Omar MORENO-ESPADA, Petitioner, Appellant, v. UNITED STATES of America, Respondent, Appellee.
No. 10-1938
United States Court of Appeals, First Circuit.
Heard Nov. 7, 2011. Decided Jan. 19, 2012.
668 F.3d 60
As to “unfair prejudice,” Santiago does not identify any. See United States v. Lugo Guerrero, 524 F.3d 5, 14 (1st Cir. 2008) (characterizing “unfair prejudice” as that which “inflame[s] the passions of the jurors“); United States v. Varoudakis, 233 F.3d 113, 122 (1st Cir. 2000) (noting that “criminal propensity evidence” may cause unfair prejudice even if it is not highly emotionally provocative).
Despite quoting the “unfair prejudice” standard and citing to
The conviction is affirmed.
Alexander Zeno, for appellant.
Thomas F. Klumper, Assistant United States Attorney, with whom Rosa Emilia Rodriguez-Velez, United States Attorney, and Nelson Perez-Sosa, Assistant United States Attorney, Chief, Appellate Division, were on brief for appellee.
Before LYNCH, Chief Judge, TORRUELLA and THOMPSON, Circuit Judges.
Omar Moreno-Espada (“Moreno“) pled guilty to two counts related to his involvement in a drug selling conspiracy in the Coamo, Puerto Rico area. Sentenced to 108 months imprisonment and 8 years supervised release, this is the second time Moreno brings his case before this Court: along with two co-defendants, Moreno previously pursued a direct appeal, alleging that errors in the plea proceedings rendered his plea invalid. We affirmed. See United States v. Moreno-Espada, No. 06-2759 (1st Cir. Sept. 17, 2008) (unpublished opinion). Moreno now appeals the district court‘s denial of his subsequent petition to vacate, set aside, or correct his sentence pursuant to
I. Background
On November 9, 2005, Moreno was indicted for conspiring to possess with intent to distribute five kilograms or more of cocaine and one kilogram or more of heroin within 1,000 feet of a public housing project1 in violation of
Moreno initially pled not guilty to the charged counts, but later moved to change his plea. On April 3, 2006, at a change of plea hearing, Moreno pled guilty to both counts and filed a plеa agreement. As filed with the magistrate judge, the plea agreement between Moreno and the government stipulated to a total offense level of 29. This calculation stipulated that Moreno was accountable for at least 3.5 kilograms but less than 5 kilograms of cocaine, yielding a base offense level of 30 pursuant to
During the change of plea hearing, the presiding magistrate judge informed Moreno that the submitted plea agreement, rendered pursuant to
Although the proceedings relating to Moreno were otherwise executed in textbook-like fashion up to this point, a problematic oversight—uncorrected by the magistrate judge, Anglada, or the govеrnment—is crucial to Moreno‘s appeal: at the time Moreno pled guilty, his plea agreement did not fully account for Moreno‘s potential sentence exposure. Specifically, a 2-level sentence enhancement under
On May 18, 2006, Anglada filed a motion to withdraw Moreno‘s guilty plea and withdraw his representation. The motion explained that Moreno wished to withdraw his plea because he had learned from his brother, one of his co-defendants, that the government‘s evidence against him contained “many lies.” The motion further averred that Moreno had not seen the entered plea agreement until the day of the hearing and that Moreno no longer agreed with the agreement‘s contents. The district court rejected Anglada‘s request to withdraw as counsel and denied the motion to withdraw Moreno‘s guilty plea, noting that Moreno did not describe the alleged “lies” in the government‘s evidence, that Moreno had stated that he was satisfied with his representation during the change of plea hearing before the magistrate judge, and that, contrаry to what his motion alleged, Moreno‘s remarks and admissions at the plea hearing undercut his claim that he was “pressured” to plead guilty.
On November 7, 2006, Moreno‘s PSR was issued. Unlike the plea agreement, the PSR correctly calculated Moreno‘s sentencing exposure and included the 2-level enhancement under
Moreno‘s sentencing hearing was then held on November 14, 2006. The government and Moreno‘s counsel оbjected to the PSR‘s inclusion of the “protected location” enhancement, explaining that the parties had not contemplated it in their plea negotiations.3 The court overruled these objections, noting that the plea agreement‘s stipulated facts and the indictment both explicitly referenced the fact that the charged offense had taken place in a housing project, a protected location. The district court also concluded that the objections were not presеrved because they were either never filed or were untimely. The district court then sentenced Moreno to 108 months imprisonment, the minimum term within the PSR-suggested range, for each charged offense, to be served concurrently, as well as 8 years of supervised release for the first offense and 3 years supervised release for the second offense, to be served concurrently.
Moreno challenged the validity of his plea on direct appeal to this Court, claiming that “the factual predicate for his guilty plea ... wаs inadequate.” Moreno-Espada, No. 06-2759, slip op. at 2 (1st Cir. Sept. 17, 2008) (unpublished opinion). On September 17, 2008, we rejected Moreno‘s claims along with those of two of his co-defendants. In doing so, we explained that Moreno and his co-appellants failed to meet their burden of establishing that the flaws in the disclosure of their full sentencing exposure prejudiced their substantial rights. Id. Reviewing under a plain error standard because neither Moreno nor his co-defendants moved to withdraw their guilty pleas once their PSRs revealed the flaws in their plea agreements, we held that the аppellants could not establish a reasonable probability that the outcome of
Undaunted, Moreno subsequently filed the present claim to vacate, set aside, or correct his sentence under
The district court denied Moreno‘s
II. Discussion
Under
Moreno alleges thаt he received ineffective assistance of counsel. This claim requires a court to first assess whether “counsel‘s representation ‘fell below an objective standard of reasonableness.‘” Padilla v. Kentucky, — U.S. —, 130 S.Ct. 1473, 1482, 176 L.Ed.2d 284 (2010) (quoting Strickland, 466 U.S. at 688, 104 S.Ct. 2052). Second, we inquire “whether there is a reasonable probability that, but for counsel‘s unprofessional errors, the result of the proceeding would have been different.” Id. (quoting Strickland, 466 U.S. at 694, 104 S.Ct. 2052). In the guilty plea context, this means Moreno has to demonstrate “a reasonable probability that, but for counsel‘s errors, he would not have pleаded guilty and would have insisted on going to trial.” United States v. Colón-Torres, 382 F.3d 76, 86 (1st Cir. 2004) (quoting Hill v. Lockhart, 474 U.S. 52, 59, 106 S.Ct. 366, 88 L.Ed.2d 203 (1985)).
A. Objectively Reasonable Performance by Counsel
The first inquiry is whether Anglada‘s performance fell below the objective stan-
We need not determine whether Anglada‘s conduct fell below this tolerant standard for performance. As we explain below, whether Anglada‘s conduct amounted to objectively unreasonable advocacy or not, Moreno has failed to satisfy Strickland‘s prejudice requirement. See Tevlin v. Spencer, 621 F.3d 59, 66 (1st Cir. 2010) (“A defendant‘s failure to satisfy one prong of the Strickland analysis obviates the need for a court to consider the remaining prong.“). However, to the extent we find it necessary to comment on Anglada‘s performance, we note that if he has not fallen through, he may nonetheless still be positioned on the thinnest of ice. In failing to account for the 2-level sentence enhancement that
B. Whether Moreno was Prejudiced by Anglada‘s Performance
We conclude that Moreno has not demonstrated that he was prejudiced by Anglada‘s conduct. In considering the merits of Moreno‘s claim under the seсond prong of Strickland, we first note that Anglada‘s failure to properly calculate Moreno‘s sentence exposure, by itself, does not amount to prejudice.4 See United States v. LaBonte, 70 F.3d 1396, 1413 (1st Cir. 1995), rev. on other grounds, 520 U.S. 751 (1997) (“An attorney‘s inaccurate prediction of his client‘s probable sentence, standing alone, will not satisfy the prejudice prong of the ineffective assistance test.“).
Moreno contends that Anglada‘s conduct prejudiced him in two ways. First, Moreno claims that Anglada‘s oversight regarding the full extent of his sentence exposure
Moreno‘s arguments are unavailing because they fail to establish that but for Anglada‘s conduct, Moreno would have forеgone a guilty plea and run the gauntlet of trial. See United States v. Isom, 85 F.3d 831, 837 (1st Cir. 1996) (“[A] defendant must show that ... ‘by [counsel‘s] inadequate performance, Appellant was induced to enter guilty pleas which he otherwise would not have entered.‘” (quoting United States v. Austin, 948 F.2d 783, 786 (1st Cir. 1991))). Moreno‘s first attempt to withdraw his guilty plea before the PSR showing his correct sentence exposure was issued, upon which he perfunctorily relies as evidence of his alleged intent to go to trial, does not settle the matter in his favor. After the district court denied this motion, the record shows that Moreno was madе aware of the fact that he actually faced a potentially harsher sentence and had repeated opportunity to again move to withdraw his guilty plea before the district court held its sentencing hearing.5 Each time, Moreno opted not to do so and instead proceed to sentencing. Most notably, at the sentencing hearing held on November 14, 2006, Moreno acknowledged that he understood the PSR and its contents (which included the 2-level enhancement the parties overlooked in their agreement) and affirmed that he wished the district court to impose a sentence.6
Moreno‘s unsupported assertions that he would have proceeded to trial if not for Anglada‘s allegedly inadequate assistance are similarly ineffectual, and we find that the district court did not err when it dismissed Moreno‘s
Working within the four corners of Moreno‘s brief to this Court, we also find statements that subvert Moreno‘s claim that he would have taken his chances at trial if he had been permitted to withdraw his guilty plea before sentencing. For example, noting that co-defendants who pled after him received less severe sentences, Moreno reasons that the recоrd suggests that “had trial counsel [] asked the Court to withdraw the plea a better plea could have been renegotiated.” Further, claiming the government‘s evidence against him was flimsy, Moreno posits that if he “had requested the withdrawal of the plea he could have [] received a more lenient sentence....” Finally, Moreno‘s brief to this Court attempts to clarify that references to the possibility of negotiating a more lenient sentence do “not mean that [Moreno] would have opted to go to trial, and that he will not do so, if given the chance. [Moreno] was willing to go to trial, and will go to trial, unless a favorable agreement is reached.”
These affirmations betray that what truly drives Moreno‘s appeal may be the fact that he received a more onerous sentence than the 87 months imprisonment he was perhaps led to anticipate. The sentence of 108 months imprisonment that the district court ultimately imposed, however, was always within the range of possible sentences Moreno could receive under his plea аgreement and was significantly less severe than the 40-year statutory maximum to which Moreno thought he exposed himself by pleading guilty. In any case, it is well settled that post-sentencing “buyer‘s remorse” is not a valid basis on which to dissolve a plea agreement and “the fact that a defendant finds himself faced with a stiffer sentence than he had anticipated is not a fair and just reason for abandoning a guilty plea.” Mercedes Mercedes, 428 F.3d at 359 (quoting United States v. Torres-Rosa, 209 F.3d 4, 9 (1st Cir. 2000)); see also Miranda-González v. United States, 181 F.3d 164, 165 (1st Cir. 1999) (“A guilty plea will not be set aside where a defendant has had a change of heart simply because he now believes thе case against him has become weaker or because he is not satisfied with the sentence he has received.“).7
C. On Government‘s Failure to Properly Calculate Moreno‘s Sentence Exposure
Having concluded that the district court correctly denied Moreno‘s
We take this opportunity to stress that such neglectful lapses are not just grist for the mill of appeal, they also chip away at the essential “presumption that prosecutors can be relied on to perform their official duties properly.” Ferrara v. United States, 456 F.3d 278, 293 (1st Cir. 2006). Few contexts exist in which this presumption of prosecutorial good faith seems as necessary as when the government seсures a defendant‘s guilty plea. Because a defendant who pleads guilty inescapably waives a number of fundamental constitutional rights, we have warned that “the government is required to meet ‘the most meticulous standards of both promise and performance’ when it enters a plea agreement,” United States v. Gonczy, 357 F.3d 50, 53 (1st Cir. 2004) (quoting United States v. Riggs, 287 F.3d 221, 224 (1st Cir. 2002)), and have articulated a government-held “duty to bring all facts relevant to sentencing to the judge‘s attention,” id. We trust that prosecutors in this Circuit will be mindful of these responsibilities when discharging their duties and take no pleasure in calling them to their attention when they fail to do so.
III. Conclusion
For the foregoing reasons, we affirm the district court‘s order denying Moreno‘s petition to vacate, set aside, or correct his sentence pursuant to
Affirmed.
