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Moody v. Quarterman
476 F.3d 260
5th Cir.
2007
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Docket

*1 Threats, D. Illegal Surveillance and In-

terrogations Stephen Lindsey MOODY, Petitioner-Appellee,

Finаlly, the NLRB adopted numer ous findings Dynasteel threatened, in terrogated and spied on employees its at

tempting to form a union. The numerous Nathaniel QUARTERMAN, Director, (1) threats include: Adcock telling employ Department Texas of Criminal Jus- Dynasteel ees that would shut down before tice, Correctional Institutions Divi- (2) in, it let a union Jones telling Goss sion, Respondent-Appellant. “there wouldn’t be no Union come (3) here,” and No. Sanders 02-21245. telling Goss he would be the first one if a fired union came United States Court of Appeals, (1) in. Interrogations include Adcock ask Fifth Circuit. ing Goss if they starting and, a union post-termination, asking Jones Goss Jan. “why they do want a union?” incident surveillance occurred when

Jones and Sanders arrived at a company

diner during a union meeting and Sanders in,

stepped around, looked just and left

minutes before Vaughn was fired.

Dynasteel’s only complaint regard with

to these that the ALJ credited wrong witnesses. again, Once that is a

judgment we generally leave to the ALJ NLRB, and will defer to their findings long

so as they are reasonable and sup-

ported by substantial Dynasteel evidence.

never shows how the findings were unrea-

sonable unsupported, so we defer to the

NLRB on the matter.

IV. CONCLUSION all

Because the NLRB’s findings are

supported by substantial evidence, Dynas- petition

teel’s DENIED, review is

the NLRB’s request to enforce its order is

GRANTED in full. wearing a that, union t-shirt. argued Counsel probably fan, assume he was a Drew Bre es "if wearing I were a Drew jersey, you Brees much like Melvin would have assumed that

wouldn’t But, assume that I’m Drew Brees.” Churchill was supporter. a union oppоsing as out, pointed counsel we would

Philip Hilder, Harlan James Gregory Rytting (argued), Hilder & Associates, Houston, TX, for Moody. er- reversible committed Austin, Appeals Criminal (argued), Eldred Elaina Carla chal- failing allow ror

TX, Quarterman. of the facts limit our recitation lenge, we germane to those proceedings of that issue. resolution Judge, and JONES, Chief Before charge aon 1993, Moody was indicted DENNIS, Judges. ‍‌‌​​​‌‌​‌‌‌‌‌‌‌​‌‌​‌‌‌‌‌​​‌​‌​​​‌‌‌‌​​​‌‌​‌‌‌‌​​‍Circuit STEWART Joseph the death murder for capital during occurred The death Hall. Franz Judge: STEWART, Circuit E. CARL rob- armed a botched commission Department of the Texas Director *4 found jury subsequently A bery in 1991. Quarterman Justice, Nathaniel of Criminal After in 1993. of the offense Moody guilty the district (“the State”), appeals in the special issues answering Texas’s relief habeas of grant provisional court’s punishment separate during a affirmative Moody Lindsey Stephen of favor trial, jury sentenced of the phase underlying filed Moody (“Moody”). injection. by lethal Moody to death asserting ineffec- relief for habeas petition of dire, used four the State During voir of and violation counsel of tive assistance to challenges peremptory thirteen its to pursuant rights protection equal his (50%) Afri- of the eight out of four strike 79, 106 S.Ct. Kentucky, 476 U.S. Moody ob- on venire. can-Americans (1986). The district L.Ed.2d when strikes of those to one jected Moody’s ineffective on relief court denied to exclude strike peremptory his State used and denied claims of counsel assistance close of At the Hightower. however, court COA; Jerome for a request a Batson hear- dire, requested Moody relief voir for request Moody’s granted of propriety challenge the ing The district to claim. his Batson based The trial Hightower. im- of exclusion trial court State’s the Texas that held court explaining request, Moody’s for Moody’s request judge denied denied properly no he had white use Moody the State’s to contest that challenge protection equal jury voir a Batson during standing raise strikes venireperson was that the the excluded reasoned court claim when The district dire. agreed with apply The State properly race. failed a different Texas reasoning, but never- holding in Powers trial court’s Supreme Court’s explana- 400, 111 a race-neutral Ohio, volunteered theless mainly, (1991). Hightower; we conclude Because tion for its L.Ed.2d proper give two brothers-in-law court failed had Hightower district Hightow- of Criminal argued Court Texas to the State deference prison. ad- pursuant of fact would family circumstances Appeals’ er’s Moody’s concerning granting order beliefs his versely U.S.C. affected equal on his corpus rehabilitated could be for habeas petition defendant whether a Disregarding claim is VACATED. sentence. protection prison long hearing, the a Batson request Moody’s AND PROCEDURAL FACTUAL I. without Hightower dismissed trial court BACKGROUND Bat- three-part conducting basis on the solely analysis, son per- appeal our review Because challenge the standing to had no of whether issue solely to the tains juror. a black striking of Texas and the trial court Texas appeal On direct Texas Court of for summary motion judgment, Appeals, Moody Criminal raised seven filed a cross motion for summary judg- error, claims of including the equal protec- ment. The district granted sum- tion claim at issue here. Moody argued mary judgment to the on Moody’s State state trial court failed to conduct a ineffective assistance of counsel claim and Batson hearing as he requested in viola- denied Moody’s request COA;1 for a how- tion Court’s decision in ever, it ordered briefing additional on the Ohio, Powers which long has since re- equal protection issue, including evidence solved the issue of whether a defendant arguments as to the proper remedy could raise a Batson claim to contest that should rectify error, be ordered to State’s use of a peremptory strike when a i.e., whether it should issue an order of venireperson is of a race different from the remand to proper conduct a Batson hear- challenging defendant. the Texas ing an order of remand for a trial. new Court of Criminal Appeals affirmed In a rеnewed motion for summary judg- sentence, conviction and stating ment, the State argued that the state trial although the state trial court improp- denying decision Moody’s request *5 erly failed to conduct a proper Batson for a Batson hearing should be affirmed hearing, prof- race-neutral (1) because ruling erroneous not did fer was for a sufficient lawful exclusion of prevent Moody from fully developing his Hightower and prosecutor did not claim in (2) Batson court; the state trial Hightower strike of his race. Moody did not prima establish a facie case State, Moody 71,687 No. (Tex.Crim.App. of discrimination; and Moody did 17,1996) Jan. (unpublished). meet his burden of establishing discrimina- In Moody filed an application for a tory intent. In response to the State’s writ of corpus habeas in the Texas arguments the district court concluded trial Moody court. did not assert his Bat- that: son claim in his state petition. In [w]ell after the Supreme Court had 1999, the state trial court denied Moody’s ruled on the issue [of irrelevance of request for habeаs relief and entered find prospective juror’s race when a defen- ings of fact and conclusions of law in sup dant raises a claim,] the trial port of its ruling. The Texas Court of court committed the error denounced Criminal Appeals denied relief holding Powers. The trial court abdicated its that the trial court’s of fact and duty to make an inquiry into alleged conclusions of law were supported by the racial discrimination by failing to recog- parte (Tex. record. Ex 71,687 Moody, No. nize Petitioner’s standing to contest the 3, 1999) Crim.App. Nov. (unpublished). issue. [The argues that, State] now Moody subsequently petitioned for habe- trial court’s ruling erroneous notwith- as relief in federal court. Moody raised standing, Petitioner should pro- have the same claims he raised on direct ap- ceeded to a Batson inquiry by attempt- peal ineffective assistance of trial ing prove to —two intentional discrimination. counsel claims equal and the protection [The State] trivializes practical effect claim at issue here. The State filed a the trial of ruling that Petitioner Following 1. the district court's denial of relief arguments of each support in of that claim, on his ineffective assistance claim and petition dismissed his as to that sought a COA solely before this court Dretke, on that claim. See Fed.Appx. issue. We Moody's denied application (5th Cir.2003) as to (unpublished). evidentiary hear- federal that a argues issue. a Batson raise standing to lacked contends Petitioner is unavailable. ing attempt matter, any practical aAs trial. a new should order this Court in claim of a Batson the merits analyze Petitioner argument, his support In pointless; have been would that forum prosecu- an erroneously affidavit already submits court had states There, .... developing tor from Petitioner prevented unproductive hearing would be make an attempt Any the issue. of his motive no has recollection claim as he his persist record or extensive Hightower] peremptorily [Mr. judicial re- a waste been would appears As аgo. it eight years sources. not be would late date hearing at this a “trial analysis, of the Batson part As retry feasible, of Texas must the State duty deter- ... will have Petitioner. has established defendant mine if Batson, 476 discrimination.” futility of order- purposeful with 3. Faced Id. at ignoring In 98, 106 S.Ct. the Batson reconstruct ing remand inaccurate through an obligation its court ordered hearing, district disabled the trial court ruling, Moody within standing retry to either State with his comply efforts him ruling, Petitioner’s or release its days from this asks now State] order [The burden. custody. December record a cold Court, pending on the basis by the district stayed framework alone, to consider appeal. the outcome [However,] [t]he petition. and the to reverse urges us The State now *6 making Petitioner prevented court provisionally judgment court’s final district [furthermore,] the Batson; a case under cor- for habeas petition Moody’s granting is silent as record is reversal sole basis The State’s pus. credibility. demeanor, or intent, true the race-neutral to rebut Moody fаiled Ap- of [Therefore,] Criminal Court [t]he by the voluntarily proffered Powers apply fully peals’ failure hand, the other Moody, on prosecutor. and an contrary to both was this case of the decision vigorously contends Supreme of application unreasonable affirmed. should be the district precedent. Court H-00-CV-1450, 2at Dretke, II. DISCUSSION 2002) (supplemental (S.D.Tex. Sep. of Review A. Standard order). Based opinion memorandum provi- findings, the district these on of the writ grant reviewing equal relief on sionally habeas granted a dis reviews this court corpus, of habeas claim. protection error for clear findings of fact trict court’s the district memorandum novo supplemental de same and reviews In the mixed law and order, court ad- of district issues pure of disposition opinion Cockrell, remedy correct fact. Valdez law and issue of issues dressed Cir.2001). (5th Because trial court’s rectify the 274 F.3d needed the effec protection filed after equal Moody’s petition of violation the Antiter of the enactmеnt stated: date The court tive rights. Act of Penalty Death Effective rorism instruct- order, this Court In its earlier 2254, our § (“AEDPA”), 28 U.S.C. relief is address what parties ed heightened a more by governed is only review State] case. [The in this available Accordingly, standard review. decision, a federal Court’s] but unreasonably applies corpus writ of may habeas not issue to a principle to the facts of the [petition- petitioner seeking AEDPA, relief under prisoner’s er] case.” Id. adjudication claim, unless the state of his case, In the instant our focus is on (1) resulted in a decision that was con- third of the Batson inquiry, the to, trary or involved an unreasonable court’s determination as to whether the of, application clearly established Feder- defendant carried his burden of proving law, al by as determined Supreme purposeful discrimination. This determi States; Court of the United question nation is a of fact. United States resulted a decision that was based (5th v. Kelley, Cir.1998) 140 F.3d on an unreasonable determination of the (“The district court’s determinatiоn that a in light facts presented evidence party used peremptory has strikes in a in the State court proceeding. discriminatory manner is a finding of fact 2254(d); § 28 U.S.C. see Ogan also and thus cannot be overturned Cockrell, (5th Cir.2002). F.3d error.”). clear absent Accordingly, Moreover, a writ of corpus pursu entitled to relief if the state § ant to 2254 should not issue solely on court’s determination constituted “an un the basis that the state court committed reasonable determination the facts in Rather, error. the writ granted should be light of the presented evidence in the State only if the state court at a “arrive[d] con court proceeding.” 2254(d). 28 U.S.C. opposite clusion to that reached [the Supreme Court] a question on if B. Equal law or Protection Under Batson the state court decide[d] case differently The Supreme Court long has than [the Court] a set has since made clear that Equal Protection materially indistinguishable facts.” Clause of the Fourteenth pro Amendment Taylor, Williams v. 529 U.S. prosecutors hibits from striking prospeс 1495, 146 (2000). L.Ed.2d 389 tive solely on the basis of race. Absent a direct conflict with Su Batson v. Kentucky, 79, 89, *7 preme Court authority, 1712, habeas relief is S.Ct. 90 (1986); 69 L.Ed.2d accord available if the state court decision is United Webster, States v. 308, 162 F.3d factually or legally (5th in light Cir.1998) unreasonable of 349 (recognizing that present evidence in the state court Fifth prohibits Amendment use of peremp proceeding. Montoya Johnson, v. tory 226 of prospective strike jurors solely on 399, (5th F.3d Cir.2000). 404 race). Notwith Batson, basis of the Court standing, an unreasonable application of delineated a three-step analysis for evalua federal law is equivalent not the of an tion of a defendant’s claim that a prosecu incorrect application of federal law. tor used a peremptory strike a racially Williams v. Taylor, 362, 412, 529 U.S. 120 (1) discriminatory manner: a defendant 1495, S.Ct. (2000). 146 L.Ed.2d 389 In must prima make a showing facie deed, a federal may writ merely prosecutor issue exercised his peremptory chal because the state incorrectly applied lenges (2) rаce; on the basis of the burden law; federal application must also be then prosecutor shifts to articulate a 411, unreasonable. at Id. 120 S.Ct. 1495. race-neutral reason for juror An unreasonable application “if occurs in question; and the trial court must state court identifies the governing correct determine whether the defendant carried legal principles Supreme [the his burden of proving purposeful discrimi-

267 discrimination.” York, purposeful pretexts Newv. Hernandez nation. See 1859, 114 Id. 358-59, 352, 111 S.Ct. U.S. Batson, at 96- 476 U.S. (citing

L.Ed.2d 395 Trial Court 1. Texas 1712). burden ultimate 98, The S.Ct. with the times at all lies AEDPA defer- stated, persuasion of “[u]nder As Elem, 514 U.S. v. Purkett scheme, See of law pure questions defendant. ence 1769, L.Ed.2d 834 768, 115 S.Ct. are re- and fact of law questions mixed Dretke, 361 (1995); Miller-El 2254(d)(1), see also and questions § under viewed Cir.2004), other (5th rev’d on 2254(d)(2).” § F.3d under reviewed facts are 2317, 162 231, 125 (5th S.Ct. grounds, Johnson, F.3d Trevino 196(2005). L.Ed.2d Cir.1999). not enti- Moody is Accordingly, the state unless relief tled step For the second on an unreason- is “based court’s decision not allowed is analysis, a light the facts in determination able a dis nоt have he did deny that merely in the State presented the evidence motive; provide must he criminatory 2254(d)(2). Further, § proceeding.” and rea is clear specific explanation presumed are factual court’s state Elem, at 514 U.S. sonable. by clear unless contravened to be correct explana Although 1769. 2254(e)(1). convincing evidence. reasonable, be clear and must tion mind, of deference With standard persua to be not required equal protection consider we 767-68, 115 at Id. plausible. or even sive claim. 1769; also United States see S.Ct. (5th Cir. n. 640-41 76 F.3d Huey, record, From our review validity” 1996). “facial question is clear patently it is Elem, at explanation. clearly es contrary to ruling was Therefore, a dis “[u]nless 1769. law. The Supreme Court tablished prose in the is inherent criminatory intent Moody’s re even consider court did not [by offered the reason explanation, cutor’s in it hearing because for Batson quest neu deemed race will be prosecutor] Moody had no correctly concluded 768, 115 Id. tral.” ex prosecution’s challenge the standing to above, the As noted Hightower. car clusion has defendant Whether a that defendants has held third under Batson’s ried his burden juror’s prospective standing to raise is based purposeful discrimination prove of a Batson by way claim equal protection credibility of persuasiveness *8 is juror prospective if the even challenge, his exer justification prosecutor’s Powers, U.S. 499 race. of a different This Id. strike. peremptory cise of of 415, 1364. Because inten extremely fact analysis is step of in contravention ruling court’s erroneous de of importance Because sive. three-step Powers, not it did broach of making in credibility evidence meanor and a defendant’s analysis required evaluate analy determinations, step of the this such Supreme challenge. Given Batson solely province in the should lie sis Powers, that we find holding stage Court’s Indeed, it is at Id. judge. trial was an unreason ruling court’s state prosecutor’s aof persuasiveness ‍‌‌​​​‌‌​‌‌‌‌‌‌‌​‌‌​‌‌‌‌‌​​‌​‌​​​‌‌‌‌​​​‌‌​‌‌‌‌​​‍that Su clearly-еstablished of application able According relevant. becomes explanation re to AEDPA’s As law. preme justifications or fantastic “implausible ly, the state defer to this court that will) quirement to be (and found be may probably fact, findings ertheless, trial court’s of this directive the Texas Court of Ap- Criminal applicable as to this state trial court peals on appeal direct did so in its stead. it findings failed make of First, the Texas Court of Appeals Criminal fact relative to the heart of claim. presumed that Moody made the requisite showing necessary to establish a prima Court Criminal Appeals Texas facie case to challenge prosecutor’s

Essentially acknowledging that Hightower. strike of The decision state court’s is not enti Texas Court of Appeals Criminal next con- AEDPA, tled to deference under the State cluded that the State had volunteered a alternatively contends that the district valid explanation race-neutral sufficient to court should have denied relief bаsed on meet its burden step under two of the Texas Court Criminal Appeals’ hold analysis. Based upon its review of the ing regarding Moody’s Batson claim. It record, the court concluded Moody contends that the Texas Court of Criminal prove failed to was Appeals’ rejection of Moody’s claim Batson by discriminatory motivated intent and proper was prosecutor’s because the rea satisfy thus failed to his burden step under son for striking Hightower a valid three of the analysis. explanation. race-neutral The State ar In considering Moody’s petition for fed- gues that because of AEDPA’s deferential relief, eral habeas instead of determining standard requiring reviewing federal whether the record supported the Texas courts defer to the factual findings of state Court of Criminal Appeals’ finding courts, the district court committed error prosecutor was by not motivated discrimi- when it failed to accede to the Texas Court intent, natory the district court essentially Appeals’ Criminal factual findings that concluded the Texas Court of Crimi- prosecutor’s race-neutral Appeals nal erred not remanding the was sufficient and that failed to case to the state trial court to conduct a prove discriminatory agree. intent. We proper hearing. Recognizing the Supreme Court has held that “the futility ordering a remand to recon- presumption of equally ap- correctness is struct the Batson hearing, the district plicable court, when a appellate as ordered new trial. opposed court, to a state trial makes the finding Mata, of fact.” Sumner v. Given the Court’s directive in 591, 592-93, Batson that the third analysis (1982); L.Ed.2d 480 see solely also Rolan v. should lie the province of trial (3d Vaughn, Cir.2006) 445 F.3d judges, 476 U.S. at it is (applying presumption of easy correctness to to understand the district court’s of fact analysis where of this claim. The district court petition was filed after the effective date of found that the erred, Texas state courts AEDPA); Spencer, Norton v. 351 F.3d first failing to recognize (1st Cir.2003) (same); Mitchell, Bugh v. standing had under Powers to chаllenge (6th Cir.2003) (same). F.3d strikes, use of peremptory *9 case, In the instant we have already second, deter- and by failing on direct appeal to mined that the state trial court did not remand the case back to the state trial the three-step conduct Batson test. Nev- court to a proper conduct Batson hearing.2 2. agree we Indeed that practice the Appeals better inal to remand the case the trial would been for the Texas of Court Crim court to conduct a hearing. In Wardlow

269 shotgun. Id. a sawed-off with been robbed task was Nevertheless, court’s district the prosecution’s 766, 1769. The the 115 S.Ct. agreed with at it whether to assess not juror number that because to determine was ruling, but rationale court’s state finding gun, enti- actual was with an he 24 robbed the state court’s was whether correctness guilty of find Elem of presumption able to to the not be tled would was that determination gun whether not use a to decide Elem did robbery because pre- of the evidence light trial unreasonable “The state Id. сommit his offense. 333, Collins, 546 U.S. Rice v. sented. overruled court, explanation, without Cf. 969, 973, L.Ed.2d 824 163 126 S.Ct. objection empaneled Batson] [Elem’s of proper standard the (“Though it recited words, the state Id. In other jury.” the sub- review, majority improperly panel the Elem did not concluding that judge, trial for the record evaluation its stituted case of race dis- facie prima a establish court.”); Brown trial state crimination, any of the engage failed 1432, 143, 133, 125 S.Ct. 544 U.S. Payton, 770, id. at analysis. See three-step Batson (2005) (“Even as- on the 161 L.Ed.2d J., (Stevens, dissenting). 115 S.Ct. incorrect, was conclusion that its sumption appeals court appeal, the state direct On unreasonable, and is therefore not it was judgment, court’s trial the state affirmed that AEDPA “ type the decision just con- ‘state’s finding the review.”). on habeas shields that ‘[t]he ‘hunch’ and legitimate a stituted 1769, 765, Elem, 115 S.Ct. the neces- to raise failfed] circumstances ” con- Court Supreme the L.Ed.2d discrimination.’ of racial sary inference aof reversal Eighth Circuit’s sidered opin- (majority at Id. relief of habeas court’s denial district Elem, iоn) 747 S.W.2d State (quoting jury During selec- similar circumstances. (Mo.App.1988)). (“Elem”) trial, a Jimmy Elem’s for tion review, district On federal degree with second charged defendant standard court, deferential applying young woman’s snatching a robbery for 2254(d), affirmed the under required objected to Elem purse, court, that based on holding appeals state two to exclude strikes use determi- courts’ “the Missouri the record ju- prospective jurors, black prospective purposeful no had been that there nation 766, 115 1769. at S.Ct. 22 and 24. Id. rors finding enti- a factual was discrimination request from without prosecutor, The Id. of correctness.” presumption tled for explanations judge, trial offered to the review 1769. On at jurors. prospective of the two its strikes panel Appeals, Eighth Circuit juror prospective regard With Id. decision and the district reversed he struck explained instructions that with the case remanded unkempt “long, had juror he petition grant Elem’s the district Id. mustache, hair, and beard.” Eighth The Id. corpus. of habeas writ juror 24 Prospective pros- еssentially concluded Circuit juror previously had struck because court noted State, (Tex.App.1999),the S.W.3d and reversed in Powers decision Court’s the defendant’s overruled trial court, holding case to the violation, remanded irrele acknowledging that it was peremptory strike of prosecution’s white noting the defendant was vant but es remaining venire-member black judge's concluding on the based a Batson viola prima facie case they tablished prosecutors that with experience at 787-88. tion. Id. race. based on *10 270 explanation

ecution’s for striking prospec- can prosecutor American. The nonethe- juror pretextual. tive 22 was Id. less stated jurors that he struck 22 and 24 because of their mustaches and Supreme granted The certiorari beards, which suspicious,” “look[ed] and Circuit, Eighth and reversed the conclud- hair, because of their which prosecu- ing that panel steps had conflated two tor like.” Responding “[didn’t] to the 768, and three of analysis. the Batson Id. trial court’s prosecu- comment and the 115 S.Ct. 1769. The Cоurt stated that the responsive tor’s argument, the defense panel erred “requiring justifi- that the attorney requested that the court either cation tendered at step the second be not allow him jurors to ask just they the two if neutral but also at least minimally were judicial black or take persuasive.” notice of Id. The Court admonished black, fact that panel stating, they were is not until order to “[i]t the third step persuasiveness establish a justifi- jurors’ record of the race. cation becomes The trial responded, relevant—-the which “I am not the trial court that, no, determines op- going whether the to do sir.” ponent of the strike has carried his burden Elem, (alterations 64 F.3d at 1199 in origi- of proving purposeful discrimination.” Id. nal) (citations omitted). Eighth Cir- Batson, (citing 476 at U.S. cuit explained that prosecution “after the 1712). The Court stated that prosecu- offered jurors its reasons for striking tor’s striking prospective for 24, petitioner attempt made no per- juror i.e., that “he had long, unkempt suade the trial court that the prosecutor’s hair, mustache, beard,” and a was a reasons striking juror merely were sufficient race-neutral satisfy basis to a pretext for purposeful discrimination.” prosecution’s step-two burden under Indeed, Id. at 1201. defense counsel’s re- analysis. Id. at 106 S.Ct. 1712. The sponse to the trial court’s refusal of his Court then concluded that prose- from the request “Okay. was: Nothing further.” cutor’s race-neutral explanation, “the in- Id. at 1200 n. 7. Accordingly, Eighth quiry properly proceeded three, to step Circuit held that where the state court found that prose- cutor was not motivated discriminatory proffered rea- intent.” Id. sons for striking juror 22 that were fa- cially race-neutral, petitioner remand,

On made the Eighth Circuit followed no attempt persuade the state trial Court’s instructions “to re- evaluate, court that 2254(d) prosecutor’s proper § under the reasons for stan- dard, juror merely [the Missouri Court of Appeal’s] pretext ” ‘finding of for purposeful discrimination, no racial motive.’ Elem v. Burkett, (8th Cir.1995) 64 F.3d finding of no racial motive is (quoting Elem, Purkett v. fairly supported by record, peti- 1769). The court’s review the tioner is not entitled to habeas relief on record revealed the following: his Batson claim. petitioner’s

When objected counsel Id. at 1201. use of peremptory jurors strikes to case, eliminate the instant when the trial noted, trial judge and then prosecu- court erroneously ‍‌‌​​​‌‌​‌‌‌‌‌‌‌​‌‌​‌‌‌‌‌​​‌​‌​​​‌‌‌‌​​​‌‌​‌‌‌‌​​‍stated could tor argued, that there claim, was no evidence not assert a Batson defense counsel and were in fact Afri- responded “Thank you. Note our excep- *11 Appeals’ determination of Criminal that Mr. Court indicated then judge The tion.”3 however, unreasonable. the was go; to was free Hightower his race- offered immediately prosecutor by defense is Our conclusion bolstered Hightower. dismissing reason for neutral prosecution’s the objection to counsel’s that Mr. stated again judge once The juror on Batson a second strike Defense to leave. free was Hightower a second preempt In effort to an grounds. understand respond. We not counsel did аp- did not ruling that Batson erroneous reluc- have been may counsel why defense prima a counsel established defense ply, issue before pursue to tant a prosecutor exercised case that the facie that nevertheless, we conclude court; of race. on the basis strike peremptory that argue appeal on Moody’s failure to articulated several then The pretextual were reasons prosecution’s juror’s including the the strike reasons for was denied that he any argument fatal to she that memory loss her statement and carry his burden. opportunity to an evidence. Defense not follow could that by arguing responded counsel Crimi- to Texas Court appeal On sup- not was prosecutor’s not even counsel did defense Appeals, nal testimony. The by the witness’s ported prosecution’s that argue attempt to finding that the made a judge then pre- Hightower striking for reasons race. of her not struck because was Instead, juror that argued counsel textual. of Criminal Texas Court In his brief to the racially to articulate failed State “[t]he was that there Moody contended reason, Appeals, reason, for any other neutral prose- support nothing in the record Mr. strike exercising Lathon; striking for above, cutor’s stated reasons But, as we noted Hightower.” evidence, however, any point he did not reason for prosecutor’s stated thereof, prose- regard to the with or lack he had brothers- two Hightower striking High- for stated reasons cutor’s and who imprisoned that had been in-law Ap- of Criminal Texas Court tower. The It is be rehabilitated. believed could he stated prosecutor’s found that peals did counsel that defense understandable sup- are striking Hightower for reasons to the attempt respond Hightower and by the record judge’s ported following the trial reasons stated and not be- reasons for those struck standing; never- was Moody lacked ruling not rebutted his has cause of race. to do theless, Moody’s failure we hold that convincing evi- and findings by clеar these Criminal Court of before Texas so 2254(e)(1). See 28 U.S.C. Texas dence. finding precludes Appeals gentleman an ex- Give the COURT: THE colloquy transpired as follows: go. he is free to and him cuse tell We would record like MR. GUERINOT: that, be if it male, addition to MR. MORRIS: juror this is black to reflect that to—our probably doesn't need specifically State we would ask the needed— mine, course, record, be, the records your voir dire point after would in the they [sic], are racially impartial reason robber one two brother-in-laws exercising they a strike. says can pusher, and he dope one denied, being That will be COURT: rehabilitated, THE they though even be case is Defendant in the fact that the up before. twice been part minori- racial He is not white. go he's free Tell him THE COURT: ty being us. with him thank you. our Note Thank GUERINOT: MR. exception. *12 court, opinion Moody’s The district court’s Ap- Texas Court of Criminal argument stage that the third the Bat- peals’ finding prosecutor’s necessarily requires son test a trial judge, prospective juror Hightower not a court, reviewing appellate not a to scruti Moody’s equal violation of protection demeanor, thereby, nize the the credi rights was not unreasonable and is there- bility prosecutor’s offering quite of a are grounds fore not for habeas relief. The supported by forceful and are indeed district court’s determination to the con- Supreme Court’s own admonition. See trary is VACATED. Batson, 98, 1712; U.S. S.Ct. York, 352, 365,

Hernandez v. New 500 U.S. III. CONCLUSION 1859, (1991) L.Ed.2d 395 reasons, For foregoing the order of (“In (plurality opinion) typical peremp the district court granting Moody’s peti- tory. challenge inquiry, the ques decisive tion for habeas relief is VACATED. This tion will be whether counsel’s race-neutral case is REMANDED for proceed- further peremptory for a challenge ings consistent with opinion. should be believed. There will seldom be issue, much evidence bearing on that VACATED AND REMANDED. the best evidence often will be the demean- or of attorney who exercises the chal DENNIS, Judge, Circuit dissenting: Further, lenge.”). we are mindful that the When state trial counsel made “[tjhere Supreme Court has observed that objection to the state prosecu- instances, however, might be in which the tor’s peremptory challenge ju- of a black presumption ap [of would not correctness] ror, the state trial court cut him off at the ply appellate factfinding .... For ex knees, ruling sponte sua did ample, question .... might given in a standing object turn credibility case determinations Undisputedly, white. the state trial that could accurately not be made an court’s no-standing contrary decision was appellate court on the paper basis of a to the rule of federal clearly law estab- Bullock, record.” 376, Cabana v. 474 U.S. lished Powers 5, 388 n. 106 S.Ct. 88 L.Ed.2d 704 Ohio. 499 (1986), in part grounds, overruled on other (1991) L.Ed.2d 411 (holding that under the Illinois, Pope Equal Clause, Protection a criminal defen- (1987); 95 L.Ed.2d 439 see also Bux may object dant to race-based exclusions (5th ton v. Lynaugh, 879 F.2d jurors effected through peremptory Cir.1989). But Moody argue did not challenges whether or not the defendant prosecutor’s demeanor demonstrated and the excluded share the same that his reasons for striking Hightow Mr. race). indeed, er pretextual; Moody has made no argument The state trial ruling foreclosed pretextual. reasons were Consequently, (1) any opportunity for: Moody to make a we cannot conclude that the state court’s prima (2) facie showing discrimination; determination that did not the State to proffer make a valid of a race- Hightower strike because of his race was (3) neutral basis for challenge; or in light unreasonable of this record. Moody to show that proffer State’s

Accordingly, although might we disagree pretextual would have been and that with the Texas Court of Appeals’ Criminal challenge Thus, was race-based. the state failure to remand the case to immediate, trial court’s sponte sua ruling chal- a race-based had used of a record making precluded the also juror; a black lenge to exclude rea- court could an which (“CCA”), Appeals of Criminal Texas Court finding of racial sonably make factuаl recognition the state despite its a determination vel non discrimination Powers, contrary to court’s decision was omissions were legal errors *13 unreasonably applied contrary to or acted harmless. fact that to find as a by purporting the unbroken from All this is evident challenge prosecution’s peremptory the rapidly followed that of events train based on racial discrimina- had not been chal- peremptory the Moody’s objection to it tion, the record before was although (1) immediately ruled court the trial lenge: any completely devoid of semblance Moody did not have stand- that sponte sua any of compliance court’s with state trial (2) his counsel noted object; ing to defense steps and clearly three established the (3) the trial ruling; to the court’s exception required by Batson. procedures juror from further the excused black court way say a to majority scouts for (4) agreed service; prosecutor jury decision, flatly although the CCA’s the benefit acсepted with Batson, contrary to was unreasonable. not interjected no-standing ruling, but con- theory it advances is itself But each strike, for the reasons to his reference application trary to or an unreasonable that, it be to if stating that addition “[i]n clearly established those need to — ... probably doesn’t needed — First, majority vaguely sug- holdings. [of of the two brother-in-laws records decisions relat- gests the collection of dope push- one juror], one robber basis v. Elem is reasonable ed to Purkett rehabilitated, er, says they can be and he might court appellate a state to think that up twice be- they have been though even originally and challenge a Batson decide (5) court signified ...and fore failure to the trial court’s despite ab initio no-standing ruling and his insistence on his steps. the three See any undertake sustained Elem, Purkett v. juror directing that the black challenge (1995); Elem L.Ed.2d 834 and there- go” “free to told that he was be (8th Cir.1995); Purkett, State 64 F.3d 1195 jury duty. by released further Elem, (Mo.Ct.App.1988). 747 S.W.2d correctly determined The distriсt diametrically dif- gestalt is But the Elem be corpus must writ juncture: every inapposite at ferent and (1) trial court the state granted because there, accepted the the trial court after clear, rule firm violated unquestionably showing and the facie prima defendant’s Moody holding that lacked of Powers race-neu- making of a valid prosecution’s exclu- the race-based standing object prove failed the defendant proffer, tral juror through peremptory pretext of a black sion reason was that the proffered ... Moody “is white affirms challenge because Elem racial discrimination. Here, contrary to minority”; racial part any not Batson. follows [and] decisions, majority repeatedly its Pow- as the compounded Elem state trial court to broach clearly admits, Moody es- not allowed violating the was by also ers error prose- and the phases; Kentucky, of the Batson of Batson rules tablished agreed he interjection, coming after 90 L.Ed.2d cutor’s complain stаnding to Moody lacked any of the (1986), to conduct when it failed perempto- racially based about State’s by Batson after required steps three rejected by the ries, clearly tacitly but was objected prosecutor the state unnecessary- trial court as an invalid and ence.” Id. at 98 n. 106 S.Ct. 1712. Second, proffer. majority’s notion that a virtually Batson involved identical fact in the state some- pattern, and the court remanded to the object right “[bjecause how waived his to race trial court flatly the ‍‌‌​​​‌‌​‌‌‌‌‌‌‌​‌‌​‌‌‌‌‌​​‌​‌​​​‌‌‌‌​​​‌‌​‌‌‌‌​​‍trial court based that he was peremptories denied the rejected objection without requiring standing to assert court is also give an explanation for opinion incorrect. Neither the CCA nor his action.” Id. at 106 S.Ct. 1712. or State’s briefs there here even hint plainly does authorize an waiver, holds, majority at a as the in effect appellate court to take evidence or to act an express implicit the sense of fail- as the initial fact-finder regarding whether ure to avail right oneself of a known or to a peremptory challenge racially moti- *14 claim, majority’s opinion assert and the vated. Nor does it appellate judges allow presents no reasonable for supposing basis speculate to as to what would hap- have Moody somehow to declined assert his pened in the absence of the trial court’s Batson claim in the CCA while at the same Batson hypothesize error or to a record time complaining vigorously that he had for review in a in case which the trial court been denied standing to assert it below. findings failed to make as to whether the In my opinion, Powers and Batson clear- defendant prima made out a facie case of ly establish that had standing to discrimination, racial prosecu- whether the object to peremptory challenge, to proffered tion had a race neutral explana- prima make a prove facie case and to tion, and whether the prevailed defendant racial discrimination on the in merits on the ultimate issue of intentional racial court, trial unmistakably and Batson does discrimination. In analysis, the final state'appellate not allow a court to make CCA’s in present is, decision case at the factual determination of racial discrim- best, a hypothesized review of a three-step ination in peremptory challenges vel non inquiry that was never made by the state in the previ- absence of a record of such a court, or, worst, trial rank speculation finding by Batson, ous the trial court. prosecutor’s uninvited, that the unaccept- the Supreme applied by Court analogy ed, and faux-proffer untraversed concern- equal protection from its jurisprudence a ing Hightower’s brothers-in-law must have burden-shifting analysis for the framework been the true for basis objections peremptory strikes as dis- peremptory challenge. criminatory. It three-step established a Nothing in AEDPA or the Supreme first, analysis: the defendant must make a jurisprudence Court’s reasonably supports prima showing facie that the the CCA in making credibility calls on challenge racially motivated; second, peremptory challenges against ju- black must then articulate a race- rors based on a trial strike; record third, neutral devoid of for the reason evidence, traverse, contradictory the trial court hearing, must determine whether the judicial questioning. defendant has purposeful established It was well dis- settled Batson, prior that, crimination. 96-98, to AEDPA in corpus U.S. at courts, 106 S.Ct. 1712. in proceedings Batson noted that at federal the factual “[sjince third step, findings judge’s find- of state courts presumed were in ings correct, the context under be consideration but that the presumption was here largely will turn on evaluation of rebuttable and the could be set “ credibility, a reviewing ordinarily they aside if fairly were ‘not supported ” should give findings great Purkett, those defer- by the record.’ 514 U.S. at light facts in termination 28 U.S.C. (citing Moreover, unsupport- Id. Lonberger, evidence.” 2254(d)(8); v. Marshall designed been finding appears 74 L.Ed.2d ed 422, 432, 103 S.Ct. U.S. and exсuse the improperly shield (1983)). pre- this rebuttable Under of the constitutional violation court’s clear rule, not material that it was sumption in and Pow- set forth Batson requirements re- made a state findings were factual ers. than a court. rather viewing court 591, 592-93, Mata, 455 U.S.

See Sumner case never initi- trial court (1982); 1303, 71 L.Ed.2d 480 and the inquiry, record ated the Mata, Sumner first-step analysis. contain even á does not (1981). 66 L.Ed.2d Rather, to consider trial court refused ground on the lacked the issue However, held objection. make the We have standing to established cases although the Sumner findings by described previously to facts found applies presumption prop- “prerequisite trial court as a courts, there as trial as well by appellate States review.” United appellate er presumption which instances (5th 559, 560 Romero-Reyna, 889 F.2d respect arise with would not *15 Cir.1989). has The made in a case which example, fact-finding —for findings taking importance these credibility determinations turned on in Her- plain trial court at the level place by appel an accurately madе not be could 365, York, 352, 111 New 500 U.S. nandez v. paper of a record. on the late court basis (1991), 1859, which 114 L.Ed.2d 395 376, Bullock, n. S.Ct. 474 v. U.S. 388 See Cabana (1986) held that: 689, 704 5, L.Ed.2d 106 S.Ct. 88 City, 470 v. Bessemer

(citing challenge Anderson in typical peremptory In the 1504, L.Ed.2d 564, 575, 105 84 S.Ct. will be decisive quiry, question Witt, (1985); 469 U.S. Wainwright v. explana 518 counsel’s race-neutral whether 844, 429, 412, 83 L.Ed.2d challenge should a tion for (1985)). seldom be much There will be believed. issue, bearing on that evidence Johnson, 103 F.3d Childress be the demeanor often will best evidence (5th Cir.1997), held this court n. 7 the chal attorney who exercises of the pre- the traditional that AEDPA retained of mind with the state lenge. As afforded to state of correctness sumption prosecutor’s of the juror, evaluation determinations, at 1225 id. factual demeanor and mind based on state of 2254(e)(1)), but that (citing 28 U.S.C. within credibility “peculiarly lies be- to be rebuttable continues presumption Witt, Wainwright province.” judge’s “[sjection 2254(d)(2) cause, post-AEDPA, if the writ the state issuance of authorizes (1985), Patton citing L.Ed.2d on an unreason- ‘was court decision based Yount, 467 U.S. in light facts of the determination able ” (1984). 2885, L.Ed.2d 847 n. 7. Id. at presented.’ the evidence here led it Powers error 2254(d) re- The trial does not section Consequently, duty its under completely on to default defer to the this court CCA’s quire analysis. three-step to make of Batson exonerating State finding of fact to conduct the attempted here The CCA Hightower, the black in striking bias racial analysis its of the Batson third support lacks juror. finding That admoni- Supreme Court’s own, despite de- an “unreasonable and was thus record pecu- patently tion in Hernandez this role was evidence is devoid of fairness and liarly judge’s province process. within the trial due despite judge’s failure to make Moody plainly preserved argument any of the three It findings steps. as to by, at the first opportunity available in his cold, woefully based on a in- its court, briefs to the federal district arguing uninvited, complete equivo- and an record “[tjrial judge that a might least recall cal, unaccepted proffer and unexamined the demeanor pro- prosecutor. a race-neutral reasоn spective reviewing while the record. It to observe opportunity had no the de- absolutely The CCA could not.” After prosecutor, meanor of the described citing law to the effect that a trial as often the “best evidence” in Hernandez may in-person credibility make as- required this situation. The CCA was sessments,1 Moody argued that “the TCCA three-step analysis per remand for a as not, not, did and could an ‘in person make Batson, anything do else was con- assessment,’ credibility and there was no trary application to or an unreasonable such assessment front of it for review. Batson. means, This the TCCA could not make a

Finally, Moody may while gone reasonable assessment of racial discrimina- outside of the trial court record before the tion vel non” identify particular aspect CCA majority’s further contention that suggested demeanor which to argue prosecu- failed case, racial major- motivation in this as the tor’s stated reasons for striking Hightower surmises, ity this does not detract from the prеtextual First, troubling. is also general that an appellate rule court errs Moody was not required to make such an by attempting credibility to make a deter- *16 argument, considering the trial court’s mination at appellate the level on a cold or legal clear ‍‌‌​​​‌‌​‌‌‌‌‌‌‌​‌‌​‌‌‌‌‌​​‌​‌​​​‌‌‌‌​​​‌‌​‌‌‌‌​​‍in ruling errors its and proceed- hollow record. ings contrary to Powers and Batson. Sec-

Subtle and nonverbal cues such as a ond, Moody’s briefs to the district court wink, a glance, or a brief hesitation are certainly argument anyway, made this flat- perceived by often a fact-finder indi ly stating that “[t]he record of individual rectly subconsciously. The rule re however, proves, voir dire that the prose- quiring that it be a trial judge who scruti explanation for eution[’s] its strike was nizes the demeanor of a witness in place is pretextual.” Moody pointed both to statis- precisely because these cues would be dif tical disproportionate evidence of a num- ficult, if impossible, not identify ap to jurors being ber of black struck from the peаl. tone, “A transcript cannot reveal venire in this case and to several white inflections, speech mood and other indicia Moody argues who stated similar of a mental certainly state and pick cannot yet views and by were not struck the up changes subtle but crucial in prose [the prosecutor. While briefs before Estelle, demeanor.” cutor’s] Bruce v. 536 the CCA did not detail the why reasons (5th Cir.1976). F.2d Moreover, Moody believed of Hightower the strike to appellate such an credibility determination pretextual, be certainly this failure does based on a trial court record waiver, devoid of not amount to a implied by as judicial inquiry, contradictory hearing majority. In response Moody’s briefs Wallace, Montgomery, See United States (5th Cir.1994)). 210 F.3d 32 F.3d (5th Cir.2000) (citing United States v. sua challenge CCA’s opportunity requesting a clear error identifying step third to reach (which sponte concedes is effort majority the. remand the district inquiry on its was before remedy), the CCA appropriate appellate court, аrgued in that he there engage plain and it is chose initiative own hardly have Moody pre- reason was fact-finding. proffered could the state’s this sua and brief to foresee expected been textual. Furthermore, action sponte court. reasons, I dissent respectfully For these Moody certainty that with cannot state

we of the district majority’s reversal pretextual as challenge the strike did not Ordinarily, I a judgment. believe does appeal record on because analysis to re-conduct the remand proceed- oral transcript of a contain remedy. Howev appropriate the most is of Criminal Texas ings before place took over er, hearing case the this that an no indication and contains Appeals has sub ago, decade a to the hearing prior held evidentiary that he does not stating an affidavit mitted no indica- fact-finding. We appellate motivating his the reasons remember permitted was ever tion testify now to them. and could not strike pretex- the strike was evidence offer circumstances, say I cannot these On court. tual, of the district requested he as a ordering new district court erred find- fact, appears it Anderson, 202 F.3d Barnes v. trial. See an evidentia- made fact was without ing of (2d Cir.1999) (ordering a new trial refusal of the given the ry hearing which,— hearing on the Batson issues of a instead inquiry to allow the Batson court to an incom passage time and step, gave to even first proceed hearing unlikely to made record a plete at the meet his burden opportunity no dire); analysis of the voir allow reliable by introducing evi- third unreached (3d 261, 293 F.3d Riley Taylor, backhanded challenging State’s dence Cir.2001) of time passage (holding that pretex- strike as for the reason proffer hearing for a Batson remand rendered tual. that “statis remedy as inappropriate any waiver proving The burden evidence, subject might be which tical on the State. arguments lies Moody of his hearing, analysis at such of some and Waiver See, Estoppel e.g., 31 C.J.S. to our deci dispositive but not relevant *17 (2006) (“The waiv- proving burden justify a remand not alone and could sion” it, asserting claiming or party er is on trial); Kelly, 973 Brown over new it, raising an relying or on alleging Cir.1992) (2d (holding 116, 121-22 F.2d it.”). to the brief as State’s issue contrast, evidentiary hearing that, an if no the facts as describes district court remedy where appropriate was a more occurred, arguing hearing evidentiary ever vividly remem he testified “hearing” neces- in footnote that reasons bered his court to make sary for a state detail, the de about them and testified op- parties of fact is to allow finding notes contemporaneous counsel had fense argument. oral portunity for written dire, years only six at the voire taken contain no us briefs before The State’s passed). had any give do not us allegation of waiver reasons, dissent. respectfully I these For argument oral to whether as indication said at what was in the CCA or occurred cannot, the incom- hearing. We our own us and on record before plete Moody’s first initiative, presume waiver.

Case Details

Case Name: Moody v. Quarterman
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Jan 17, 2007
Citation: 476 F.3d 260
Docket Number: 02-21245
Court Abbreviation: 5th Cir.
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