Lead Opinion
delivered the opinion of the Court.
The primary focus of this appeal is a determination of the scope of our recent decision in Commonwealth v. Baker,
The pertinent facts are not in dispute. Moore was bom on May 13, 1977. In December 1994, four petitions were filed in the juvenile court charging that Moore committed the above noted criminal offenses in January 1994. On each petition in the space provided on the pre-printed form for the name and address of the juvenile’s mother, “Lillie Ruth Moore — Arlington County Jail” was listed. A similar space regarding the juvenile’s father was left blank. The juvenile court judge made no certification on the record that the identity of Moore’s father was not reasonably ascertainable and no affidavit to that effect was made by Moore’s mother. However, in a social history report later filed in the juvenile court by a probation coun
Throughout the juvenile court proceedings Moore was held in custody and was represented by two court-appointed attorneys. According to court records, Moore’s mother did not appear at any of the hearings in the juvenile court. Ultimately, following a transfer hearing at which Moore and his attorneys were present, the juvenile court by order entered on June 14, 1995, found probable cause that Moore had committed the criminal offenses charged in the petitions and certified Moore to stand trial as an adult in the circuit court for those offenses.
Moore was indicted for those offenses on July 28, 1995, found guilty of each by a jury on February 6, 1997, and sentenced to a term of imprisonment of two life sentences and eight years on December 19, 1997. Throughout the proceedings, both in the juvenile court and the circuit court, Moore raised no objection to the failure of the juvenile court to give notice of the initiation of the juvenile court proceedings to his father as required by the then applicable provisions of Code §§ 16.1-263 and 16.1-264.
On appeal to the Court of Appeals, Moore challenged his convictions on other grounds, but did not raise the issue of the failure to give notice to his father. The Court of Appeals affirmed Moore’s convictions in an unpublished opinion. Moore v. Commonwealth, Record No. 0063-98-4 (February 23, 1999). We awarded Moore this appeal limited to the issue of the effect upon Moore’s convictions of the failure to give notice to his father.
We begin our analysis in this appeal by noting the significant similarities and distinctions between the facts and circumstances involved in Moore’s case and those in Baker’s case. In both cases the criminal acts were committed and the proceedings against the juveniles in the appropriate juvenile courts occurred when Code §§ 16.1-263 and 16.1-264 required notice of the initiation of juvenile
Under these circumstances, the Court of Appeals held in Baker I that the then applicable provisions of Code §§ 16.1-263 and 16.1-264 required notice of the initiation of juvenile court proceedings to both parents.
Thereafter, for the reasons stated in the opinion of the Court of Appeals, we affirmed that Court’s judgment voiding Baker’s convictions.
However, there are significant distinctions between the facts and circumstances in Baker II and those in Moore’s case. In Baker I, the Court of Appeals noted that “[pjrior to the indictment, Baker filed a motion to dismiss the charges or remand the case to juvenile court and alleged that the juvenile court lacked jurisdiction to transfer the case to the circuit court because the juvenile court failed to comply with the notice requirements of Code §§ 16.1-263 and 16.1-264.”
We continue our analysis by emphasizing the necessary distinction to be drawn here between the power of a court to adjudicate a specified class of cases, commonly known as “subject matter jurisdiction,” and the authority of a court to exercise that power in a particular case. Subject matter jurisdiction is granted by constitution or statute. Humphreys v. Commonwealth,
The statute that provides subject matter jurisdiction to the juvenile and domestic relations district courts is Code § 16.1-241, which gives these courts “exclusive original jurisdiction” over “all cases, matters and proceedings involving” a juvenile who is alleged to be delinquent.
There is no question that when the statutory requirements related to the juvenile court proceedings are followed, a circuit court’s subject matter jurisdiction over the class of offenses committed by a juvenile that are at issue here is invoked. See Code §§ 17.1-513 and 19.2-239. It is the unique statutory framework whereby a juvenile court and in turn a circuit court acquire the authority to exercise their subject matter jurisdiction that is at issue here and was at issue in a number of our prior cases. In this regard, we have held that the statutory requirement of parental notice of the initiation of proceedings in the juvenile court, under various former versions of what is now Code § 16.1-263, are mandatory in nature and limit a court’s rightful exercise of its subject matter jurisdiction. See, e.g., Gregory v. Peyton,
In French, where the juvenile court failed to give parental notice of the initiation of the proceedings in that court, we stated that “the failure of the juvenile court to comply with the applicable statutes rendered the circuit court proceedings void.” Id. at 80,
Guided by these principles, we turn to the specific circumstances in Moore’s case. The notice provisions contained in the applicable version of Code § 16.1-263 require that “[ajfter a petition has been filed, the court shall direct the issuance of summonses ... to the parents . . . .” This requirement, although no longer containing earlier language prohibiting the hearing to proceed without the notice, is otherwise virtually identical to that considered by this Court from the time we decided French to the time we decided Baker II. Based on this Court’s unswerving adherence to the nature of this notice requirement to parents, this requirement as applied to Moore’s case was “mandatory.” Thus, because it failed to comply with this mandatory requirement, the juvenile court lacked authority to exercise its subject matter jurisdiction over the offenses charged against Moore.
Code § 16.1-269.6(E) became effective on My 1, 1994. As previously noted the offenses for which Moore was charged occurred in January 1994 and the petitions charging him with these offenses were filed in the juvenile court in December 1994. He was subse
Code § 16.1-269.6(E) provides that: “Any objection to the jurisdiction of the circuit court pursuant to this article shall be waived if not made before arraignment.” (Emphasis added.) The plain language of this section clearly manifests legislative intent that any defect in the transfer proceedings conducted in the juvenile court as provided in Article 7 is waived such that the circuit court acquires the authority to exercise its subject matter jurisdiction over the offenses charged against the juvenile unless die juvenile raises an objection based on a defect in the juvenile court transfer hearing prior to arraignment in the circuit court. Beyond question, the legislature has the authority to provide for a waiver of a defect in the transfer proceeding in this manner.
The Commonwealth’s reliance on Code § 16.1-269.6(E) in Moore’s case, however, is misplaced. By its express terms this statute does not purport to cure or waive defects in the initiation of the juvenile court proceedings. Code § 16.1-269.1(E), enacted subsequent to this statute, addresses those defects. Code § 16.1-269.6(E), by contrast, does not address the requirements of Code §§ 16.1-263 and 16.1-264, but only addresses the waiver of a defect in the transfer hearing conducted in the juvenile court. Cf. Burfoot v. Commonwealth,
In short, the juvenile court in Moore’s case never acquired the authority to exercise its jurisdiction to conduct the transfer hearing that resulted in the transfer of Moore’s case to the circuit court. Accordingly, the circuit court never acquired the authority to exercise its jurisdiction to try Moore for the criminal offenses charged in the indictments, and Moore’s convictions in the circuit court are void. This result is consistent with our holdings in French and Baker II.
For these reasons, we will reverse the judgment of the Court of Appeals and remand this case with directions that the case be remanded to the trial court for a new trial if the Commonwealth be so advised. Since Moore has now reached his majority and cannot be retried as a juvenile, if the Commonwealth elects to retry him, Moore
Reversed and remanded.
Notes
Within this opinion, we will refer to the decision of the Court of Appeals as “Baker I” and our per curiam affirmance of that decision as “Baker II.”
The social history report also recited that Moore’s mother “dated” Moore’s father for three months and that she terminated the relationship because he denied that he was the father of her expected child after she became pregnant. The record also reflects that on May 10, 1996, Moore’s counsel made an oral motion in the circuit court that Moore be permitted to attend the funeral of his father, “Vernon Butts,” scheduled for the next day.
At the time Baker was transferred to the circuit court in 1996, Code § 16.1-269.1 was the applicable transfer statute. When Moore was transferred to the circuit court former Code § 16.1-269 was applied by the juvenile court because the offenses for which Moore was charged were committed prior to the repeal of Code § 16.1-269 in 1994.
We also noted that effective July 1, 1999, Code § 16.1-263 was amended to provide for notice of the juvenile court proceedings to “ ‘at least one parent.’ ” Id.
The defendant in Moore is not the same defendant in the present case.
This code section has been amended from time to time and was amended in 1996 specifically to limit the jurisdiction of the juvenile courts to conducting a preliminary hearing to determine probable cause in any case in which the juvenile, age 14 or older, is alleged to have committed certain violent juvenile felonies, including those charged against Moore in the pres
In addition, we note that Code § 16.1-269.1(E) provides that “[a]n indictment in the circuit court cures any error or defect in any proceeding held in the juvenile court except with respect to the juvenile’s age.” This provision, however, applies only to offenses committed on or after July 1, 1996, and therefore does not apply to Moore’s case. See 1996 Va. Acts. ch. 755, cl. 7 and ch. 914, cl.7.
This provision was also not applicable in Baker II because the offenses at issue there were committed before July 1, 1996. However, the provision now acts to cure the defect in the juvenile court proceedings at issue in Moore’s case. See Dennis Moore,
Dissenting Opinion
with whom JUSTICE LACY joins, dissenting.
Because I believe that David Allen Moore has defaulted the alleged error under Rules 5:17(c) and 5:25, I would affirm his convictions.
Before discussing my reasons for this conclusion, it is important to note, as does the majority, that the instant case comes to us in an entirely different procedural posture than did the case of Baker v. Commonwealth,
In contrast to Moore, the defendant in Baker preserved his objection to the error by filing a motion to dismiss before he was indicted. Baker also timely raised the issue on appeal. Thus, we did not have to determine in Baker whether the error was one that deprived the juvenile court of its subject matter jurisdiction and thus could be raised at any time.
In analyzing this question, I begin with a series of this Court’s decisions in which we permitted defendants, in the context of habeas corpus proceedings, to collaterally attack their prior convictions because certain mandatory procedures were not followed in their juvenile court proceedings. In Peyton v. French,
In Gregory v. Peyton,
While the errors in the above cases were raised by the respective defendants in petitions for writs of habeas corpus, in Jones v. Commonwealth,
However, this Court has not always held that the failure to comply with mandatory provisions regarding juvenile proceedings deprived the juvenile court of its jurisdiction. For example, in Turner v. Commonwealth,
More recently, this Court decided Jackson v. Commonwealth,
Upon reviewing the decisions in French and its progeny, it becomes evident that this Court addressed “jurisdictional” defects in those cases. However, we never clearly specified that we were considering subject matter jurisdictional defects. Nevertheless, the question of the juvenile court’s subject matter jurisdiction was implicated because we allowed the defendants in French, Gregory, Gogley, Pruitt, and Jones to collaterally attack their juvenile convictions. In those decisions, this Court recognized that the statutes at issue
I believe that there were two provisions in effect when the juvenile proceedings at issue in French and its progeny were conducted that rendered the defects in those cases “jurisdictional.” The first one was the requirement that “[i]n no case shall the hearing proceed until the parent or parents of the child . . . have been notified . . . .”
In 1973, after this Court’s decisions in French and its progeny, and before the commission of the crimes at issue in Turner, the General Assembly enacted former Code § 16.1-176.2 (1973), now Code § 16.1-270 (1999). That section allows a juvenile, prior to a transfer hearing and with the consent of counsel, to waive the jurisdiction of the juvenile court and have the case transferred to the appropriate circuit court. That waiver provision played a role in this Court’s decision in Turner, where we held that the requirement of “written” notice was merely procedural.
Even more compelling is the fact that in 1977, the General Assembly repealed and reorganized the Code provisions pertaining to juveniles, and in doing so, deleted the requirement that “[i]n no case shall the hearing proceed” unless the juvenile’s parent or parents are notified. Former Code § 16.1-172 (I960).
I believe that the majority incorrectly equates statutory provisions that are “mandatory” with those that are prerequisites to a juvenile court’s exercise of its subject matter jurisdiction. See, e.g., the majority’s quotation in the present case from Dennis Moore v. Commonwealth,
Since the juvenile court is a creature of statute, the General Assembly can modify any prerequisites for the juvenile court’s exercise of its subject matter jurisdiction. See Burke v. Commonwealth,
For these reasons, I respectfully dissent and would affirm Moore’s convictions.
This section was amended by the General Assembly in 1999 to require the summons of only one of a juvenile’s parents, while the former section required notice to both parents.
Code § 16.1-264 remains the same as it was in 1994.
Moore has not asked that his failure to object to the lack of notice be considered under the “ends of justice” exception to the requirements of Rule 5:25.
A court’s subject matter jurisdiction is the only type of jurisdiction that cannot be waived. Morrison v. Bestler,
Neither French nor any of its progeny presented an issue concerning the non-residency of a juvenile’s parent. Thus, that portion of the statute is not relevant to my analysis.
The juvenile’s parents and attorney were present at the hearing, but it is not clear if the mother had previously been notified of the hearing.
That provision also incorporated the requirement that summons issue to “all proper or necessary parties” upon the issuance of a petition against a juvenile, former Code § 16.1-166 (1960), which now appears in different form in Code § 16.1-263 (1999).
At the time of Pruitt’s juvenile proceedings, this language was codified at former Code § 16-172.38 (1952), and at the time of Jones’ juvenile proceedings, the pertinent provision, former Code § 63-273 (R.P. 1948), provided that “[ijn no case shall the trial proceed until the parents or parent of such child . . . have been duly notified . . . .” Jones,
At the time of Pruitt’s juvenile proceedings, former Code § 16-172.39 (1952) provided for the appointment of a guardian ad litem when those persons to whom notice needed to be given as prescribed in former Code § 16-172.38 (1952) were not present. At the time of the juvenile proceedings involving Jones, former Code §§ 63-269 and -272 (R.P. 1948) required that the juvenile’s parents be summonsed, and if at least one of them did not appear, that a guardian ad litem be appointed for the juvenile.
In some of the French line of cases, the failure to comply with only one provision rendered the convictions void, while in some cases, there was a failure to appoint a guardian ad litem as well as a failure in the required notice.
That section was amended between 1960 and 1977 but retained the quoted language until 1977.
In its place, the legislature enacted language requiring that the juvenile be advised of his or her right to counsel, which is advice that must be given whether a parent is present or not. Former Code § 16.1-173 (1968).
The decision of the Supreme Court of the United States in In re Gault,
Because I conclude that Moore had defaulted his objection to the alleged error, I need not address Code § 16.1-269.6(E) (1994).
Dissenting Opinion
dissenting.
In my opinion, the defendant waived the defect in the juvenile court proceeding.
Code § 16.1-269.6(E) plainly provides: “Any objection to the jurisdiction of the circuit court pursuant to this article shall be waived if not made before arraignment.”
Baker did not involve interpretation of this statute. See Commonwealth v. Baker,
As I understand the majority’s reaction to this statute, waiver does not apply here because application of the statute is restricted to proceedings described in Article 7 of Chapter 11 of Title 16.1 of the Code, which does not include statutes dealing with the initiation of the juvenile court proceedings.
As I interpret Code § 16.1-269.6(E), it plainly speaks globally to the jurisdiction of the circuit court. Acquisition of this jurisdiction involves one continuous process and results from the interplay of many statutes not codified within Article 7, including the Article 5 notice provisions of former Code §§ 16.1-263 and -264. In other words, a circuit court’s jurisdiction is acquired not only by the transfer proceeding mentioned in Article 7 but also by the initiation requirements mentioned in Article 5.
Therefore, I would affirm the judgment of the Court of Appeals, which affirmed the defendant’s convictions.
