 while at school but during non-curriculum times is not permitted by the First Amendment.
D.
Finally, Bomchill had fair warning that preventing Stephanie from
sharing a “Jesus” pencil with her friends at her half-birthday party in the
cafeteria during lunch, while allowing a “moon” pencil to be shared, was
impermissible viewpoint discrimination under the First Amendment.
See
Rosenberger
,
E.
We now turn to Principal Swanson. Swanson had fair warning that
preventing Jonathan from sharing individually-addressed goodie bags that
contained candy-cane shaped pens with a “Legend of the Candy Cane” story,
constituted impermissible viewpoint discrimination.
See Tinker
,
Walz
also involved seasonal parties and candy canes, but the similarities
end there. In contrast to
Walz
, here we do not have extensive summary
judgment evidence such as deposition testimony. We have only the complaint.
The complaint alleges that the “winter break” party has never been a part of the
PISD “curriculum,” noting that no written curriculum exists for the party, that
Jonathan and the other students were not graded for their participation in the
party, and that PISD has never given grades for such parties. This was not the
case in
Walz
, where the court concluded based on the summary judgment
evidence that the party was expressly part of the curriculum.
Walz
, 342 F.3d
at 279. Unlike in
Walz
, where the PTO organized the party, collected all the
gifts, and distributed them to the students, here students were permitted to
bring in their own gifts to distribute themselves.
Id.
at 278. In other words, the
speech at issue here was like the student’s speaking to his classmates at snack
time—as an individual—which is protected speech.
See Walz
,
Any argument that the winter break party in our case must have been
curricular because the party in
Walz
was curricular impermissibly disregards
the allegations in the complaint, which we must accept as true, and draws
inferences against the students about the nature of the party. At this stage, we
cannot resolve disputed facts and we must draw all inferences in favor of the
students, not against them.
See Roe
,
F.
We are not unsympathetic to school administrators who have to make
numerous difficult decisions about when to place restrictions on speech in our
public schools. Certainly, there could be some gray area where the
administrator should get the benefit of the doubt in such situations. However,
the four incidents in this case are nowhere near the gray area. If we accept the
principals’ argument in this case, where the speech is so far from the realm of
school-sponsored speech, then it is difficult to imagine a case where the law will
be sufficiently clear to overcome immunity. The result would be that in every
case involving religious discourse, schools officials could merely throw their
hands up in bewilderment, claim ignorance or confusion, and freely censor
private religious speech without consequence. The principals’ position in this
litigation is extreme: at oral argument, when asked what rights students clearly
*99
have regarding religious speech, counsel for the principals replied that he did not
know. This is not only unacceptable, it is unreasonable. A reasonable school
official is presumed to know the law. It is clearly established law that viewpoint
discrimination is verboten.
See Rosenberger
,
V.
Imagine the United States of America where the First Amendment protects a minor’s right to play violent video games, [37] a person’s right to hatefully protest the funerals of our heroic men and women in the military, [38] and the right to possess portrayals depicting animal cruelty, such as videos of people crushing kittens with their shoes, [39] but does not protect a child’s right to share a pencil with another child at school merely because the pencil says the word “Jesus.”
Our nation was built on the foundation of religious liberty and free
speech.
[40]
This principle has been enshrined in our Constitution: “Congress shall
make no law respecting an establishment of religion, or prohibiting the free
exercise thereof; or abridging the freedom of speech . . . .”
Notes
[*] Judge Graves did not participate in this decision.
[1] Parts I through IV of this opinion, granting immunity to the defendants because the law was not clearly established, are joined by Judges King, Davis, and Stewart. Judge Dennis also joins these Parts in full, except for one point of law in Part IV(A), as discussed in his special concurrence. Judge Owen joins only Parts II through IV. Part V of this opinion addresses the constitutionality of the principals’ conduct, as alleged in the complaint. Parts V(A) through (C) conclude that one of the incidents involving Principal Bomchill was unconstitutional, while Part V(D) concludes that the Court should not reach the underlying constitutional question as to the remaining incidents. Judges King, Davis, Garza, Stewart, and Dennis would not address the constitutionality of the conduct of either principal and join only in Part V(D).
[2] The case now before us represents a relatively small part of the plaintiffs’ larger suit.
The complaint mounts facial and as-applied challenges to several versions of PISD’s student-
speech policy, along with claims against six school officials in their official and individual
capacities. These various claims are proceeding in pieces. We have already considered and
rejected a facial challenge to one version of PISD’s student-speech policy.
See Morgan v. Plano
Indep. Sch. Dist.
(
Morgan I
),
[3] A third student, Michaela Wade, also asserts claims against Swanson. However, the
complaint plainly indicates that “[t]he Wade Plaintiffs do not seek damages”; their allegations
are offered only in support of the plaintiffs’ claims for equitable relief. This is an appeal from
a denial of qualified-immunity, which is an immunity from claims for damages only.
See, e.g.
,
Williams v. Ballard
,
[4]
Morgan v. Swanson
,
[5]
Morgan
,
[6] The plaintiffs attached to their complaint the guidelines for the winter-break parties, so we may consider them at this stage. We have previously held that, in considering a Rule 12(b)(6) motion, we look at both “the facts stated in the complaint and the documents either attached to or incorporated in the complaint.” Lovelace v. Software Spectrum Inc. , 78 F.3d 1015, 1017 (5th Cir. 1996).
[7] Jonathan Morgan is not the first student to file a federal lawsuit over an attempt to
distribute some version of “The Legend of the Candy Cane.”
See, e.g.
,
Curry ex rel. Curry v.
Hensiner
,
[8] At the meeting, they aired a laundry-list of complaints about PISD’s treatment of student religious speech. They were unhappy, for instance, that a teacher had instructed their son to write “Happy Holidays” (rather than “Merry Christmas”) on a seasonal card for a local senior citizen, prepared as part of a school activity. The Morgans were also offended by Thomas Elementary’s characterization of the end-of-semester parties as “winter-break” parties because it is their belief that “Christians do not celebrate ‘winter break’ parties.” However, the Morgans do not seek damages arising from these incidents, which the complaint does not attribute to Swanson.
[9] This letter was attached to the plaintiff’s original complaint. The plaintiffs
subsequently amended their complaint, failing then to attach the letter. This appears to have
been an act of inadvertence. Like the original complaint, second amended complaint—the live
complaint in this action— incorporates and discusses the letter, referring to it as “Exhibit 7.”
However, Exhibit 7 is missing from the live complaint, which skips from Exhibit 6 to Exhibit
8. We can only assume that this was a good-faith accidental omission on the part of the
plaintiffs, who have extensively characterized the letter in their complaint. Even if it were not,
it would be proper for us to consider the letter because the complaint incorporates it by
reference.
See Randall D. Wolcott, M.D., P.A. v. Sebelius
,
[10] Specifically, the district’s letter said: The holiday party at issue is a classroom activity that has a clearly defined curricular purpose to teach social skills and respect for others in a festive setting. This activity is highly structured, supervised, and regulated. Thus, it is well within the school’s ambit of authority to prevent the distribution of candy canes or other media by Jonathan at the holiday party. Moreover, the school’s offer to allow Jonathan to hand out his materials after class or at the designated
[12] We note that the complaint fails to make clear the exact nature of Swanson’s involvement in this speech restriction. The complaint stops short of alleging that Principal Swanson personally allowed the other students to distribute their nonreligious gifts, even after her viewpoint-neutral loudspeaker announcement. Thus, it is difficult to discern the Morgans’ precise theory of Swanson’s liability from the face of the complaint: whether they mean to allege that she personally discriminated against Jonathan’s viewpoint, or whether they allege some theory of supervisory liability. We need not resolve this problem with the plaintiffs’ pleading, though, because we hold that Swanson would be entitled to immunity even if she had directly and personally restricted only the religious gifts.
[13] M ERRIAM -W EBSTER ’ S D ICTIONARY , available at www.m-w.com.
[14]
Behrens v. Pelletier
,
[15]
Atteberry v. Nocona Gen. Hosp.
,
[16]
Id.
at 252 (citing
Wilkerson v. Stalder
,
[17]
Club Retro, L.L.C. v. Hilton
,
[18]
Ashcroft v. Iqbal
,
[19] See id. (noting that qualified immunity’s shield applies “so long as an official’s actions could reasonably have been thought consistent with the rights they are alleged to have violated”).
[20]
Malley v. Briggs
,
[21]
Ashcroft v. al-Kidd
,
[22]
Id.
at 2080 (citing
Harlow v. Fitzgerald
,
[23]
Pearson v. Callahan
,
[24]
Pounds v. Katy Indep. Sch. Dist.
,
[25]
Al-Kidd
,
[26]
Id.
at 2084 (citing
Wilson v. Layne
,
[27]
Wilson
,
[28] See id. (holding that qualified immunity was appropriate because “[b]etween the time of the events of this case and today’s decision, a split among the Federal Circuits in fact developed”).
[29] Id. at 618.
[36]
Hope
,
[37]
Id.
at 742 (citing
Gates v. Collier
,
[38]
See United States v. Lanier
,
[39]
See Al-Kidd v. Ashcroft
,
[40]
Brosseau
,
[41]
[42] E.g. , Rebecca Aviel, Compulsory Education and Substantive Due Process: Asserting Student Rights to a Safe and Healthy School Facility , 10 L EWIS & C LARK L. R EV . 201, 229 (2006); Kristi L. Bowman, Public School Students’ Religious Speech and Viewpoint Discrimination , 110 W. V A . L. R EV . 187, 201 (2007) (citation omitted).
[43]
Palmer ex rel. Palmer v. Waxahachie Indep. Sch. Dist.
,
[44]
Bethel Sch. Dist. No. 403 v. Fraser
,
[45]
Hazelwood Sch. Dist. v. Kuhlmeier
,
[46]
Morse v. Frederick
,
[47] For instance, outside the school environment, the Court has recently invalidated a
California state ban on the sale of violent video games to minors.
See Brown v. Entm’t Merch.
Ass’n
,
[48]
Fraser
,
[49]
Compare, e.g.
,
Morse
,
[50]
Morse
,
[51]
See Morgan I
,
[52] The plaintiffs also argue that we need not resolve the difficult issue of which
precedent to apply because they carefully pleaded that the speech in question was “non-
curricular” and thus not within
Hazelwood
’s reach. But whether speech is “school-sponsored”
or “curricular” under
Hazelwood
is a question of law for the Court, not a fact entitled to the
presumption of truth in a plaintiff’s pleading.
See Hazelwood
,
[53]
Hazelwood
,
[54]
Tinker
,
[55] Id.
[56]
Hazelwood
,
[57] Id.
[58] Id.
[59] Id. at 273.
[60]
Tinker
,
[61] M ERRIAM -W EBSTER ’ S D ICTIONARY , available at www.m-w.com.
[62]
Fleming v. Jefferson Cnty. Sch. Dist.
,
[63]
Id.
(noting that imprimatur concerns may be heightened where students are a
“captive audience” (citing
DiLoreto v. Downey Unified Sch. Dist. Bd. of Educ.
,
[64]
Walz v. Egg Harbor Twp. Bd. of Educ.
,
[65]
Bannon
,
[66]
E.g.
,
id.
(applying
Hazelwood
to a “school beautification project” for which students
did not earn grades or credit, and which occurred on Saturdays and required a separate
participation fee);
Fleming
,
[67]
Bannon
,
[68]
Walz
,
[69]
Muller ex rel. Muller v. Jefferson Lighthouse Sch.
,
[70] Even counsel for one of the plaintiffs’ amici curiae has recognized as much. See Jay Alan Sekulow et al., Proposed Guidelines for Student Religious Speech and Observance in Public Schools , 46 M ERCER L. R EV . 1017, 1072 (1995) (“ Tinker itself dealt with the speech rights of high school and junior high school students. The proposed guidelines [from this article] extend the Tinker standard to elementary schools.”); see also Ann Hassenpflug, The Limits of Freedom of Speech for Students in Grades PK–8 , 198 E DUC . L. R EP . 383, 383 (2005) (“In Tinker [,] the Court . . . . did not address . . . any type of elementary student speech.”); Jon Perrelle, Note: An Opportunity for Reform: Tennessee Secondary School Athletic Association
[73]
Baxter,
[74]
Hazelwood
,
[75]
Muller
,
[76]
Rosenberger v. Rector and Visitors of Univ. of Va.
,
[77]
Al-Kidd
,
[78]
Rosenberger
,
[79]
Morse
,
[80]
See Good News Club
,
[81] The plaintiffs have argued that the defendants waived the argument that the law was not clearly established in light of this circuit split. We reject this argument because the plaintiffs briefed cases arising from this Hazelwood -based circuit split at every phase of this proceeding: at the district court, before the panel, and now before the en banc Court. Even if they had not, the Supreme Court has held that “When an issue or claim is properly before the
[86] Id. at 280.
[87] Id. at 277.
[88]
Peck v. Baldwinsville Cent.
,
[89]
Good News Club
,
[90]
Peck v. Upshur Cnty. Bd. of Educ.
,
[91] Id. at 275–76.
[92] Id. at 288 n.* (emphasis added).
[93] Id.
[94]
Walz
,
[96]
[97]
Good News Club
,
[98] Id.
[99] Id.
[100] Neither did the Supreme Court “reject the idea that elementary students are different” in Mergens . The plaintiffs and their amici have repeatedly quoted Justice O’Connor’s statement, for the plurality, that “[t]he proposition that schools do not endorse everything they
[102]
See Walz
,
[103] We take no position on the substantive correctness of the Third Circuit’s holding in Walz , that it is a constitutionally legitimate goal to prevent “advocacy” in the elementary- school environment. We highlight Walz instead as a precedent on which Swanson was entitled to rely, for qualified-immunity purposes.
[104] Id. at 280.
[105] Id. (emphasis added) (citation omitted).
[106] Further, we think it fitting to withhold some judgment of Bomchill’s conduct until a developed record reveals more about the circumstances. Principals like Bomchill often have to make on-the-spot constitutional determinations in the face of litigious parents already determined to sue. Amici educators remind us that parents across the nation have thusly sought to engineer “gotcha” moments for use as fodder for litigation and media campaigns. Only a more developed fact record will reveal if that was the case here.
[107]
Peck
,
[108]
See Pearson
,
[109]
Saucier v. Katz
,
[110]
Pearson v. Callahan
,
[111] Id. at 818.
[112] Id. at 819–820.
[113]
[114] Id.
[115]
Al-Kidd
,
[116]
Pearson
,
[117]
[123] As the Seventh Circuit has recognized,
[i]n a public forum, the Christian can tell the Jew he is going to hell, or the Jew
can tell the Christian he is not one of God’s chosen, no matter how that may
hurt. But it makes no sense to say that the overly zealous Christian or Jewish
child in an elementary school can say the same thing to his classmate, no matter
the impact. Racist and other hateful views can be expressed in a public forum.
But an elementary school under its custodial responsibilities may restrict such
speech that could crush a child’s sense of self-worth.
Muller
,
[124]
[126]
Camreta
,
[127] These are the factors courts consider when determining whether to apply Hazelwood . See supra nn.56–60 and accompanying text. The Vershers attempt to plead away Hazelwood by alleging that Stephanie distributed her tickets only “during non-curriculum times,” but this
[1] It must be emphasized that Judge Benavides’s opinion thoroughly describes the case law creating uncertainty that supports the principals’ immunity, but this is not an endorsement of any of those cases. In particular, I cannot understand the contention that viewpoint discrimination may be uniquely permissible in public schools against student religious speech, nor are expressed Establishment Clause concerns even plausible here. Citing Hazelwood to justify the censorship of religious candy canes at winter break parties is plainly hostile not only to the students’ religious beliefs but to the Judeo-Christian tradition that is the only reason we ever had winter break parties to begin with. I disagree with other courts that have expanded these theories without any basis.
[1] Webster defines “proselytize” as “to recruit members for an institution, team, or group [especially] by the offer of special inducements.” W EBSTER ’ S T HIRD N EW I NTERNATIONAL D ICTIONARY 1821 (1993).
[1] “ Section 242 makes it a crime for a state official to act ‘willfully’ and under color of law to deprive a person of rights protected by the Constitution.” Hope ,526 U.S. at 739 .
[1] The district court may later find that qualified immunity is warranted on one or both of these incidents after further factual development in this case.
[1]
Saucier v. Katz
,
[*] Judges Smith, DeMoss, Clement, and Haynes join this opinion in full. Chief Judge Jones and Judges Jolly and Southwick join in Sections III.A, III.C, and III.D. Judge Prado joins in Sections III.A, III.C, IV.B, and IV.C. Judge Owen joins in Sections III.C and III.D.
[1]
See also Ponce v. Socorro Indep. Sch. Dist.
,
[2] The complaint also alleges that the principals censored parent speech, but those claims were not subject to the motion to dismiss and remain pending before the district court. In addition, the complaint asserts claims against Plano ISD. A number of these claims, including an as applied challenge to the 2004 Policy (the relevant policy in this case), violations of the U.S. Constitution, the Texas Constitution, and the Texas Religious Freedom Restoration Act (TRFRA), remain pending before the district court.
[3] The school’s security guard followed Stephanie’s mother as she was leaving the school building. As she exited the building, she noticed that two police cars were driving toward the school. When she drove away, the police followed her and pulled her over. The officers let her go without incident.
[4] Although in modern usage the term “secular” is often used as an antonym for “sacred” or “religious,” scholars have observed that, originally, the term secular was actually a religious concept. See generally Steven D. Smith, Constitutional Divide: The Transformative Significance of the School Prayer Decisions , 38 Pepperdine L. Rev. 945, 973 (2011). Classically, “secular” was the term used by lay people and ecclesiastics alike “to refer to the here and now of this world, understood as a specialized area of God’s domain.” Id. (internal quotation marks omitted). Understood in that way, even medieval governments were secular—that is, they concerned themselves with the government of this world, and not the next.
[5] Specifically, the complaint alleges four federal causes of action under
[6] At oral argument, the principals indicated that guidance in this area from our court would be helpful to public officials.
[7] Even before
Tinker
was decided, this court warned: “[S]chool officials cannot ignore
expressions of feelings with which they do not wish to contend. They cannot infringe on their
students’ right to free and unrestricted expression as guaranteed to them under the First
Amendment to the Constitution, where the exercise of such rights in the school buildings and
school rooms do not materially and substantially interfere with the requirements of
appropriate discipline in the operation of the school.”
Burnside v. Byars
,
[8] We use the correct spelling of the Barnett surname, which does not match the case caption because courts misspelled the surname as “Barnette” during the litigation.
[9] Although
Barnette
involves compelled speech and this case involves compelled silence,
the Supreme Court has explicitly stated that any distinction between “compelled speech” and
“compelled silence” is “without constitutional significance.”
See Riley v. Nat’l Fed’n of the Blind
of N.C., Inc.
,
[10] Indeed, the Supreme Court in recent Terms has made it clear that the First
Amendment has a broad reach, limited only by narrow, traditional carve-outs from its
protection. Most recently, the Court held that California’s statute prohibiting the sale of
violent video games to minors was a content-based restriction that violated the minors’ First
Amendment rights.
See Brown v. Entm’t Merchs. Ass’n
,
[11] Justice Black’s dissent further illustrates that the Court’s decision in Tinker applied to elementary school students: “[I]f the time has come when pupils of state-supported schools, kindergartens, grammar schools, or high schools, can defy and flout orders of school officials to keep their minds on their own schoolwork, it is the beginning of a new revolutionary era of permissiveness in this country fostered by the judiciary.” Id . at 518 (Black, J., dissenting).
[13] “[N]either the United States Supreme Court nor the Fifth Circuit has ever held that the First Amendment free speech protections apply to elementary schools such that it is unconstitutional for public officials to practice viewpoint discrimination against religious speech in elementary schools.” Mot. to Dismiss at 2.
[14] “The most obvious and important ‘special characteristic’ of elementary schools is the tender age of the students.” Reply to Pls. Resp. to Mot. to Dismiss at 2.
[15] “Neither the Supreme Court nor the Fifth Circuit has ever upheld a First Amendment free speech claim by an elementary school student.” Supp. to Mot. to Dismiss at 1.
[16] “[E]lementary school students do not have a First Amendment free speech right to distribute non-curricular materials to their classmates during the school day . . . .” Defs. Reply to Pls. Response to Supp. Mot. to Dismiss at 5.
[17] “[N]either the Supreme Court nor the Fifth Circuit has ever extended the First Amendment ‘freedom of speech’ to the distribution of non-curricular materials in public elementary schools . . . .” Defs. Obj. to Magistrate’s Rep. at 2.
[18] “[P]ublic elementary school children do not have a constitutionally protected right to distribute non-curricular materials to other students at school . . . .” Defs. Reply to Pls. Resp. To Obj. to Magistrate’s Rep. at 1.
[19] “[T]here have been no decisions from this Court holding that First Amendment free speech protections apply in public elementary schools.” Appellants’ Br. at 28. In addition, the issue statement from their opening brief on appeal reads: “[T]he First Amendment free speech clause is not implicated by restrictions on elementary school student-to-student distribution of non-curricular materials.”
[20] “The tender age of elementary schoolchildren and the unique role their schools play in nurturing them counsels strongly against such an extension of the First Amendment.” Appellants’ Reply Br. at 1.
[21] At oral argument before the panel, counsel for the principals could not identify any case holding that elementary students have no First Amendment rights. Even where other circuits have placed restrictions on student speech, they have acknowledged that elementary school students have First Amendments rights. See supra n.11.
[22] In
Morse
, the Court allowed school officials to restrict speech that promoted “illegal
drug use.”
[23] Although some of our sister circuits have intimated that viewpoint discrimination
may be constitutionally permissible in the context of school-sponsored speech, neither our
circuit nor the Supreme Court has ever held as much. Indeed, given the Supreme Court’s
harsh criticisms of viewpoint discrimination—which it has labeled a “blatant” violation of the
Free Speech Clause—we have serious doubts about the constitutionality of the practice, even
in the
Hazelwood
context.
See Rosenberger
, 515 U.S. at 828-29. “Schools cannot
constitutionally interpret their basic educational mission as requiring the suppression of
religious speech.” Douglas Laycock,
High-Value Speech and the Basic Educational Mission of
a Public School: Some Preliminary Thoughts
, 12 Lew. & Clark L. Rev. 111, 124 (2008).
Allowing schools to suppress particular viewpoints would teach students a distorted and
dangerous lesson about the relationship between citizen and government.
See Ambach
, 441
U.S. at 79 (school officials “influence the attitudes of students toward government, the political
process, and a citizen’s social responsibilities”). Students would learn that the government
favors certain viewpoints over others and that religious viewpoints are the most disfavored of
all.
See Lubbock Civil Liberties Union v. Lubbock Indep. Sch. Dist.
,
[24] Indeed, the Supreme Court in recent years has made it clear that the First
Amendment has a broad reach, limited only by narrow, traditional carve-outs from its
protection. This year, the Court held that California’s statute prohibiting the sale of violent
video games to minors was a content-based restriction that violated the minors’ First
Amendment rights.
See Brown v. Entm’t Merchs. Ass’n
,
[25] Since the district court’s opinion denying qualified immunity, the district court had upheld the relevant written policy at issue here—the Plano ISD 2004 policy—against a facial constitutional challenge. The principals now contend that, because the complaint alleges that the principals acted in conformity with the written policy, their actions must have been constitutional. However, this disregards the fact that the complaint also alleges that the principals acted pursuant to unwritten customs, and practices. Indeed, the complaint alleges
[26] The principals contend that elementary school students are more impressionable and
therefore this case involves heightened Establishment Clause concerns. This is without merit.
The Supreme Court has held that the Establishment Clause is not “a modified heckler’s veto,
in which a group’s religious activity can be proscribed on the basis of what the youngest
members of the audience might misperceive.”
Good News Club
,
[27] The First Amendment “mandates governmental neutrality” not only among different
religions, but also “between religion and non-religion.”
McCreary Cnty. v. ACLU
,
[28] To the extent that the principals characterize the speech as “proselytizing,” such a
characterization does not affect our holding that religious viewpoint discrimination is not
permissible against private student speech, absent substantial and material disruption. There
is no such thing as “good religious speech” and “bad religious speech.” As Justice Scalia
observed in
Good News Club
, regardless of whether the speech is “aimed principally at
proselytizing or inculcating belief in a particular religious faith,”
Rosenberger
’s ban on
viewpoint discrimination applies with equal force.
See Good News Club,
[29] Since 1995, the constitutional prohibition on viewpoint discrimination against religious speech in schools has been well publicized by DOE, which has issued substantively identical guidelines during the Bush and Clinton Administrations. The Bush Administration in 2003 issued Guidance on Constitutionally Protected Prayer in Public Elementary and Secondary Schools , 68 Fed. Reg. 9645 (Feb. 28, 2003). As discussed above, the Clinton Administration issued similar guidelines in 1995, 1998, and 1999, and sent the guidelines to every school district in the country. Both of these guidelines contain multiple explanations and admonitions that private student religious speech at school is protected and may not be singled out for discriminatory prohibition, in either curricular or non-curricular situations. For example, the Clinton DOE guidelines state that school officials “may not structure or administer such rules to discriminate against religious activity or speech,” “schools . . . may not single out religious literature for special regulation,” and “religious messages may not be singled out for suppression.” See http://www2.ed.gov/Speeches/08-1995/religion.html (last visited July 11, 2011).
[30] “[G]eneral statements of the law are . . . []capable of giving fair and clear warning,
and . . . a general constitutional rule . . . may apply with obvious clarity to the specific conduct
in question, even though the very action in question has [not] previously been held unlawful.”
Hope
,
[32]
See
[33] Many of these cases were decided after the relevant actions were taken and thus, could not have been relied upon by school administrators at the time. See Al-Kidd ,131 S. Ct. at 2083 (determining clearly established law by examining law “at the time of the challenged conduct”).
[34] Our discussion of our sister circuits’ interpretation of Hazelwood does not in any way suggest our approval of their application of the school-sponsored exception, only that even a broad application of this exception is not relevant to the facts alleged here. Moreover, we need not comment on the correctness of these cases because, as discussed above, under McClendon , we have no reason to consider them.
[35] The fact that school administrators may restrict speech that interferes with classroom instructions (and could reasonably be viewed as bearing the school’s imprimatur) does not mean that they may single out religious speech for special censure or condemnation. Certainly nothing in Walz purports to disregard decades of controlling Supreme Court precedent prohibiting viewpoint discrimination.
[36] The principals contend that the “winter break” party had a clearly defined curricular
purpose, was highly structured, supervised and regulated. Principals base these contentions
on exhibit 7 to the students’ First Amendment Complaint, a letter drafted by principals’
counsel to the students. The students attached this exhibit in order to show that the
principals’ claims in the letter were inaccurate and false. Specifically, the complaint alleges
that the letter’s “explanation that students are not permitted to distribute any materials is
simply inaccurate in practice, and has not historically occurred at Thomas.” Also, Swanson
never “mentioned anything about ‘curriculum’ in any of [her] communications about the
distribution of religious viewpoint material by students to other students.” Further, “the
‘winter break’ party was never . . . a part of the PISD ‘curriculum’ as [the attached] letter
posits.” The complaint also alleges that “PISD has never produced a copy of the curriculum
for the ‘winter break’ party. No written curriculum exists.” To the extent that there is a
conflict between the factual allegations in the complaint and the principals’ arguments based
on the letter, we must accept the complaint’s version as true and draw all reasonable
inferences in favor of the students.
See Gonzalez v. Kay
,
[37]
Entm’t Merchs. Ass’n
,
[38]
Snyder
,
[39]
Stevens
,
[40] Thomas Jefferson introduced the Virginia Statute of Religious Freedom in 1779, a statute that formed the basis of our First Amendment. It began with the words “An Act for establishing religious Freedom. Whereas, Almighty God hath created the mind free.” Virginia Statute of Religious Freedom (1786).