Lead Opinion
Richard Morales appeals from the denial of his section 2255 motion
BACKGROUND
On December 8, 1994, Morales was indicted along with 32 other individuals for a variety of serious crimes related to their participation in the Latin Kings street gang. Morales, who was alleged to have been the gang’s “Director of Security,” was charged with multiple RICO
In the run-up to the trial, the district court decided to reserve the courtroom’s gallery for the day of jury selection. The court explained to the myriad prosecutors and defense attorneys:
Because at this point I don’t know how many jurors we’ll have left in the pool, I’m going to guess it’s going to be somewhere around 50 or so, give or take. All of the rows in the spectator section of the courtroom are going to be used for the jurors to be seated. I’m not going to permit any spectators to be seated among the prospective jurors so that I want counsel to be on notice that on Friday there will be no room for any spectators. All of those seats are going to be taken by prospective jurors. So everyone should be aware of that.
(App. for Appellant’s Br. 135.)
On Friday, June 30, 1995, after about a week of voir dire, the district court selected the defendants’ jury. That morning, the judge first spoke to certain individual jurors about why they believed they ought to be excused from jury duty, and then brought the jury pool, consisting of 48 persons, into the courtroom so that the prospective jurors could restate their names for the attorneys. Once this was done, the judge sent them back to the jury assembly room and heard peremptory challenges from the parties. Following a short recess, the court brought the remaining prospective jurors back into the courtroom and drew the names of 16 persons to be seated on the jury.
After a three-month trial, Morales was convicted on all counts and sentenced to multiple life-terms in prison.
After this court affirmed his conviction on direct appeal,
The district court denied Morales’s section 2255 motion. Morales v. United States,
On appeal, Morales challenges the district court’s rulings with respect to three of his ineffective assistance of counsel claims: (1) that his appellate counsel was not ineffective for failing to raise the courtroom closure issue on his direct appeal; (2) that his trial counsel was not ineffective for failing to object to the district court’s reservation of the gallery; and (3) that his appellate counsel was not ineffective for failing to appeal his life sentence on the conspiracy count. With respect to his first two claims, Morales asserts that the district court should have, at a minimum, held a hearing pursuant to 28 U.S.C. § 2255(b) to “clarify any ambiguities that may exist in the record.” (Appellant’s Br. 47.)
DISCUSSION
Section 2255 allows a federal prisoner to attack collaterally his sentence on the grounds that it was “imposed in violation
To succeed on his ineffective assistance of counsel claims, Morales must show: (1) that his trial and appellate lawyers’ performance was deficient, and (2) that he was actually prejudiced as a result. Strickland,
Whether the effectiveness of a defendant’s legal representation falls short of the minimum required by the Sixth Amendment is a mixed question of law and fact, which we review de novo. Chang v. United States,
A. Ineffective Assistance of Trial and Appellate Counsel: Right to Public Trial
Morales’s first two ineffective assistance claims are premised on what he asserts was’ his lawyers’ failure to protect his Sixth Amendment right to a public trial.
Strickland requires that “scrutiny of counsel’s performance be highly deferential,” and that “every effort be made to eliminate the distorting effects of hindsight.” Strickland,
Moreover, even assuming counsel was aware of the supposed closure, we cannot deem his failure to object to the closure unreasonable. Crediting Morales’s affidavits to the fullest extent possible, the closure lasted not much longer than one morning out of a multi-month trial. During that period of time the general public was denied access to witnessing the prospective jurors: state their names; give excuses individually as to why they could not serve on the jury; have their names drawn for the jury; and be 'dismissed. Importantly, the record indicates that voir dire occurred in the days proceeding the day the closure occurred, so that any questioning of potential jurors as to their fitness or bias was open to the public.
Alternatively, Morales contends the district court erred in failing to hold a factual hearing with regard to his claims. Section 2255(b) provides that “[u]nless the motion and files and records of the case conclusively show that the prisoner is entitled to no relief, the court shall ... grant a prompt hearing.” 28 U.S.C. § 2255(b). We have interpreted this provision as requiring a hearing in cases where the petitioner has made a “plausible claim” of ineffective assistance of counsel. Puglisi v. United States,
We find no abuse of discretion on these facts. For the reasons set forth above, the record before the district court did not and could not demonstrate a plausible claim. Even crediting Morales’s affidavits in full, they are insufficient to establish a claim for ineffective assistance of counsel. Accordingly, while the district court overreached in stating that “there is no evidence that any member of the public ... was specifically excluded from the proceedings,” Morales,
B. Ineffective Assistance of Appellate Counsel: Count 27 Sentence
Morales also argues that his appellate counsel unreasonably failed to challenge the life sentence imposed on Count 27, the conspiracy count. We hold that in light of Morales’s five other life-sentences, he was not prejudiced by any sentencing error with respect to this count and, therefore, he could not have been prejudiced by his attorney’s failure to raise the issue on appeal. As a result, Morales is not eligible for any relief on this claim, and it is unnecessary to determine whether his appellate attorney’s performance was deficient. Strickland,
That said, we take this opportunity to point out that it remains an open question in this Circuit whether convictions for substantive drug offenses may be used to clarify an ambiguous jury verdict convicting a defendant of conspiracy to distribute multiple types of drugs. Morales was charged and convicted on Count 27 with conspiracy to possess with intent to distribute four different controlled substances: marijuana, heroin, cocaine, and cocaine base. The jury did not return a special verdict identifying which one — or which combination — of the four drugs he conspired to possess. The maximum sentence for conspiracy to possess with intent to distribute significant quantities of these controlled substances differs depending on the drug: for marijuana, it is 10 years; for
In his section 2255 motion, Morales argued that his appellate counsel should have contested his Count 27 sentence because it was clearly improper under the law of this Circuit. Specifically, Morales contended that under United States v. Orozco-Prada,
Subsequent cases have affirmed this rule. In United States v. Barnes,
Here, the district court was aware of the rule in Orozco-Prada, but nevertheless found it inapplicable to Morales. Morales,
We write to clarify that we have not yet expressly adopted any exception to the rule concerning general verdicts on multiple-drug conspiracy counts set forth in Orozco-Prada. In Orozco-Prada, we addressed Peters to distinguish it, but we did not adopt its holding. Our treatment of Peters was limited to stating that the case at hand was “unlike United States v. Peters,” and we provided a short description of Peters’ holding to show how the case was different. Orozco-Prada,
Based on our disposition of Morales’s ineffective assistance Count 27 sentencing claims, we see no reason to resolve the question now. Unlike the case of Morales’s co-defendant Barnes, the propriety of Morales’s sentence on Count 27 is not directly before us. Moreover, while the parties partially briefed the question of whether this Circuit had adopted Peters in the past, neither side engaged in any substantive discussion about whether — in the event that we had not — we should adopt Peters going forward. Given these considerations, we will wait until the issue is squarely before us before deciding it.
CONCLUSION
For the foregoing reasons, the district court’s judgment is AFFIRMED.
Notes
. Section 2255(a) provides that:
a prisoner in custody under sentence of a court established by an Act of Congress claiming the right to be released upon the ground that the sentence was imposed in violation of the Constitution or laws of the United States, or that the court was without jurisdiction to impose such a sentence, or that the sentence was in excess of the maximum authorized by law, or is otherwise subject to collateral attack, may move the court which imposed the sentence to vacate, set aside or correct the sentence.
28 U.S.C. § 2255(a).
. Racketeer Influenced and Corrupt Organizations Act. 18 U.S.C. §§ 1961-1968.
. Violent Crimes in Aid of Racketeering Activity. 18 U.S.C. § 1959.
. The district court sentenced Morales to six life-terms, four ten-year terms, and two three-year terms; all to be served concurrently.
. On direct appeal Morales challenged, inter alia, the admission of certain recorded telephone calls into evidence and the sufficiency of the evidence against him on various charges of conspiracy to commit murder and aiding and abetting murder. United States v. Diaz,
. Because the district court determined that Morales's underlying claims were baseless— i.e., that he was properly sentenced and that the courtroom was never closed' — it did not reach the issue whether Morales’s trial attorney was ineffective.
. The Sixth Amendment guarantees defendants a public trial. U.S. Const. amend. VI; see also Presley v. Georgia, - U.S. -,
. Because we conclude that the representation provided by Morales’s lawyers was not objectively unreasonable, we do not address
. In the context of making excuses on the day of the closure, several members of the jury pool did mention potential personal biases. The vast majority of those questioned, however, were only concerned about the inconvenience jury service might cause.
. The jury pool was excused during preemptories, which were exercised "right here in open court." This occurred, however, because of the sheer number of co-defendants involved in the trial would have made a traditional side bar impossible. Given these rather unique logistical circumstances, it is fair to consider the preemptoiy process in this case as essentially one large side bar and nothing which the public would have witnessed aurally-
. The Supreme Court has listed the purpose behind the Sixth Amendment’s public trial guarantee is to: (1) ensure a fair trial, (2) remind the prosecutor and judge of their responsibility to the accused and the importance of their functions, (3) encourage witnesses to come forward, and (4) discourage perjury. See Waller,
. A person convicted of conspiracy to commit a drug offense is subject to the same penalties as those who have actually committed the substantive drug offenses that are the object of the conspiracy. 21 U.S.C. § 846. Thus, because the maximum sentence for possessing with intent to distribute marijuana is 10 years, 21 U.S.C. § 841(b)(1)(D), the longest a defendant may be imprisoned for conspiracy to possess with intent to distribute marijuana is also 10 years. The same analysis applies for crack cocaine, which at the time Morales was sentenced carried a maximum penalty of life in prison for possession with intent to distribute. 21 U.S.C. § 841(b)(l)(A)(iii), amended by Fair Sentencing Act of 2010, Pub. L. No. 111-220, 124 Stat. 2372 (2010).
Concurrence Opinion
concurring dubitante:
I agree that the district court erred by finding, despite affidavits submitted by two of Morales’s family members, that “there is no evidence that any member of the public ... was specifically excluded from the proceedings.” Op. at 45. In addition, I agree, although with reservation, that in this case, where neither Morales’s attorney nor any of the ten attorneys representing the other ten defendants objected or appealed the closure and where there is no evidence that any of the ten attorneys knew of the alleged closure in time to object or directly appeal, Morales has not stated a “plausible” claim of ineffective assistance of counsel. The ten other attorneys’ failure to object or, after due consideration, to appeal the alleged courtroom closure is a strong reason to believe that no defense attorney was aware or had reason to be aware of any closure. On these unique facts, it is not plausible that Morales’s attorney acted below an objective standard of reasonableness in failing to object to or appeal the alleged courtroom closure.
Lastly, I emphasize that we do not hold that an ineffective assistance of counsel claim is not “plausible” when the courtroom is closed during the parties’ exercise of peremptory challenges. Cf. Gibbons v.
