Lead Opinion
Calvin Moore appeals his conviction for malice murder in connection with the death of 63-year-old Lucius Harris, Jr. Although we conclude that the evidence was sufficient to support Appellant’s conviction, the trial court erred in allowing the State to introduce similar transaction evidence without conducting the hearing required by Uniform Superior Court Rule 31.3 (B) and making the necessary findings on the record. See Williams v. State,
1. The evidence at trial, viewed in the light most favorable to the verdict, showed the following. Appellant moved in with the victim in June or July of 2003. On occasion, Appellant was seen slapping or hitting the victim. On the evening of June 10, 2004, the victim’s cousin, Angela Horton, visited him at his house. Horton observed that the victim had a busted lip, his knees were skinned, he had blood on his boxer shorts, and he could barely talk. Appellant was home at the time and told Horton that he was tired of the victim stealing his money and smoking his dope and he was going to beat the victim to death and leave his body on the railroad track so that it could not be identified after a train ran over it. Not thinking that Appellant was serious, Horton left and went to work.
That night, Robert Cook, who was then homeless, was camping on an abandoned street by a railroad track. Sometime after 3:00 a.m., Cook saw a large man carrying a body on his shoulders emerge from the bushes. The man put the body down on the ground by a fence before walking over to
Cook led the responding officers back to his encampment and gave the officers a physical description of the man who had attacked him. The officers searched the area and found the victim’s body lying on the railroad track. Identification found with the victim led the officers to his house, where they found Appellant standing in the yard. Appellant matched the physical description Cook had provided, but Appellant denied having ever been to the area where the victim’s body was found. One neighbor had seen Appellant on a street corner at about 3:00 a.m., and another saw his car driving up the street at about 3:15 a.m. The police later found Appellant’s latent thumb print on a metal fence rail near Cook’s campsite and about 150 yards from where the victim’s body was found. The medical examiner determined that the victim died from crushing chest injuries associated with manual strangulation.
Over Appellant’s objection, the State presented evidence at trial regarding Appellant’s involvement in the 1995 death of Robert Littrell, a man made frail by multiple sclerosis. Appellant had lived with Littrell as his caretaker for about five years, and they had financial and physical disputes. On November 2, 1995, Appellant called 911 to report that Littrell was not breathing. The chief medical examiner testified that Littrell had suffered crushing chest injuries and a throat injury consistent with manual strangulation, and a regional medical examiner testified that Littrell’s injuries were similar to the injuries suffered by the victim in this case. Appellant claimed that he inflicted Littrell’s injuries in an unsuccessful attempt to resuscitate him through CPR. Although Appellant was not charged at the time, he was apparently indicted for the murder of Littrell after the charges were filed in this case.
When viewed in the light most favorable to the verdict, the evidence presented at trial and summarized above was sufficient to authorize a rational jury to find Appellant guilty beyond a reasonable doubt of malice murder. See Jackson v. Virginia,
2. Appellant contends that the trial court erred in admitting evidence about his involvement in Littrell’s death as a similar transaction at his murder trial without holding a proper hearing on admissibility and making the required on-the-record findings. We agree.
Uniform Superior Court Rule 31.3 (B) prohibits the State from introducing evidence of similar transactions or occurrences unless “specifically approved by the judge.”
The State bears the burden to show that: (1) it seeks to introduce the evidence “not to raise an improper inference as to the accused’s character, but for some appropriate purpose which has been deemed to be an exception to the general rule of inadmissibility”; (2) “there is sufficient evidence to establish that the accused committed the independent offense or act”; and (3) “there is a sufficient connection or similarity between the independent offense or act and the crime charged so that proof of the former tends to prove the latter.” Williams,
On February 7, 2006, Appellant filed a motion in limine to prevent the State from admitting evidence regarding Littrell’s death as a similar transaction or making any reference to it. The motion included a request for a hearing; in particular, Appellant wanted the State to produce the medical examiner who originally performed Littrell’s autopsy and all pictures from the autopsies of Littrell and the victim and to show from the medical evidence how the two deaths were similar beyond being caused by blunt force trauma. Nine days before trial, on February 20, 2006, the trial court had a discussion about the motion in limine in chambers with counsel for Appellant and the State. Appellant was not present, and the discussion was not recorded. On February 22, the State sent the court a letter brief stating that the similar transaction evidence would be offered to show identity and bent of mind. On February 23, the trial court entered a written order authorizing the State “to enter into evidence in the trial of this case the facts and circumstances of the death and autopsy of Robert Littrell for the limited purposes of showing bent of mind and identity.”
Our review of the record confirms Appellant’s claim that the trial court did not hold the similar transaction hearing that Rule 31.3 required and Appellant requested. We reject the State’s contention that the in-chambers discussion on February 20 was a proper Rule 31.3 hearing. That discussion was off the record, without the defendant present, and not open to the public. That is not a “hearing” within the meaning of Rule 31.3 (B) and our case law.
The remedy that Georgia’s appellate courts have applied in these circumstances is to remand the case to the trial court to conduct a proper Rule 31.3 hearing and, if the similar transaction evidence is determined to be admissible, to enter the findings required by Williams. See, e.g., Sheppard v. State,
“Should the trial court determine that the State’s evidence concerning the prior transactions does not comport with the requirements set out in Williams, supra, a new trial will be required.” Hall v. State,
“On the other hand, if the evidence meets the standards of Rule 31.3 (B) and Williams, a new trial is not required[,]” ... and the trial court may re-enter its judgment of conviction against [Appellant], who may then take an appeal from that judgment in accordance with OCGA §§ 5-6-37 and 5-6-38.
Sheppard,
3. We do not address Appellant’s remaining enumerations of error because they relate to issues that are not likely to recur in the event of a retrial. He may raise them again in a renewed appeal if the trial court
Judgment vacated and case remanded with direction.
Notes
The crimes occurred in the late evening and early morning hours of June 10-11, 2004. On July 15, 2004, Appellant was indicted in Tift County for malice murder, felony murder, and aggravated assault. On March 7, 2006, a jury found him guilty of all charges. The felony murder conviction was vacated by operation of law, the aggravated assault conviction merged, and the trial court sentenced Appellant to life in prison for malice murder. On March 13, 2006, Appellant filed a motion for new trial, which was amended and supplemented on several occasions over the next four years. After several hearings, the trial court denied the motion on October 6, 2010. Appellant filed a timely notice of appeal, and the case was docketed for the September 2011 term and submitted for decision on the briefs. Appellant has chosen to represent himself for parts of the motion for new trial proceeding and on appeal.
See Rule 31.3 (C) (“Evidence of similar transactions or occurrences not approved shall be inadmissible. In every case, the prosecuting attorney and defense attorney shall instruct their witnesses not to refer to similar crimes, transactions or occurrences, or otherwise place the defendant’s character in issue, unless specifically authorized by the judge.”). See also OCGA § 24-2-2 (“The general character of the parties and especially their conduct in other transactions are irrelevant matter unless the nature of the action involves such character and renders necessary or proper the investigation of such conduct.”).
The dissent contends that the in-chambers discussion of similar transaction evidence was a Williams “hearing” and then concludes that Appellant is entitled to a new trial because he was not present for the hearing. However, Appellant has never argued that his constitutional right to be personally present at every stage of his criminal proceedings was violated. No such claim was ever enumerated as error, by Appellant pro se or by his trial or appellate counsel, during the extensive motion for new trial proceedings in the trial court; the issue was not mentioned by the trial court in discussing or summarily denying the motion for new trial; and the issue has not been enumerated as error on appeal. Indeed, the dissent’s view is in tension with the claim Appellant has consistently made, which is that “[t]he trial court erred in failing to hold the required hearing as to the admissibility of the evidence.” Appellant’s Brief at 31 (Enumeration 10). And the only reference to the Constitution that Appellant makes is his argument that he was deprived of his right to due process based on the trial court’s failure to hold a hearing in violation of USCR 31.3 and the case law. See Appellant’s Brief at 32. The dissent asserts that “[t]he State construes this enumeration” as a right-to-be-present claim. Dis. Op. at 811. However, an appellee cannot raise errors the appellant has not enumerated; the District Attorney’s brief does not mention the constitutional right to be present; and the Attorney General’s brief does so only in a single paragraph. Indeed, Appellant’s reply brief, filed in “rebuttal” to the State’s arguments, still did not argue that he was denied the right to be present.
There is no “wrong for any reason” doctrine, and this Court will not reverse a judgment on an issue never raised or ruled on in the trial court or enumerated by the Appellant on appeal — a rule that is particularly important when the issue involves a new application of constitutional law. See, e.g., Davis v. Harpagon Co., LLC,
There is nothing “oxymoron[ic],” Dis. Op. at 810, about the remedy that this Court and the Court of Appeals have applied in this situation. This case does not involve similar transaction evidence being admitted without notice or by surprise. Appellant was fully aware of the evidence the State planned to offer and the trial court’s order admitting that evidence. What he did not receive was a proper Rule 31.3 hearing about whether the evidence should be admitted and the findings needed for proper appellate review of the trial court’s decision. Trial courts should certainly comply with the rule and cases directing that those steps be taken before similar transaction evidence is admitted, but where necessary, the steps can be replicated on remand to ensure that the evidence was properly admitted. Only if it was not would Appellant be entitled to a new trial.
Dissenting Opinion
dissenting.
Because the defendant was denied his constitutional right to be present during the in-chambers conference at which the State presented the similar transaction evidence that it intended to introduce at trial, I would reverse and remand for a new trial.
While the Court of Appeals has adopted the majority opinion’s remedy of remanding for a pre-trial hearing on similar transaction evidence after a jury has convicted the defendant, this resolution makes meaningless the requirement that the trial court rule on the admissibility of the evidence prior to the jury hearing it. See Williams v. State,
Unlike the majority, I believe the trial court held a Williams hearing during the off-the-record, in-chambers discussion. At this conference, the State presented the similar transaction evidence that it intended to introduce at trial, and Moore’s attorney objected to the trial court’s ruling on its admissibility. It is undisputed that Moore was not present at this hearing. The Court of Appeals has concluded that a prosecutor’s statement in his or her place about the relevant facts the State expects to show at trial is sufficient to satisfy the requirements of a pre-trial hearing on similar transaction evidence. See, e.g., McCann v. State,
Under our Appellate Practice Act, which must be liberally construed, we have a responsibility to “carefully examine the appellate record to understand better the trial court errors an appealing party is holding up to appellate scrutiny,” Felix v. State,
The Georgia Constitution guarantees a criminal defendant the right to be personally present at every stage of the proceedings against him. 1983 Ga. Const., Art. I, Sec. I, Par. XII; Tiller v. State,
We have determined that a “critical stage” in a criminal proceeding is one in which the “‘defendant’s rights may be lost, defenses waived, privileges claimed or waived,’ ” or the outcome of the case may be substantially affected. Huff v. State,
In this case, Moore’s right to be present was violated because there was a reasonably substantial relationship between Moore’s presence during the in-chambers discussion and his ability to defend against the charges. The similar transaction evidence involved a death that Moore contended was an accident as a result of his overzealous attempt to resuscitate a man who had stopped breathing while under his care. A comparison of the independent act with the crimes charged involved facts that were within his personal knowledge and to which he could make a meaningful contribution. Moore was an active partner in his defense. He identified five persons, including three connected to Littrell’s death, that he wanted called as witnesses; engaged in discussions conducted outside the jury’s presence; requested that his trial and appellate counsel ask specific questions of witnesses; and elected to represent himself on appeal “to get the truth on the record.”
Given Moore’s right to participate in his own defense and the prejudicial effect of the independent act evidence to his defense against the charges for which he was standing trial, I would conclude that his presence during the in-chambers conference was necessary to contribute to the fairness of the proceeding. Because his exclusion from the discussion on the admissibility of the similar transaction evidence violated his constitutional right to be present at a critical stage of his trial and he did not waive his right to be present, I would reverse.
I am authorized to state that Justice Benham concurs in this dissent.