201 Conn. 16 | Conn. | 1986
This is an appeal from the judgment of the Superior Court finding that the defendant, Howard McNamara, is the father of the named plaintiffs child,
On June 15,1982, Sharon Moore brought a paternity action against Howard McNamara alleging that he was the father of the child born to her on December 10, 1978. The defendant pleaded in a special defense that General Statutes § 46b-160
On the basis of the testimony, the blood test results, and a visual comparison of the child with the defendant, the trial court found that the defendant is the father of the child.
I
We need not address the defendant’s first claim that the trial court erred in concluding that the three year limitation upon the initiation of paternity actions prescribed by General Statutes § 46b-160 is unconstitutional. This court has a basic judicial duty to avoid deciding a constitutional issue if a nonconstitutional ground exists that will dispose of the case. See generally Rescue Army v. Municipal Court, 331 U.S. 549, 568-74, 67 S. Ct. 1409, 91 L. Ed. 1666 (1947); Ashwander v. Tennessee Valley Authority, 297 U.S. 288, 346-47, 56 S. Ct. 466, 80 L. Ed. 688 (1936) (Brandeis, J., concurring); Negron v. Warden, 180 Conn. 153, 166, 429
“A statute of limitations is generally considered to be procedural, especially where the statute contains only a limitation as to time with respect to a right of action and does not itself create the right of action. Jones Destruction, Inc. v. Upjohn, 161 Conn. 191, 195, 286 A.2d 308 (1971).” Collucci v. Sears, Roebuck & Co., 585 F. Sup. 529, 532 (D. Conn. 1984). This is so because it is considered that the limitation merely acts as a bar to a remedy otherwise available. Lewis v. Rosen, 149 Conn. 734, 735, 181 A.2d 592 (1962). Where a statute of limitations is procedural, it is subject to waiver; unless specifically pleaded it is deemed waived and the remedy continues beyond the prescribed period. See Orticelli v. Powers, 197 Conn. 9, 15, 495 A.2d 1023 (1985). Where, however, a specific limitation is contained in the statute that creates the right of action
At common law there was no remedy to compel a putative father to contribute to the support of his illegitimate offspring. One commentator explained: “At Common Law neither the mother nor putative father is liable to maintain a natural child. The right of custody being absent, the correlative duty of maintenance was absent also. The child of nobody was as regards its support the child of the people, and the people in the shape of the overseers had to undertake its suc-cour.” W. Hooper, The Law of Illegitimacy (1911), pp. 135-36.
Because our paternity statute no longer is the sole basis for a paternity action, the statute of limitations it contains is not substantive or jurisdictional, but rather procedural or personal. It follows that such a statute of limitations may properly be applied retrospectively absent the clear expression of a contrary legislative intent, unless considerations of good sense and justice dictate otherwise. No such contrary intent appears either in the wording of the amended statute, or in the proceedings that disclose its legislative history. Nor does it appear that retroactive application of the new statute of limitations would work an injustice on the defendant. If we were to hold that the amendment was inapplicable to this action, which was pending at the time of the enactment; see General Statutes § 1-1 (u); the plaintiff would not be barred from commencing a new paternity action until 1996, when her child will reach his eighteenth birthday. Accordingly, we hold that the new eighteen year limitation upon the initiation of paternity actions prescribed by Public Acts 1985, No. 85-548, § 3, is to be applied retroactively to the defendant.
II
The defendant’s second claim is that the trial court erred in concluding that blood grouping and HLA test results are admissible to establish paternity. General Statutes § 46b-168 states that the results of blood grouping tests “shall be admissible in evidence only in cases where such results establish definite exclusion of the putative father . . . .” When the state offered
Gregor Mendel, the nineteenth century anchorite who crossed peas, discovered that hereditary particles from each parent, which are members of pairs, segregate in forming reproductive cells and then recombine in the offspring. Blood types are inherited according to the Mendelian laws that genes determine inherited characteristics, occur in pairs on chromosomes, and that one gene of the pair is inherited from the father while the other is inherited from the mother. See Peterson, “A New Things You Should Know About Paternity Tests (But Were Afraid To Ask),” 22 Santa Clara L. Rev. 667, 669-70 (1982). If one knows the blood group (the phenotype) of a child, mother, and alleged father, one can infer the genes giving rise to that blood group (the genotype) and say whether a child with the observed phenotype could have been born to the mother and putative father. For example, a child having the phenotype A could not have been born to parents who are homozygous for the gene B (i.e., both parents have the genotype BB). See Lee, “Current Status of Paternity Testing,” 9 Fam. L.Q. 615, 616-21 (1975). In such a case, the nonpaternity of the putative father having the genotype BB is established.
Courts have allowed the use of blood tests in paternity litigation for the last half century. Exclusion of paternity has traditionally been the primary consider
Genetic technology has advanced substantially in recent years. The probability of exclusion of parenthood on the basis of the combined use of several red cell antigen systems has increased to 65 percent and 73 percent for black and white individuals, respectively. P. Tishler, “Genetic Technology and the Solution of Crime,” in Genetics and the Law II (A. Milunsky, G. Annas eds. 1979), pp. 284-85. In addition, the recent
Despite the name “leucocyte antigen,” the factors expressed by the HLA genes are present in most cells. J. Barrett, Textbook of Immunology (3d Ed. 1978), pp. 386-87. Blood cells are the easiest cells to obtain for HLA testing. “The HLA antigens occur in the white blood cells as well as in the tissue cells. Therefore, tissue typing for these antigens is done in the membranes of lymphocytes that have been separated from the person’s blood.” A. Guyton, Textbook of Medical Physiology (7th Ed. 1986), p. 75. However, an individual’s HLA type is not related to his blood type. “HLA testing can be thought of as tissue typing rather than blood group typing.” Ellman & Kaye, “Probabilities and Proof: Can HLA and Blood Group Testing Prove Paternity?,” 54 N.Y.U. L. Rev. 1131, 1139 (1979).
In accordance with these considerations, we conclude that HLA tests are not blood grouping tests within the meaning of General Statutes § 46b-168. See also Commonwealth v. Beausoleil, 397 Mass. 206, 213, 490 N.E.2d 788 (1986) (“[w]e are Convinced by our review of the case law from other jurisdictions as well as the available scientific and medicolegal commentary that the HLA system is not a blood grouping test, but is a tissue typing system”); Cutchember v. Payne, 466 A.2d 1240, 1241-42 (D.C. 1983) (HLA test is not a blood test within the statutory meaning, but a tissue test for which blood is merely a convenient testing medium).
Our conclusion that HLA tests are not blood grouping tests within the meaning of the statute is supported by the legislative history of the adoption of § 46b-168. The legislative records indicate that the relatively low exclusion capability of the Landsteimer series strongly influenced the legislature to include the prohibition against using the test results affirmatively. Norman Solanch, a serologist, speaking at the hearings in 1957, said that the reason for the restriction upon the admissibility of blood grouping tests “is very simple. At the present time, we cannot prove that an individual is the father, but in cases where an individual is wrongly accused we can exclude him with the groupings here that are presently available in a little over 50 percent of the cases.” General Law Committee, Hearing on Public Acts 1957, No. 367, April 4,1957, p. 724. From this testimony, it appears unlikely that the 1957 legislature intended its statute to prohibit the admission in evidence of test results obtained by then unknown techniques such as HLA testing capable of achieving a decidedly higher probability of exclusion.
The state did produce an expert witness who testified concerning the scientific principles supporting the reliability of the test results and who had supervised the testing procedures used in this case. The defendant produced no expert witnesses. His cross-examination of the state’s expert did touch upon some of the deficiencies in the assumptions used in the probability theorem employed to calculate the 99.6 percent likelihood of paternity that the laboratory report indicated. We cannot conclude, however, from review
Although we hold that the trial court correctly construed General Statutes § 46b-168 not to bar the inclusive use of blood grouping and HLA test results, we address two final concerns. First, a possible reading of the trial court’s memorandum of decision is that it used the results of the HLA and blood grouping tests to find that the named parties had sexual intercourse. That memorandum states in part: “The Court after having heard all of the testimony, and after a review of the exhibits, finds that the Plaintiff has proven that, during the period in question, the Petitioner Sharon Moore was a single woman and that the child in question was conceived on March 4, 1978 at the Defendant’s apartment when the Petitioner and the Defendant engaged in sexual relations.”
Our final concern is whether applying the results of the HLA and blood grouping tests to show paternity may be unfair with respect to this defendant. The defendant moved for a court order pursuant to General Statutes § 46b-168 requiring that he, the mother, and the child submit to blood tests. Probably, the defendant believed that the results of these tests would be admissible in evidence only to establish that he was not the father. Nevertheless, even were we to find the defendant’s interpretation of the statute reasonable, the fact that § 46b-168 allows the court to order blood tests on motion of any party would render futile a decision not to apply the test results to the defendant. At
There is no error.
In this opinion the other justices concurred.
“[General Statutes] Revised to See. 46b-160. (Formerly Sec. 52-435a). PETITION BY MOTHER OR EXPECTANT MOTHER. VENUE. CONTINUANCE OF CASE. EVIDENCE. Proceedings to establish paternity of a child bom or conceived out of lawful wedlock, including one born to, or conceived by, a married woman but begotten by a man other than her husband, shall be instituted by a verified petition of the mother or expectant mother, with summons and order, filed in the superior court for the geographical area in which either she or the putative father resides. For trial purposes, jurors shall be selected from the judicial district in which such geographical area is located. In cases involving public assistance recipients the petition shall also be served upon the attorney general who shall be and remain a party to any paternity proceeding and to any proceedings after judgment in such action. Upon the filing of such petition, said court or any judge assigned to said court shall cause a summons, signed by him or by the clerk or assistant clerk of said court, to be issued, requiring the putative father to appear in court at a time and place named therein to show cause, if any he has, why the prayer of such petition should not be granted. Such petition, summons and order shall be in a form approved by the judges of the superior court. In the case of a child or expectant mother being supported wholly or in part by the state, service of such petition may be made by any inves
Public Acts 1985, No. 85-548, § 3, effective October 1, 1985, amends § 46b-160 to permit paternity actions to be brought any time prior to the child’s eighteenth birthday: “Sec. 3. Section 46b-160 of the general statutes is repealed and the following is substituted in lieu thereof:
“Proceedings to establish paternity of a child born or conceived out of lawful wedlock, including one bom to, or conceived by, a married woman but begotten by a man other than her husband, shall be instituted by a verified petition of the mother or expectant mother, with summons and order, filed in the superior court for the geographical area in which either she or the putative father resides. For trial purposes, jurors shall be selected from the judicial district in which such geographical area is located. In cases involving public assistance recipients the petition shall also be served upon the attorney general who shall be and remain a party to any paternity proceeding and to any proceedings after judgment in such action. Upon the filing of such petition, said court or any judge assigned to said court shall cause a summons, signed by him or by the clerk or assistant clerk of said court, to be issued, requiring the putative father to appear in court at a time and place named therein to show cause, if any he has, why the prayer of such petition should not be granted. Such petition, summons and order shall be in a form approved by the judges of the superior court. In the case
“[General Statutes] Sec. 46b-168. (Formerly Sec. 52-184). blood tests WHEN PATERNITY IS IN DISPUTE. ASSESSMENT OF costs. In any proceeding in which a question of paternity is an issue, the court, on motion of any party, may order the mother, her child and the putative father or the husband of the mother to submit to one or more blood grouping tests, to be made by a qualified physician or other qualified person, designated by the court, to determine whether or not the putative father or the husband of the mother can be excluded as being the father of the child. The results of such tests shall be admissible in evidence only in cases where such results establish definite exclusion of the putative father or such husband as such father. The costs of making such tests shall be chargeable against the party making the motion, provided if the court finds that such party is indigent and unable to pay such costs, such costs shall be paid by the state. If the costs of making such tests are paid by the state and the party making the motion is subsequently adjudicated to be the father of the child, such party shall be liable to the state for the amount of such costs.”
The trial court in its memorandum of decision, filed June 6,1985, stated its finding of evidentiary facts that relate to the sexual relations of and between the named parties: “The Court after having heard all of the testimony, and after a review of the exhibits, finds that the Plaintiff has proven that, during the period in question, the Petitioner Sharon Moore was a single woman and that the child in question was conceived on March 4, 1978, at the Defendant’s apartment when the Petitioner and the Defendant engaged in sexual relations. The Court further finds that the child in question was born on December 10,1978. The court further finds that during this period when the child was conceived the Petitioner Sharon Moore did not have sexual relations with any other man. The Court further finds that the Defendant acknowledged the paternity of said child to his daughter Linda. It is further found that the child bears a striking resemblance to the Defendant.”
See footnote 1, supra.
The brief of the plaintiff-appellee mentions the enactment of Public Acts 1985, No. 85-548, allowing a paternity action to be brought “at any time prior to a child’s eighteenth birthday.” The brief also declares that “the act, effective October 1, 1985, will relieve the Connecticut trial courts of the responsibility of determining what time limit would meet the Mills criteria.” It thus appears that the defendant was alerted to the existence of the new statute of limitations and the claim of the plaintiff that in any subsequent proceeding in the trial court involving the paternity of the child that a remand might necessitate, the eighteen year statute of limitations would control. Obviously, if the new statute now controls the ultimate disposition of the paternity claim against the defendant, as we conclude, it would serve no useful purpose to determine whether our former three year statute is subject to the infirmities that have resulted in invalidating the one year statute in Mills v. Habluetzel, 456 U.S. 91, 102 S. Ct. 1549, 71 L. Ed. 2d 770 (1982), or the two year statute in Pickett v. Brown, 462 U.S. 1, 103 S. Ct. 2199, 76 L. Ed. 2d 372 (1983).
But cf. Humphrys v. Polak & Wife, 2 K.B. 385, 85 L.T. 103 (1901), reported in Cockle & Hibbert’s Leading Cases in Common Law—With Notes, Explanatory and Connective—Presenting a Systematic View of the Whole Subject (2d Ed. 1929), p. 161: “I am inclined to think that there was at common law a duty on the part of the mother towards such child, and that the series of legislative enactments on the subject, such as the Poor Law Amendment Act, 1834 (4 & 5 Will. 4, c. 76), s. 71, did not create that duty, but merely recognised and defined it . . . .”
See Public Statute Laws (Rev. of 1821), tit. 8 n.l, explaining: “In the revision of 1672, an act appears, subjecting the father of a bastard child to the maintenance of it, with the assistance of the mother, as the court shall order, and providing that the person charged by the mother to be the father, shall be adjudged to be the reputed father, upon her continuing constant in the charge, especially being put upon the discovery of the truth, in the time of her travail . . . .”
Illustrative of this point is the case of Staples v. Staples, 41 L.T. 347 (1879), discussed in A. Lieck, Lushington’s Law of Affiliation and Bastardy—With Statutes, Notes, Forms, etc. (5th Ed. 1928), p. 9, wherein the English court addressed an issue involving the twelve month statute of limitations within the Bastardy Laws Amendment Act, 1872: “A bastard child having been bom on November 3rd, 1877, application for an affiliation order was made by the mother .on October 11th, 1878, and the summons was heard and dismissed for want of corroborative evidence on October 25th, 1878. On the same October 25th, after the justices had left the court-house, the mother applied to justices’ clerk at his office for a second summons, alleging that further corroborative evidence was forthcoming .... [B]ut in consequence of the justice to whom such original application was made not attending the court, a second summons was not issued till November 6th, 1878. [The court held] that the respondent’s second application not having been made to the justice himself until November 6th, 1878, it was too late, and the justice had no jurisdiction in the matter.”
The ABO, Rh, and MNSs systems were the basic blood group systems used for testing in Connecticut in 1957, when General Statutes § 46b-168 was enacted. See General Law Committee, Hearing Conn. Joint Standing Committee Hearings, General Law Pt. 2 1957 Sess., p. 724.
That the Committee on Judiciary of the General Assembly earlier this year discussed and allowed to die without a vote a proposed bill that would have, inter alia, allowed blood grouping and tissue typing test results into evidence in certain circumstances does not dissuade us from our conclusions. See Committee on Judiciary, Hearings on Raised Committee Bill No. 6054, “An Act Concerning Proof of Paternity,” March 24, 1986. The rea
See footnote 3, supra.
The probability of paternity was calculated by the use of Bayes’ Theorem which is a basic formula of probability theory. The formula makes two assumptions: (1) that the mother of the child had intercourse with the
The relevant examination by the court went as follows:
“The Court: Mr. McNamara, on the stand [Miss Moore] indicated that you had sex with her.
“The Witness: Yes.
“The Court: She also indicated that you had sex with her on March 4th at a mortgage burning party?
“The Witness: Yes.
“The Court: Did you have sex with her on March 4th?
“The Witness: Yes.”
In the recent case Commonwealth v. Beausoleil, 397 Mass. 206, 490 N.E.2d 788 (1986), the Massachusetts Supreme Judicial Court ruled that HLA test results are admissible to establish paternity, notwithstanding an exclusionary statute closely paralleling our General Statutes § 46b-168. The Beausoleil court declined to apply its decision retroactively to the defendant, who had requested that the HLA blood test be performed. Beausoleil, supra, 222. Unlike our statute, however, the Massachusetts statute mandates that the court shall order blood tests on the motion of the alleged father only. See Beausoleil, supra, 211 (quoting Mass. Gen. Laws. ch. 273, § 12A).