Moore v. DeBiaseMoore v. DeBiase
OPINION
Introduction
This is an action brought by plaintiffs Robert Moore (“Moore”) and Deborah Moore (collectively, the “Plaintiffs”) against Joseph F. DeBiase (“DeBiase”), John Gibney (“Gibney”), Joseph Cummins (“Cummins”), Louis Cippola (“Cippola”), Thomas DeNapoli (“DeNapoli”), Philip Ventriglia (“Ventriglia”), Patrick Robinson (“Robinson”), Cheryl O’Neill (“O’Neill”), the Borough of Dunellen (“Dunellen”) and the Dunellen Police Department (the “Police Department”) (collectively, the “Defendants”). Currently before the court is the motion of Plaintiffs to remand this action to the superior court of the State of New Jersey. 1 For the reasons set forth below, the motion to remand is granted.
Facts and Procedural History
Plaintiffs filed their complaint (the “Complaint”) in the Superior Court of the State of New Jersey, Law Division, Middle-sex County, on 22 February 1991. Moore is and was at all relevant times a member of the Police Department. Complaint, II1. In addition, Moore served as president of
Plaintiffs brought suit against the Defendants for certain acts or omissions allegedly performed under color of New Jersey law. Id., 1111. On or about 1 January 1988, DeBiase was promoted to the position of Chief of the Police Department. Plaintiffs allege DeBiase implemented a new work schedule and promoted his brother, who was also a member of the Police Department, to the position of Lieutenant. Id., First Count, ¶ 2. Subsequently, Moore, in his capacity as president of the PBA, filed a grievance against DeBiase, claiming the implementation of the new work schedule was an unfair labor practice.
The essence of Plaintiffs’ Complaint centers on the allegations that the Defendants and particularly DeBiase initiated a campaign to discredit and terminate Moore in retaliation for the filing of the grievance against DeBiase. Plaintiffs allege DeBiase issued meritless reprimands of Moore and caused various investigations and intrusions into Moore’s private affairs. Id., First Count, 11 6. In addition, DeBiase allegedly initiated a disciplinary proceeding against Moore. Id. Plaintiffs also allege Moore was wrongfully ordered to undergo a medical examination to determine whether he was medically fit for duty. Id., First Count, HU 7-9. Moore refused to submit to the examination and was thereafter suspended from duty.
After Moore was suspended, DeBiase filed a grievance against Moore for violating Police Department rules. DeBiase charged Moore chronically disobeyed his superiors, was guilty of habitual misconduct and failed to submit to a medical evaluation to determine his fitness for duty. Subsequently, DeBiase commenced disciplinary proceedings against Moore and sought his removal from the Police Department.
Plaintiffs then filed their Complaint which contains nineteen Counts. 3 The first seven Counts and the Ninth Count are directed exclusively at DeBiase. In the First Count, Plaintiffs seek to recover from De-Biase for his allegedly malicious, intentional and wrongful suspension of Moore. In the Second Count, Plaintiffs seek to recover from DeBiase for the public embarrassment and ridicule Moore suffered as a result of his malicious and wrongful suspension. In the Third Count, Plaintiffs seek to recover from DeBiase for, among other things, DeBiase’s attempts to undermine Moore’s position as PBA president.
In the Fourth Count, Plaintiffs seek to recover from DeBiase for his abuse of authority in attempting to cause the termination of Moore. In the Fifth Count, Plaintiffs seek to recover from DeBiase for allegedly conspiring with other public officials in Dunellen to falsify and to prosecute charges against Moore. In the Sixth Count, Plaintiffs seek to recover from De-Biase for harm Moore suffered when DeBiase allegedly perjured himself during the disciplinary proceeding against Moore. In the Seventh Count, Plaintiffs seek to recover from DeBiase for defamation. In the Ninth Count, Plaintiffs seek to recover from DeBiase for allegedly attempting to intimidate Moore into terminating his position with the Police Department.
The Thirteenth through Fifteenth Counts bring claims grounded in federal and/or state constitutional law. In the Thirteenth Count, Plaintiffs seek to recover from the Public Officials, Dunellen and the Police Department for negligently or intentionally permitting DeBiase to suspend Moore in violation of an unspecified constitution. In the Fourteenth Count, Plaintiffs seek to recover from DeBiase, the Public Officials, Dunellen and the Police Department for their deprivation, in violation of
In the Sixteenth Count, Plaintiffs seek to recover from Dunellen and the Police Department, on a respondeat superior theory, for the wrongful acts of their agents DeBiase and the Public Officials. In the Seventeenth Count, Plaintiffs seek to recover from DeBiase, the Public Officials, Dunellen and the Police Department for Moore’s expenditures in defending himself against the allegedly fraudulent charges brought by defendants. In the Eighteenth Count, Plaintiffs seek to recover from De-Biase, the Public Officials, Dunellen and the Police Department for their conduct which resulted in a diminution of the quality of Moore’s life. In the Nineteenth Count, Plaintiffs seek to recover from De-Biase, the Public Officials, Dunellen, and the Police Department for Deborah Moore’s loss of Moore’s consortium and services.
On or about 9 April 1991, the Removing Defendants removed this action from the Superior Court, pursuant to
A. Remand Pursuant to 28 U.S.C. § W7(c)
Under
Plaintiffs move to remand this action under
B. Remand Pursuant to 28 U.S.C. § mm
Whenever a separate and independent claim or cause of action within the jurisdiction conferred by section 1331 of this title, is joined with one or more otherwise non-removable claims or causes of action, the entire case may be removed and the district court may determine all issues therein, or, in its discretion, may remand all matters in which State law predominates.
Whenever a separate and independent claim or cause of action, which would be removable if sued upon alone, is joined with one or more otherwise non-removable claims or causes of action, the entire case may be removed and the district court may determine all issues therein, or, in its discretion, remand all matters not otherwise within its original jurisdiction.
Prior to the amendment of
The Working Papers, however, suggest this original purpose was defeated by the Supreme Court decision in
American Fire & Casualty Co. v. Finn,
The Court held removal was inappropriate.
Id.
at 18-19,
The Court then noted section 71 was redesignated as
The Working Papers noted the Court's interpretation of
The Committee apparently agreed with this assessment. The Committee, like the Working Papers, pointed out the principal purpose of
Congress, however, opted not to repeal
Congress was sensitive, however, to the desirability of retaining removal on the basis of federal question jurisdiction and therefore declined to repeal
The amendment would ... retain the opportunity for removal in the one situation in which it seems clearly desirable. The joinder rules of many states permit a plaintiff to join completely unrelated claims in a single action. The plaintiff could easily bring a single action on a federal claim and a completely unrelated state claim. The reasons for permitting removal of federal question cases applies with full force.
H.Rep. at 23, U.S.Code Cong. & Admin.News at 6869; 136 Cong.Rec. at S17581.
11
Congress further stated the amendment would simplify the removal determination: “In many cases the federal and state claims will be related in such a way as to establish pendent jurisdiction over the state claim. Removal of such cases is possible under Sec[tion] 1441(a). The amended provision [of
By amending
Congress did not define when state law predominates over a federal question claim in a case with pleadings which invoke both state and federal law. It has been noted this question “requires a value judgment by the federal court____”
Martin v. Drummond Coal Co.,
One final issue needs consideration before Plaintiffs’ Complaint may be addressed. By permitting remand of a case in which state law predominates, Congress granted district courts broad discretion to decide whether to retain such a removed matter or remand it to state
Prior to its amendment,
Congress, as discussed above, changed this language to permit remand of all matters in which state law predominates. Although Congress retained the term “matters,” it eliminated the limitation to only claims or causes of action not within the district court’s original jurisdiction. When Congress changes statutory language, it may be inferred Congress intended to change the purpose of the statute.
McElroy v. United States,
In this case, remand of the entire case is appropriate because Plaintiffs’ state law claims predominate in the entire case. 17 Sixteen of the nineteen Counts in the Complaint allege causes of action based purely on state law. The federal law claims are found only in the Fourteenth and Fifteenth Counts. 18 It is noted, moreover, that the Fourteenth and Fifteenth Counts bring claims grounded upon both federal and state constitutional law. Consequently, even the Counts containing the federal law claims invoke state law. Under these circumstances, it appears the crux of Plaintiffs’ claims relate to state law. State law is implicated and therefore predominates in every aspect of this action and remand of the entire case is appropriate.
Remand of the entire matter, including the
Similarly, the federal law claims are based on the allegations of wrongdoing by DeBiase. The Thirteenth, Fourteenth and Fifteenth Counts all seek to recover from DeBiase, the Public Officials, Dunellen and the Police Department for the results of DeBiase’s actions directed at Moore. The claims brought against the Public Officials, Dunellen and the Police Department are predicated upon allegations that these defendants either actively conspired with De-Biase or permitted DeBiase to violate Moore’s rights under state and federal law. Indeed, it appears to be unlikely that the claims against the Public Officials, Dunellen and the Police Department can succeed if the claims against DeBiase fail. In this respect, the federal law claims are based on the same facts as the state law claims.
19
Because the state law claims and facts are
The Removing Defendants make several arguments against remand. First, the Removing Defendants argue federal courts should not hesitate to adjudicate questions of federal law which have been removed from state courts. Defendants Brief at 6-7 (citing
Wilson v. Intercollegiate (Big Ten) Conference Athletic Ass’n,
Second, the Removing Defendants argue federal courts should readily adjudicate both
The overwhelming majority of the claims in this case are grounded exclusively in state law. As well, the claims grounded in federal law are also grounded in state law. Therefore, state law predominates in this case. Under
Conclusion
For the reasons set forth above, this action is remanded to the Superior Court of
Notes
. Plaintiffs have submitted the following for consideration: Letter Brief in Support of Motion to Remand; Certification of Barry A. Cooke, Esq.
Gibney, Cippola, DeNapoli, Ventriglia, O’Neill, Cummins and Dunellen (collectively, the "Removing Defendants”) have submitted their Brief in Opposition to Motion to Remand ("Defendants Brief"). DeBiase has submitted a letter stating he opposes Plaintiffs’ motion to remand and relies upon the Defendants Brief.
. These defendants will be referred to collectively as the "Public Officials.” The Complaint does not indicate the status or position of DeNapoli. For purposes of this opinion, it is assumed De-Napoli is one of the Public Officials.
. It is difficult to ascertain from the face of the Complaint which claims are brought solely by Moore, which claims are brought solely by Deborah Moore and which claims are brought jointly by Moore and Deborah Moore. Without deciding whether the Plaintiffs, jointly or severally, have standing to bring the claims, it is assumed the Complaint brings the claims jointly.
.
The notice of removal of a civil action or proceeding shall be filed within thirty days after receipt by the defendant, through service or otherwise, of a copy of the initial pleading setting forth the claim for relief upon which such action or proceeding is based, or within thirty days after the service of summons upon the defendant if such initial pleading has then been filed in court and is not required to be served on the defendant, whichever period is shorter.
If the case stated by the initial pleading is not removable, a notice of removal may be filed within thirty days after receipt by the defendant, through service or otherwise, of a copy of an amended pleading, motion, order or other paper from which it may be first ascertained that the case is one which is or has become removable, except that a case may not be removed on the basis of jurisdiction conferred by section 1332 of this title more than 1 year after commencement of the action.
28 U.S.C. 1446(b).
. The party seeking removal has the burden of showing that federal subject matter jurisdiction exists, that removal was timely and that removal is proper.
Boyer v. Snap-On Tools Corp.,
. The existence and exercise of pendent jurisdiction enables federal courts to hear state law claims over which there is no independent basis of jurisdiction.
Carnegie-Mellon Univ. v. Cohill,
The three part test of pendent jurisdiction utilized by the Third Circuit builds upon the groundwork laid by the Supreme Court in
United Mine Workers v. Gibbs,
The doctrine of pendent jurisdiction recently has been codified at
. Even though
. The Committee was appointed by the Chief Justice to examine problems in the federal judiciary.
. The Working Papers "were valued background materials which the Committee determined should be published for general consideration whether or not the Committee agreed with their substantive proposals.” Working Papers at cover letter. Significantly, however, "[ijn no event should the [Working Papers] be construed as having been adopted by the Committee."
Id.
Although it is acknowledged the Working Papers do not perforce represent the views of the Committee, the Working Papers should be considered because both the Report and the legislative history are notably brief in their discussion of
. Section 71 read, in pertinent part:
... [W]hen in any suit mentioned in this section there shall be a controversy which is wholly between citizens of different States, and which can be fully determined as between them, then either one or more of the defendants may remove said suit into the district court of the United States for the proper district.
Finn,
. This portion of the legislative history can be read to raise a serious question regarding
. Although Congress referred to
Sections 1441(a) and (b) provide:
(a) Except as otherwise expressly provided by Act of Congress, any civil action brought in a State court of which the district courts of the United States have original jurisdiction, may be removed by the defendant or the defendants, to the district court of the United States for the district and division embracing the place where such action is pending. For purposes of removal under this chapter, the citizenship of defendants sued under fictitious names shall be disregarded.
(b) Any civil action of which the district courts have original jurisdiction founded on a claim or right arising under the Constitution, treaties or laws of the United States shall be removable without regard to the citizenship or residence of the parties. Any other such action shall be removable only if none of the parties in interest properly joined and served as defendants is a citizen of the State in which such action is brought.
. The obvious effect of amended
In addition,section 1441(c) , as amended, may be superfluous as a removal statute. See28 U.S.C.A. § 1441 Commentary at 5-6. As discussed above,section 1441(c) has been turnedaway from its original purpose of preserving removal power in diversity cases in which diversity has been destroyed. Now, section 1441(c) removal can be accomplished only in federal question cases.
Section 1441(b) governs the removal of federal question cases: 14A C. Wright, A. Miller & E. Cooper, supra § 3722. State law claims pendent to a removed federal law claim can also be removed under28 U.S.C. § 1441(b) . Samaroo,743 F.Supp. at 315 ; see28 U.S.C.A. § 1441 Commentary at 5. Consequently,section 1441(c) may be viewed as superfluous as a removal statute for a case involving a federal question claim with pendent state law claims.
Althoughsection 1441(c) may be unnecessary for the removal of a federal question claim with pendent state law claims,section 1441(c) may be invoked in a federal question case involving non-pendent state law claims. State law claims which are not pendent to a federal law claim may theoretically fall into two categories: (1) those with enough of a relation to the federal claim so as to be related but separate and independent from the federal law claim and (2) those totally unrelated to the federal law claim. With respect to the separate and independent state law claims with some relation to the federal law claims,section 1441(c) might provide a basis for removal.
With respect to the totally unrelated state law claims, it would appearsection 1441(c) may be construed to allow a federal court to adjudicate such state law claims. See infra n. 15.Section 1441(c) , however, should not be so construed because a federal district court could not adjudicate those totally unrelated and non-pendent state law claims without violating the Constitution. See28 U.S.C.A. § 1441 Commentary at 5; infra, n. 16. Under these circumstances, the usefulness ofsection 1441(c) , as amended, appears to be limited to only the removal of federal question cases which include state law claims bearing some relation to, but are still separate and independent from, the federal question. Although the state law claims must be separate and independent from the federal question, they must still be sufficiently related to avoid potential constitutional infirmity.
. The question of removability is determined by examining the pleadings.
Finn,
. This qualitative approach is also suggested by the term "predominates” as it is implicated in discretionary exercises of pendent jurisdiction. In
Gibbs,
the Court suggested the exercise of pendent jurisdiction should be declined when "it appears that the state issues substantially predominate, whether in terms of proof, of the scope of the issues raised, or of the comprehensiveness of the remedy sought____”
. It has been suggested
... [T]he remand provision of revisedSection 1441(c) no longer gives the district court plenary discretion to remand those claims that absent joinder would have been non-removable. It is unclear what policy interests are served by narrowing a district court’s power to remand unrelated claim [sic] after itsSection 1441(c) removal.
14A C. Wright, A. Miller & E. Cooper, supra § 3724 at 72 (West Supp.1991). In this treatise, section 1441(c) is interpreted to permit remand only of matters in which state law predominates and not matters in which the state law claims are unrelated to the federal law claims.
This interpretation, however, is inconsistent with the section 1441(c). This interpretation ignores the fact that section 1441(c) has always been interpreted to permit remand of purely state law claims which have no relation to the removable federal law claims. 14A C. Wright, A. Miller & E. Cooper, supra § 3724 at 394-95; Working Papers at 535. In addition, this interpretation ignores the fact that Congress retained the "separate and independent” language when it amended section 1441(c). Accordingly, it may be assumed Congress intended to permit courts to continue to remand separate and independent state law claims.
Moreover, this interpretation is inconsistent with the Constitution. The Constitution does not permit federal courts to adjudicate cases which do not present federal questions. SeeU.S. Const. Art. III, § 2 ; see also Merrell Dow Pharmaceuticals Inc. v. Thompson,478 U.S. 804 , 807,106 S.Ct. 3229 , 3231-32,92 L.Ed.2d 650 (1986). Similarly, the Constitution does not permit federal courts to adjudicate cases which do not fall within the jurisdiction of the federal courts as conferred by Congress. See New Orleans Pub. Serv., Inc. v. Council of the City of New Orleans,491 U.S. 350 , 359,109 S.Ct. 2506 , 2513,105 L.Ed.2d 298 (1989) (“Congress ... defines the scope of federal jurisdiction within the constitutionally permissible bounds.”). Therefore, a federal court may not constitutionally adjudicate a state law claim totally unrelated to the federal law claim when the parties are not diverse. See Samaroo,743 F.Supp. at 316-17 (discussing potential unconstitutionality of prior version of section 1441(c) if it is construed to permit removal of unrelated state claims not within a federal court’s original or pendent jurisdiction). Because a statute must be interpreted, if possible, in a manner consistent with the constitution, United States v. Sussman,900 F.2d 22 , 24 (3d Cir.1990) (citing United States v. Security Indus. Bank,459 U.S. 70 , 78,103 S.Ct. 407 , 412,74 L.Ed.2d 235 (1982)); West v. Bowen,879 F.2d 1122 , 1132 (3d Cir.1989) (citing Califano v. Yamasaki,442 U.S. 682 , 693,99 S.Ct. 2545 ,61 L.Ed.2d 176 (1979)), there is no basis to argue that section 1441(c) prevents a district court from remanding a purely state law claim between non-diverse parties which has no relation to a federal law claim in the same case.
. Removal under section 1441(c) appears to have been appropriate. The Complaint presents federal questions under
. The Removing Defendants argue the entire Complaint asserts claims under
. The Removing Defendants arguably have conceded this point when they state: "The various allegations in this Complaint
in toto
amount to a factual pattern of alleged violation of constitutional protections and civil rights falling squarely within the provisions of [
.
Wilson
is inapposite to the Removing Defendants’ argument. In
Wilson,
the issue was whether a defendant could remove a case upon plaintiff's amendment of the complaint to assert federal law claims.
. The cases relied upon by the Removing Defendants are inapposite because the cases merely involved exercises of pendent jurisdiction. In
Hagans
for example, the issue was whether the plaintiff had alleged a "substantial constitutional claim” under
In
Jenkins,
the issue was whether the district court properly ruled on the question of liability on a
In
Glover,
the issue was whether the federal court had pendent jurisdiction over certain state law claims which shared a common nucleus of operative fact with a
. The argument that this case should be remanded is made even more compelling because, as discussed above, the factual allegations supporting Plaintiffs' federal law claims are predicated upon the factual allegations supporting Plaintiffs' state law claims.