Sheldon MONTGOMERY, Petitioner,
v.
STATE of Florida, Respondent.
Supreme Court of Florida.
*1283 Carey Haughwout, Public Defender and Peggy Natale, Assistant Public Defender, Fifteenth Judicial Circuit, West Palm Beach, FL, for Petitioner.
Charles J. Crist, Jr., Attorney General, Tallahassee, FL, Celia A. Terenzio, Bureau Chief and Sue-Ellen Kenny, Assistant Attorney General, West Palm Beach, FL, for Respondent.
QUINCE, J.
We have for review the decision of the Fourth District Court of Appeal in Montgomery v. State,
FACTS AND PROCEDURAL HISTORY
Sheldon Montgomery was convicted of resisting arrest with violence, resisting arrest without violence, and two counts of ticket scalping. Montgomery was sentenced to sixteen months' imprisonment. The sentence was based on a scoresheet that scored Montgomery's prior withheld adjudications as prior convictions. Previously, Montgomery pled no contest to aggravated battery, carrying a concealed firearm, and two counts of cocaine possession. Adjudication was withheld on each charge. Montgomery appealed to the Fourth District, arguing that pleas of no contest, followed by withheld adjudications, should not be scored as prior convictions on the criminal punishment scoresheet. The Fourth District disagreed and held that a no contest plea was a prior *1284 conviction because it was a determination of guilt. However, the Fourth District certified conflict with Batchelor v. State,
LAW AND ANALYSIS
The issue in this case is whether a plea of nolo contendere, where adjudication of guilt has been withheld, serves as a prior conviction for purposes of the sentencing guidelines. For sentencing purposes, chapter 921, Florida Statutes, provides that prior convictions are scored on the sentencing guidelines worksheet in computing a defendant's sentence. See § 921.0014, Fla. Stat. (2002). Section 921.0021 defines a conviction as "a determination of guilt that is the result of a plea or a trial, regardless of whether adjudication is withheld." See § 921.0021(2), Fla. Stat. (2002); see also Fla. R.Crim. P. 3.701(d)(2)("`Conviction' means a determination of guilt resulting from plea or trial, regardless of whether adjudication was withheld or whether imposition of sentence was suspended."). The Fourth District in this case held that Montgomery's no contest pleas were properly calculated on the scoresheet as prior convictions. The Fourth District reasoned that because the statute made no distinction between guilty and no contest pleas, and both pleas were processed in an identical manner, there had been a determination of guilt. See Montgomery v. State,
The First District in Batchelor, however, reached a contrary conclusion. In Batchelor, the defendant pled no contest to a robbery with a firearm charge. In a subsequent trial, points were scored for the robbery offense. The First District held that the prior robbery with a firearm charge, to which the defendant had entered a no-contest plea, was not a conviction for the purposes of the sentencing guidelines. The First District reasoned:
Florida Rule of Criminal Procedure 3.702(d)(2) defines "conviction" as "a determination of guilt resulting from plea or trial, regardless of whether adjudication was withheld or whether imposition of sentence was suspended." Our research leads us to conclude that this definition is nothing more than an effort to codify case law. In Florida, it is generally recognized that "the term `conviction' means determination of guilt by verdict of the jury or by plea of guilty, and does not require adjudication by the court." State v. Gazda,257 So.2d 242 , 243-44 (Fla.1971). An adjudication of guilt following a plea of no contest also qualifies as a "conviction." Raydo v. State,696 So.2d 1225 (Fla. 1st DCA 1997), approved in part and quashed in part,713 So.2d 996 (Fla.1998). However, a no-contest plea followed by a withhold of adjudication is not a "conviction." Garron v. State,528 So.2d 353 (Fla.1988).
Batchelor,
The Second District and the Fifth District have aligned themselves with the decision in Batchelor. In Freeman, the defendant was convicted of two felonies. At the defendant's sentencing hearing, he objected to the scoring of two prior felonies to which he had pled no contest and adjudication of which had been withheld. The trial court agreed and excluded from the scoresheet three prior misdemeanors to which the defendant had pled guilty and adjudication of which had been withheld. The State appealed, arguing a no contest plea followed by a withhold of adjudication and completed probation was a "conviction" under Florida Rule of Criminal Procedure 3.704(d)(6). The Second District *1285 disagreed with the State and affirmed the trial court's ruling. See Freeman,
In contrast to the Batchelor, Freeman, and Negron line of cases, the State argues that in Florida it is well settled that a no contest plea is a determination of guilt. The State cites to this Court's 1917 opinion which explained:
Where a plea of nolo contendere is accepted it is not necessary in passing sentence for the court to adjudge the party to be guilty, for that follows as a legal inference from the implied confession in the plea; but the court should adjudge that the defendant is convicted of the offense charged, and the sentence which follows should impose the penalty as provided by law.
Pensacola Lodge No. 497 v. State,
Montgomery points out that more recently this Court came to a different conclusion on the effect of no contest pleas. In Garron v. State,
A finding that a no contest plea is a prior conviction, regardless of adjudication being withheld, is consistent with the legislative intent of section 921.0021(2). In construing the meaning of a statute, we first look at its plain language. "When the language of the statute is clear and unambiguous and conveys a clear and definite meaning, there is no occasion for resorting to the rules of statutory interpretation and construction; the statute must be given its plain and obvious meaning." Holly v. Auld,
"[o]ne of the most fundamental tenets of statutory construction requires that we give statutory language its plain and ordinary meaning, unless words are defined in the statute or by the clear intent of the legislature." When necessary, the plain and ordinary meaning of words can be ascertained by reference to a dictionary.
Seagrave v. State,
Furthermore, "`legislative intent is the polestar that guides' the Court's inquiry." *1286 State v. Rife,
Once legislative intent is established, the statute must be read as a whole. See Joshua v. City of Gainesville,
CONCLUSION
We therefore hold that a no contest plea followed by a withhold of adjudication is a conviction for purposes of sentencing under section 921.0014. We approve the decision in Montgomery and disapprove the decisions in Batchelor, Freeman, and Negron to the extent that they are inconsistent with this opinion.
It is so ordered.
WELLS, LEWIS, and CANTERO, JJ., concur.
BELL, J., dissents with an opinion, in which PARIENTE, C.J., and ANSTEAD, J., concur.
BELL, J., dissenting.
The question in this case is whether a prior plea of nolo contendere, where adjudication of guilt was withheld, counts as a "prior conviction" when calculating a defendant's sentence on a current conviction. I believe a plain reading of the sentencing statute compels that the question be answered in the negative. I therefore respectfully dissent.
In the sentencing statute, the term "conviction" is defined as "a determination of guilt that is the result of a plea or a trial, regardless of whether adjudication is withheld." § 921.0021(2), Fla. Stat. (2004). The key words here are "determination of guilt." Where a defendant pleads nolo contendere, and is not subsequently adjudicated guilty, there has been no "determination of guilt that is the result of a plea or a trial." A plea of nolo contendere does not establish guilt. "A nolo plea means `no contest,' not `I confess.' "Garron v. State,
*1287 The sentencing statute clearly expresses the Legislature's intent that the finding of a prior conviction, for sentencing purposes, need not rest on a formal adjudication of guilt. But it is equally clear that where there has been no adjudication of guilt, there must at least have been "a determination of guilt that is the result of a plea or a trial." A guilty plea, for instance, even if adjudication of guilt is withheld, amounts to a "conviction" under chapter 921 because it is "a determination of guilt that is the result of a plea." Similarly, a verdict of guilt, even absent formal adjudication of guilt, amounts to a "conviction" under chapter 921 because it is "a determination of guilt that is the result of ... a trial." But a plea of nolo contendere that is not accompanied by any separate determination of guilt cannot, under the statutory definition, be considered a "conviction."[2]
Our precedent supports this distinction. In Garron v. State,
Just as we held in Garron, I would hold here that to establish a "prior conviction" there must have been either an adjudication of guilt, or a plea or a trial that results in a determination of guilt. A plea of nolo contendere, without a subsequent adjudication of guilt, does not constitute a "conviction" as that term is used in chapter 921. This is the result reached by the First, Second, and Fifth District Courts of Appeal. I would approve those decisions and quash the Fourth District's decision in this case. Accordingly, I respectfully dissent.
PARIENTE, C.J., and ANSTEAD, J., concur.
NOTES
Notes
[1] See ch. 97-194, Laws of Fla.
[2] In the Florida Sexual Predators Act, the Legislature defined the term "conviction" more broadly in a way that does in fact include pleas of nolo contendere. See § 775.21(2)(c), Fla. Stat. (2004) (defining "conviction" as "a determination of guilt which is the result of a trial or the entry of a plea of guilty or nolo contendere, regardless of whether adjudication is withheld"). In chapter 921, on the other hand, the Legislature did not employ such a broad definition, and any interpretation of section 921.0021(2) should account for this fact. We must assume that the Legislature had a reason for defining the term "conviction" differently in different contexts.
[3] Similarly, in Raydo v. State,
