Case Information
IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLORADO Judge Charlotte N. Sweeney
Civil Action No. 1:20-cv-00350-CNS-MEH
DR. WILLIAM MOREAU,
Plaintiff,
v.
UNITED STATES OLYMPIC & PARALYMPIC COMMITTEE,
Defendant. ORDER
Before the Court is Plaintiff Dr. William Moreau’s Special Motion to Dismiss Defendant United States Olympic & Paralympic Committee’s (“USOPC’s”) Counterclaims Pursuant to C.R.S. § 13-20-1101 (ECF No. 171), and USOPC’s Motion to Dismiss Dr. Moreau’s First Amended Complaint (ECF No. 170). For the following reasons, the Court DENIES both motions.
I. BACKGROUND FOR DR. MOREAU’S MOTION TO DISMISS USOPC serves as both the National Olympic Committee and National Paralympic Committee for the United States (ECF No. 66 at 44-45 ¶ 5). Dr. Moreau worked for USOPC from May 2009 through May 2019 ( Id. at 45 ¶ 6). From December 2009 through May 2019, Dr. Moreau led USOPC’s Sports Medicine Department and was responsible for “building an integrated multi- disciplinary approach to healthcare” for U.S. athletes ( at 45 ¶ 7). Dr. Moreau was the Vice President of Sports Medicine from 2019 through May 2019 ( Id. at 46 ¶ 9). During his tenure at USOPC, Dr. Moreau had access to “confidential and proprietary” information belonging to USOPC ( Id. at 45 ¶ 8). This information concerned USOPC’s policies, contractual terms of service for U.S. athletes, information regarding the athletes themselves, “HR and personnel matters,” and “legal actions” ( Id. at 45-46, 56-57 ¶¶ 8, 72-73).
As a USOPC employee, Dr. Moreau was given a work email account ( Id. at 46 ¶ 12). He acknowledged throughout his employment that he was bound by the terms of USOPC’s Employee Handbook, its Code of Conduct and its “Confidentiality & No Prohibited Contact Statement” ( Id. at 46, 48 ¶¶ 13-14, 25). At the time he was hired, USOPC also provided Dr. Moreau with its “Property Issue/Return Policy,” which stated that when his employment ended, he was required to return all USOPC property to USOPC ( Id. at 48 ¶ 23). USOPC also implemented a “Document Management Policy” that required employees to maintain any company emails and documents in a policy-approved storage location ( See id. at 51 ¶ 44). Dr. Moreau was told several times during his employment that he was prohibited from disclosing confidential information to “unauthorized persons,” and that he was bound by this requirement even after his employment with USOPC ended ( See, e.g. , id. at 66 ¶¶ 52-55).
During his employment, Dr. Moreau sent or forwarded emails from his USOPC email account to an email account associated with his “side business,” DCOnline ( Id. at 56 ¶ 70). He also printed confidential emails and documents ( Id. at 56 ¶ 71). Some of these documents and emails contained alleged USOPC “trade secrets” ( See id. at 57 ¶ 73). When Dr. Moreau’s employment ended in May 2019, he did not return any of the printed documents or emails forwarded to his DCOnline account, and still has some of these documents in his possession ( See id. at 58 ¶¶ 77, 79). Dr. Moreau deleted or destroyed other emails and documents ( at 58 ¶ 80).
After taking these emails and documents, Dr. Moreau shared them with “third parties” ( Id. at 59 ¶ 86). In February 2020, Dr. Moreau sued USOPC, and included “extensive confidential and proprietary information” belonging to USOPC in his initial complaint ( Id. at 59 ¶ 88). Dr. Moreau provided USOPC with his Initial Disclosures in April 2020, at which time USOPC learned Dr. Moreau had taken documents from USOPC ( Id. at 59-60 ¶ 89). In May 2020, USOPC received written discovery responses from Dr. Moreau which contained allegedly confidential and proprietary information ( Id. at 60 ¶ 90). Dr. Moreau “admitted to taking USOPC property” and “not returning such property upon his termination” in his June 2020 deposition ( at 60 ¶ 92). USOPC filed its Counterclaims in September 2020, bringing claims for civil theft, conversion, breach of contract, and violations of the Defend Trade Secrets Act and Colorado Uniform Trade Secrets Act based on Dr. Moreau’s alleged taking of USOCP’s confidential and proprietary information ( ECF No. 66).
II. ANALYSIS OF DR. MOREAU’S MOTION Having considered USOPC’s Counterclaims, Dr. Moreau’s Motion, USOPC’s Response, Dr. Moreau’s Reply, the briefs’ attachments, and relevant legal authority, the Court denies Dr. Moreau’s Motion. The Court addresses Dr. Moreau’s arguments in turn.
A. Application of Colorado’s anti-SLAPP Law in Federal Court Dr. Moreau argues that C.R.S. § 13-20-1101, Colorado’s anti-SLAPP statute, applies in federal court—and therefore to USOPC’s Counterclaims—because its enforcement in federal court guards a “substantive right” that does not run afoul of the Federal Rules Enabling Act, 28 U.S.C. § 2072, or Shady Grove Orthopedic Associates, P.C. v. Allstate Insurance Company , 559 U.S. 393 (2010) (ECF No. 171 at 12). USOPC contends that Colorado’s anti-SLAPP law is a “procedural tool” inapplicable in federal court (ECF No. 209 at 2, 10). According to USOPC, the Federal Rules of Civil Procedure are the “sole available methods” for the relief that Dr. Moreau seeks, and that because the anti-SLAPP law is a state rule of procedure, it “conflicts” with them and cannot be applied in federal court ( Id. at 3, 13). The Court agrees with Dr. Moreau that Colorado’s anti-SLAPP statute is applicable in federal court.
As a threshold matter, the Court notes that few state appellate courts and federal district
courts have addressed the scope of Colorado’s anti-SLAPP statute.
See, e.g.
,
L.S.S. v. S.A.P
., 2022
COA 123, ¶ 20 (Colo. App. 2022) (“[F]ew cases have applied Colorado’s anti-SLAPP statute.”);
Stevens v. Mulay
, No. 19-CV-01675-REB-KLM,
Dr. Moreau contends application of Colorado’s anti-SLAPP law in federal court is proper
under Justice Stevens’ concurrence
Shady Grove
,
Federal courts in California, including the Ninth Circuit, have determined that California’s
anti-SLAPP law applies in federal court.
See, e.g.
,
Verizon Delaware, Inc. v. Covad Commc’ns
Co
.,
The Court finds
CoreCivic
’s reasoning persuasive. Moreover, prior Ninth Circuit cases—
on which
CoreCivic
relied in concluding that
Shady Grove
and California’s anti-SLAPP statute
were reconcilable—that have not explicitly applied the
Shady Grove
framework have nonetheless
applied the same test used in the Tenth Circuit for assessing potential conflicts between state laws
and federal rules. For example, in
Metabolife Int’l, Inc. v. Wornick
,
The Ninth Circuit’s analyses of any potential conflicts between California’s anti-SLAPP
statute and the Federal Rules of Civil Procedure are relevant to the Court’s own analysis of
Colorado’s anti-SLAPP statute, given that the Ninth and Tenth Circuit apply the same framework
for assessing potential procedural conflicts between state and federal rules.
See Metabolife
, 264
F.3d at 845;
Racher
,
into [the] murky waters” of
Erie v. R.R. Co. v. Tompkins
,
Garman v. Campbell Cnty. Sch. Dist. No. 1
,
Of course, readings of
CoreCivic
,
Planned Parenthood
, and
Metabolife
make clear that not
all
provisions of California’s anti-SLAPP law are applicable in federal court. For instance, the
filing of a motion under California’s anti-SLAPP statute stays discovery in an action pending
courts’ resolution of the motion.
See
§ 425.16(g). Colorado’s anti-SLAPP law contains a materially
identical provision.
See
C.R.S. § 13-20-1101(6) (“All discovery proceedings in the action are
stayed upon the filing of a notice of motion made pursuant to this section.”). The Ninth Circuit
and other California federal courts have held that this provision in California’s anti-SLAPP statute
would
conflict with the Federal Rules of Civil Procedure, and for this reason have declined to
enforce this provision as a categorical and immediate discovery stay when adjudicating anti-
SLAPP motions in federal court.
See Metabolife
, 264 F.3d at 846 (“[B]ecause the discovery-
limiting aspects of [§ 425.16(g)] collide with the discovery-allowing aspects of Rule 56, these
aspects of [the statute] cannot apply in federal court.” (quotation omitted));
see also Todd v.
Lovecruft,
No. 19-CV-01751-DMR,
USOPC contends that Colorado’s anti-SLAPP law is inapplicable in federal court because
it, like the anti-SLAPP statute analyzed in
Abbas
, requires a plaintiff to establish a “reasonable
likelihood that [he] will prevail on [his] claim” under a burden-shifting framework. § 13-20-
1101(3)(c);
see also Abbas
,
A district court in the Tenth Circuit, in determining whether Kansas’ anti-SLAPP statute applied in federal court, also considered Abbas ’s persuasiveness. See Caranchini v. Peck , 355 F. Supp. 3d 1052, 1057 (D. Kan. 2018). Caranchini concluded that Kansas’ anti-SLAPP statute applied in federal court and rejected Abbas in arriving at this conclusion. Id. at 1061. Abbas did not control, the Caranchini court reasoned, because Abbas “did not discuss the practical effects of not applying these statutes in federal court.” Id. (emphasis added). According to Caranchini , application of Kansas’ anti-SLAPP law was “most consistent with the purposes of the Erie doctrine”: the statute’s federal court application discouraged forum shopping and “inequitable administration of the laws.” at 1060 (citation omitted).
The First Circuit, in concluding Maine’s anti-SLAPP law—which also contains a burden-
shifting framework—was applicable in federal court, likewise considered
Erie
’s “dual aims” in
arriving at its conclusion.
Godin
,
Like
Godin
, the Ninth Circuit has interpreted California’s anti-SLAPP statute—which
contains materially identical provisions to Colorado’s anti-SLAPP statute—as existing “side by
side” with Federal Rules of Civil Procedure 8, 12, and 56 without directly colliding.
See Newsham
,
* * *
Given that California’s anti-SLAPP statute and Colorado’s anti-SLAPP statute are
“substantively identical,” the Colorado Court of Appeals has directed courts to California law
construing California’s anti-SLAPP statute for construing Colorado’s own anti-SLAPP statute.
See
L.S.S.
,
B. Application of Colorado’s anti-SLAPP Framework to USOPC’s Counterclaims Before proceeding in its analysis of Dr. Moreau’s anti-SLAPP motion, the Court provides a summary of the case’s procedural posture. Discovery closed on October 4, 2022 ( See ECF No. 306). Dispositive motions are due by November 28, 2022 (ECF No. 303). Considering this, the Magistrate Judge recently denied USOPC’s request to dispose Dr. Moreau’s spouse, stating that discovery “simply has to stop in this case” (ECF No. 306). With this case’s procedural posture in mind, the Court proceeds in its application of Colorado’s anti-SLAPP statute to USOPC’s Counterclaims.
In federal cases applying California’s anti-SLAPP statute, courts must determine whether
the basis of an anti-SLAPP motion is legal or factual.
See Planned Parenthood
,
Dr. Moreau appears to mount both legal and factual challenges to USOPC’s Counterclaims,
arguing that the Counterclaims’ allegations “are without factual or legal support” ( ECF No.
171 at 20). Therefore, the Court’s analysis proceeds in two stages. First, the Court applies the anti-
SLAPP two-step framework to Dr. Moreau’s legal challenge; if any of USOPC’s counterclaims
“[do] not survive that analysis, they [are] dismissed as under Rule 12.”
Todd
,
C. Legal Challenge to USOPC’s Counterclaims
With this framework in mind, and having established Colorado’s anti-SLAPP statute
applies, the Court turns to whether USOPC’s Counterclaims survive Dr. Moreau’s motion based
on the legal challenge. This analysis proceeds in two steps. First, the Court must determine whether
the defendant—in this case, Dr. Moreau, as the party defending himself from USOPC’s
Counterclaims —has made a “threshold showing that the conduct” underlying the plaintiff’s claim
“falls within the scope of the anti-SLAPP statute.”
L.S.S.
,
If the defendant—in this instance, Dr. Moreau—meets his step one burden, the Court
proceeds to the anti-SLAPP statute’s second step. There, the Court considers the pleadings and
affidavits and determines whether the plaintiff—in this instance, USOPC—has established a
“reasonable likelihood” of prevailing on his claim. at ¶ 22 (quoting § 13-20-1101(3)(a)-(b)).
This process is identical to the process used in assessing anti-SLAPP motions under California’s
anti-SLAPP statute.
See Baral
,
1. Anti-SLAPP Step One Dr. Moreau argues that he has met his first step burden under Colorado’s anti-SLAPP law because USOPC’s Counterclaim alleges that he shared USOPC’s proprietary information with third parties, and that in bringing this lawsuit against USOPC he filed unsealed privileged and proprietary information (ECF No. 171 at 14-15; see also ECF No. 66 at 59 ¶¶ 86-88). This alleged conduct, Dr. Moreau contends, amounts to petitioning activity protected under Colorado’s anti- SLAPP statute—especially since he retained and used the allegedly proprietary information to “fram[e] and support” his claims against USOPC (ECF No. 171 at 15). USOPC argues that Dr. Moreau has not met his first step burden because there is no legal justification for Dr. Moreau’s conduct, and that its Counterclaims do not “arise” from his right to petition (ECF No. 209 at 13- 14). Fundamentally, USOPC argues that its Counterclaims “strictly involve” Dr. Moreau’s alleged misappropriation of its confidential information and trade secrets, not any protected activity under the anti-SLAPP statute ( at 16). The Court agrees with Dr. Moreau.
In determining whether Dr. Moreau has met his first step burden under the anti-SLAPP
statute, the Court examines the “principal thrust or gravamen” of USOPC’s Counterclaims.
Freeman v. Schack
,
Dr. Moreau identifies several allegations in USOPC’s Counterclaims in support of his contention that he has met his step one burden; specifically allegations related to his pre-litigation activity ( See ECF No. 171 at 15). USOPC alleges that Dr. Moreau disclosed its confidential information to other individuals “in or around February 2020”—the same month, USOPC alleges, Dr. Moreau initiated this lawsuit (ECF No. 66 at 59 ¶¶ 87-88). Dr. Moreau disclosed USOPC’s information by allegedly forwarding information to his own e-mail account, which he then shared with “a number of third parties” ( Id. at 62 ¶ 108). It was after Dr. Moreau initiated this lawsuit that USOPC learned of his alleged misappropriation of its confidential information ( See id. at 60 ¶ 90). Dr. Moreau’s initial complaint “include[d] extensive confidential and proprietary information” that USOPC “immediately began investigating” ( Id. at 59-60 ¶¶ 88-89). Indeed, the Counterclaim alleges that Dr. Moreau disclosed his use of USOPC’s confidential information “for the first time” in April 2020 when providing USOPC with his Initial Disclosures ( at 59-60 ¶ 89).
Allegations related to Dr. Moreau’s initiation of this lawsuit are protected by the anti- SLAPP statute. To be sure, USOPC’s claim against Dr. Moreau is “mixed”—USOPC’s claim is based on Dr. Moreau’s alleged retention of its allegedly confidential documents and his decision to disclose those documents in bringing this lawsuit. Regarding allegations related to this lawsuit, the constitutional right to petition under the anti-SLAPP statute reaches “communications preparatory to or in anticipation of” filing a lawsuit. Dove Audio, Inc. v. Rosenfeld, Meyer & Susman , 47 Cal. App. 4th 777, 784 (1996) (citing § 425.16(e)); cf. C.R.S. § 13-20-1101(2)(a) (defining protected petitioning and speech activity)). See also Rohde v. Wolf , 154 Cal. App. 4th 28, 35 (2007) (“[S]tatements, writings and pleadings in connection with civil litigation are covered by the anti-SLAPP statute, and that statute does not require any showing that the litigated matter concerns a matter of public interest.” (citations omitted). Thus, these allegations are sufficient to satisfy his step one burden under the anti-SLAPP statute.
USOPC argues that despite these allegations, its claim against Dr. Moreau “arises” from his decision to “disregard clear company policy” and take documents containing confidential information that “did not belong to him” (ECF No. 209 at 14). In its Counterclaims, USOPC claims that Dr. Moreau misappropriated its “confidential, privileged, and proprietary property” (ECF No. 66 at 60 (capitalization omitted)). USOPC alleges several facts in support of this claim. For instance, USOPC alleges that Dr. Moreau kept confidential information, including USOPC trade secrets, without USOPC’s consent or knowledge ( Id. at 62 ¶ 108). Furthermore, Dr. Moreau “improperly shared” USOPC’s confidential and proprietary information with third parties ( at 59 ¶ 86). Accordingly, USOPC argues the Counterclaims “strictly involve” Dr. Moreau’s “unlawful appropriation” of its confidential information, and therefore Dr. Moreau cannot meet his step one burden under the anti-SLAPP statute (ECF No. 209 at 16).
This argument fails to persuade for several reasons. First, in the context of anti-SLAPP
motions, whether the documents are “privileged or confidential” is irrelevant at the first step of the
anti-SLAPP inquiry.
See Fox Searchlight Pictures, Inc. v. Paladino
,
Essentially, USOPC argues that Dr. Moreau cannot establish that its Counterclaims are
based on any petitioning activity protected under the anti-SLAPP statute ( ECF No. 209 at 13).
But USOPC cannot survive Dr. Moreau’s anti-SLAPP motion simply by “combining allegations”
of protected and nonprotected activity “under the label of one cause of action.”
Fox
, 89 Cal. App.
4th at 106 (quotation omitted);
see also Peregrine Funding, Inc. v. Sheppard Mullin Richter &
Hampton LLP
,
Allegations in USOPC’s Counterclaims demonstrate that Dr. Moreau’s use of its allegedly
confidential information was “an act” done in furtherance of protected activity under the anti-
SLAPP statute.
Fox
, 89 Cal. App. 4th at 106. USOPC’s counterclaim that Dr. Moreau
misappropriated its confidential information is based largely on Dr. Moreau’s protected activity.
See Peregrine Funding, Inc. v. Sheppard Mullin Richter & Hampton LLP
,
2. Anti-SLAPP Step Two Having concluded that Dr. Moreau has met his step one burden under the anti-SLAPP statute, the Court now shifts to the second step of the anti-SLAPP inquiry. See L.S.S. , 2022 COA 123, ¶ 22. USOPC brings counterclaims for conversion, civil theft, breach of contract, and violations of the Defend Trade Secrets Act (“DTSA”) and Colorado Uniform Trade Secrets Act (“CUTSA”) (ECF No. 209 at 16). USOPC contends essentially that it has a reasonable likelihood of prevailing on its counterclaims because Dr. Moreau took confidential information in contravention of various agreements with USOPC, did not return that information to USOPC, and misappropriated its trade secrets ( See ECF No. 209 at 17-18). Dr. Moreau does not explicitly address the question of whether USOPC has met its step two burden under the anti-SLAPP statute. Instead, he argues that his conduct did not rise to the level of conversion, civil theft, breach of contract, or trade secret misappropriation ( ECF No. 215 at 9). The Court agrees with USOPC that it has met its burden under step two of the anti-SLAPP statute.
In considering USOPC’s counterclaims, the Court construes Dr. Moreau’s argument as a
legal challenge to USOPC’s ability to meet its step two burden under the anti-SLAPP statute, and
applies the Rule 12(b)(6) standard in doing so.
See Planned Parenthood
,
USOPC has met this minimal burden for its conversion, civil theft, breach of contract, and
CUTSA claims. Accepting the Counterclaims’ allegations and true and interpreting the
Counterclaims in the light most favorable to USOPC,
see Mayfield
,
The Court harbors doubts that all of USOPC’s counterclaims will survive the factual
challenges brought by Dr. Moreau. At this time, the Court merely concludes that USOPC has met
its minimal burden under the anti-SLAPP statute’s second step.
See Tensor
,
* * *
In sum, with respect to Dr. Moreau’s legal challenges under the anti-SLAAP framework,
the Court has concluded that Dr. Moreau has met his first step burden under the anti-SLAPP statue.
USOPC has met its burden under step two of the anti-SLAPP inquiry as to its conversion, civil
theft, breach of contract, and CUTSA claims. Because the Court concludes that Colorado’s anti-
SLAPP statute does not apply to USOPC’s DTSA claim, the DTSA claim survives Dr. Moreau’s
motion for this procedural reason.
See Iglesia Ni Cristo
,
D. Factual Challenge to USOPC’s Counterclaims
However, mindful that Dr. Moreau has also mounted factual challenges to USOPC’s
Counterclaims, the Court must assess those challenges after the parties have conducted discovery.
See, e.g.
,
Planned Parenthood
, 890 F.3d at 834. As explained above, discovery in this case is
closed and dispositive motions are imminently due. It would make little sense for this Court to
entertain factual challenges under the anti-SLAPP framework to USOPC’s Counterclaims when
the parties have now completed discovery but have not yet submitted those facts for this Court’s
consideration. For this reason, this case is distinguishable from other cases concerning anti-
SLAPP motions, insofar as anti-SLAPP motions are typically adjudicated before or shortly after
discovery begins.
See, e.g.
,
Tensor
,
Dispositive motions are due within two weeks. Therefore, to minimize the exhaustive
motion practice and briefing that has already occurred in this case, resolution of Dr. Moreau’s
factual challenges to USOPC’s Counterclaims under the anti-SLAPP framework will occur at the
summary judgment stage rather than on a motion to dismiss, as may be more typical under the
framework. Adjudicating Dr. Moreau’s factual challenges at summary judgment is entirely
consistent with the application of the anti-SLAPP statute in federal court.
See Planned Parenthood
,
For the reasons set forth above, Dr. Moreau’s Special Motion to Dismiss USOPC’s Counterclaims Pursuant to C.R.S. § 13-20-1101 (ECF No. 171, pubic entry 173) is denied.
III. ANALYSIS OF USOPC’S MOTION Having considered Dr. Moreau’s First Amended Complaint, USOPC’s Motion, Dr.
Moreau’s Response, USOPC’s Reply, the parties’ subsequent supplemental briefing, and relevant legal authority, the Court denies USOPC’s Motion to Dismiss (ECF No, 170).
The Court accepts as true the well-pleaded allegations in Dr. Moreau’s First Amended Complaint and interprets those allegations in the light most favorable to him. See Mayfield , 826 F.3d at 1255. In the First Amended Complaint, Dr. Moreau alleges that, while employed at USOPC, he discovered a sexual assault incident involving an athlete ( See, e.g. , ECF No. 103 at 8- 9 ¶ 47). Dr. Moreau reported the incident to an upper-level manager at USOPC, who then investigated the incident but declined to report the incident to law enforcement ( See id. at 9 ¶ 49). USOPC did not report the incident until Dr. Moreau e-mailed higher-level USOPC executives ( Id. at 9 ¶ 50).
Dr. Moreau discovered and reported similar incidents of misconduct that occurred at USOPC facilities but alleges that USOPC failed to adequately address the severity of these incidents ( See, e.g. , id. at 9-11 ¶¶ 54-60, 62). Dr. Moreau reported to United States Olympic Committee lawyers that USOPC employees failed to meet the standards of care applicable to maintaining athletes’ medical charts ( See, e.g. , id. at 11-12 ¶¶ 66, 69). Dr. Moreau also complained to USOPC executives that USOPC failed to adequately address athletes’ mental health concerns ( See id. at 14-15 ¶¶ 78-88). Ultimately, Dr. Moreau’s repeated complaints about and opposition to USOPC’s deficient practices culminated in his termination ( See id. at 6-8 ¶¶ 29, 38, 43). In the First Amended Complaint, Dr. Moreau asserts claims for wrongful discharge of public policy, extreme and outrageous conduct, and abuse of process against USOPC, alleging that USOPC terminated him based on his objections to USOPC’s deficient practices and that USOPC’s Counterclaims are meritless ( ECF No. 103 at 37-41).
Reading the First Amended Complaint in its entirety,
see Chilcoat v. San Juan County
, 41
F.4th 1196, 1207 (10th Cir. 2022), Dr. Moreau has alleged plausible claims that meet the “low
bar” for surviving USOPC’s dismissal motion,
Quintana v. Santa Fe Cnty. Bd. of Commissioners
,
IV. CONCLUSION Consistent with the above analysis, Dr. Moreau’s Special Motion to Dismiss Defendant United States Olympic & Paralympic Committee’s Counterclaims Pursuant to C.R.S. § 13-20- 1101 (ECF No. 171, public entry at 173) is DENIED, and USOPC’s Motion to Dismiss (ECF No. 170) is DENIED.
DATED this 18 th day of November 2022.
BY THE COURT: ___________________________________ Charlotte N. Sweeney United States District Judge
Notes
[1] The background facts are taken from the well-pleaded allegations in USOPC’s Counterclaims, drawn from its First
Amended Answer to Complaint and Counterclaims, and interpreted in light most favorable to USOPC ( ECF No.
66).
See also Porter v. Ford Motor Co
.,
[2] “SLAPP” stands for “Strategic Lawsuits Against Public Participation.”
[3] The Court has jurisdiction over this action and USOPC’s Counterclaims pursuant to 36 U.S.C. § 220505(b)(9). Under § 220505(b)(9), when a plaintiff sues a federally charted corporation such as USOPC and the suit relates to “the corporation’s responsibilities,” the corporation may remove the action to federal district court. The district court shall have original jurisdiction “without regard to the amount in controversy or citizenship of the parties involved.” The Court has supplemental jurisdiction over USOPC’s state and common law counterclaims under 28 U.S.C. § 1367.
[4] Under the framework set forth in Justice Stevens’
Shady Grove
concurrence, state laws that solely address procedural
issues do not apply in federal court.
See Shady Grove
,
[5] USOPC argues
Los Lobos
is dispositive and precludes the application of Colorado’s anti-SLAPP statute in federal
court (ECF No. 209 at 11). The Court disagrees.
Los Lobos
and New Mexico’s anti-SLAPP law it analyzed are
meaningfully distinguishable. The
Los Lobos
court reasoned that New Mexico’s anti-SLAPP law was “purely
procedural
. . . .”
[6] When assessing potential conflicts between a state law and federal rule in the Tenth Circuit, a court asks if there is a “direct collision” between the state law and federal rule; if there is no “direct collision,” then the court must “wade
[8] In its Opposition to Dr. Moreau’s Motion, USOPC contends another provision in Colorado’s anti-SLAPP statute renders Dr. Moreau’s motion untimely (ECF No. 209 at 1 n.1). This provision in Colorado’s anti-SLAPP statute requires that anti-SLAPP motions be filed “within sixty-three days after service” of the complaint or counterclaim. § 13-20-1101(6). But this time limitation is precisely the type of procedural limitation that the Ninth Circuit has ruled directly conflicts with the Federal Rules of Civil Procedure and is therefore inapplicable in federal court. Cf. Metabolife , 264 F.3d at 846. The Court finds the Ninth Circuit’s reasoning persuasive, and declines to bar Dr. Moreau’s motion on timeliness grounds.
[9] Of course,
Godin
was not wholly reliant on
Erie
in determining that Maine’s anti-SLAPP statute applies in federal
court.
Godin
further concluded that Maine’s anti-SLAPP statue contained “substantive and procedural aspects” and
that the statute did not conflict with Federal Rules 12 and 56.
See Godin
,
[10] Dr. Moreau notes that there is an “insignificant” difference in California’s and Colorado’s anti-SLAPP statutes
regarding the burden a plaintiff must satisfy (ECF No. 171 at 12).
See
§ 425.16(b)(3) (requiring a plaintiff to show
“probability” of prevailing on claim);
but see
§ 13-20-1101(3)(a) (requiring a plaintiff to show a “reasonable
likelihood” of prevailing on a claim). Despite these textual differences, the Court finds the Ninth Circuit’s reasoning
in
Newsham
persuasive that Rules 8, 12, 56 do not occupy the field of pretrial procedures, and are not aimed protecting
the rights that the anti-SLAPP statutes are intended to protect.
See Newsham
,
[11] As discussed above, the Ninth Circuit has declined to apply the discovery-staying provision of California’s anti- SLAPP statute in federal court because this provision does conflict with the Federal Rules. See Metabolife , 264 F.3d at 846. The parties have not briefed the applicability—or inapplicability—of the discovery-staying provision in Colorado’s anti-SLAPP law in federal court. For this reason, the Court expresses no opinion on the applicability of this provision in Colorado’s anti-SLAPP statute; only that, as Dr. Moreau argues, motions under Colorado’s anti- SLAPP law are applicable in federal actions ( ECF No. 171 at 9-10).
[12] The Court also notes that Colorado’s anti-SLAPP statute, like New Mexico’s anti-SLAPP statute, imposes an
expedited hearing schedule for anti-SLAPP motions.
See
§ 38-2-9.1(A);
see also
§ 13-20-1101(5). Under
Los Lobos
,
this provision would likely be inapplicable in federal court.
See Los Lobos
,
[13] Dr. Moreau also argues that his engagement with the news media is also protected activity under the anti-SLAPP statute ( ECF No. 171 at 18). The Court need not address this argument because, for the reasons discussed further below, the allegations in USOPC’s Counterclaims concern Dr. Moreau’s acquisition of its allegedly confidential material, not his engagement with the news media after filing this lawsuit ( See generally ECF No. 66).
[14] In support of its argument that Dr. Moreau cannot meet his step one burden, USOPC points to allegations that Dr. Moreau violated the terms of its “Confidentiality and No Prohibited Contact Statement” Agreement and USOPC’s “Code of Conduct”—both of which required Dr. Moreau to “maintain the confidentiality” of its proprietary information, and to return all confidential materials to USOPC “upon his termination” (Id. at 61, 62 ¶¶ 102-04, 106). However, as discussed above, Fox forecloses this argument. See Fox , 89 Cal. App 4th at 308.
[15] Dr. Moreau also argues that USOPC’s Counterclaims should be dismissed because he has shown at step one of the
anti-SLAPP inquiry that he engaged in protected activity, and that USOPC cannot meet the “sham exception” under
Protect Our Mountain Environment, Inc. v. District Court
,
[16] Dr. Moreau’s Special Motion to Dismiss was filed on May 3, 2021, when little, if any, discovery had been conducted.
[17] After USOPC filed its dismissal motion, Dr. Moreau moved to amend the First Amended Complaint to seek exemplary damages ( See ECF No. 252). The Magistrate Judge subsequently issued an order granting Dr. Moreau’s Motion to Amend ( See ECF No. 270). In his amendment order, the Magistrate Judge specified that Dr. Moreau’s “pleading changes” were limited to “those that concern the exemplary damages” ( at 6). USOPC then filed a “renewed” Motion to Dismiss with supplemental authority (ECF No. 289). Dr. Moreau filed a Response to USOPC’s renewed dismissal motion (ECF No. 292). The Magistrate Judge ruled that USOPC’s renewed dismissal motion and Dr. Moreau’s Response should be construed as supplemental authority to USOPC’s originally filed Motion to Dismiss (ECF No. 296).
