MEMORANDUM AND ORDER
This Court cannot improve on the well-reasoned analysis contained in the attached Report and Recommendation issued by United States Magistrate Judge David L. Martin on January 31, 2005.
Therefore, the Court accepts and adopts the Report and Recommendation pursuant to 28 U.S.C. § 636(b)(1).
Thus, the Defendant’s motion to dismiss is granted and the Clerk will enter judgment for the Defendant forthwith.
It is so ordered.
REPORT AND RECOMMENDATION
Before the court is Defendant’s Motion to Dismiss (“Motion to Dismiss” or the “Motion”). The State of Rhode Island (the “State” or “Defendant”) seeks dismissal of the Complaint filed by Plaintiff Robert P. Morey (“Plaintiff’) on grounds of lack of subject matter jurisdiction and failure to state a claim, see Fed.R.Civ.P. 12, as well as Eleventh Amendment immunity, see U.S. Const, amend. XI.
This matter has been referred to me for preliminary review, findings, and recommended disposition pursuant to 28 U.S.C. § 636(b)(1)(B) and D.R.I. Local R. 32(a). A hearing was conducted on November 22, 2004. For the reasons stated below, I recommend that the Motion to Dismiss be granted.
Facts and Travel
Plaintiff was convicted on March 26, 1996, of eleven counts of second degree child molestation.
See
Complaint at 2;
see also State v. Morey,
On August 28, 1997, Plaintiff was released on $30,000 bail with surety pending appeal, after $3,000 cash was deposited
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with the court in lieu of bail.
See
Complaint at 3. The Rhode Island Supreme Court denied Plaintiffs appeal in a written opinion dated January 8, 1999.
See id.; see also State v. Morey,
Plaintiffs sentence was subsequently reduced to six years to serve by the sentencing judge after hearing on April 23, 1999. See Complaint at 3. Again, according to Plaintiff, no oral pronouncement regarding court costs or other penalties was made at the hearing, and a written order of judgment and commitment was entered six days thereafter. See id. Plaintiff recites that this new order “deleted any reference to costs at all. It also amended reference to probation by adding four years to the ten on th[e] record, which ... has just recently been corrected as an illegal sentence.” Id.
Plaintiff on November 14, 2003, filed a Motion for Remission of Court Costs with the Clerk of the Superior Court. See id. After hearing on December 18, 2003, the motion was denied. See id. at 4. Plaintiff filed a petition for Writ of Certiorari with the Clerk of the Rhode Island Supreme Court on December 29, 2003, see Complaint at 4, which was denied on March 18, 2004, see id. On March 29, 2004, Plaintiff filed a Motion for Reconsideration of the petition. See id. An order denying reconsideration was entered on April 9, 2004. See id. Plaintiff also filed a Motion for a Ruling on the Issue of Oral Pronouncement, which was denied by the Superior Court and which denial has been appealed to the Rhode Island Supreme Court. See id.
Plaintiff filed a Complaint (Document # 1) in this court on May 7, 2004. He also filed a motion to proceed in forma pauperis (Document # 2), which was granted by this Magistrate Judge on May 24, 2004. See Order of 5/24/04 (Document # 3).
On August 4, 2004, Plaintiff filed a Motion for Judgement of Default (Document # 5) (“First Motion for Default”), which the court treated as a motion for entry of default. Defendant filed an Objection to Motion for Default Judgment (Document # 8) (“Objection to Default”) on August 24, 2004. Plaintiff subsequently filed a document entitled Plaintiffs’ [sic] Response to Defendants’ [sic] Motion to Dismiss (Document # 10), referring to the Objection to Default. The court ordered the parties to file affidavits regarding service. See Order for Affidavits re Service (Document # 9) dated August 31, 2004. After receiving the affidavits, the court conducted a hearing on the Motion for Default on September 23, 2004. In a written order, the court thereafter directed that default be entered against Defendant on October 5, 2004, if no answer had been filed by the close of business on October 4, 2004. See Conditional Order for Entry of Default (Document # 15) (“Conditional Order”) dated September 23, 2004.
Defendant filed the instant Motion to Dismiss (Document # 16) on September 29, 2004. Plaintiff subsequently filed a Motion for Reconsideration of Order (Document # 17) (“Motion for Reconsideration”), another Motion for Entry of Default (Document # 18) (“Second Motion for Default”), and a Motion for Stay of Proceedings to File an Amended or Supplemental Complaint (Document # 19) (“Motion for Stay”). A hearing on the Motion to Dismiss was scheduled for October 29, 2004. *74 At that time Plaintiff made an oral request for a continuance, which the court granted in order to allow Plaintiff to file a written response to the Motion to Dismiss. Defendant requested permission to file a supplemental memorandum raising an additional defense, which request was also granted. Following the hearing, the court issued a written order denying the Motion for Reconsideration and Second Motion for Default. See Order Denying Motions for Entry of Default and for Reconsideration (Document #22) dated October 29, 2004.
Defendant’s Supplemental Memorandum in Support of Its Motion to Dismiss (Document #23) (“Defendant’s Supp. Mem.”) was filed on November 4, 2004. Plaintiff on November 18, 2004, filed Petitioners’ [sic] Objection and Answer to Defendants [sic] Motion to Dismiss (Document #25) (“Plaintiffs Obj.”), along with Plaintiffs’ [sic] Motion for Submission of Supplemental Argument for Amendment to Petition (Document # 24) (“Motion to Supplement”).
A hearing on the Motion to Dismiss, the Motion to Stay, and the Motion to Supplement was conducted on November 22, 2004. The court granted the Motion to Supplement and directed Plaintiff to submit a proposed amended complaint by December 6, 2004. Defendant was given until December 16, 2004, to file a response to the proposed amended complaint if it so desired. Plaintiff on December 6, 2004, filed a Motion to a File a Proposed Amended Complaint (Document # 28) and supporting memorandum. Defendant notified the court by letter dated December 15, 2004, that it would not file any further response, but would rest on the papers it had previously filed. The matter was subsequently taken under advisement. 2
Law
I. Pro Se Status
Plaintiff is proceeding pro se, and his Complaint is held to a less stringent standard than one drafted by a lawyer.
See Haines v. Kerner,
II. 12(b)(1) Standard
In ruling on a motion to dismiss for lack of subject matter jurisdiction under Fed. R.Civ.P. 12(b)(1), a court must construe the complaint liberally, treat all well-pleaded facts as true, and indulge all reasonable inferences in favor of the plaintiff.
See Aversa v. United States,
III. 12(b)(6) Standard
In ruling on a motion to dismiss pursuant to Rule 12(b)(6), the court construes the complaint in the light most favorable to the plaintiff,
see Paradis v. Aetna Cas. & Sur. Co.,
The court, however, is not required to credit “bald assertions, unsupportable 'Conclusions, and opprobrious epithets.”
Dartmouth Review v. Dartmouth Coll.,
Discussion
Plaintiff presents the -issue in his Complaint as follows:
The .Supreme Court, of the State of Rhode Island has refused to issue a Writ of Certiorari in favor of this plaintiff in his request to have that court review the denial of a motion for ‘Remission of Court Costs,’ that was entered in a Providence Superior Court after short hearing on the matter on December 8, 2003.
Complaint at 1. 3 He alleges that this court has jurisdiction “under the due process *76 and double jeopardy clauses of the U.S. Constitution, as well as possible supplemental jurisdiction under 28 USC § 1367(c)(1)....” 4 Complaint at 1. Defendant argues that the Complaint should be dismissed because: (1) the court lacks subject matter jurisdiction under the Rooker-Feldman doctrine, see Defendant’s Mem. at 1, 3; (2) the Complaint fails to state a claim upon which relief can be granted based on the doctrine of res judicata, see id. at 1, 4-5; and (3) the State is immune from suit under the Eleventh Amendment to the United States Constitution, see Defendant’s Supplemental Memorandum in Support of Its Motion to Dismiss (“Defendant’s Supp. Mem.”) at 1-2.
I. Rooker-Feldman
The
Rooker-Feldman
doctrine derives from two Supreme Court decisions,
Rooker v. Fidelity Trust Co.,
The Rooker-Feldman doctrine is a basic principle of subject matter jurisdiction that federal district courts should not serve as appellate courts to state courts. The only appropriate federal appellate court to a state court is the United States Supreme Court. Therefore, a federal district court should not review issues already determined by a state court.
Pascoag Reservoir & Dam, LLC v. Rhode Island,
“The Supreme Court has applied the
Rooker-Feldman
jurisdictional bar to two categories of claims, those (1) actually decided by a state court,
see Rooker v. Fid. Trust Co.,
While the question whether a federal constitutional challenge is inextricably intertwined with the merits of a state-court judgment may sometimes be difficult to answer, it is apparent, as a first step, that the federal claim is inextricably intertwined with the state-court judgment if the federal claim succeeds only to the extent that the state court wrongly decided the issues before it. Where federal relief can only be predicated upon a conviction that the state court was wrong, it is difficult to conceive the federal proceeding as, in substance, anything other than a prohibited appeal of the state-court judgment.
Hill v. Town of Conway,
It is clear from Plaintiffs framing of his Complaint that he wishes this court to review a decision of the state court, namely “the denial of a motion for ‘Remission of Court Costs,’ ” Complaint at l.
5
“This the District Court may not do.”
Dist. of Columbia Ct. of App. v. Feldman,
The issue of remission of costs has been addressed by the state courts. When the Rhode Island Supreme Court denied Plaintiffs petition for a writ of certiorari and motion for reconsideration of that denial, Plaintiffs recourse was to appeal to the United States Supreme Court.
See Schneider v. Colegio de Abogados de Puerto Rico,
Thus, the court finds that the instant action falls squarely within the Rooker-Feldman doctrine. The court, therefore, lacks subject matter jurisdiction. Accordingly, I recommend that the Motion to Dismiss be granted.
II. Res Judicata
Res judicata, 6 or claim preclusion, applies to repetitious suits involving the same cause of action. It rests upon considerations of economy of judicial time and public policy favoring the establishment of certainty in legal relations. The rule provides that when a court of competent jurisdiction has entered a final judgment on the merits of a cause of action, the parties to the suit and their privies are thereafter bound not only as to every matter which was offered and received to sustain or defeat the claim or demand, but as to any other admissible matter which might have been offered for that purpose.
Comm’r of Internal Revenue v. Sunnen,
Federal district courts are required to “give state court judgments the same res judicata effect that the state’s own law prescribes.”
Keating v. Rhode Island,
Here, the parties are clearly identical. There is identity of issues, based on Plaintiffs presentation of same in his Complaint. Additionally, a final judgment has been rendered on the matter in the state court proceeding. The Superior Court denied Plaintiffs motion for remission of court costs, and the Rhode Island Supreme Court declined to review that determination.
The court fines that the doctrine of res judicata serves as a bar to the instant action. Accordingly, I recommend that the Motion to Dismiss be granted.
III. Eleventh Amendment
The Eleventh Amendment
7
to the United States Constitution “renders a State immune from suits brought in federal courts by her own citizens.... ”
Southern Union Co. v. Lynch,
In the instant case Plaintiff seeks the “return of the bail in the amount of $3,000 that was seized,” Complaint at 9, and “any and all further relief that [the court] deems the plaintiff may be entitled to in the best interest of justice,”
id.
Clearly the relief requested represents an attempt to impose [a] “liabilit[y] necessarily payable from public coffers,”
Ramirez v. Puerto Rico Fire Serv.,
Plaintiff alleges (1) that the money should not have been placed in the public coffers and (2) that the state, by the state courts’ refusal to review Plaintiffs federal claims, has waived its Eleventh Amendment immunity.
See
Plaintiff's Obj. at 5-6; Plaintiff's Mem. at 6-7. Plaintiffs first contention notwithstanding, to grant him the relief he requests, the return of the $3,000, would necessarily require the payment of funds from the State treasury, thereby implicating the State’s Eleventh Amendment immunity.
See Edelman v. Jordan,
Accordingly, the court finds that the State has not waived its immunity and that Eleventh Amendment bars Plaintiffs action insofar as he seeks return of the $3,000 in bail money. I therefore recommend that the Motion to Dismiss be granted.
Conclusion
For the reasons stated above, I recommend that the Motion to Dismiss be granted. Any objections to this Report and Recommendation must be specific and must be filed with the Clerk of Court within ten (10) days of its receipt.
See
Fed.R.Civ.P. 72(b); D.R.I. Local R. 32. Failure to file specific objections in a timely manner constitutes waiver of the right to review by the district court and of the right to appeal the district court’s decision.
See United States v. Valencia-Copete,
Jan. 31. 2005.
Notes
. The State of Rhode Island ("Defendant” or the "State”) in its memorandum lists the amount of the assessment as $3,300. See Defendant’s Memorandum in Support of Its Motion to Dismiss ("Defendant's Mem.”) at 2. The discrepancy does not affect the court's determination in this matter.
. By separate order dated January 31, 2005, the court ruled the Motion to Stay moot and denied the Motion to File a Proposed Amended Complaint.
. Plaintiff argues that the Complaint is not just about costs but, rather, is multi-faceted and "includes perhaps the single most important aspect of this situation which is that of the lack of oral pronouncement.” Petitioners’ [sic] Objection and Answer to Defendants [sic] Motion to Dismiss ("Plaintiff’s Obj.”) at 2. However, this argument appears to question the legality and/or constitutionality of Plaintiff’s sentence. The appropriate vehicle
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for such a challenge in this court is a petition for writ of habeas corpus pursuant to 28 U.S.C. § 2254.
See Preiser v. Rodriguez,
. Contrary to Plaintiff’s assertion that 28 U.S.C. § 1367(c)(1) "allows a federal court to review cases that raise novel or complex issues of state law,” Complaint at 1, the statute provides that "[t]he district courts may decline to exercise supplemental jurisdiction over a claim under subsection (a) if — (1) the claim raises a novel or complex issue of State law,” 28 U.S.C. § 1367(c)(1) (emphasis added).
. According to Plaintiff's statement of the issue:
The Supreme Court of the State of Rhode Island has refused to issue a Writ of Certio-rari in favor of this plaintiff in his request to have that court review the denial of a motion for 'Remission of Court Costs,' that was entered in a Providence Superior Court after short hearing on the matter on December 8, 2003.
Complaint at 1.
.
Res judicata
is a Latin term meaning "[a] matter adjudged....”
ElGabri v. Lekas,
. The Eleventh Amendment reads as follows:
The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.
U.S. Const, amend. XI. "While the Amendment by its terms does not bar suits against a State by its own citizens, this Court has consistently held that an unconsenting State is immune from suits brought in federal courts by her own citizens as well as by citizens of another State."
Edelman v. Jordan,
