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Morgan v. McPhail
672 A.2d 1359
Pa. Super. Ct.
1996
Check Treatment

*2 CERCONE, CAVANAUGH, Before JOHNSON and JJ. JOHNSON, Judge: Pennsylva- consider appeal,

In this we are asked to whether failed to recognizes nia law a cause of action where a doctor to the administration of obtain his informed consent block. Because we find that we are an intercostal nerve limits actions for informed by prior bound case law which proce- involving surgical to situations dures, that constrained to affirm the trial court order we are objections to those granted preliminary Dr. John A. McPhail’s informed of the which involved paragraphs complaint consent. Nonetheless, reservations compelled express we are our regarding this result. ribs. Morgan

In Barbara fractured two her October in and persistent lingering pain due to December McPhail, ribs, from A. sought around her she treatment John pain by attempted Dr. McPhail to relieve Barbara’s M.D. block, injecting which involves performing an intercostal nerve that Following into the area around the ribs. anesthesia and short of breath and very Barbara became weak procedure, him of her condition. telephoned Dr. McPhail to inform Thereafter, emergency to the for medi- reported hospital she care, that she had sustained a cal where it was determined of the intercostal nerve block. lung as result collapsed right Dr. husband, against suit Joseph, then filed and her Barbara he had failed to McPhail, things, that among other alleging, prior performing informed consent obtain Barbara’s objections in the preliminary McPhail filed Dr. procedure. Morgans’ of the paragraphs as to those nature a demurrer consent, complaint which concerned the doctrine for necessary only arguing that informed consent and, according- court agreed The trial operative procedures. Morgans filed motion ly, granted a demurrer. reconsideration, Morgans denied. then filed to 42 appeal pursuant Pa.C.S. petition permission 702(b), Court, § granted. May which was See Order of dated 1,1991. This followed. appeal, Morgans

On assert the trial erred Specifically, granting preliminary objections. Dr. McPhail’s *3 they determining contend erred in the that trial court that doctrine of informed does not to the this apply consent facts of case. in an from an scope appeal grant

Our review order objections in the a ing preliminary nature of demurrer is Cramer, 231, 1175, Pa.Super. v. 414 606 A.2d plenary. Love (1992). denied, 634, Moreover, appeal 533 Pa. 621 A.2d 580 [a]ny doubt as to a demurrer should be is whether sustained Furthermore, against moving to be “we party. resolved all in accept as true material facts the com well-pleaded all plaint, reasonably as well as inferences deducible there Preliminary objections only from.” should be sustained that, averred, it facts appears certainty when permit recovery by law not plaintiff. will 1177, 233, v. quoting Magnetic Id. at 606 A.2d at Baker 188, 192, 470, 472 Analysis 347 500 A.2d Corp., Pa.Super. (1985). competent consent “grants doctrine an

patient right regarding to medical self-determination surgical procedure.” by Sinclair v. operative or Sinclair Block, 568, 1137, (1993), citing Gray 534 Pa. 1139 633

74 (1966). Grunnagle, supreme v. 423 Pa. Our has held or physician surgeon patient who fails advise facts, risks, complications material and alternatives to sur- gery [person] patient’s which a reasonable in the position would have significant deciding considered whether ensue, have the operation damages is liable that a patient prove relationship need causal exists between the physician’s surgeon’s failure disclose information and the patient’s undergo surgery. consent Cassel, (1992). 197, 202, Gouse v. 532 Pa. 615 A.2d “The basis of an action for a lack of informed consent is that occurs, physician when a touches a a technical touching unless that is done with the consent.” Wu 352, 355-56, (1992), Spence, v. 605 A.2d dismissed, (1993), 534 Pa. 632 A.2d appeal citing Gray, supra. goal provide of this doctrine “is to with material information necessary determine proceed procedure whether to with the Sinclair, or to in the present supra, remain condition.” 570, 633 A.2d at 1140.

To determine whether the trial court erred in conclud that the doctrine of informed does not to an ing apply block, necessary it intercostal nerve understand the developed. manner which the law this area has Roberts, 260, 263, Cooper denied, (1971), gastroscopio underwent examination, during fiberscope which doctors lowered a into photograph purposes diagno her stomach “to area *4 patient sis and treatment.” Doctors never informed the of Rather, any procedure. collateral risks associated with the that “a they relatively simple assured her the examination was (there) that not diagnostic procedure any and should be However, during trouble with it.” Id. at examination, punctured, stomach was and she patient’s to required emergency surgery perforation. seal patient alleging negligence filed suit and lack of informed trial, jury consent. At rendered a verdict favor of the to On this Court was asked determine appeal, doctors. should which the doctors’ conduct proper against standard we noted Preliminarily, have been weighed. the gastroscopic dispute was some to whether

[t]here patient] surgical operation. [The examination as a qualified special for the transported was to area anesthetized examination, closely to relate the occurrences which seem However, if examination normal surgical procedure. to the two of types proce- there is distinction between the any dures, purposes of this such a distinction immaterial or not duty issue. same disclosure obtains whether technically operative. can be termed treatment added). Thus, (emphasis 265 n. A.2d at 649 n. 2 Id. at be informed concluded that the was entitled we material person would consider those risks that a reasonable undergo his or her treatment. decision However, case in only Cooper appears same of disclo physicians duty has have the stated In every non-surgical procedures. or concerning sure have stead since courts of this Commonwealth Cooper, case any of informed consent to apply refused the doctrine fastly For surgical. that is treatment not procedure 440, 442-43, Shanahan, v. example, Malloy (1980) on question the sole (plurality), treatment to a “whether doctor who renders was of a consisting therapeutic administration obligated effects is to secure potentially dangerous known side In that treatment....” informed consent to the case, taking after partially orally became blind court, years. The period over a of twelve prescription drugs necessary to a prior informed consent is recognizing that concluded that such surgical operation, “ha[d] therapeutic been extended to treatment....” at 804. to consider whether the again asked this Court to the oral admin- applicable consent was doctrine Smith, drugs. prescription Boyer istration (1985). Malloy looking guidance, After *5 we concluded that the doctrine should be limited to only those involving surgical cases procedures. reaching conclusion, this we reasoned that Gray, supra, our court supreme expressly grounded [i]n its adoption upon of the informed consent doctrine the legal theory that performance procedure of a medical without a patient’s informed consent constitutes a technical assault or battery. expand applica- To now the doctrine’s current bility to cases involving therapeutic administration from, drugs radically depart would be to and indeed obliter- ate, the Gray foundation which the decision stands. only unpersuaded Not are we that such expansion is neces- sary, we consider ourselves bound our by supreme court’s Gray. pronouncements

Id.

Subsequently, United States District Court for the law, Eastern District of Pennsylvania, applying Pennsylvania considered whether the administration of prescriptive drugs required informed consent when such drugs injected were than taken orally. Karibjanian v. Thomas Jefferson rather (E.D.Pa.1989). Hosp., Univ. F.Supp. The court Boyer recognized was the leading Pennsylvania case on issue informed consent as it relates to the administra- tion of drugs, ground but stated that middle over which “[t]he Boyer leapt includes a case plaintiffs like the injected which the A with a substance. touching occurs, one, perhaps painful yet something it is less than Id. at 1084. That court determined that surgery.” it is the injection need for an which the [w]hen it disputes, impose duty is reasonable to of informed example, consent. For there are some drugs may orally by injection; administered inject the decision to such a should be only made with the hand, consent. On the other when it is the substance administered, administration, not the method of which is ... it challenged duty is absurd to invoke the of informed touch or nurse must simply physician because the inject drug. *6 Id. v. Spence, issue in Wu

This addressed a similar case, intravenously was with supra. patient In that a treated failed that her doctor brought alleging She suit an antibiotic. neuropathy of peripheral inform her of the risk potential to the found that the treatment. trial court a result of of of lack to a cause action based failed state patient of the doctor. granted a nonsuit favor informed consent and touching that the involved appeal, patient the asserted On to drug of sufficient the was the intravenous administration of a cause required support the of form basis alternative, In she of consent. for lack informed action standard adopt negligence Court to a urged this contention, first we determined patient’s As to the consent. support injection of the was not sufficient that the damage by caused of claimed cause action because Id. at insertion of the action of drug, by the needle. Further, we 396, citing Karibjanian, supra. 355, 605 A.2d at to a consistently has limited that informed consent been stated theory. adopt negligence declined battery theory, and we Brandywine of Finally, in the recent case Hoffman (1995), Helen Hoffman Hosp., 397 (the died patient) her after she filed suit on behalf of mother contaminated contracting AIDS virus from as a result during maintained she received a transfusion. Hoffman blood in- patient’s obtain the improperly the doctor failed to the blood transfusions. administering formed consent before surgical procedures operative that “when court stated involved, as to obtain informed consent physician are must injected drugs.” Id. at explained 401. It 661 A.2d at “[bjoth potential latent harm the method of insertion inserted, or otherwise introduced any injected, substance may during surgery there body into the and left at 401 subject of informed consent.” 661 A.2d omitted). However, Hoffman, (emphasis hours seven approximately the contaminated transfusion given Thus, after surgery. because it was not during introduced surgery, this Court concluded that the doctor required was not to disclose the attendant risks and alternatives to transfusion. light foregoing authority, we are constrained to conclude that under the current in Pennsyl state the law vania, the applicable doctrine of informed consent is only when subject to a surgical procedure. (doctrine Sinclair, Compare supra of informed consent inap plicable physician’s use of forceps facilitate natural Trainer, delivery); Matukonis v. 441 Pa.Super. (doctrine (1995) of informed consent inapplicable chiro practic manipulation patient’s neck, as it was not nature), (1995); alloc. granted, Pa. 666 A.2d 1057 (1992) Dible v. Vagley, (doctrine of informed *7 inapplicable to radiation treat ment), denied, 619, (1993); 535 Pa. 629 A.2d 1380 Stover v. Assoc. Thoracic and Surgeons, Cardiovascular (1993) 11, 431 635 (physician A.2d 1047 required to disclose the attendant risks and alternatives to im Shea, plantation prosthetics); 87, Sauro v. 257 Pa.Super. (1978) (where 390 A.2d 259 a drug was administered intrave nously during surgery, the doctrine of informed consent was applicable). Our regarding injustice reservations the of this rale do not free us from the constraints imposed upon us as an appellate intermediate court. The primary role of intermedi ate appellate courts “is to apply existing law to the great volume of cases that come before us.” v. Westing Hatchard Co., 1, 22, house Broadcasting 504 A.2d (1986) , rev’d on grounds, other 516 Pa.

(1987) Nonetheless, . a second function of the intermediate appellate court is to stimulate by revision the law highest court where reform or clarification is necessary. Id. We believe that this is such a case. Although we are bound Sinclair, Wu, by Hoffman, and and Boyer must affirm the trial court order granting objec Dr. McPhail’s preliminary tions, we express our reservations regarding battery both the theory of informed consent and the distinction between surgi cal non-surgical procedures theory. under that this

Indeed, members of are not the first we battery should be abandoned theory whether question supra, Judge In Malloy, negligence of a standard. favor dissent, he cited with lengthy authored Hoffman in other “overwhelming courts among trend approval being ground- the doctrine as jurisdictions recognizing toward at 421 A.2d battery.” Id. at rather than negligence ed on cases). following this explained that courts (citing He obtain a patient’s that the failure to recognized “have trend con- traditional correspond not informed consent does results rarely omission because the doctor’s cept 446, 421 Id. at injure patient.” intent to from a willful conduct, culpable Similarly, physician’s at 805-06. “the inform, of the ‘touching’ involve a failure to does itself recog- Hoffman Judge patient.” Id. at of informed consent is based nized that the doctrine right has the each adult sound mind principle that Id., citing body. or her is done with his determine what 125, 126, Hosp., New York N.Y. Society Schloendorff (1914). determinations, make In order to such 105 N.E. knowledge- given adequate information must be and the risks attendant options evaluate the available ably Thus, Judge at 806. options. those “[wjhere prescribes a physician Hoffman reasoned involved, of the risks informing properly without and violates the bodily integrity he invades the just if he per- had right know patient’s concomitant pa- obtaining without first surgical operation formed *8 informed consent.” tient’s determined that

Similarly, although the Wu court therapeutic of administration required recognized that theory, it drugs under the its to reconsider may Supreme time for the Court [i]t treat- use of various Gray. greater in decision the risk associated with to a where ments has led situation Further, there bemay effects considerable. adverse side effects, patient in of adverse side light possibility A pa- an alternative treatment. wish to chose may [sic] no less should be undergo drug therapy tient’s decision informed than a decision to undergo surgery. The law require should that a physician provide his patient with all available information options. and findWe the dissenting opinion Judge in Hoffman ... Malloy persuasive in regard to adopting negligence any standard to eliminate present confusion in the law. Under the present develop- law, ment of the whether or not to change make such a the law is not within province of this Court.

Wu, 356-57, supra, at 605 A.2d at 397. Lynne See also Heckert, Pennsylvania Consent in Need Informed —The Standard, (1982-83) Negligence 28 Vill.L.Rev. 149 (explaining development informed consent in Pennsylvania and suggest standard). ing adoption negligence Moreover, law, under the current state of the which re quires a touching action, to establish a cause of we see no logical reason for the distinction between a surgical procedure and a non-surgical Stover, such touching, injection. as an the court acknowledged problematic nature of this distinc tion, stating that it would be less than if candid it failed to “admit to a degree artificiality in creating a distinction which limits touching required for actionable informed Stover, consent to be cut.” supra, at 26 n. However, A.2d at 1054 n. 6. it concluded that “until such time our supreme court expands definition, the technical assault such artificiality must hold sway.” Id. The Hoffman echoed this concern. Hoffman, See supra, 255 n. Further, A.2d at 402 n. 3. Judge Beck wrote separately to express her discomfort with the distinction be Hoffman tween non-operative procedures our informed 254-55, consent law. Id. at

Thus, although we have reservations regarding the law as it stands, now we are constrained to affirm the order granting Dr. McPhail’s preliminary objections to those paragraphs the complaint which concerned the doctrine of informed con- sent.

Order Affirmed. CAVANAUGH, J., files a concurring statement. *9 CAVANAUGH, concurring: Judge, the informed to extend I see no reason Since confínes, to redefine doc- present its beyond doctrine trine, only. in the result I concur FOUNDATION, Corporation. the BARNES

In re Appeal of BARNES FOUNDATION (“Foundation”). Trustees

its Pennsylvania. Superior Argued May 1995. Filed 1996. March

Case Details

Case Name: Morgan v. McPhail
Court Name: Superior Court of Pennsylvania
Date Published: Mar 15, 1996
Citation: 672 A.2d 1359
Docket Number: 1019
Court Abbreviation: Pa. Super. Ct.
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