*1 power) and is often primary used as a of heating
means homes. join
I also with Justice Roach in ac-
knowledging any event, that in the distri- propane
bution of to its customers awas “requested,
service or deemed advisable operate
desirable to a utility.” There was
simply no put evidence forth to contradict
this. course,
Of legislature early will meet year
nеxt and consider again— this issue ” but there “a cold winter eomin.’ And logic of the majority, we have inhib-
ited competition in a enterprise sys- “free
tem” to the detriment of all the Appellee’s
customers. reasons,
For the foregoing I sincerely
believe the trial court and Court Ap-
peals were correct in analysis their —thus
I strongly dissent from majority opin-
ion.
Darryl Wayne MORGAN, Appellant, KENTUCKY,
COMMONWEALTH OF
Appellee.
No. 2003-SC-0489-MR.
Supreme Court of Kentucky.
Jan. 2006.
As Corrected Jan. 2006. 3,May
As Modified 2006.
As Modified on Denial of Rehearing
May *4 Rohrer,
Emily Assistant Ad- Holt Public vocate, Advocacy, Department Public Frankfort, Appellant. for Counsel Stumbo, Attorney D. General of Gregory Stetler, Tami Kentucky, Allen Assistant General, Appellate Divi- Attorney Criminal sion, Frankfort, Appellee. Counsel Opinion of Court Justice SCOTT. was con- Appellant, Darryl Morgan, W. of first- victed in the Ballard Circuit Court burglary, second-degree stalking, degree first-degree kidnapping, two counts of sex- abuse, threatening, and ual terroristic He trespass. criminal first-degree thirty-five years to a total of sentenced to this Court as imprisonment appeals right. a matter For reasons hereaf- out, Appellants all ter set we affirm convictions, except sec- conviction hereby we re- degree stalking, ond which entry an amended verse remand for resentencing judgment of conviction order consistent herewith. hands tying
FACTS after M.S.’s behind his back, Morgan told to take her off. her robe charges against appel- bulk cried, again put gun When she he Morgan’s lant stem from actions on the M.S.’s head. 2nd, night of early October and the morn- 3rd, ing Morgan of October wherein Morgan couple that he told the broke into the home D.C. and essential- wanted to see D.C. naked and that no one ly terrorized and victimized D.C. and her get would hurt if listened to him. He they guest M.S. get then told D.C. to her vibrator out of p.m. Around 10:30 on October her dresser drawer. When she denied Morgan went to the residence of D.C. in vibrator, owning a he he had been boasted Barlow, Kentucky. Morgan, who admits in her house before and knew she owned to being voyeur, through watched one. When she cried and asked him not to bedroom window of D.C.’s trailer and ob- her, make again put gun up boyfriend, M.S., served her and her having M.S.’s head and said to do what he said or sexual couple intercourse. After the went However, he would shoot M.S. when D.C. to sleep, Morgan outside the trail- lingered get went to her dresser to vibrator out *5 er several hours before cutting the drawer, 911 from phone she dialed a telephone line a and window screen and on the According dresser. to the 911- going couple, inside.1 He then awoke the dispatch log, the call from the D.C.’s resi- and ordered them onto their stomachs. dence in at a.m. came 2:44 dis- Morgan, then armed her son’s shot- patcher immediately officers to the sent gun knife, repeatedly and told the victims trailer.
throughout
they
that if
ordeal
did not
Subsequently, Morgan forced D.C.
them,
exactly
do
as he told
he would blow
vibrator,
sexually touch herself with her
both of their
heads off
bum the trailer
threatening to
M.S. if she
shoot
did
down around thеm. When asked how he
cooperate.
complied, Morgan
As D.C.
gotten
had
gun,
replied
he
he had been
rubbed her foot
leg.
in her
house numerous times and knew
everything
where
He
was.
also boasted
ordeal,
Several
a car
minutes into
he had been in hundreds of houses in
up
Morgan
drove
told
the trailer.
D.C.
County.
Ballard
get
answer the door and
rid of whoever
Initially, Morgan ordered
get
D.C. to
City
it was.
It was
Police
Barlow
Chief
out from underneath the covers. When
Hall,
Tony
pulled
who then
D.C. out the
her,
she cried and
him not
asked
to make
front door of the trailer after she whis-
put
he
the gun up to M.S.’s head and said pered
weapon. Appel-
the intruder
had
to do what
he
he said or would shoot M.S.
lant
premises
then fled the
and was later
eventually complied
D.C.
with Morgan’s
arrested.
demands.
Later,
if
Morgan asked D.C.
she had
PEREMPTORY CHALLENGE
any
painkillers or
alcoholic beverages.
claim
Morgan’s
All she
first
of error con
had was some tea. He then al-
lowed her
cerns the trial
refusal to remove
put
bring
on her robe and
court’s
Tylenol. However,
Morgan alleges
him
Juror 19
some tea and
he
for cause.
kept
returned,
him
gun
prejudicial
his
When she
this was
under Thomas
M.S.
kitchen,
Apparently
phone
1.
cut
he
line to
not the
bedroom.
one in D.C.'s
case
required
he was
could decide the
based on the law and
v. Commonwealth2 as
However, in
presented.
evidence
Mont
to remove Juror
use
strike
Commonwealth6,
gomery v.
we noted:
myths arising
from the
One of
dire,
During voir
19 disclosed that
Juror
surrounding jury selection is
folklore
good
D.C.’s
he was
friends with
ex-hus-
juror
that a
has made answers
who
band, J.C.,
result,
and that as
he had
him
disqualify
which would otherwise
great
from
heard
deal about
crimes
prejudice may
reason
be reha
of bias
J.C.,
heard
who
turn had
the details
by being
can
bilitated
asked whether he
directly from
asked
he
D.C. When
whether
put
personal knowledge,
his
aside
guilty
could find
Morgan
the Com-
views,
opinions
or those sentiments
case,
prove
monwealth failed to
its
Juror
already,
the case in
has
decide
“I
feel
I
responded,
would
like was
solely on
pre
stead based
the evidence
betraying
and told
maybe,”
[J.C.]
defense
in court and the court’s instruc
sented
your
counsel that he
wouldn’t
“probably
tions.
has come
referred to
Thus
to be
later,
questions
best choice.” Several
Juror
“magic ques
the vernacular
19 stated
based on what he had read
But,
Hughes
tion.”
ob
as Chief Justice
thought
“open
and heard he
the case was
Wood,
served
United States
by the
and shut.” When asked
trial court
177, 185,
57 S.Ct.
81 L.Ed.
U.S.
a fair
he could render
verdict
whether
(1936),
not a techni
“[i]mpartiality
solely upon
presented,
the evidence
based
cal
It is a
оf mind.”
conception.
state
replied, “Maybe
19 further
I should
Juror
A
decision
trial court’s
whether
could,
I
I
I
not ... would like to think
but
appro
possessed “this mental attitude of
*6
pretty strong opinion,
formed a
I
have
but
priate indifference” must be reviewed
know
I
like to
his
don’t
him. would
hear
the
It is
totality
circumstances.
Nonetheless,
actually.”
of it
after
side
juror’s
not
the
to a
response
limited to
questions by the
repeated
Commonwealth
“magic question.”
court,
‘Well,
finally said,
and trial
Juror 19
strictly
I can
a decision
hope
during
I
voir dire es-
[make
Juror 19’s answers
on the
and the
I
pervasive
law].
based
evidence
an inference of bias so
tablished
can, yeah.”
think I
he could
that his eventual assertion that
put
knowledge
preconceived
and
aside
A
decision
trial court’s
as
not rehabil-
opinions
simply
of the case
did
juror
a
for
whether
excuse
cause is
fair and
itate him
the standard for a
within
for
reviewed
abuse of discretion. Adkins
impartial jury
guaranteed
the United
Commonwealth3; Pendleton
v.
v. Commonwealth
Kentucky
and
Constitutions. Con-
States
.
probability
4
“It is the
of bias
cedingly,
trial court
its discre-
abused
prejudice
ruling
or
that is determinative in
cause.
striking
tion in
Juror 19 for
not
challenge
a
Pennington
on
for cause.”
However,
never sat on
Juror 19
Commonwealth5.
Commonwealth
Morgan,
convicted
because
contends that removal for cause
(8)
because,
Morgan
peremp
despite
pri-
eight
Juror
used one of his
warranted
19’s
comments,
very
tory
allotted to
eventually
stated that he
him for
or
(Ky.1958).
(Ky.1993).
5. 316
2.
(Ky.2003).
3. 96 S.W.3d
(Ky.1991).
6. 819 S.W.2d
(Ky.2002).
4.
purpose they granted which were we amendments as drastic —to juror a sympa- strike he felt would not be as those made to RCr 9.40 would never clear, thetic his cause.7 To be one have been allowed to stand. is a case should believe this where an Dictionary Black’s Law defines a sub- obviously biased trial jury. sat stantial which is right as one essential and Morgan claims the of his perempto- use a potentially affects outcome of
ry challenge in this circumstance resulted legal lawsuit and is capable enforcement in a violation of right” a and “substantial distinguished and protection, as from requires thus reversal under Thomas.8 procedural right.14 mere technical or Conversely, procedural right is derived law, Under federal constitutional from legal procedure; or administrative peremptory challenges “auxiliary” are right helps protection Rather, not of constitutional dimension.9 enforcement right.15 of a substantial This they are a means to achieve the constitu quintessential case illustrates the exercise tionally required an impartial jury.10 end of pеremptory challenge. Morgan’s Thomas, however, By Kentucky elevated him challenge allowed to re- that of a “sub jury; ceive a fair impartial yet its use right” stantial requiring highest de argued now under Thomas as the basis protection, gree though history even our reversing the verdict that fair and acknowledges freely them, we can add to impartial jury. subtract from them or take away.11 them Historically, the of peremptory number As charged Justice Keller his dissent- challenges has fluctuated both the de- ing opinion in Stopher fense Commonwealth. “bestowing upon substantial (20) twenty the defense was per- allowed peremptory challenge exercise of a serves emptory challenges. The number was re- one only-it function and one function (15) 1893; duced to fifteen eight manufactures reversible error in cases (8) in All during periods, these the where the case has been decided a fair *7 (5) only Commonwealth was allowed five impartial jury.”16 challenges.12 In RCr Morgan finding is now error no where 9.40 was amended to allow both the de- error again, should exist. And and the Thomas fense an equal Commonwealth (8) number, upsets a verdict rendered a fair and eight peremptory challenges only peremptory challenge impartial If the jury each.13 because the Fifth and was right safeguards intended to be a Sixth substantial af- Amendment worked. defendant, forded to the as something Thomas RCr 9.40 is we created and we 7. RCr. 9.40. 12. As was the case here.
8.
Id.
13.
Id.
Martinez-Salazar,
9. United States v.
528 U.S.
120 S.Ct.
allow to exist. It is not Voir status, jurors ques- prospective were except for of 67 who been constitutional n knowledge- tioned on the record were our decision Thomas.' “Of the 67 prospec- able about the case. system an where all Ours is adversarial jurors, the trial court struck for tive a fair and parties together to insure work they they could cause when admitted jury. that is done and a When impartial fair, an expressed opinion or based on be seated, jury we should impartial fair is unsuc- pre-trial publicity. Defense counsel that reason. As not disturb verdict for cessfully moved to strike ten more Wintesheimer, in his dissent Justice they grounds for cause on admitted Thomas, out, “The mere fact that pointed this case in the they had read the details of all his the defendant exercised was, indeed, There an abuse of paper.”18 provide does not challenges sound basis by the trial court in Thomas discretion asserting relating to process for ..., grant to was the failure but abuse automatically cause de- And, chаnge of venue. to the extent number prived proper peremp- him of opinion, with this Thomas is inconsistent tory' challenges.”17 hereby overruled. Morgan peremptory challenges used his hereto, Cooper, in dissent Justice his jury fair impartial to make that a sure conjures a less than up scene where case, as was in his best interest decided his judge intentionally allows a scrupulous to do. To otherwise is ac- suggest party of one jury to be “stacked” favor that one has the knowledgment party goes suggest on to over other and Many her to a that favors or side. activi stage for such our decision sets the change or change have said Thomas RCr contrary, majority relies ties. On the working. 9.40. One the other judges, as the credibility of trial on join time to the chorus—it We now judicial operate system, backbone of our And do. overrule Thomas. we according the facts of the law and Thomas, departed we ad- Having from case, they are deal particular with which proper. mit the reversal therein was We great deference the deci ing. giveWe compelled join in such a again would rely judges sions of trial because we facts, opinion under those but reasonable and to the oath their adherence to the law grounds point- proper were according of office administered them concurring out in Justice ed Leibson’s this Commonwealth. the Constitution of There, opinion thereto. Justice Leibson Commonwealth;19 Com Harris v. See noted, ... front-page the “death news Deloney;20 Commonwealth monwealth *8 the ‘Troublesome newspaper, in the local High Dept. Transportation Cabinet Times, trial, ... Prior Thom- Creek ways Taub;21 v. Walker. v. Commonwealth venue, change attaching as for moved the newspaper. news articles from seven denied, suggest- any In the one The motion was renewed after voir scenario such as are means for by Cooper, there again. dire and denied ed Justice (Ky.1988). Id. 265. 17. 21.
18. Thomas
261.
(Ky.1987).
22.
dealing
retry
with such conduct. This case deals
this case under the
the facts
us
one
would be
before
and involves
Thomas
absurd.
juror
and one
strike. There is
Morgan’s
Thus we find no error
trial
no evidence in this case to suggest
regard.
in this
The error
the court
posi-
favoritism for the Commonwealth’s
for
failing to strike Juror 19
cause was
sug-
and
Morgan’s
tion over
no one has
play
part
harmless since
did not
otherwise,
gested otherwise. And were it
conviction.
Morgan’s
simply
would rule
It
appropriately.
we
is
our
appropriate
ruling today
for
BATSON CHALLENGE
upon
based
facts not before us.
Morgan
alleges
next
Common-
Thomas,
Kentucky,25
wealth
Batson v.
violated
rеlied
the Commonwealth
Alabama,26
J.E.B. v.
exercised all
when
Turpin
on
v.
Dun-
Commonwealth23 and
Commonwealth,24
on male
peremptory challenges
pro-
its
bar v.
dispute
jurors.
spective
We have reviewed the
contention of a constitutional violation with
grounds
striking
Commonwealth’s
for
respect
of peremptory
the use
chal-
juror
proffered
each
and conclude that it
lenges. Dunbar held:
gender-neutral explanations
sufficient
for
A
right
defendant’s
to be
tried
challenges.
No error occurred.
impartial
jury
infringed
if an
unqualified juror participates in
de
SHERIFF COOPER’S TESTIMONY
Commonwealth,
Rigsby
cision.
v.
Morgan argues
prejudiced
he was
(Ky.1973);
S.W.2d 795
Randolph v.
Todd Cooper’s
Sheriff
reference to the
Commonwealth,
(Ky.
scribed to it—to
the evidence
cross
Mor
of
gan’s
questioning
no
initiated a line
sented and reach
verdict.
find
counsel
We
regarding
she was aware
in this
the
D.C!
whether
error
mischaracterization of
house,
Morgan
any
had been in her
taken
bag.
anything,
If
use
contents
the
the
anything.
She then re
thing
moved
“rape
kit”
error as
find
was harmless
we
Morgan had
plied she had not known
been
possibility
there
no
that this
is
reasonable
home,
explained
Morgan
that
her
might
mischaracterization
have contribut-
her; during
ordeal,
told
the
of her
course
to Morgan’s
ed
conviction.27
he
from the
anything
did not take
houses
in;
only
he
around to
had been
he
looked
DC’S TESTIMONY
response
had.
this
they
see what
D.C.’s
examination,
On direct
D.C. testi
regard
relevant
thе
was somewhat more
during
Morgan,
fied that
her ordeal with
question posed by
counsel than
defense
he told her
had been
“hundreds of
he
that of the Commonwealth.
County”
houses in
Ballard
but
did
.
this,
complains
Morgan
all
now
From of
houses,
things
rather he
take
from these
“prior
bad acts”
jury heard evidence of
they
Following
looked to see what
had.
even,
had
though the Commonwealth
Morgan’s
unsolicited reference
404(b)
KRE
agreed
not to introduce
her, Morgan’s
made
statements
counsel
multiple
evidence. He claims that D.C.’s
al
a motion for a mistrial based on the
being
in “hundreds of
references to
leged erroneous
introduction
KRE
County”
only
violat-
houses Ballard
404(b)
trial
evidence. At
time the
404(b) agreement, but
pretrial
ed the
KRE
its
court overruled
motion based on
“unduly prejudiced” his case before
prejudicial impact
opinion
jury enough to warrant mistrial.
necessary
did not rise to level
statement
However,
to warrant a mistrial.
the court
First, it is a
presump
well-settled
give
jury
offered to
an admonition to the
tion that a
will
a curative ad
follow
counsel, rather, rejected
desired. Defense
potentially prejudicial
monition when
Therefore,
on the belief it
offered .admonition
statement has been made.28
compound the
impact
provid
would
testimo
timely
appropriate
admonition
ny.
jury following
trial
to the
ed
court
sufficient to
generally
such a statement is
examination,
Later
in the direct
D.C.
court
Obviously,
cure an error.29
the trial
to the “hundreds of hous-
started
refer
declaring
did not
a mistrial was the
believe
again,
was cut-off
es” statement
but
but,
cure
statements
appropriate
for D.C.’s
Commonwealth
the statement
before
rather,
believed that
admonition' was
completed.
could
Defense counsel
the court of an
sufficient. Yet the offer of
waited, until
end of D.C.’s direct
again
admonition was refused.
examination,
object
and move mistri-
court,
A mistrial
is warranted
again;
trial
overruled
al. The
“a
where the record reveals manifest ne-
motion.
Commonwealth,
question
there
a reason-
Mills
27."The
whether
complained
possibility
(Ky.1999).
able
evidence
might
to the conviction.”
have contributed
California,
Chapman v.
29. Charles v.
rorize the victim
...” as an
substantially
outweighed
value
Thus,
alternative element of kidnapping.
”
danger of
....
In
prejudice,
undue
ad-
Morgan’s
distinguish
statement to D.C. is
whether or
judging
probative
value
404(b)
able from KRE
evidence
other
substantially
outweighed
evidence is
crimes,
acts,
wrongs, or
in that the state
undue prejudice,
this Court has consis-
ment was intended as one of his several
willingness
tently
protect
indicated
(or
restraint).
tools of domination
mental
“probative evidence.”
Why else would he
made
have
the state
Commonwealth,35
(or
except
intentionally
up-
ment
v.
Springer
intimidate
we
terrorize) D.C. while
she was under his held
admission of evidence that
maintaining
control
as a means of
romantically
defendant was
involved with
Inc.,
ed,
30.
v.
purposes
potential
Gould
Charlton Co.
929 S.W.2d
but
of its
effect
Commonwealth,
citing Skaggs
her;
control
on her
or restraint
(Ky.1985)
S.W.2d
truth
it.
Commonwealth,
31. St. Clair v.
140 S.W.3d
Commonwealth,
Cf., Grundy
Ky.,
(Ky.2004), citing
Jones v. Common-
wealth,
(Ky.App.1983)
written murder A he to see her naked. because wished (which expressed envy of motive interview, Morgan into the few minutes following wealth friend received no longer that he wished indicated husband) diary her as well as a death of im deputy. Deputy speak with the Gaia by displayed which entry defendant Later mediately questioning. ceased the longing for wealth.37 Morgan approached was day, the same Turpin, In the Sixth Circuit discussed Batts, Carey again deputy, who another of review for evidence admit- standard rights. him Mor of his Miranda advised under KRE “A trial ted or excluded the mat gan agreed thereafter to discuss enjoys substantial discre- judge ‘various gave an extensive statement ter and one ‘balancing’ probative tion’ in value on Deputy Batts. prejudice’ hand and ‘unfair on other. Indeed, judge’s reviewing trial bal- Deputy Morgan claims that because now appellate under court ancing KRE him ask whether specifically Batts did not light in the most must view the evidence being Mir- rights his after he understood giving the evi- proponent, favorable its time, willing- andized the second probative dence its maximum reasonable consid- the case cannot be ness discuss minimum prejudi- its force and reasonable voluntary waiver of his knowing ered value of probative cial value.”38 Thus otherwise, court found The trial rights. any prejudi- outweighed D.C.’s statements finding. uphold and we Morgan’s cial on case. There was effect no abuse of discretion. ruling on a motion A trial court’s deemed conclusive suppress evidence is requirement respect to the notice
With evidence.40 supported substantial 404(c), prosecutor first of KRE must in hearing suppression The record of other introducing the evidence of intend absolutely no evidence crimes, diсates there was wrongs, or act's before notice Morgan not understand instance, indicating that did required.39 intent knowingly or that did not rights to his not the intent of Commonwealth Commonwealth, Cf., Hodge 17 S.W.3d (Ky.App.1994). 39. 36. (Ky.2000). Cir.1994). (6th 37. 26 F.3d 9.78; RCr Talbott v. 40. (Ky.1998). 38.Id.
Ill *12 voluntarily it, agree way to the- jury interview with “stalk.” Without has no of Deputy Batts. No error knowing pattern occurred. that the of conduct neces-
sary prove stalking include at least must Here, jury two intentional acts. SECOND DEGREE STALKING “stalk,” definition provided the of written Morgan takes issue with the trial but not the definition of “course of con- court’s refusal to jury instruct the on the duct.” And the trial that while court ruled definition of of per “course conduct” as it argue defense counsel could the definition tained second-degree stalking jury, prosecutor’s comments charge. The record that indicates while any explanation giv- eviscerated that was orally counsel requested defense such in Morgan en. an was entitled to instruction struction, he did not tender a written defi as all of the elements of the of offense Nonetheless, nition. court trial ruled stalking. The con- definition of “course of definition, that it would not give written duct” must accompany the definition of but that defense counsel was free to argue stalk. We must conclude that the failure jury. to the Accordingly, during closing to properly instruct the on all of argument, explained defense counsel that stalking of elements was reversible error. second-degree stalking requires proof of conduct, an intentional course which is pattern defined as “a composed conduct DIRECTED VERDICT (2) acts, or two evidencing more a conti asserts, Morgan further with re
nuity However, purpose.”41 in the spect second-degree stalking closing Commonwealth’s argument charge, he to a was entitled directed followed, the prosecutor made the follow verdict because the Commonwealth failed ing statements: to prove the elements the offense as set get You to decide what did that 508.150, forth in provides: KRS which day, that’s what these instructions talk (1) person A guilty stalking in the about. Let’s look this. The third one degree intentionally: second when he is definitions and I’m going to come back, you’ll only (a) need these words person; Stalks another they are used in an you instruction and (b) Makes an or explicit implicit don’t understand them. Mr. Preston threat to place intent you told things some that are not in person in fear reasonable of: here. He said some I things. didn’t 1. Sexual contact in as defined object. It’s closing argument. He 510.010; KRS you told some of what he said was the 2. Physical injury; or judge you law. The tells what the law is .... you said [Y]ou would follow the law 3. Death. judge gave you in form of in- “Stalking” 508.130(1) is defined KRS as here, structions. If it’s not written follows: it’s not the law. (a) To “stalk” means engage As noted 1 Cooper, Kentucky Instruc- intentional course of conduct: (Criminal) 3.10, § tions to Juries p. 91 (4th ed.1999), the definition of “course of specific person 1. Directed at a accompany conduct” must persons; the definition of 508.130(2). 41. KRS result of Mor- alarms, distress annoys, serious mental seriously
2. Which her trailer because gan’s entry into first intimidates, per- or harasses the had aware that it occurred. she was never person; son or Moreover, that al- herself testified D.C. pur- legitimate Which no serves was, she Morgan knew who though she *13 pose. only couple him a of times over seen had (b) that of conduct shall be course with had no contact years personal per- a cause reasonable which would that never claimed Mor- him at all. D.C. mental dis- substantial son to suffer any in acts which caused her gan engaged tress. night to the prior distress serious mental “ noted, ‘course of of 3. Finally, previously October as com- pattern of conduct conduct’ means a that the Commonwealth conclude We (2) acts, evidencing a posed of more two or that not introduce sufficient evidence did Thus, continuity to be purpose.”42 of conduct engaged pattern in a of Morgan stalking, Morgan second-degree of guilty acts, evidencing of or more composed two course of had in an intentional engage Accordingly, as continuity purpose. conduct, comprised prove of two or more acts that failed the Commonwealth D.C., alarmed, “stalked” as seriously intentionally Morgan at D.C. which directed 508.130, in he her, term is defined KRS that or annoyed, intimidated harassed on this a directed verdict was entitled to purpose. no legitimate which served charge argues that The Commonwealth (1) course of conduct was established INSTRUCTION VOYEURISM alleged into D.C.’s trailer Morgan’s entry he enti Morgan argues that 2002, and during the summer of sometime voyeurism lesser- to a instruction tled (2) 3, 2002 the October incident. Without burglary. first-degree included offense place on took question, the events which have rea jury could that the He contends were directed at evening of October 3 he D.C.’s sonably that entered believed alarmed, seriously D.C., and would have to see her only trailer the intent with intimidated, any rea- or harassed annoyed, naked, another crime. The to commit However, Morgan’s person. while
sonable
on the
denied the instruction
trial court
trailer was
entry into D.C.’s
prior alleged
not a lesser-
grounds
voyeurism
that
her,
absolutely no
she had
directed at
burglary.
first-degree
included offense
evening
Octo-
knowledge
until the
agree.
We
ber
2002.
“is
offense
A lesser-included
7(b),
Law, §
Kentucky
p.
Criminal
9—
or less
of the same
proof
established
For-
(1998),
Professors Lawson
to establish
required
than all the facts
to the crime of
respect
note that with
tune
charged.” KRS
commission of the offense
that the victim
stalking,
requirement
505.020(2)(a).
words, “if the less
In other
intimidated,
alarmed,
or ha-
annoyed,
of a fact not
proof
requires
er offense
of a
rassed,
the conduct
“requires
offense,
greater
then
prove
required
mental
actually cause serious
defendant
not included
the lesser offense is
Here,
offense,
simply
separate,
it cannot greater
but is
distress to
victim.”
uncharged offense.”43
argued that D.C. suffered
reasonably be
Commonwealth, Colwell
508.130(2).
42. KRS
also Commonwealth
see
(Ky.2000);
Day,
participant the crime: armed Moreover, beyond found a rea- (b) explosives deadly weapon; or a or Morgan unlawfully sonable doubt en- injury causes physical person iswho tered “with D.C.’s trailer the intention crime; (c) not a participant or uses committing crime therein” and “was dangerous threatens the use of a instru- a deadly weapon.” armed with Under the *14 against any person ment who is not a presented, jury facts not possibly could participant the crime.44 In comparison, Morgan have that believed entered without 531.090(1)provides, pertinent part, KRS thus, to intent commit crime and person voyeurism that a is of guilty when: voyeurism even had he been entitled to a (a) intentionally: He or she instruction, any to give failure such would have been harmless.45 (3) unlawfully Enters or in or remains upon premises of another for the VOLUNTARY INTOXICATION purpose viewing of or observing Morgan’s next claim is that conduct, genitals, sexual or nipple in refusing trial court erred to instruct the the female breast of person another jury voluntary on the defense of intoxi consent; person’s without the cation. Morgan While did tender a re (b) person The place other is in a instruction, quested presented he no evi person where would reasonable support dence to such. believe that his or her con- sexual duct, genitals, nipple of the fe- Voluntary intoxication is a de observed, male breast will not be charge to a “[negatives fense criminal
viewed,
filmed, or
photographed,
the existence of an element of the off
videotaped without
her
his or
justified
ense!.]”46 The defense is
knowledge.
reasonably
where there
evidence
suffi
Voyeurism requires proof that
de-
the'
cient to
that the
prove
defendant was so
fendant entered or
unlawfully
remained
that he
intoxicated
did
know what he
for
purpose
viewing
doing.47
another individ-
was
Evidence mere drunken
body
ual’s
or sexual conduct. Proof
that
ness is not
to
sufficient warrant
instruct
fact
required
is not
person
convict a
Although Morgan
ion.48
claimed he had
and,
such,
burglary
voyeurism
as
not a
many
consumed as
as eleven Jack Daniels
Morgan’s
lesser-included offense.
night
Under
and cokes
in question,
he also
511.020(1).
Commonwealth,
44. KRS
48.Jewell
v.
IMPROPER CLOSING ARGUMENT
Commonwealth,52
in Stopher
have held
claims the
Finally, Morgan
Com
reversal,
justify
“In
the miscon-
order
prejudicial
monwealth made several
state
must
so serious
prosecutor
duct of the
jury during
the penalty phase
ments to
fundamentally
trial
render the entire
arguments.
Morgan
closing
Counsel
Here,
asked
unfair.”
the Commonwealth
to,
review,
objected
preserved
and thus
clear, strong
“give him a
mes-
his
the Commonwealth’s reference
One,
sage.
that this won’t be tolerated
subsequent
guilt
courtroom behavior
going
are
to be
County.
Ballard
That we
off
tie
phase, specifically
pulled
that he
*15
safe,
long
as
safe.
can be
[D.C.]
top
Sprite.
and
on a
The claim
popped the
And, two, that
away.
locked
it’s because
for
of error
the Commonwealth’s state
actions_”
evaluating
over-
give
ment that
should
defen
trial,
cannot conclude
all fairness of this
we
clear
“strong,
message”
dant a
was
conduct of the Commonwealth
trial,
preserved for review at
therefore
entire trial
so
as to render the
was
serious
palpable
must
for
error.
review
be
The statements
fundamentally unfair.
RCr 10.26 states:
closing
in its
by
made
the Commonwealth
palpable
A
error which
аffects
latitude
the wide
argument were within
rights
party may
substantial
of a
be
them,
argument
closing
allowed
and the
by the court on motion for
considered
improper.
nor
neither unfair
by
on
appellate
new trial or
an
court
though insufficiently
appeal, even
raised
However,
if,
argu-
the sake
even
for
review,
preserved
appropriate
and
ment,
in the
error
Com-
we were
find
may
upon a determina-
granted
relief
be
statements,
monwealth’s
error would
injustice
tion
has
that manifest
resulted
not,
any way,
it
be harmless as
did
from the error.
On the evi-
contribute to his conviction.53
dence,
just
was both
Morgan’s
It is
settled and
conviction
recognized
well
reversal
be allowed coun
and
and
warrant
that broad latitude must
does
in the state-
jury.49
It
find no error
sel
case to the
this issue. We
presenting
by
the Commonwealth.
long
opinion
has
been this Court’s
ments made
denied,
Commonwealth,
1059,
(Ky.2001), cert.
49. Dean v.
535 U.S.
844 S.W.2d
805
Commonwealth,
(Ky.1992), citing
(2002).
Stasel v.
421
829
152 L.Ed.2d
122 S.Ct.
(Ky.1955).
278
729
S.W.2d
citing
Sum
52. 57 S.W.3d
(Ky.2001),
805
Commonwealth,
Young v.
50.
66
25 S.W.3d
Bordenkircher,
(6th
mitt v.
F.2d 247
Cir.
(Ky.2000).
Commonwealth,
1979),
Chumbler
Commonwealth,
(Ky.1995).
S.W.2d 488
Slaughter
51.
denied,
(Ky.1987), cert.
U.S.
(1989);
109 S.Ct.
opinion
LAMBERT, C.J.,
in which
and
In
process.
concurring
selection
a
opinion,
COOPER, J., join.
recognized,
Justice Marshall
will
“[Batson]
Concurring opinion by Justice GRAVES. not end
per-
the racial discrimination that
inject
emptories
jury-selection
I
into the
concur in
majority
the
opinion, but I
process.
goal
That
can be accomplished
write separately
question
to
efficacy
only by eliminating peremptory challenges
system.
modern
102-03,
entirely.”
at
Id.
106
1712
S.Ct.
no
There is
even-handed method in
(Marshall, J., concurring).
place for trial courts to evaluate the neu-
trality of a peremptory challenge, thereby
Breyer
recently
Justice
also
this
quoted
creating
application
inconsistent
po- passage
concurring
and
in his
opinion in Mil-
Dretke,
tential
seating
juror.
231,
a biased
For
ler-El v.
545 U.S.
125 S.Ct.
instance,
2317,
(2005).
Commonwealth,
in this
a trial
This conclusion was incorrect. tory challenge achieve that result does was not mean the Amendment violat- Sixth right impar- context of the to an the ed.”). in It is clear that defendant by tial as guaranteed Sixth Thomas, much like the defendant in this Amendment, Supreme the United States case, right an deprived not was “long in Ross that Court noted had jury. impartial recognized challenges are peremptory Ross, dimension.” constitutional this side-stepped This Court issue (emphasis at at 487 U.S. 108 S.Ct. the relevant explaining Thomas “ added). recently, the reit- More Court has question” rath process’ issue was ‘due “ point: and this amplified erated jury’ and ‘impartial question” er than an by noting that Ross v. Okla challenge part is of our concluded peremptory process question heritage. felony recognized Its this due common-law use homa Dunbar, misapplying already “Turpin trials in Black was venerable Oklahoma, Thomas, Blackstone, not.” See 4 W. Ross v. do stone’s time. (1769). chal have Because Commentaries 346-348 We S.W.2d granted by the long recognized peremp lenges right the role of the are not a Constitution, however, the tory reinforcing defen United States process only due on question right turns wheth to use one’s chal- er defendant what he lenges received under the rules and the so-called Ross, entitled to under state law. “impairment” right by of this the errone- 90-91, 108 S.Ct. at 2279-80. juror ous failure to strike a for cause. right Denial of a peremp- number of Therefore, question the sole before this tory challenges, say six the eight instead of issue Kentucky Court this is whether 9.40(1) granted felony prose- in a RCr law mandates result dictated in Thom- cution, literally is a denial of is al- what by elevating peremptory challenges as by Kentucky lowed law. a defendant Such right. the level of a I agree substantial precluded from full exercising his com- with Justice Keller when he noted that he plement of peremptory challenges. On the support could “find no it in for the Ken- hand, other “impairment” right, tucky Constitution.” Stopher v. Common- exist, can really such said is not a wealth, (Kel- (Ky.2001) denial of peremptory or misallocation chal- ler, J., dissenting). The dissent claims Consider, lenges. example, felony predecessor that “we our court have criminal defendant who peremp- uses two always deemed the to peremptory tory challenges to strike who should ie., challenges to be a right, substantial have been struck for cause and uses the party one to which a clearly entitled and arbitrary other six manner. Such a denial erroneous of which cannot be eight defendant has exercised deemed harmless for purposes of our all challenges, which is he is allowed under harmless error and palpable error rules.” 9.40a).1 RCr Post at 123. The dissent itself demon- strates that this characterization is inaccu- Many of upon by the authorities relied First, above, rate. noted from the Tur- distinction, recognize dissent pin decision in 1989 until Thomas was well-grounded the distinction is in our own decided, Kentucky did employ “per all, law. After Section of the Criminal Second, se reversible” rule. the dissent Code of Practice mandated that a convic- admits that from 1870 until 1935 this tion of felony could be reversed for Court did not review to the grounds, four which one of was an “error panel Therefore, for cause. the issue be- in allowing disallowing a peremptory fore us today would have never been be- challenge.” This error did not include the fore our predecessor during court erroneous failure strike a time frame. See, e.g., cause. Moore v. (7 Bush) Ky. prede- As our
Moreover, many of the cases relied upon court explained: cessor by the dissent concern the denial of the *18 actual of peremptory number to challenges by It is conceded counsel for defen- n their which a brief, defendant is to entitled under the argument in oral dant See, applicable e.g., Pendly court, rules. v. Illi- case this before that under Co., nois R.R. Ky.L.Rptr. Central 28 section 281 of the Criminal Code we (1906); held, 92 S.W. 2 Pryor innumerable, v. Common- have in cases that it wealth, (2 Dana) (1834). Ky. 32 298 But to a in pros- denied defendant a criminal there is a distinction between the denial of ecution the to appeal from the This, course, 9.40(2), that grant assumes the defen- RCr the trial court's refusal to eight dant’s perempto- situation calls peremptory challenges for the extra would fall ry challenges. Where the rules category peremp- allow for under the former of denied more, called, e.g., challenges. when tory alternate are
118 (1935), “upon Ky. chal- 258 80 817 contain
decisions of the trial court S.W.2d lenges panel, language to the and for cause.” We that refers a defendаnt’s fail- suppose exaggera- that it would be no ure to exercise all of chal- peremptory that, say adoption lenges, early tion to since the none of those articulate cases Code, Tate, that in per Criminal with section a se reversal rule. the Court it, upheld applied addressing we have it at was whether the defendant was cases, consequently least 100 have change entitled a of venue. The Court declined to review the decisions and rul- concluded that the defendant had failed to reversal, ings prose- provide grounds of the trial court criminal noting touching “Moreover, upon questions part: cutions the im- it appears nowhere that paneling any jury one on the list who had read the held, jurymen. so prospective newspaper We accounts of the homicide was coming the great eventually accepted jury, number of cases be- on the or that us, upon ground compelled accept any fore the all-sufficient defendant was by express that terms of that section having such one because of exhausted his the right peremptory challenge.” defendant was denied Id. at 820. This appeal from the decision of the trial complete is not even a articulation of the upon urged by court those matters. rule the dissent. And would appear requires objec- an that Tate Commonwealth, Ky. Lake v. Moreover, jury. tionable sat on the 511, 512 S.W. dicta, single line of this which serves as Therefore, agree I the dissent that “rule” foundation of the advanced consistently “our courts have held dissent, appears supporting without denial or misallocation of chal- best, reasoning was, It or citation. lenges, properly preserved, per when se ground truism thrown in as alternative reversible error.” Post 137. See also affirming the conviction. pages cases 136-37. cited dissent However, upon by relied the dis specific is not before other cases issue contain little more than restatement allegation the Court. There is no sent See, e.g., v. there a misallocation of this truism. Messer Com monwealth, strikes, Ky. e.g., party where one S.W.2d receives other, (Ky.1944); Jones v. Common per- more than the denial of wealth, strikes, (Ky.1955); Le emptory e.g., party where a S.W.2d Commonwealth, 558 S.W.2d given less strikes than allowed fevers Commonwealth, (Ky.1977); Smith v. by the statute. (Ky.1987); Derossett however, I importantly, More think that Kentucky the dissent’s claim that law has fact, (Ky.1993). In some these cases always applied per se reversal rule is For ambiguous language. contain rather above, simply incorrect. As discussed Lefevers, noting that the example, in аfter periods, quite there were at least two one remaining peremptory defendant had five recent, apply per where we did not se strikes, court stated: despite rule. And claim dissent’s *19 Commonwealth, Ky., 495 Rigsby In v. contrary, the it is far from clear that we (1973), 795 we said: S.W.2d applied the se reversal in per rule the leading up Turpin “Appellants complain to the of an abuse of years decision. cases, many it is the trial court refus- While true that the discretion Commonwealth, ing challenges certain for cause. beginning with Tate v.
119 cases, argument unavailing coming is because fore this Court. And those decision, do after Ross focused on appellants they nowhere assert soon the rights. about federal constitutional peremp- were forced to exhaust their claims again, pro- But real is what is tory challenges, inquiry the nor does examination by Kentucky earlier em- of the record circum- vided law—the reveal such on effect question phasis All the of Ross and whether jurors stance. the challenges implicated due way pro- were removed challenges. herrings. A to cess were red Since our cases who defendant fails present from 1933 until Thomas failed to exhaust such cannot com- rule, I compelling the consistent or believe it is plain concerning jury selection. us to Certainly juror appropriate the for revisit the issue. biased not impanelled, prejudice no can result. alleged several The dissent discusses er- There been showing has no use simply rors that are claimed this peremptories dispose eleven attempts impute holdings case and suspect jurors of the resulted theories that I for do not one believe are inability subsequent ad- necessarily of our For ex- part holding. ditional unacceptable veniremen. ample, majority the dissent claims Therefore, favorable consideration opinion would an uneven allotment deem may given not be appellants’ as- is, in peremptory challenges, that direct sertions.” rule, contravention of the as harmless er- appears It were the part majority opinion ror. No expressed who bias not impaneled, but And, holding. this as I discuss makes appellant had remaining unused above, five there a clear difference between challenges. prejudice No resulted to the such a claim of error and the actually one appellant. presented in this case.
Lefevers, at 588 (emphasis 558 S.W.2d add attempts The dissent also to claim that ed). Other upon by cases relied the dis in American current trend law is to present sent situations where thе per ward the se rule. But reversal who should have been struck cause weight authority clear across the United actually served after defen count, rejects my By States view. dant exhausted their strikes. twenty-six unequivocally states have re See, e.g., Commonwealth, Tayloe v. 335 jected per Dailey rule. se reversal See 556, (Ky.1960); 557 S.W.2d v. Brumfield State, 340, (Ala.2001); v. 828 343-44 So.2d Commonwealth, 499, 374 (Ky. S.W.2d 500 (Alas State, 764, v. 934 769-70 Minch P.2d 1964); Marsch v. 743 Hickman, ka v. Ct.App.1997); State 205 830, (Ky.1987). 831 192, 418, (2003); P.3d Bangs Ariz. 68 427 State, fall
These cases far short of v. presenting a 338 Ark. (1999); Pelletier, consistent rule. Before Thomas deci- 744-45 State v. Conn. sion, (1989); per urged by Manley se reversal rule 552 A.2d v. (Del. was, most, State, dissent hinted at—full real- 709 A.2d n. 15 655-56 Ramos, application 1998); ization and of the rule from State v. Idaho State, requires (1991); good Dye those cases bit of infer- P.2d fact, (Ind.1999); I ence. have been to find N.E.2d n. 13 State v. unable (Iowa case, Dunbar, Kentucky except Neuendorf, N.W.2d Thomas, 1993); Turpin, Manning, that contains sub- State v. 270 Kan. Bell, (2001); analysis specific People
stantive issue be- P.3d *20 120 In (2005); provided than statute. 275, 128, ry challenges 138
Mich.
702 N.W.2d
Anderson,
354,
aggrieved party
v.
356 such a circumstance
603 N.W.2d
State
(1)
v.
(citing
party
State
has
harmful error
(Minn.Ct.App.1999)
suffered
Stuffle
bean,
314,
(Minn.1983));
challenge
317
peremptory
329 N.W.2d
a
to strike
used
(Miss.
State,
576,
(2)
veniremember;
v.
754
578
So.2d
challenged, disqualified
Johnson
40
Ct.App.2000);
Storey,
State v.
S.W.3d
remaining peremptory chal-
exhausted all
Quintana,
898,
(Mo.2001);
904-05
State v.
(3)
an
requested and was denied
lenges;
38,
121,
(2001);
134
(4)
261
621
Neb.
N.W.2d
challenge, and
peremptory
additional
(Nev.
State,
567,
121 P.3d
Blake v.
578
specific
who
identified a
veniremember
DiFrisco,
434,
2005);
N.J.
645
v.
137
State
addi-
would have been removed
(1994);
Entzi,
734,
v.
A.2d
751-53
State
sat as
challenge, and who thereafter
tional
(N.D.2000);
145, 149
v.
615
State
N.W.2d
omitted).
two of the
juror.”(citation
And
1013,
68,
Barone,
Or.
969 P.2d
1018-19
328
effectively re-
cites
states that
dissent
535,
(1998);
Maynard,
v.
349 S.C.
Green
showing
prejudice
an
quire
affirmative
83,
(2002);
Verhoef,
v.
State
564 S.E.2d
they
objectionable
an
require
since
437,
(S.D.2001);
441-42
State
627 N.W.2d
will
sat
before reversal
have
on the
(Tenn.
239, 246
Thompson,
v.
State,
Busby v.
894 So.2d
granted.
be
See
Menzies,
1989);
399-
v.
889 P.2d
State
that “ex-
(Fla.2004)(explaining
96-97
(Utah 1994);
Fire,
v.
State
challenge to
penditure
peremptory
(2001);
1218, 1225
34 P.3d
Wash.2d
denial of
improper
cure the trial court’s
Lindell,
v.
245 Wis.2d
State
er-
challenge
cause
constitutes reversible
State,
(2001);
v.
Klahn
N.W.2d
remaining
all
ror if a defendant exhausts
addition,
In
(Wyo.2004).
P.3d
483-84
can show
peremptory challenges and
over
of the states listed above have
some
on the
objectionable juror has served
an
long-standing precedent after Ross
turned
State,
72 P.3d
Hanson v.
jury.”);
See, e.g.,
v.
State
and Martinez-Salazar.
(“In
order
show
(Okla.Crim.App.2003)
(Iowa
509 N.W.2d
Neuendorf
error, Hanson
by this
prejudiced
he was
1993)(abandoning forty years
prece
peremptory
must show
Fire,
dent);
145 Wash.2d
State v.
forced,
objec-
so he was
over
were reduced
1218, 1222-23
(2001)(overruling case
P.3d
juror.”)).
tion,
unacceptable
keep
1902).
decided
addition,
the dissent’s reliance
In
fact,
by the dis-
the view articulated
(Me.2002)
McLean,
The effect of Scenario 3 or impartial? By any fair It cannot. error is imbalance in error,” sensible measure “structural challenges. really Is this kind certainly by increasingly the Court’s error, really “right,” the kind of measures, jury strict selection error of justifies reversing perfectly otherwise is not “structural.” this sort by perfectly valid returned convictions jurors? impartial brings must be This us to the error answer harmless constitutional, If inquiry. category no. This error is ever there were a structural “harmless harmless errors that borders on law,” inquiry. measure of that matter of it is the in Scenar- errors *22 juries analyzed in at 3 and 5. The these Court Martinez-Salazar ios cause, other length and all and also considered states’ were vetted for Scenarios fact, were, definition, the court them fair and treatment of the issue. of they Stopher. Keller’s dissent in impartial. Yet returned convic- cited Justice harmlessness, federal and By any analyzing applicable tions. measure of After single per- a a depriving length, high defendant of state Wisconsin’s decisions surely challenge be harm- emptory per will se error rule court stated in not less most if all cases. meant that uniqueness jury The of selection er- of the court of two members whenever they very their nature rors is supreme four members of appeals or evidentiary оffer no to the or resistance call on bias than court make different typically counterweights instructional we court, automatic result is the circuit place on the scales of harmlessness. Or- This rule notwith- a new trial. is the inquiry the harmless error re- dinarily, deficiency of standing the absence an court to ask whether quires appellate first trial. would reached the jury the same have puts in “win-win” This the defendant evidence or same result with different situation, explained as Justice Crooks However, different instructions. under If the circuit court Ramos dissent. scenarios, jury has impartial these erroneously prospec- fails exclude determined, all already based struck for tive who should be law, and the instructions evidence cause, may or take his her the defendant proved prosecution that the has defen- per- chances and refuse to exercise beyond a guilt dant’s reasonable doubt. jury until the challenge, wait emptory jury in Scenarios The selection errors verdict, appeal she renders its courts to ask require appellate 3 and 5 result, then like the and receive does not impartial equally a different but whether hand, the a new trial. On the other the same result jury would have reached may defendant exercise a and the same with the same evidence ju- the prospective strike very upon The foundations instructions. ror, pro- then claim after a trial that system which our is built —that cases that his or her duces bad result due and the are decided based on the law rule process The latter was violated. evidence, peccadilloes on the per- though the defendant’s applies even always almost re- the fact-finders —will that the quickly so emptory strike comes are us to conclude that such errors quire a strike prosecutor no chance to use has harmless. This sort to correct the error. omitted). (footnotes Id. at 1432-33 instill gamesmanship does confi- policy compelling There are also other justice. system dence in our arguments against retaining a se re- per numbering and (paragraph Id. at 248-49 versal rule. After Martinez-Salazar added). omitted, This issued, Supreme emphasis con- citations the Wisconsin Court Kentucky reasoning equally to law. applies its analysis ducted an own Lindell, noted, per recognition 245 As Justice Keller challenge law in State v. (2001), rights emptory challenges substantial Wis.2d 629 N.W.2d one function one function and long-standing per se “serves reversed that state’s error manufactures reversible light of Ross and Mar- position error —it by a fair decided Supreme where case has been tinez-Sаlazar. Wisconsin inviolate,” 7,§ jury.” impartial Stopher, Ky. Const. refers (Keller, J., challenges. dissenting). GRAVES, J., joins concurring by jury of trial The common-law opinion. Constitution, preserved but regulate attempt instrument does not
Dissenting
by
opinion
Justice COOPER.
in
shall
the manner
which
be
they
qualifications
selected or the
must
intelligible briefing1
Without
benefit
possess ....
argument, majority
oral
a
even
of this
has
upon
Court
seized
this case to alter
Commonwealth,
Ky.
Wendling v.
143
trials,
jury
the manner in which
crim-
both
Haight
137 S.W.
207
See also
civil,
inal
practiced
will hereafter be
Commonwealth,
(Ky.
444
v.
(at
Kentucky
least until the membership of
(“There
2001)
to
right
is no constitutional
changes
again).
this Court
once
In doing
However,
peremptory challenges.”).
be
so,
majority
to
suggest
seems
the
...
“they
cause
are
means to the con
[a]
per
rule,
se
error
reversible
heretofore
impartial jury
of an
a
stitutional end
applied
litigant
when a
is
the per-
denied
McCollum,
trial,” Georgia
fair
v.
505 U.S.
emptory challenges to which
is
he/she/it
2348, 2358,
112 S.Ct.
120 L.Ed.2d
entitled,
lawfully
created out whole
(1992),
predecessor
33
and our
we
court
Commonwealth,
cloth in
v.
Thomas
864
always
right
peremp
have
deemed the
to
(a
252 (Ky.1993)
S.W.2d
case unmentioned
tory challenges
right,
to be a substantial
brief).
in the Commonwealth’s
On the
i.e.,
clearly
a party
one to which
entitled
out,
contrary,
pointed
infra,
as will be
and the erroneous denial of which cannot
denial of
strikes author-
purposes
be deemed harmless for
of our
by
prejudi-
ized
law has been regarded as
harmless
and palpable
error
error rules.
cial
a litigant’s
rights
to
substantial
10.26;
&
RCr 9.24
CR 61.01 & 61.02.
Kentucky for more
years. Pryor
than 170
[Ejvery error is
prejudicial
deemed
Commonwealth,
(2 Dana)
v.
Ky.
32
298
rights
party
the substantial
of a
which
(criminal
(1834)
case);
Goode,
v.
Clarke
29
clearly
which
denies him relief to
he is
(6 Marsh.)
(1831) (civil
Ky.
J.J.
entitled,
only in
view the
—clear
case).
majority opinion
seems to
right depends,
basis which the
but as
equate a
right”
“substantial
with a “consti-
to the mode which the
is to
result
however,
right”;
tutional
neither Thomas
reached.
any
Kentucky
nor
other
case has ever
Mason,
suggested
requirement
Ky.
that the
v.
264
95
“[t]he Clark
S.W.2d
(1934);
trial by jury
ancient mode of
v.
12
Byrne,
shall be held
Wathen
S.W.
197, 198
...
right
(Ky.1889).
sacred
and the
remain
thereof
secured.”),
jury
The Commonwealth's brief
United
cites
tial
is all that is
and that "[i]t
Martinez-Salazar,
appellant
States
528 U.S.
cannot be
reversible error for
(2000), only
peremptory against
juror
L.Ed.2d
S.Ct.
for
exercise a
a
he
cause,
propositions
if,
strikes are
have
wishes
could
struck for
like
dimension,
juror,
qualified
not of constitutional
an issue set-
other
there is not basis to
States,
brief,
long ago
Appellee's
tled
in Stilson v. United
cause.”
strike
583, 586,
28, 30,
added).
(emphasis
Obviously,
U.S.
40 S.Ct.
fense could ethically, or would practically, decide infect his client’s concept of trial jury probably did *25 demonstrably with a juror who biased England prior exist in to the Norman could have removed been with an available Conquest 1066 generally thought of and is If, peremptory challenge.” Id. at 1404.6 origins to have its Norman/English Martinez-Salazar, by asserted “inquisitio.” at Charlemagne’s Id. 13-19 315, 120 781, at at “strange S.Ct. its invita Brunner, (citing Origin Heinrich The of choice,” tion” certainly is not a “no (Berlin 1872)). Juries to the Prior Con- Hobson’s choice.7 quest, three basic trial methods in
A full understanding England by of trial significance compurgation,8 were trial of today’s combat,9 and, requires by decision in felony some historical most often perspective. cases, by trial ordeal.10 Judge pre- 5. judge Language Hoffman is Diсtionary English “hands on” Una- of siding (1993). over bridged the District Court for the Second 1076 (Denver). Judicial District of Colorado by compurgation employed pri 8. Trial was hand, Judge 6. posits On the marily other Posner minor criminal matters and civil puts aggrieved "litigant an disputes. party civil in a The winner was the who heads-I-win-tails-you-lose position: produce requisite if he wins could the most aor number verdict, jury pocket victory, willing can his of witnesses to swear to the truth of loses, Moore, 27; get Thomp- supra, if he he can a new his oath. 3 William trial.” Blackstone, 621, Gray, Eng son v. & Law Altheimer 248 F.3d 623 Commentaries on the of (7th Cir.2001). why, young land: A Facsimile the First Edition 1765- That is as a law- of of (1979); Moschzisker, yer, rejoice I 1769 342-44 Robert von was schooled to if the court trial (B 43-45, by §§ Trial Combat at 34—37 my opponent erred in favor of com- isel1 922). negotiations mence if the court erred in favor my of client. by usually royals 9. battle Trial between choice, represented by "champions.” William For 7. A Hobson's named Hob- for Thomas (1875); History son, syth, by Jury 81 Trial 3 English liveryman required who of Blackstone, 337-41; supra note von customers to the horse stable take nearest the Moschzisker, 8, 17, supra § note at 14. none, necessity door or is defined as of "[t]he accepting something objectionable through get nothing the fact that would one otherwise 10. If the accused survived unscathed the or- of, e.g., inserting at all.” Webster's Third New into a vat of International deal his arm 126 (also 1215), regarded as more decisive years after exactly 100 the Con trials, employment jury of the increased
quest, Henry proclaimed II Assize Plucknett, A Concise Histo Clarendon, Theodore F.T. banning by compurgation trials (5th Law ry Common 118-19 system juries a uniform establishing ed.1956), or because abolition of the civil criminal dis resolve and minor jury logical by left trial as the deal putes; pri felonies continued to be tried deciding serious criminal 35-39; alternative Moore, by supra, at marily ordeal. Hoffman, Peremptory cases. Morris B. Proffatt, By A. A John Treatise Trial A Challenges Be Trial Should Abolished: Questions Law and Jury, Including Judge’s Perspective, 64 U. Chi. L.Rev. 1880). (Riverside 25-26, §§ Fact at 37-39 (1997). by By jury trial had Carta,11 Magna XXXIX of the Chapter primary method determin become signed in has been attributed as the guilt in criminal ing a defendant’s serious by jury source of the to a trial Green, Thomas A. Verdict Accord cases. Utah, Thompson v. peers. twelve jurors, ing to Conscience S.Ct. L.Ed. U.S. often grand petit, both were most (1898), grounds overruled on other King’s judiciary. knights selected 37, 51-52, Youngblood, Collins U.S. Moore, supra, at 53-54. S.Ct. L.Ed.2d (1990); Blackstone, supra note at 342- As trials flourished the thir- However, theory largely has been century, concept peremp- teenth See, rejected by e.g., modern scholars. tory prosеcu- for the least —at Holt, (1965); Magna J.C. Carta Felix root, particularly in began to take tion— Corcoran, Petty & Frankfurter Thomas G. chal- capital party cases.12 Either could and the Constitutional Federal a rela- lenge a for cause because of *26 Offenses Guaranty by Jury, blood, 39 Harv. Trial or tionship litigant by marriage, to a of (1926) 917, 14 (debunking 922 n. Dyke, L.Rev. & M. Van economic interest. Jon Thompson the attribution in as “one of the Our Jury Selection Procedures: Uncer- fables”). legal Pope Inno Pan- Representative most revered of tain Commitment to addition, ordeal, 141 In by pro cent Ill’s ban on trials the Crown els effectively an at Fourth could exercise unlimited claimed the Lateran Council water, recipe walking [Pjutting scalding hot to death was a much in barefoot over coals, body being professions, or bound and thrown into a vogue with all trades water, by [Bank], of he was declared innocent inter- least all with Death not of Tellson’s God; otherwise, guilty. of he was vention things, why remedy is Nature’s for all Blackstone, 8, 336-41; supra note von Legislation’s? Accordingly, forger the Moschzisker, 8, 49, § supra note at 38-39. Death; put was utterer of a bad note to Death; put opener of a was to the unlawful taken, impris- freeman shall be or "No 11. Death; purloiner put to of letter was oned, of liber- or be disseised his freehold or pence put forty shillings and was to six customs, exiled, ties, be or free or outlawed or Death; horse the holder of a at Tellson’s destroyed; pass or nor will we otherwise it, door, put to made with was who off him, him, upon by condemn but lawful nor Death; put shilling was the coiner of a bad judgment peers, of his the law of the Death; the sounders of three-fourths of to land....” gamut of Crime were the notes in the whole course, Ages, 12. Of even into the late Middle put to Death. punishable by most felonies were death. Dickens, (Sig- Two Charles A Tale Cities Blackstone, 8, supra note at 95-96. Dickens 1960). net penalty prevalence the death described eighteenth thusly: century in the late challenges jurors aside” until had explanation number without to “stand each side simply royal infallibility, on the basis of challenges for cause and the exercised all i.e., challenges irrebuttably pre- were her accused exercised all of his or had sumed to be for a Id. at proper purpose. challenges. Only if num- peremptory Thus, Judge that this posits Hoffman jurors remaining ber of then were insuffi- early English peremptory challenge was jurors “standing cient could the aside” hybrid peremptory more of between a course, recalled, challenges subject, to Hoffman, and a for cause. Per- Proffatt, 159-160, §§ supra, for сause. Abolished, Challenges emptory Should Be 211-13. In supra, response, at 820-21. some 1305, the peremptory After number of began permit courts criminal defendants En challenges allotted to defendants in cases to capital peremptory exercise trials glish gradually criminal reduced By challenges. the end of the thirteenth (22 8, twenty13 ch. thirty-five from Hen. century, it was well settled in common (1530); 4, 50, § § 6 Geo. ch. law that Crown could an un- exercise (11 (1825)); to seven ch. then & Geo. challenges limited number of peremptory (1948)); (The 58, § then to three Crimi thirty-five. and the accused could exercise Act, 43); they § ch. nal Law until Proffatt, § supra, at 207-08. abolished, finally along were Parliament enacted the Ordi- procedure, “standing aside” effective Janu Inquests, nance for Edw. Stat. (The Act, ary Criminal Justice attempt power restrict the Crown’s 118(1)).14 33, § ch. handpick all prospective but also exercise unlimited II. PEREMPTORY CHALLENGES The challenges. Ordinance abolished IN UNITED STATES FEDERAL Crown’s es- while COURTS. tablishing law the accused’s accepted courts English The colonial peremptorily challenge thirty-five jurors. Blackstone, thirty-five standards of chal- supra note at 346-48. courts, however, lenges treason, twenty King’s for those accused of largely avoid- felonies, ed the prosecution’s per- elimination those accused other and the *27 emptory challenges by practice recognizing “standing prosecutors. a new aside” for procedure supra, common law Dyke, known “stand- Van 148. The first draft as device, ing By aside.” this of prosecutor the the Sixth Amendment to the United any included, could direct prospective corollary number of States Constitution as a male, right acquitted 13. One accused of treason the young retained and all seven defen- thirty-five peremptory challenges. to any rep- case dants. This more than other campaign resented a watershed in the to challenge of The demise the in challenge, though abolish the critics even England reportedly was jury pan- the fact that overlooked the entire campaign [during of a "the result sustained el summoned for the trial had vetted been press 1980s] the Parliament and the by prosecution Special for the and Branch alleging system- that defence counsel were MI5.” trials, abusing atically it. In multi-handed Broderick, Raymond Why Peremptory J. the said, pooling it was counsel were chal- Abolished, Challenge Temple Be Should lenges 'pack' juries to with individuals who (1992) added) (emphasis L.Rev. 373 n. likely acquit. Cyprus spy to were The trial Enright, Challenge (quoting Reviving Sean the example. was often cited as an In that Cause, (Jan. 6, 1989)). L.J. 9 New for by challenged seven de- instance were acting together. jury, counsel all The fence States, § ch. Stat. 119 right jury, right an “the United impartial to (1790), explicitly the defen- requi- accustomed which afforded challenge of other Gutman, Attorney- if peremptory challenges S. Mac The thirty-five sites.” dant A twenty Voir Dire Jurors: Consti- charged Conducted with treason of 39 Brook. L.Rev. Right, any capital tutional other offense. charged with (1973) (quoting Journal the House peremp- was made either for provision No of of The First compiled by Representatives, or the tory by prosecution the strikes Project); the U.S. 58 Congress Gazette “standing aside.” practice law common 1789). language ulti- (Aug. This was However, in in United States v. dictum deleted, mately probably urging (12 Wheat) the Marchant, 25 6 L.Ed. U.S. Madison, the James who believed Amend- the (1827), Story that Justice indicated guarantee “impartial jury” ment’s procedure was common “standing aside” the to right ques- sufficient to include was inher- right that our federal courts had law jurors. challenge tion and England. from the common law of ited word used [trial “Where technical But conclusion a still more direct jury], to it by belonging all incidents right may against the be drawn from it. to necessarily right attended challenge to right of the crown admitted by jury, challenge is incident to the trial cases, practice in criminal under secured, and, as is is the other.” one so say that the same right. We do Gutman, right belongs any to the States in supra, (quoting at 297 Madison’s Union; may diversity there right by regarding the trial remarks jurisprudence by respect as to the local guaranteed as jury criminal cases is, inquiry not as practice. The here III, during Virginia Article Section but, prerogative, to what is State reported in ratification debates as Jona- simply, is the common law doctrine Elliot, what than The Debates in the Several under point as to the consideration. Adoption Conventions on the State 1836) (2d crown the statute of 33 Edw. Until Federal Constitution 531 ed. any juror, debate, might peremptorily (Virginia ratification June cause; 1788)). assigning but disagreed: without Henry Patrick away right and nar- took statute “I rather the trial were would challenges of the crown rowed the together. all There no struck out is practice cause shown. But those for jurors. challenging partial right of been, uniformly has since this statute America, nor There no common law of is settled, clearly now constitution, right can be no there cause at the compel the crown show challenge partial jurors. right Yet taken, objection put aside time of but to trial valuable as *28 panel gone until the whole the jury itself.” through. Henry’s remarks as (quoting reported Id. 483, to (emphasis L.Ed. 700 added 541-42). Id. Elliot, supra, respect With procedures highlight selection cause, predic- Madison’s always pre- state courts have been true; state respect per- proved
tions
with
rogative).
challenges, Henry’s predictions
emptory
(at
ultimately
least in the consti-
prevailed
Shackleford,
In
59 U.S.
United States
context).
tutional
How.)
(1855),
(18
588,
howev-
peremptory challenge
United
twenty
numbers:
U.S.
S.Ct.
410, 414,
for the defendant
prosecu-
and six for the
130
associations,
yet
his
and
and
(1919),
chal-
from
habits
peremptory
counsel
the perempto-
The essential nature of
probing
on the voir dire
through
questions
ry challenge is
it is one exercised
that
challenges
and
of
facilitates the exercise
being subject to the court’s
... without
by removing
incurring
for
the fear of
cause
per-
for cause
control. While
hostility
juror’s
through
a
examination and
narrowly
a
mit
on
rejection
Alabama,
for
Swain v.
challenge
cause.”
legally
provable
cogniza-
specified,
219-20,
85 S.Ct.
U.S.
partiality,
ble basis
(1965),
overruled
Batson
L.Ed.2d 759
or
rejection
imagined
a real
permits
for
Kentucky, 476
U.S.
S.Ct.
easily designated
partiality that
less
(1986).
L.Ed.2d
or demonstrable.
Swain,
two
for
Blackstone offered
rationales
U.S.
(citations omitted).
added)
peremptory challenge:
(emphasis
sensible,
must
every
1. As
one
prem
are often
Peremptory challenges
unaccount-
impressions
what sudden
hunches and
upon “experienced
edu
ised
apt
prejudices
are
to conceive
able
we
rel.
guesses.”
v. Alabama ex
cated
J.E.B.
upon
gеstures
the bare looks
T.B.,
148, 114 S.Ct.
511 U.S.
another;
necessary it is that a
and how
(1994) (O’Connor, J.,
L.Ed.2d 89
(when
life)
prisoner
put to defend his
jurors during voir
“[M]any
concurring).
jury,
opinion
a
his
good
have
should
an articulable
may
give
party
a
dire
discon-
might totally
of which
the want
cause, though
challenge
for
reason to
them
him;
wills
cert
the law
hostility
instinctively senses
party
against
one man
should be tried
T.
juror.” Robert
from
prospective
a
even
prejudice,
he has conceived
whom
Prior,
Challenge: A Lost
Peremptory
being
assign a reason for
without
able to
Cause?,
L.Rev.
44 Mercer
such his dislike.
lawyer’s instinctive assess
“That a trial
Because,
upon challenges
cannot
juror’s
predisposition
ment
a
shown,
assigned
if the reason
cause
high standards of
meet the
juror,
prove insufficient to set aside
lawyer’s
mean that
cause does not
perhaps
questioning
J.E.B.,
his indif-
bare
instinct is erroneous.”
may
provoke a re-
J.,
ference
sometimes
(O’Connor,
con
148, 114
at 1431
S.Ct.
sentment;
consequence
all ill
prevent
describes
curring).
commentator
One
which,
liber-
prisoner
is still at
from
“one based
challenge as
ty,
pleases,
if he
to set him
peremptorily
attorney,
but
persuades
evidence that
aside.
persuade
judge”
is insufficient to
liti
against the
Blackstone,
potential juror is biased
supra note
at 347. A
Anthony
position.16
or her
strongest
gant
reasons to
party “may have the
offered,
Spot: Unconscious
Page,
of a
Batson’s Blind
distrust
the character
County,
personal
injury lawsuit
attorney
thirty years
practicing
some
16. As a
city fire
defending
between a
ago,
arose out of
collision
I was
to assist in
retained
Bardstown,
My co-counsel
neighboring
truck
another motorist.
City
Nelson
*30
131
Stereotyping
352,
1859,
and the Peremptory Chal
111
114
U.S.
S.Ct.
L.Ed.2d 395
(2005).
155, 158
(1991) (as
lenge,
Martinez-Salazar,
85
L.Rev.
B.U.
stated
528
781),
gender,
U.S. at
120 S.Ct. at
Prior to Ross v. Oklahoma and United
J.E.B.,
130-31,
511
at
114
at
U.S.
S.Ct.
Martinez-Salazar,
States v.
only
re
prohibition
1422. The Batson
against the
party’s
striction on a
peremptory
use of a
discriminatory
peremptory
use of
chal
challenge was that
it could not be em
cases,
lenges has been extended to civil
ployed
purposeful
discrimination
Co.,
Edmonson
Leesville Concrete
500
against
jurors
a class of
on the basis of
614, 630,
2077, 2088,
U.S.
114
S.Ct.
race, gender,
or ethnic origin.
(1991),
L.Ed.2d 660
and to
the United States Supreme Court held in
exercised
criminal defen
Batson v. Kentucky that the dants,
McCollum,
Georgia v.
505 U.S.
not entirely
was
peremptory but
2348, 2359,
112 S.Ct.
emptory
require
or to
that a
Id.
Initially, criminal defendants had required law, utory peti- twenty-four peremptory As Oklahoma right charged tioner one of his if treason and challenges exercised rectify charged felony.” the trial with “murder or twenty court’s er- ror, only Act Lit consequently he retained of December William (“Littell’s tell, Kentucky eight challenges to use in Law of Statutе Laws”), § he re- ch. pp. his unfettered discretion. But This all statute ceived that Oklahoma law allowed broadened him, in “all crim process twenty peremptory challenges and therefore his due chal- whatsoever,” except fails. inal courts lenge cases Commonwealth, Ky. “penal” subject only guage where offenses—those Montee v. *32 (3 Marsh.) penalty (1830), to pecuniary prosecuted.19 sup- to appears J.J. —were 22,1798,1 Laws, Act of December Littell’s port position. (1810) 169, p. ch. in (“except courts of seem, therefore, It would sessions”). quarterly During this time the conclusion, is, most safe and consistent prosecution any was not to per entitled right peremptorily challeng- that the 17, emptory challenges. Act of December “penal in ing twenty, does not exist 1796,1 Laws, 262, 18, 469; § p. Littell’s ch. cases,” allowed, in all other crimi- but is (7 Bailey, Ky. Commonwealth v. J.J. cases, right prosecute that the to nal Marsh.) (1832). However, this omis error, in in given penal, a writ of but substantially sion was counterbalanced no other criminal case. that, the fact whereas a writ of error or an Id. at 144-45. appeal could be taken to the Court of Appeals20 case, “penal” from civil or However, while there had been no statu appeal writ of error or an could not be in tory right peremptory challenges tri taken from other criminal case. Act (those in “penal” als of offenses tried 19, 1796, Laws, December Littell’s ch. sessions), quarterly courts of Montee also (no 277, 13, certiorari, § p. 563 appeal, equitable held that “[a]n and reasonable supersedeas, or writ of error from allowed construction, will right extend the same district judgments court21 in criminal cases,’ peremptory challenge, ‘penal cases). logic denying right The behind cases,” i.e., which is allowed [civil] appeal criminal serious cases was the right challenges. to three justice.22 simple: swift Id. at a party’s 149. Thus the reason for blush, right peremptory challenges to its allotted At first the distinction between could not have was no allowing appeals in been because there “penal cases” but not cases, right In appeal. “penal” other criminal the ac may cases have been right because the accused in cused had both the other criminal (albeit three) cases twenty peremptory only was allowed chal- and the Furthermore, lenges expected appeal. Pryor to use them to v. Com —and judicial (2 Dana) monwealth, (1834), correct following Ky. error. The lan- 1802, "penal” 19. Prior to all cases were tried court held that a writ could be of error taken case, penаl quarterly in the court of from circuit court in a over which sessions—a court of quarterly previously jurisdiction; limited the court of sessions had the district court was a cases, jurisdiction, 1802, but not in other criminal general jurisdiction. court of In dis- previously over which the district court had quarterly trict courts and courts of sessions jurisdiction. Montee v. jurisdiction were abolished and their trans- (3 (1830). Marsh.) Ky. J.J. ferred to circuit courts. Act of December Laws, §§ 3 Littell’s ch. explained: 22.Chief Justice Robertson (1811). pp. 37-48 tolerating for not writs of reason highest 20. Prior to our court was the error, cases, punishable by in criminal cor- Appeals.” Upon adoption "Court of infliction, be, poral may because such a Judicial Article that Court became the Su- would, cases, proceeding, in such Acts, 2(1), preme Ky. § Court. 1974 ch. unusual, inconvenient, oppressive, but degree, and in some subversive the exi- gencies, pun- inflicting corporal and end of quarterly 21. After the court of sessions and ishment. (e Montee, (3 Marsh.) mp merged the district court were Ky. into the circuit J.J. at 144—45 court, added). supra, predecessor see note our hasis challenges allowed law was emptory error held that it was reversible court three chal inviolate. deny the defendant though in a case lenges “penal” even Assembly officially the General of error prosecute a writ defendant could adopted first Criminal Code Prac- years in such a Id. at Sixteen case. al., M.C. et Practice tice. Johnson Code of later, intervening of a after the enactment (eff. 1854).23 July in Criminal Cases authorizing of a writ of prosecution statute allotted to of the Code Section 203 *33 any punishable by in criminal case error twenty challenges peremptory defendant imprisonment, Act of fine or and fine in in a and three felony prosecution 37, the held that it 3 Stat. Law court 204 al- prosecution; misdemeanor section deny to a defendant was reversible error peremp- to five lotted the Commonwealth in the trial twenty peremptory challenges felony prosecution in a tory challenges result in any charge criminal that could prosecution. in a Sec- three misdemeanor Hayden v. Common imprisonment. gave appel- Appeals tion 327 the Court of Mon.) (1850). wealth, (10 125, 126 49 B. Ky. convictions, jurisdiction felony late over litigation, an Act of respect to civil With contained in “subject the restrictions to Laws, 27, 1806, 3 ch. December Littell’s respect, In that Section 334 this article.” (1811), provided § that “each p. 402 judgment of a provided that a of conviction litigant per- party right shall have the on the fol- felony could be reversed emptory chаllenge to one fourth lowing grounds: McGee, Sodousky summoned.” admitting An in 1st error of court (4 Marsh.) (1830), a civil Ky. J.J. rejecting important or evidence. battery, prede- for our action assault in or instructing refusing 2d An error interpreted litigant” “parties cessor court jury. to instruct the of the contro- antagonistic to mean sides An arrest failing 3d to error thus, deny sepa- versy; to it was error judgment. challenges nine non- peremptory rate allowing disallowing An or 4th error in In Clarke v. antagonistic defendants. (6 Marsh.) challenge. Goode, (1831), J.J. Ky. however, held that it was revers- the Court 349(1) added.) specifi- (Emphasis Section deny litigant ible error to a civil allowing an cally provided that error challenges to exercise all three overruling cause was not important him. not only “It is allotted 276, which grounds for reversal. Section justice impartially that should be adminis- Ky. Acts later became section tered, but it can be without where effected 1877), (eff. Bullitt Joshua F. & January rule any propriety, the violation of that Feland, Code Practice Ken- John as clear through
it should flow channels (1876), provid- tucky Cases Criminal suspicion possible.” Id. from court decision of the ed “[t]he cause,
Thus,
panel,
jurisprudence,
it
our earliest
(Em-
subject
exception.”
defen-
shall not be
well
a criminal
established
added.)
per-
litigant’s right
phasis
or a
to the
dant’s
civil
Procedure, id.
subsequent
with the Rules of Criminal
of the Crimi-
23. This and
editions
governed
practice
subject
in Ken-
and the
§
nal Code
criminal
to future amendments
tucky
until
when the General
authority
Depart-
from 1854
rule-making
of the Judicial
Code,
Assembly repealed the last Criminal
Id., pmbl.
ment.
Acts,
62(2),
replaced
§
Ky.
ch.
(13
(7
Commonwealth,
Ky.
Ky.
In Moore v.
Rutherford
Bush)
Bush)
(1870),
predecessor
our
court
held that section 334 of the Criminal Code
pass-
noted in
opinions
of these
Several
precluded
reviewing
it from
a trial court’s
erroneous failure
ing that the trial court’s
ju
allegedly erroneous failure to strike a
have
for cause could not
to excuse
(oddly failing
ror for cause
to also cite
because the defendant
prejudicial
been
349(1)),rejecting
argument
section
that he had exhausted all of
failed to show
the effect of the error was to disallow the
challenges. Conley, 8
appellant
peremptory challenge so as
513;
417; Lake,
136
(failure
Oklahoma),
for cause
of Ross v.
(Ky.1988)
to excuse
interpretation
we
range
penal
not consider full
predecessor
and our
court have consistent who would
Commonwealth,
Tate dur
v.
ties);
Marsch
ly applied the rule announced
743
Derossett
v.
years.
ing
ensuing seventy
830,
(Ky.1987);
S.W.2d
831
Brumfield
Commonwealth,
195, 197 Commonwealth,
v.
499,
867
(Ky.
S.W.2d
500
374 S.W.2d
Commonwealth,
v.
Smith
(Ky.1993);
734
1964) (some
jurors who should have been
v.
437,
(Ky.1987);
444
S.W.2d
actually served because
excused for cause
Lefevers
Commonwealth,
585,
558 S.W.2d
587-88
chal
exhausted his
defendant
Commonwealth,
(Ky.1977); Rigsby v.
495
who also should
lenges
other
overruled
795,
(Ky.1973),
798-99
S.W.2d
v.
cause);
Tayloe
have been excused
by Pendleton v. Com
grounds
on other
Commonwealth,
556,
(Ky.
557
335 S.W.2d
monwealth,
(Ky.1985);
552
685 S.W.2d
Commonwealth,
1960)
v.
(same);
Calvert
Commonwealth,
Jones v.
281 S.W.2d
God
(Ky.App.1986);
708 S.W.2d
Commonwealth,
Messer v.
(Ky.1955);
sey v.
4-5
S.W.2d
Ky.
S.W.2d
(Ky.App.1983).
applies
The same rule also
civil cases.
applied
been
The same rule has also
Commonwealth, Dep’t.
Highways v.
cases,
47.03.
governed
civil
now
CR
Ginsburg, 516 S.W.2d
(Ky.
Perkins,
v.
Bowman ex rel. Bowman
Ex’r,
1974);
Carrithers
Jean’s
Ky.
(Ky.2004) (plurality opin
S.W.3d
(1933);
Day’s
Denney,
ion);
Conner
*35
Comm., 116
at 259-60.
S.W.
Ephraim
v.
(Ky.1975); Davenport
515
Conversely, our courts also have consis
56,
Hosp., 769 S.W.2d
(Ky.
McDowell
59
tently held that
the erroneous denial of a
(reversing
specifically
without
App.1988)
challenge
prejudicial
for cause is
and re
aggrieved party ex
reporting that
reversal for a new trial
the defen
quires
not,
then
peremptories
hausted
all
—if
challenge
to ex
peremptory
dant used
that
denial of
holding
erroneous
and exhausted all of his or
cuse
litigant
even if
for cause is reversible error
process.
in the
her
Gins
peremptories).
all
failed to exhaust
Commonwealth,
931,
Fugate v.
993 S.W.2d
Carrithers,
870-71,
burg,
137 (When partial, Co., or avoid impartial, 2 cure an (Ky.1906) R.R. 92 S.W. jurors, enforced; to remove six ... next they permitted fully were jury, are to appellant substantial trial for impartial a fair and securing her”). Thus, from our courts have taken they should important it is parties, or misallo- consistently held the denial trial, had such a they feel that have challenges, when cation of belief impair their anything that tends per reversible properly preserved, se seriously diminish respect must properly pre error. the error is “[W]hen public that of the their confidence and served, reversal and a new trial should be ability of the state to generally Cook, 590 awarded as a matter of law.” dispens- tribunals for provide impartial at S.W.2d subjects. its ing justice between Kentucky This has been law Franke, Ky. 247 57 S.W.2d Drury v. both civil and criminal cases since 1834. added) (1933) (emphasis (applying 984 (“Viola Energy, 989 at Atmos S.W.2d 580 juror’s failure to re- prospective rule to 47.03, subject tions of CR order to be question, preclud- thus spond to voir dire reversal, appellate need not show actual ju- to excuse ing litigant opportunity from suffices.”); prejudice. simple A violation challenge). by peremptory ror Conley, (Ky. Wells v. 384 S.W.2d 498 1964); Taylor, Roberts v. 339 S.W.2d Supreme Court has The United States Bates, (Ky.1960); Price v. at trial recognized also that some errors Whitaker, (Ky.1959); Williams under the harmless analyzed cannot be (Ky.1956); Pendly, S.W.2d error standard. (10 Mon.) 2; Hayden, Ky. at B. at S.W. Fulminante, In Fulminante [Arizona (2 Dana) 126; 298; Pryor, Ky. at 279, 111 S.Ct. (6 Marsh.) Clarke, 638; Ky. J.J. (1991)], distinguished L.Ed.2d 302 we
Davenport, (“Granting hand, between; on the one “structural non-antagonistic per the two appellees six *36 of the trial emptory strikes was reversible error as a defects in the constitution law.”). mechanism, by matter of defy analysis which standards,” U.S., at 499 right challenge When the of is lost or ‘harmless-error’ S.Ct., 1265, and, impaired, statutory 309, the conditions and on the other at setting up jury terms for an authorized hand, “during occur trial errors which met; right challenge are not the to jury, presentation of the case to the the given showing of number without may quantita therefore be and which of important cause is one the most other tively assessed the context of rights litigant; any system to a for the id., 307-308, presented,” evidence jury prevents or empaneling of S.Ct., 1252, 1264. full, the unrestricted exer- embarrasses Louisiana, 275, 281, Sullivan right of the of must be cise 2082-83, 2078, 124 L.Ed.2d S.Ct. condemned; reject ... the to ju- (1993). words, which oc- In other errors by peremptory challenge rors is material of the case to during presentation cur the tendency give parties in its to assur- jury prejudicial can be evaluated for in valu- ance of the fairness of a trial the introduc- by examining whether effect way; and effective the terms able of grav- tion of other evidence diminished peremptory statutes with to reference However, in the ity the error. errors challenges are substantial rather than trial, technical; rules, allotting as of the such aiding to se- structure such twenty for the defense and original challenges than peremptory fewer party 1854, to to prosecution prior law, none for defy analysis.25 by allowed such 1854 until twenty and five from more the State has When 204; al., fif §§ supra, et Johnson accused, the State challenges than the D. John and five from 1893 teen advantage tactical has an unmistakable Carroll, Practice Criminal Code impartiality jury of the is com- and the Acts, (1893); Ky. §§ Cases im- which affect the promised. Errors 9.40; eight § and five Rule ch. are, definition, by partiality of the 9.40(1); Order RCr from 1978 require and reversal. structural Rules, Proce Amending Administrative Good, 309 Mont. 43 P.3d State v. Justice, II, Jury- Part dures of Court (2002). (eff.Jan. at 20 Management, Selection to use the Appellant If had been able 1, 1978); eight eight, finally an- peremptory challenge to excuse wasted 9.40(1); Amend today. Order until RCr (to him) juror, thus objectionable other (CR), Rules Procedure ing Rules of Civil jury, changing composition (RCr), Procedure Rules Su of Criminal favor- the outcome have been more would (eff.Oct. 94-1, (SCR), at 8 preme Court guilt respect him—either with able to 1994). mean that entitle That does not type incapa- That of issue is punishment? allotted law is no the number ment to to harm- proof, unsusceptible thus ble of right.” It longer a “substantial analysis. less error and, Assembly the General means showing of a of actu- requirement gradually have subsequently, this Court the re- effectively al nullifies prejudice cases, as has in criminal recognized that of the rule on allocation quirements cases, there true civil always been To actual challenges. show field between playing a level should be would complaining litigant prejudice, purpose defense. The prosecution and to discover the unknowable required allocating peremp limiting specifically might have and to reconstruct what so one or rule is tory strikes statute was, jury properly never been and deck” unfairly “stack the cannot side gauntlet of running after constituted Illinois, Holland against the other. in accordance with challenge performed 807-08, 110 S.Ct. U.S. game. prescribed rule of the party one “[I]f L.Ed.2d 905 words, Cook, In other at 877. challenges than more allowed *37 per- of a prejudice from the loss proving effect, other, an advan given in he is fatuus, a will ignis strike “is like emptory by indirection may in that he select tage Hill wisp incapable proof.” Sand o’ the cause.” try veniremen particular J., 16, (Cooper, at 510 Energy, supra note Pichard, 371, 7 150 Fla. So.2d v. Williams dissenting). (1942). egregious to particularly It is 468 a disad at such a criminal defendant majority opinion, place
As noted him and the state “Between vantage. challenges allotted peremptory number of Hayes v. evenly held.” are to be felony cases scales criminal defendants 351, 70, 350, Missouri, 68, 7 S.Ct. vis-a- Kentucky gradually has diminished L.Ed. 578 prosecution: from 30 granted those vis course, That, does not Supreme error. Court has nev- structural United States 25. The Kentucky the failure to allocate cannot do so. er addressed whether mean that according a to law is peremptory
139 Harm- for cause?26 to be excused require to- longer. No Because of our decision less error. civil day, peremptory challenges both at the chal-
and criminal trials can be allocated accused’s “If one of an him, away from judges, of trial who can control their be taken lenges whim could five, taken, why and if by refusing grant why chal- not five be allotment either ” ten, leaving none .... thereby lenges forcing for cause and per- aggrieved party waste (Tex. 1, his/her/its State, 6 v. 43 S.W.3d Johnson emptory strikes on who should have State, (quoting v. Crim.App.2001) Wolfe cause, by simply mis- been excused 62, 274, 279-80 147 178 S.W.2d Tex.Crim. peremptory challenges by allocating the (1944)).
awarding party more than or less than allo- strikes to be permit peremptory To action the number allowed law. Either on a arbitrarily inconsistently cated error” unless will be deemed “harmless case-by-case, court-by-court basis would aggrieved party prove can that a bi- It be better be intolerable. would juror actually ased sat on the case—an per- than to abolish strikes improbable “Providing feat. an accused ... the tool of mit them to become by jury with the to be tried of his judicial arbitrariness.
peers gave safeguard him an inestimable J., Hill, (Cooper, at 512 Sand 83 S.W.3d biased, against ... compliant, or ec- dissenting). Louisiana, judge.” centric Duncan v. 391 AFTERMATH OF MARTINEZ- IV. 1444, 1451, 20
U.S. 88 S.Ct. SALAZAR. (1968). Every experienced L.Ed.2d 491 ap supra, As noted Martinez-Salazar lawyer story” trial has “war about local ” is not plies only to federal courts and judge who “took folks.’ care his ‘home years binding on the states. the five required We were to reverse Atmos Ener- decided, nine states have since gy, involving multiple plaintiffs a case with per se reversible error rule abandoned the multiple identical interests and defendants reasoning. Dailey its v. and embraced interests, antagonistic because the State, 340, (Ala.2001); So.2d State judge equalized trial Hickman, 205 Ariz. 68 P.3d v. strikes “as matter of fairness.” Santana, (2003); v. 135 Idaho State today, S.W.2d at 579. After such whimsi- Entzi, (2000); v. 14 P.3d State cal rulings will be deemed “harmless er- (N.D.2000); Green v. N.W.2d judge ror.” What the trial is a former 535, 564 Maynard, 349 S.C. S.E.2d prosecutor yet whose mind-set has not (2002); Verhoef, State N.W.2d neutral, ignores switched to so he Fire, (S.D.2001); 441-42 State Montgomery mandate of v. Common- (2001); 1218, 1225 Wash.2d 34 P.3d wealth, judges that trial Lindell, 245 State v. Wis.2d ‘magic question’] from their “remove [the State, (2001); Klahn v. N.W.2d lexicon,” thinking and strike it from their *38 472, (Wyo.2004). 96 P.3d 483-84 perempto- a defendant to use requires and hand, courts, state “reha- the other eleven ry challenges to excuse one more On 2002, declined to follow the jurors Montgomery whom would six since have bilitated” fact, Dickerson v. Com recently presented permit excusáis for cause. we were monwealth, 451, appeal (Ky. this exact scenario in another from n. 3 461 circuit, apparently an in 2005). this same because jurors were available to sufficient number of 140 Martinez-Salazar, peremptory specifical party’s a allotment
reasoning of strikes.”). ly retaining “per reversible” rule. se (Colo. 295,
People
Lefebre,
v.
5 P.3d
307
Good,
113,
also
v.
309 Mont.
See
State
2000) (rejecting Martinez-Salazar
(2002)
948,
(prejudice pre-
959-60
P.3d
holding that
decisions have consis
“[o]ur
juror
if
sumed
should have been excused
that,
tently recognized
under Colorado
cause,
peremptory
defendant used
law,
preju
a defendant suffers reversible
juror,
to excuse
and defendant ex-
strike
peremptory
dice if
to use a
forced
peremptory
all
strikes —structural
hausted
challenge
juror
the trial
to remove
whom
subject
analy-
error
error not
to harmless
court failed to remove for cause and he
Cahill,
14,
sis);
v.
People
N.Y.3d
challenges”);
peremptory
exhausts his
(2003)
561,
809 N.E.2d
N.Y.S.2d
(Fla.
State,
Busby v.
894 So.2d
96-105
(“An
of a defendant’s
erroneous denial
2004) (rejecting Ross and Martinez-Sala
‘harm-
challenge for cause is
rendered
retaining
zar and
its rule
the failure
less’ because the defense later excuses
per
to excuse for cause is reversible error
juror
contrary,
To the
peremptorily.
if
peremptories
se
the defendant exhausts
loss of the
chal-
defendant’s
(Citations
juror
per
have
identifies
he would
constitutes the harm.”
lenge
State,
omitted.));
v.
72 P.3d
emptorily excused
he had
exhausted
Hanson
(reversal
State,
re-
(Okla.Crim.App.2003)
peremptories); Fortson v.
277 Ga.
(2003)
juror
quired
one
should have been
where
(ignoring
587 S.E.2d
cause,
removed for
and defendant exhaust-
urging that
dissent’s
Martinez-Salazar be
peremptories
ed all
and identified addition-
recognizing
“causing
applied and
(objection-
juror
al
he would have stricken
unnecessarily
peremp
defendant to
use a
cause)
not removable for
with the
able but
tory
juror
on a
that should
strike
have
State,
v.
peremptory);
lost
Johnson
per
been excused for cause is
se harmful
(Johnson,
concurring)
at 10-11
J.
error”);
Taylor,
875 So.2d
State
(“[T]he primary
rationale for
(La.2004) (noting that Martinez-Salazar
help
...
‘to
federal court
[is]
than
follows a different rule
is followed
of trial
guarantee
secure the constitutional
Louisiana);
McLean,
State v.
815 A.2d
Martinez-Salazar,
impartial jury,’
by an
(Me.2002) (“[W]hen
799, 805
a defendant’s
Sheriff testimony, amounted to error D.C.’s Appellant’s The that substan- majority clearly concludes because which affected a bag and its ad- him fair trial. camouflage rights contents were tial and denied objection, subject mitted without 9.24. RCr
fair, unfettered, .comment. apparently Testimony D.C.’s
I disagree.
by the Com-
during'
Ap-
During
a
examination
bag,
found
search of
direct
residence,
monwealth,
night
that
pellant’s
contained miscellane-
D.C. testified
twine,
fluid,
told her
he had
including
lighter
question, Appellant
ous
items
book,
cards,
prior
on at least one
empty
deck
been
her house
address
fact,
sticks,
that,
he had
pens
glow
military ra-
occasion and
been
pencils,
tions,
sauce,
County.”
“hundreds
in Ballard
magnifying
and a
of houses
Tabasco
examination,
objected
again
re-
glass.
prosecu-
direct
Defense counsel
On
trial court
specifically
Cooper
quested
tor
if
mistrial. The
denied
asked Sheriff
motion,
prosecutor
bag,
but advised
had
term for such
to which
mouth
more
it was
her
one
responded
“rape
popped
“[D.C.]
Sheriff
kit.”
*41
Commonwealth, 843 S.W.2d
time,”
Billings v.
they
trying
again.
the case
would
later,
also Bell v. Com-
Nonetheless,
(Ky.1992);
see
several minutes
D.C.
monwealth,
(Ky.1994).
reference, the trial court ruled that counsel knowing I that position had taken the opened asking had the door D.C. you, you’ve got that sense most Appellant previous- whether she knew had you’ve got to take enough to know that ly disagree. in her trailer. I De- been you here on the everything that do solely question fense counsel’s was limited is, not some- proof, proof whatever the knowledge Appellant of whether D.C.’s had been body’s opinion of whether it residence, previously had been in her or two houses or five houses. 100 houses anyone that of else. consequence. no The issue was There’s boy broke into the whether or not this argues, and the ma- Commonwealth home of and did what [D.C.] mobile jority that agrees, Appellant because re- That’s proof here indicates that he did. fused the trial court’s offer of an admoni- peeping had into all. been Whether tion, complain he cannot now be heard to and houses or a bunch of other homes any I opinion, error. am of the howev- nothing whatsoever broke into them had er, only that an admonition would have any that have effect to do with it. Did by drawing further exacerbated the error you? any you did even any Or statement, attention to D.C.’s made not that notice statement? once, during but three times her testimo- ny. had respond did that he [or she] One taken note of D.C.’s statement.
Although agreed pri- the Commonwealth ma- Admittedly, perplexed I am or to trial not to introduce evidence of acts, not KRE testimony jority’s that conclusion that this was other crimes bad 404(b) evidence, but rather evidence Appellant allegedly had entered other under County unquestionably as a form of restraint houses Ballard intimidation 404(b). majority analogizes KRE 509.010. The falls within the arnblt of KRS Commonwealth, 838 criminal other than this case to Gilbert v. conduct “[EJvidence (Ky.1991), we held only proba- tried if wherein being is admissible to the defendant’s independent pertaining an issue of character that evidence tive of alcohol, marijuana, pornograph- predisposition, or criminal its use of showing how he outweighs ic movies was relevant to probative value on issue engage step-daughters forced his prejudice respect unfair to character.” Here, majority activity. adult sexual
opines Appellant told D.C. that he had
entered hundreds of houses Ballad
County to control and intimidate her.
Thus, *42 majority that Appel- concludes weapon
lant’s much statement was as of a
as the and knife he used to re- shotgun vehemently disagree.
strain ID.C. majority recognize fails to absolutely Ap-
there was no evidence that actually had
pellant entered other houses or, County frankly, quite Ballard alleged
even made the statement to D.C.
Furthermore, clearly the Commonwealth Appellant’s
did not offer as evi- statement
dence of a “tool of domination” or “mental
restraint,” majority. as posited
Simply put, testimony was unsolicit- D.C.’s
ed, irrelevant, certainly prejudicial.
Moreover, testimony, coupled D.C.’s Cooper’s testimony, the in-
Sheriff created Appellant
ference that a habitual potential rapist,
stalker and characteriza- supported by
tion that was not the evi- presented
dence trial. Because the
Commonwealth introduced no other evi- activities, Appellant’s alleged
dence of
testimony question must be deemed re- error.
versible C.J., COOPER,
LAMBERT, J., join dissenting opinion. Director, Davis,
Bruce K. Executive Counsel, Gosnell, Dana Linda Bar Chief Counsel, Nickles, Bar Ken- Deputy Cox ASSOCIATION, BAR KENTUCKY Association, Frankfort, tucky Bar Counsel Movant, for Movant. NESBITT, Respondent. Kevin Lee Nesbitt, Danville, Respon- Kevin Lee dent. No. 2006-SC-0057-KB. Kentucky.
Supreme Court of
AND
OPINION
ORDER
April
of the Ken-
The Board of Governors
has recommended
tucky Bar Association
notes
neutral,
a peremptory challenge
legal
find
objectively
while
test that will
measure
judge
Fayette County
subjective
may
inherently
find the
underlie
reasons that
challenge a pretext
same
peremptory challenge!,]”
discrimina-
use of a
Id. at
2340,
tion. Notwithstanding
subjectivity
“it
proposes
necessary
is
to
first-degree
trespass
54. The
criminal
convic-
D.C.’home in June of 2002.
Morgan's prior entry
tion stemmed from
into
116
jury.
trial
an
peremp-
right
impartial
and the
dant’s
to
reconsider Batson’s test
See,
Alabama,
at
tory challenge system
e.g.,
as a whole.” Id.
v.
380 U.S.
Swain
J.,
(Breyer,
concurring).
202, 212-213, 218-219,
2344
85
13
S.Ct.
(1965);
v.
L.Ed.2d 759
Pointer
United
I
that will
support
changes
While
States,
151
14 S.Ct.
U.S.
I
opinion, hope
occur as a result of this
(1894).
long
But
