Moore v. CampbellMoore v. Campbell
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Cayce Moore appeals the district court’s denial of his petition for a writ of habeas corpus,
I. BACKGROUND
Ater being charged with capital murder, Moore entered a plea of not guilty by reason of mental defect or disease. Before trial, mental health professionals examined Moore and found him competent to stand trial. Moore’s trial began on 10 August 1987. On Monday, 17 August 1987, Moore’s counsel informed the court that Moore had attempted suicide by taking a drug overdose. The trial court declared a recess in the trial to allow Moore to be treated. On 24 August 1987, Dr. Claudio Toro, the psychiatrist treating Moore, wrote a letter warning the trial court that Moore was depressed and a high suicide risk. At about this same time, the district court ordered that Moore be examined to determine his competency to stand trial. Dr. Kamal Nagi, a psychiatrist, examined Moore and informed the trial court that Moore was competent to stand trial. 2
The trial court granted the State’s motion to revoke Moore’s bond. On 27 August 1987, Moore was taken from the hospital to the St. Clair County Jail where he was placed on suicide watch. Moore’s trial resumed on 31 August 1987. On the evening of 1 September 1987, Moore was taken to the hospital, treated for dehydration, and discharged about four-and-a-half hours later. On 4 September 1987, the jury convicted Moore of capital murder. Moore was sentenced to life imprisonment without parole.
On appeal, the Aabama Court of Criminal Appeals affirmed Moore’s conviction and sentence.
Moore v. State,
546 So.2d 404 (Ala.Crim.App.1989). The Aabama
On 24 April 1997, Moore filed a petition for post-conviction relief in state court pursuant to
On 16 October 1998, the state court held an evidentiary hearing on Moore’s
Raymond Chapman, the “head trusty” at the county jail during Moore’s trial, testified that Chapman and the other inmates were assigned to watch Moore to ensure that he would not attempt suicide. Chapman stated that, from Moore’s arrival on 27 August 1987 until Moore was taken to the hospital on 1 September 1987, he did not observe Moore consume food or drink. Chapman testified that when Moore’s trial resumed on 31 August 1987, he had to help Moore bathe and dress for court. That evening, the sheriff took Moore to a local physician, Dr. Norrell. According to Dr. Norrell’s records, Moore had “refused to take food or fluids for four days” and “refused [an] injection [of] B-12.”
On 1 September 1987, Chapman again bathed and dressed Moore for court. Chapman stated that, when Moore returned from court, he was in the same condition and was not talking to anyone. Later that evening, Moore was found lying unconscious on the floor of his cell. Moore was taken to the hospital.
Jean Moore, Moore’s mother, testified that at the hospital Moore was “[a]lmost lifeless, pale — not really responding to me.” Jean Moore stated that, when she begged Moore to accept the medical treatment, he initially refused. Jean Moore testified that, when she asked Moore if he would drink some water, he responded “[w]e’ll just go to the Galleria [a Birmingham shopping mall] and get some orange spice tea.” Jean Moore said that she eventually talked Moore into accepting medical treatment.
Moore was nineteen at the time of the trial. At the
Dr. Lewis stated that the emergency room physician’s description of Moore as “listless” with “breath smelling of ketones” was consistent with someone who was dehydrated or volume depleted.
3
Dr. Lewis
At the
In rebuttal, the State presented the testimony of a St. Clair County sheriffs deputy, the St. Clair County District Attorney, and Dr. Nagi.
Dr. Nagi testified that after Moore’s drug overdose he evaluated Moore at the request of the trial judge. Dr. Nagi stated that Moore expressed concerns about receiving a fair trial in the venue where the trial was taking place and stated that he wanted the trial moved. Dr. Nagi testified that Moore told him “I’m very frustrated. What do you want me to do — shoot the jury to have it mistried?” Dr. Nagi testified that he concluded that Moore was competent to stand trial and informed the trial judge of this fact. Dr. Nagi stated that he was not aware that Moore later had restricted his intake of food and liquid. 5
The state court found and concluded that Moore was competent to stand trial and was able to aid and assist his counsel in his defense. The state court also found that Moore “undertook a calculated and concerted effort to disrupt his capital murder trial.” The state court concluded that Moore’s asserted incompetence was similar to a disruptive defendant who is excluded from the courtroom and stated that “[o]ne whose own actions causes him to be absent from trial, cannot claim error.” The Alabama Court of Criminal Appeals affirmed the denial of Moore’s
While his petition for a writ of certiorari with the Alabama Supreme Court was pending, Moore filed a federal habeas petition pursuant to
The State responded that Moore’s habe-as petition was time-barred and that Moore’s claims were procedurally defaulted because they’were raised outside
A magistrate judge issued a report and recommendation. The magistrate judge first determined that Moore’s federal ha-beas petition was timely. The magistrate judge next concluded that Moore’s claims were not procedurally barred despite Moore’s failure to raise his claims in state court within the two-year statute of limitations set out in
The magistrate judge then considered whether Moore was able to establish that counsel’s failure to raise the procedural incompetency claim on appeal established sufficient cause and prejudice to allow Moore to avoid the procedural bar. The magistrate judge noted that, if the
The magistrate judge concluded that the state court’s determination that Moore was competent throughout his trial was an unreasonable determination of the facts in the light of the evidence presented at the state court proceedings. But the magistrate judge also determined that, because Moore’s incompetency was self-imposed, he forfeited his right to be competent during his trial and, therefore, neither trial nor appellate counsel was ineffective for failing to raise the issue. The magistrate judge also concluded that Moore’s procedural claim — that the trial court erred by fading to hold a competency hearing on its own motion — was deficient because the evidence did not reflect that the trial court ignored facts raising a “bona fide doubt” about Moore’s competency to stand trial.
The district court adopted the magistrate judge’s report and recommendation and denied Moore’s habeas petition. Moore appeals. The State cross-appeals the district court’s determinations that Moore’s habeas petition was timely and that Moore’s claims were not procedurally defaulted.
II. DISCUSSION
A. Time Bar
In its cross-appeal, the State argues that the district court erred by refusing to dismiss Moore’s petition as untimely filed. The State asserts that this Court has consistently stated that the one-year grace period for filing federal habeas petitions expired on 23 April 1997. The State contends that the district court erred by applying
We review de novo the district court’s determination that Moore’s, federal petition for habeas corpus relief was not time barred. Bridges v. Johnson, 284 F.3d 1201, 1202 (11th Cir.2002).
AEDPA imposed a one-year limitation period for filing a
In these decisions and the decisions that followed, no case, however, turned on the precise beginning or ending of the one-year limitation period; and it was unnecessary for us to consider whether
The general rule for computing time limitations in federal courts is
We have determined that, for petitioners whose convictions became final
after
the enactment of the AEDPA,
B. Procedural Bar
The State argues that the district court erred by refusing to dismiss Moore’s claims as procedurally barred. The State contends that, although the State failed to raise the statute of limitations defense before the
We review de novo the district court’s determination that Moore was not procedurally barred from raising his claims in federal court. Wright v. Hopper, 169 F.3d 695, 701 (11th Cir.1999).
A state court’s rejection of a federal constitutional claim on procedural grounds will only preclude federal review if the state procedural ruling rests upon an “independent and adequate” state ground. See Coleman v. Thompson, 501 U.S. 722, 111 S.Ct. 2546, 115 L.Ed.2d 640 (1991). Only rules that are “firmly established and regularly followed” qualify as adequate state grounds for precluding substantive review of federal claims. Ford v. Georgia, 498 U.S. 411, 111 S.Ct. 850, 857, 112 L.Ed.2d 935 (1991); Cochran v. Herring, 43 F.3d 1404, 1408 (11th Cir.1995).
This Court in
Siebert v. Campbell,
334 F.3d 1018 (11th Cir.2003), concluded that, before the Alabama Supreme Court’s decision in
Williams v. State,
783 So.2d 135, 137 (Ala.Crim.App.2000), the jurisdictional character of Alabama Rule of Criminal Procedure 32.2(c) was not firmly established and not regularly followed. Because the jurisdictional rule in
Williams
was rendered well after the Alabama courts ruled on Moore’s
C. Competency to Stand Trial
Moore argues that the unrebutted evidence presented at the
We review the district court’s grant or denial of habeas corpus relief
de novo. Byrd v. Hasty,
142 F.3d 1395, 1396 (11th Cir.1998). Under
1. Substantive Due Process Claim
Moore asserts that, once the district court concluded that Moore was incompetent on 31 August and 1 September 1987, it should have granted his habeas petition. Moore also contends that no evidence shows that he induced his own incompetency and that the right to be competent at trial cannot be waived.
The Due Process Clause of the Fourteenth Amendment prohibits states from trying and convicting defendants who are mentally incompetent. See Medina v. Singletary, 59 F.3d 1095, 1106 (11th Cir.1995). The standard for mental competency to stand trial is “whether [a defendant] has sufficient present ability to consult with his lawyer with a reasonable degree of rational understanding — and whether he has a rational as well as factual understanding of the proceedings against him.” See Dusky v. United States, 362 U.S. 402, 80 S.Ct. 788, 789, 4 L.Ed.2d 824 (1960).
We will assume — without deciding — that the state court’s finding that Moore was competent, in fact, on 31 August and 1 September 1987 was an unreasonable determination of the facts in the light of the evidence presented at the State
We first consider whether the state court’s determination that a defendant can forfeit his right to be competent at trial was contrary to or an unreasonable application of clearly established Supreme Court law.
The Supreme Court has determined that, in some cases, a defendant may forfeit his constitutional right to be physically present at his own trial.
See Illinois v. Allen,
397 U.S. 337, 90 S.Ct. 1057, 1062, 25 L.Ed.2d 353 (1970) (trial court’s removal of defendant from courtroom after defendant continued to disrupt proceedings not unconstitutional);
see also Taylor v. United States,
414 U.S. 17, 94 S.Ct. 194, 196, 38 L.Ed.2d 174 (1973) (affirming conviction where judge conducted trial without defendant, pursuant to
We know that the Supreme Court in Pate v. Robinson stated that “it is contradictory to argue that a defendant may be incompetent, and yet knowingly or intelligently ‘waive’ his right to have the court determine his capacity to stand trial.” 383 U.S. 375, 86 S.Ct. 836, 841, 15 L.Ed.2d 815 (1966). But, in Pate, no allegation was made that the defendant induced his own incompetency. Instead, the state argued in Pate that the defendant had failed to request properly a competency hearing. Here, the State argues that Moore’s intentional, affirmative act — his refusal to eat and to drink — induced his alleged incompetence at trial. Furthermore, as discussed below, it was reasonable for the state court to‘find that Moore did so with the “calculated” intent of disrupting his trial. Cf. Drope v. Missouri, 420 U.S. 162, 95 S.Ct. 896, 909, 43 L.Ed.2d 103 (1975) (concluding that an insufficient inquiry had been made into petitioner’s competence to stand trial in the light of petitioner’s suicide attempt by a self-inflicted gunshot wound and other conduct. But noting that a suicide attempt need not always signal incompetency to stand trial).
Moore asserts that, because he was being tried for a capital crime, his presence at trial is non-waivable. The argument that a capital defendant cannot waive his right to be present at trial essentially comes from three Supreme Court cases:
Diaz v. United States,
223 U.S. 442, 32
In Hopt and Lewis, cases which involved capital defendants, the Supreme Court suggested that a nonwaivable right of presence exists generally in a criminal case. Over time, however, the rule announced in these cases has been eroded to an extent that it is no longer clear that they are good law at all.
In Diaz, a non-capital case, the Supreme Court rejected the “broad dicta” of Hopt and Lewis; and the Court concluded that, if an offense was not a capital offense, a defendant’s voluntary absence could operate as a waiver of his right to be present. 32 S.Ct. at 255. Later, in Snyder v. Massachusetts, a capital case, the Supreme Court again noted that the statements in Hopt and Lewis about the presence of a defendant were “dictum, and no more” and wrote that the privilege of presence “may be lost by consent or at times even by misconduct.” 291 U.S. 97, 54 S.Ct. 330, 332 & 336 n. 2, 78 L.Ed. 674 (1934), overruled on other grounds, Malloy v. Hogan, 378 U.S. 1, 84 S.Ct. 1489, 12 L.Ed.2d 653 (1964). In Allen, the Supreme Court stated that “[t]he broad dicta in Hopt ... and Lewis ... that a trial can never continue in the defendant’s absence have been expressly rejected.” Allen, 90 S.Ct. at 1060. Finally, in Drope, the Supreme Court specifically reserved the .question of whether a capital defendant could waive his right to be present stating that “[o]ur resolution of the first issue ... makes it unnecessary to decide whether, as [the defendant] contends, it was constitutionally impermissible to conduct the remainder of his trial on a capital offense in his enforced absence .... ” 95 S.Ct. at 909 (citing Diaz, 32 S.Ct. at 251). Given the history, the language in Drope can justify this conclusion on the part of an objectively reasonable judge: the issue of whether a defendant must be present at all times in a capital trial has not yet been settled by the Supreme Court.
Based upon the lack of clarity of the Supreme Court precedents, we cannot conclude that the state court’s determination that a capital defendant in Alabama can forfeit his right, to be competent — that is mentally present — at trial was contrary to or was an unreasonable application of clearly established Supreme Court precedent.
9
See L‘Abbe v. DiPaolo,
311 F.3d 93,
Neither was the state court’s determination that Moore’s incompetence was self-induced in a “concerted” and “calculated” manner an unreasonable determination of the facts. The Ride 32 court also describes Moore’s acts during the time of his trial as “a calculated trial strategy.” We understand from the state court’s words, in the context of the total
Dr. Brodsky testified at Moore’s
Based upon the evidence presented, the state court’s determination—finding and concluding that Moore “undertook a calculated and concerted effort to disrupt his capital murder trial” and that Moore, thus, forfeited his right to be competent at the trial—was not an unreasonable determination of the facts or an unreasonable application of clearly established Supreme Court law.
See generally
2. Procedural Due Process and Ineffective Assistance of Counsel
A defendant who was at the pertinent time competent to stand trial is not entitled to a new trial on the procedural ground that the trial judge in his initial trial failed to hold a competency hearing. James v. Singletary, 957 F.2d 1562, 1571-72 (11th Cir.1992) (failure to hold competency hearing harmless error if defendant was competent at the time of trial). In a similar way, defense lawyers cannot have improperly prejudiced a defendant—depriving him of his constitutional right to counsel—by not asserting the need for (or appealing about) a competency hearing when the defendant was, in fact, competent for the pertinent period.
The Alabama
CONCLUSION
For the foregoing reasons, the district court’s order denying Moore’s petition for habeas corpus is AFFIRMED.
Notes
. The district court granted a certificate of appealability (“COA”), but failed to specify the issues for appellate review. Although we could remand to the district court with instructions to specify the issues, we choose to decide ourselves which issues are worthy of COA.
See Peoples v. Haley,
227 F.3d 1342, 1346 (11th Cir.2000). To obtain a COA, a petitioner must make “a substantial showing of the denial of a constitutional right.”
. It does not appear that Dr. Nagi filed a written report, and no competency hearing was held.
. At the
. At the
. The sheriff‘s deputy testified that, although Moore was weak and was assisted by the sheriff‘s deputies, Moore was able to walk on his own. The District Attorney testified that he observed Moore during the two days in question and remembered seeing Moore communicate with his attorneys. The District Attorney, however, could not recall whether he had observed Moore speaking with his attorneys on 31 August and 1 September 1987.
. After filing his
. We observe that the Third Circuit has stated that the grace period includes 23 April 1997; it, however, has done so without purporting to make the choice about whether a petition filed on 24 April 1997 would be timely. See, e.g., Burns v. Morton, 134 F.3d 109, 111 (3d Cir.1998) (“habeas petitions filed on or before April 23, 1997, may not be dismissed for failure to comply with § 2244(d)(l)’s time limit.”).
. We realize that the Alabama Court of Criminal Appeals affirmed the judgment of the
. This Court, citing Diaz and Hopt, has written that the Supreme Court had said that capital defendants could not waive their right to be present at trial. See Proffitt v. Wainwright, 685 F.2d 1227, 1257-58 (11th Cir.1982), modified, 706 F.2d 311 (1983); see also Hall v. Wainwright, 733 F.2d 766, 775-76 (11th Cir.1984) (reading Proffitt as prohibiting a capital defendant from waiving his right to be present, but remanding for further development of record regarding waiver of right to be present).
We, however, note that Proffitt and Hall were decided before Congress enacted the AEDPA which provides for a far more deferential federal review of state court decisions. See Putman v. Head, 268 F.3d 1223, 1247 n. 23 (11th Cir.2001), cert. denied, 537 U.S. 870, 123 S.Ct. 278, 154 L.Ed.2d 119 (2002). We now can only interfere with the state court’s decision if it is contrary to or applies clearly established federal law as determined by the Supreme Court of the United States in an “objectively unreasonable” manner. “Clearly established federal law is not the case law of the lower federal courts, including this Court.” Id. at 1241. Rather, “clearly established Federal law ‘refers to the holdings, as opposed to the dicta, of [the Supreme] Court’s decisions as of the time of the relevant state-court decision.” Hall v. Head, 310 F.3d 683, 691 (11th Cir.2002), petition for cert. filed, (U.S. June 6, 2003) (No. 03-5741) .(quoting Williams, 120 S.Ct. at 1523) (alteration in original). For more background about AED-PA‘s limits on federal court authority, see Hawkins v. Alabama, 318 F.3d 1302 (11th Cir.2003).
. Although the evidence established that Moore refused to eat or to drink, no evidence shows that the trial court was aware of this fact until Moore was taken to the hospital on the evening of 1 September, that is after the trial days which are the focus of Moore‘s incompetency claim. Neither does the evidence reflect that Moore’s appearance and acts at trial raised a “bona fide doubt’’ about his competency. Although two reporters, a sheriff‘s deputy, and Moore‘s mother testified that Moore exhibited weakness and lethargy during the trial, this situation’ — even if observed, by the trial court — would not necessarily lead a reasonable trial judge to question Moore’s competency. After Moore’s suicide attempt, the trial judge ordered a competency evaluation and was assured by Dr. Nagi that Moore was competent to stand trial. A trial judge reasonably could have concluded that Moore’s weakness was the after-effects of his suicide attempt. We agree with the district court that Moore failed to establish that the evidence before the state trial court established a “bona fide doubt” regarding Moore‘s competency to stand trial.